X0306 4 2013-05-10 0000053669 JOHNSON CONTROLS INC JCI 0001012282 ROELL STEPHEN A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 1 1 Chairman & CEO Common Stock 2012-11-27 5 G 0 E 5565 0 D 666267 D Common Stock 2013-05-10 4 M 0 525000 22.5617 A 1191267 D Common Stock 2013-05-10 4 S 0 525000 36.3539 D 666267 D Common Stock 36555.91 I By 401(k) Plan Trust Employee Stock Option (Right to Buy) 22.5617 2013-05-10 4 M 0 525000 0 D 2007-11-16 2015-11-16 Common Stock 525000 0 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.15 to $36.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. The number of underlying securities is based on the stock fund balance on May 10, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a May 10, 2013, stock fund price of $36.47 per share, and includes a company match of 353.44. phantom stock units acquired on February 14, 2013 at $31.83. /s/ Angela M. Blair, Attorney-in-fact for Stephen A. Roell 2013-05-13