0001127602-14-020387.txt : 20140624
0001127602-14-020387.hdr.sgml : 20140624
20140610133632
ACCESSION NUMBER: 0001127602-14-020387
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140609
FILED AS OF DATE: 20140610
DATE AS OF CHANGE: 20140610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHNSON CONTROLS INC
CENTRAL INDEX KEY: 0000053669
STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531]
IRS NUMBER: 390380010
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
BUSINESS PHONE: 4145241200
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Molinaroli Alex A
CENTRAL INDEX KEY: 0001292960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05097
FILM NUMBER: 14901543
BUSINESS ADDRESS:
BUSINESS PHONE: 414-524-1200
MAIL ADDRESS:
STREET 1: 5757 N. GREEN BAY AVENUE
STREET 2: P.O. BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201-0591
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-06-09
0000053669
JOHNSON CONTROLS INC
JCI
0001292960
Molinaroli Alex A
5757 N. GREEN BAY AVENUE
P.O. BOX 591
MILWAUKEE
WI
53201
1
CEO
Common Stock
2014-06-09
4
M
0
145000
28.79
A
215870.921
D
Common Stock
2014-06-09
4
S
0
145000
50.138
D
70870.921
D
Common Stock
48177.693
I
by 401(k) Trustee
Employee Stock Option (Right to Buy)
28.79
2014-06-09
4
M
0
145000
0
D
2010-10-01
2018-10-01
Common Stock
145000
0
D
Includes 456.839 dividend equivalents acquired through dividend reinvestment on January 6 and April 2, 2014, at prices ranging from $49.11 to $50.31 per share.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.98 to $50.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
The number of underlying securities is based on the stock fund balance on June 9, 2014. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a June 9, 2014 stock fund price of $50.05 per share.
/s/ Angela M. Blair, Attorney-in-fact for Alex A. Molinaroli
2014-06-10