X0202 4 2006-11-15 0000053669 JOHNSON CONTROLS INC JCI 0001049477 VOLTOLINA FRANK A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Vice President and Treasurer Common Stock 2006-11-15 4 M 0 8000 42.435 A 13439.555 D Common Stock 2006-11-15 4 S 0 5700 85.00 D 7739.555 D Common Stock 840.048 I By 401(k) Plan Trust Phantom Stock Units - Long Term Plan Common Stock 1634.097 1634.097 D Phantom Stock Units - Excess Benefit Plan Common Stock 1577.904 1577.904 D Phantom Stock Units - Restricted Stock Grant Common Stock 4044.146 4044.146 D Stock Option 43.425 2006-11-15 4 M 0 8000 43.425 D 2005-06-16 2013-06-16 Common Stock 8000 0 D Stock Option 52.55 2005-11-19 2013-11-19 Common Stock 8000 8000 D Stock Option 61.69 2006-11-17 2014-11-17 Common Stock 16000 16000 D Stock Option 67.685 2007-11-16 2015-11-16 Common Stock 20000 20000 D Stock Option 71.895 2008-10-02 2016-10-02 Common Stock 16000 16000 D The number of underlying securities is based on the stock fund balance on November 15, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on November 15, 2006, stock fund price of $85.34 per share. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time. The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company. The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The restricted stock units were accrued under the Johnson Controls Restricted Stock Plan. The units represent the reinvestment of dividends and are to be settled 100% in cash upon the vesting of the reporting person's Restricted Stock. Fifty percent of the options vest after two years and the remaining 50% vests after three years. Arlene D. Gumm, Attorney-in-fact for Frank A. Voltolina 2006-11-16