-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AXv8HphJI+oJ9lyop23RdqYzi/ZG+4+qcGly2SMuzoQuFrtKhTwQcW3GHcE+Ebo5 5NcXex/Dzq29QU2xP+X7SA== 0001012282-05-000001.txt : 20050204 0001012282-05-000001.hdr.sgml : 20050204 20050204185715 ACCESSION NUMBER: 0001012282-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050203 FILED AS OF DATE: 20050204 DATE AS OF CHANGE: 20050204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROELL STEPHEN A CENTRAL INDEX KEY: 0001012282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 05578461 BUSINESS ADDRESS: BUSINESS PHONE: 4147843554 MAIL ADDRESS: STREET 1: 2745 CHADWICK CT CITY: BROOKFIELD STATE: WI ZIP: 53045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-03 0000053669 JOHNSON CONTROLS INC JCI 0001012282 ROELL STEPHEN A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 1 1 0 0 Exec. Vice President and CFO Common Stock 2005-02-03 4 M 0 100000 28.4219 A 277780 D Common Stock 2005-02-03 4 S 0 80000 59.0304 D 197780 D Common Stock 2005-02-04 4 S 0 20000 58.7357 D 177780 D Common Stock 9476.92 I By 401(k) Plan Trust Phantom Stock Units/Excess Benefit Plan-Common Common Stock 15208.432 15208.432 D Phantom Stock Units / Restricted Stock Grant Common Stock 32026.493 32026.493 D Stock Option 28.4219 2005-02-03 4 M 0 100000 28.4219 D 2002-11-15 2010-11-15 Common Stock 100000 0 D Stock Option 40.115 2003-11-14 2011-11-14 Common Stock 80000 80000 D Stock Option 40.2975 2004-11-20 2012-11-20 Common Stock 110000 110000 D Stock Option 52.55 2005-11-19 2013-11-19 Common Stock 104000 104000 D Stock Option 61.69 2006-11-17 2014-11-17 Common Stock 100000 100000 D The number of underlying securities is based on the stock fund balance on February 3, 2005. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a February 3, 2005, stock fund price of $59.00 per share. The phantom stock units convert to the common stock's cash value on a one-for-one basis. The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 60.312 phantom stock units acquired through the reinvestment of dividends on January 2, 2005, at a price of $62.79 per phantom stock unit. The restricted stock units were awarded under the Johnson Controls Executive Deferred Restricted Plan. The units are to be settled 100% in cash upon the reporting person's retirement. Includes 253.912 phantom stock units acquired through the reinvestment of dividends on January 2, 2005, at a price of $62.79 per phantom stock unit. Fifty percent of the options vest after two years and the remaining 50% vests after three years. Arlene D. Gumm Attorney-In-Fact for Stephen A. Roell 2005-02-04 -----END PRIVACY-ENHANCED MESSAGE-----