X0306 4 2013-10-07 0000053669 JOHNSON CONTROLS INC JCI 0001580778 Murphy John P 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 VP & Pres., Glbl WorkPlace Sol Common Stock 2013-10-07 4 M 0 105.313 40.74 A 22619.246 D Common Stock 2013-10-07 4 D 0 105.313 40.74 D 22513.933 D Common Stock 2013-10-07 4 F 0 768 40.74 D 21745.933 D Common Stock 9813.258 I By 401(k) Plan Trust Phantom Stock Units - Restricted Stock Plan 2013-10-07 4 M 0 105.313 0 D Common Stock 105.313 638.092 D The reporting person's holdings include 36.453 shares acquired under the issuer's dividend reinvestment and common stock purchase plan since the reporting person's last report. These shares were acquired pursuant to the employee stock purchase plan provisions of the dividend reinvestment and common stock purchase plan, which acquisitions are exempt from Section 16. Also includes 29.387 shares acquired via dividend reinvestment on October 2, 2013 at prices ranging from $41.40 to $41.46 per share. The number of underlying securities is based on the stock fund balance on September 30, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 30, 2013, stock fund price of $41.50 per share. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards. Includes 164.989 shares acquired via dividend reinvestment on July 2 and October 2, 2013 at prices ranging from $35.74 to $41.47 per share. /s/ Angela Blair, attorney-in-fact for John P. Murphy 2013-10-08