X0306 4 2013-12-16 0000053669 JOHNSON CONTROLS INC JCI 0001207696 MCDONALD R BRUCE 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 1 Exec Vice President & CFO Common Stock 2013-12-13 5 G 0 E 2000 0 D 110841 D Common Stock 16812.496 I By 401(k) Plan Trustee Phantom Stock Units - Long Term Incentive Plan 2013-12-16 4 A 0 9391.56 50.95 A Common Stock 9391.56 122646.047 D The number of underlying securities is based on the stock fund balance on December 16, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a December 16, 2013, stock fund price of $50.95 per share. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's retirement or termination from the company. Includes 1732.075 phantom stock units acquired via dividend reinvestment on April 2, July 2, and October 2, 2013 at prices ranging from $34.21 to $41.47 per phantom stock unit. /s/ Angela M. Blair, Attorney-In-Fact for R. Bruce McDonald 2013-12-17