-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ar8Zd/CykKzzesYee2RZf1Ks0VYeOfPvNmiBEzuoz+ba+aeQTTlhcz/nMhzJ7gtP Am8SmVF1y3ZR8KMXSjSVoQ== 0001012282-06-000001.txt : 20060105 0001012282-06-000001.hdr.sgml : 20060105 20060105213225 ACCESSION NUMBER: 0001012282-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060103 FILED AS OF DATE: 20060105 DATE AS OF CHANGE: 20060105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROELL STEPHEN A CENTRAL INDEX KEY: 0001012282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 06514911 BUSINESS ADDRESS: BUSINESS PHONE: 4147843554 MAIL ADDRESS: STREET 1: 2745 CHADWICK CT CITY: BROOKFIELD STATE: WI ZIP: 53045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-03 0000053669 JOHNSON CONTROLS INC JCI 0001012282 ROELL STEPHEN A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 1 1 0 0 Vice Chairman & Exec Vice Pres Common Stock 2006-01-03 4 F 0 5390 74.10 D 172390 D Common Stock 2006-01-03 4 A 0 40000 74.10 A 212390 D Common Stock 2006-01-03 4 M 0 530.584 74.10 A 212920.584 D Common Stock 2006-01-03 4 D 0 530.584 74.10 D 212390 D Common Stock 9689.147 I By 401(k) Plan Trust Phantom Stock Units/Excess Benefit Plan-Common Common Stock 16325.378 16325.378 D Phantom Stock Units / Restricted Stock Grant 2006-01-03 4 M 0 530.584 74.10 D Common Stock 530.584 32576.756 D Stock Option 40.115 2003-11-14 2011-11-14 Common Stock 80000 80000 D Stock Option 40.2975 2004-11-20 2012-11-20 Common Stock 110000 110000 D Stock Option 52.55 2005-11-19 2013-11-19 Common Stock 104000 104000 D Stock Option 61.69 2006-11-17 2014-11-17 Common Stock 100000 100000 D Stock Option 67.685 2007-11-16 2015-11-16 Common Stock 175000 175000 D Award of Restricted Stock Grant which vests in 50% increments after two years and four years. The number of underlying securities is based on the stock fund balance on January 4, 2006 The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a January 4, 2006, stock fund price of $75.17 per share. The phantom stock units convert to the common stock's cash value on a one-for-one basis. The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 61.456 phantom stock units acquired the reinvestment of dividends on January 3, 2006 at a price of $74.10 per phantom stock unit. The restricted stock units were awarded under the Johnson Controls Executive Deferred Restricted Plan. The units are to be settled 100% in cash upon the reporting person's retirement. Includes 245.082 phantom stock units acquired through the reinvestment of dividends on January 3, 2006 at a price of $74.10 per phantom stock unit. Fifty percent of the options vest after two years and the remaining 50% vests after three years. Arlene D. Gumm Attorney-In-Fact for Stephen A. Roell 2006-01-05 -----END PRIVACY-ENHANCED MESSAGE-----