SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

ROELL STEPHEN A

(Last)

(First)

(Middle)

5757 N. GREEN BAY AVENUE

P.O. BOX 591

(Street)

MILWAUKEE

53201-0591

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/01/2011

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/01/2011		F		2,565	D	$37.51	754,882	D
Common Stock	08/01/2011		M		706.045	A	$37.51	755,588.045	D
Common Stock	08/01/2011		D		706.045	D	$37.51	754,882	D
Common Stock								34,320.87⁽¹⁾	I	By 401(k) Plan Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Phantom Stock Units/Restricted Stock	⁽²⁾	08/01/2011		M			706.045	⁽³⁾	⁽³⁾	Common Stock	706.045	$37.51	319,033.028⁽⁴⁾⁽⁵⁾	D
Phantom Stock Units/Retirement Restoration Plan	⁽²⁾							⁽⁶⁾	⁽⁶⁾	Common Stock	56,345.984		56,345.984⁽⁷⁾	D
Employee Stock Option (Right to Buy)	$22.5617							11/16/2007	11/16/2015	Common Stock	525,000		525,000	D
Employee Stock Option (Right to Buy)	$23.965							10/02/2008⁽⁸⁾	10/02/2016	Common Stock	591,000		591,000	D
Employee Stock Option (Right to Buy)	$40.21							10/01/2009⁽⁸⁾	10/01/2017	Common Stock	375,000		375,000	D
Employee Stock Option (Right to Buy)	$28.79							10/01/2010⁽⁸⁾	10/01/2018	Common Stock	550,000		550,000	D
Employee Stock Option (Right to Buy)	$24.87							10/01/2011⁽⁸⁾	10/01/2019	Common Stock	610,000		610,000	D
Employee Stock Option (Right to Buy)	$30.54							10/01/2012⁽⁸⁾	10/01/2020	Common Stock	505,000		505,000	D

Explanation of Responses:

1. The number of underlying securities is based on the stock fund balance on July 29, 2011. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a July 29, 2011, stock fund price of $36.95 per share.

2. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.

3. The restricted stock units were awarded under the Johnson Controls Executive Deferred Compensation Plan. The units are to be settled 100% in cash upon the reporting person's termination from the issuer, subject to vesting provisions.

4. The phantom stock units representing dividends which relate to restricted stock awards that were not deferred will vest when the non-deferred restricted shares vest, and will be paid in cash to the reporting person. Phantom stock units representing dividends which relate to vested deferred awards are payable in cash following the reporting person's retirement from the issuer and may be transferred into an alternative investment account. Vesting continues when the reporting person retires from the issuer.

5. Includes 4,650.178 phantom stock units acquired through the reinvestment of dividends of January 4, April 5 and July 5, 2011 at prices ranging from $39.68 to $42.25 per phantom stock unit.

6. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan. The units are payable in cash following the reporting person's retirement from the issuer, and may be transferred by the reporting person into an alternative investment account.

7. Includes 651.40 phantom stock units acquired through the reinvestment of dividends of January 4, April 5 and July 5, 2011 at prices ranging from $39.68 to $42.25 per phantom stock unit.

8. Fifty percent of the options vest after two years and the remaining 50% vests after three years.

Remarks:

	Angela M. Blair, Attorney-In-Fact for Stephen A. Roell	08/02/2011
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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