X0306 4 2016-04-22 0000053669 JOHNSON CONTROLS INC JCI 0001207696 McDonald R Bruce 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 1 Exec VP & Vice Chairman Phantom Stock Units - Retirement Restoration Plan 2016-04-22 4 I 0 45928.592 41.93 D Common Stock 45928.592 0 D Phantom Stock Units - Restricted Stock Plan 0 2016-04-22 4 I 0 150000 41.93 D Common Stock 150000 316949.116 D Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company. Includes 3,128.518 phantom units acquired via dividend reinvestment from 2013 through 2016. The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash. Includes 6,925.667 phantom units acquired via dividend reinvestment on January 5 and April 4, 2016 at $32.20 and $38.76 per unit, respectively. /s/ Catherine M. Walker, Attorney-In-Fact for R. Bruce McDonald 2016-04-26