0001127602-14-020387.txt : 20140624 0001127602-14-020387.hdr.sgml : 20140624 20140610133632 ACCESSION NUMBER: 0001127602-14-020387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140609 FILED AS OF DATE: 20140610 DATE AS OF CHANGE: 20140610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Molinaroli Alex A CENTRAL INDEX KEY: 0001292960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 14901543 BUSINESS ADDRESS: BUSINESS PHONE: 414-524-1200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201-0591 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-06-09 0000053669 JOHNSON CONTROLS INC JCI 0001292960 Molinaroli Alex A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201 1 CEO Common Stock 2014-06-09 4 M 0 145000 28.79 A 215870.921 D Common Stock 2014-06-09 4 S 0 145000 50.138 D 70870.921 D Common Stock 48177.693 I by 401(k) Trustee Employee Stock Option (Right to Buy) 28.79 2014-06-09 4 M 0 145000 0 D 2010-10-01 2018-10-01 Common Stock 145000 0 D Includes 456.839 dividend equivalents acquired through dividend reinvestment on January 6 and April 2, 2014, at prices ranging from $49.11 to $50.31 per share. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.98 to $50.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. The number of underlying securities is based on the stock fund balance on June 9, 2014. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a June 9, 2014 stock fund price of $50.05 per share. /s/ Angela M. Blair, Attorney-in-fact for Alex A. Molinaroli 2014-06-10