EX-99.(H)(5)(G) 5 d654060dex99h5g.htm AMENDMENT NO. 5 TO THE SECOND AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENT Amendment No. 5 to the Second Amended and Restated Compliance Services Agreement

Exhibit (h)(5)(g)

NOMURA PARTNERS FUNDS, INC.

FIFTH AMENDMENT

TO SECOND AMENDED and RESTATED

COMPLIANCE SERVICES AGREEMENT

This Fifth Amendment (“Amendment”) to the Second Amended and Restated Compliance Services Agreement dated as of December 31, 2009 by and among Nomura Partners Funds, Inc. (the “Funds”), Foreside Compliance Services, LLC (“FCS”) and Foreside Management Services, LLC (“FMS”) (collectively, “Foreside”), as amended, (the “Second Compliance Agreement”) is entered into as of September 27, 2013 (the “Effective Date”).

WHEREAS, the Funds and Foreside wish to amend Appendix A of the Second Compliance Agreement to remove the India Fund, Greater China Fund, and International Equity Fund;

WHEREAS, Section 14(b) of the Second Compliance Agreement requires that all amendments and modifications to the Agreement be in writing and executed by the parties;

NOW, THEREFORE, the Funds and Foreside hereby agree as follows:

 

1. Appendix A to the Agreement is hereby amended and restated as provided on Exhibit A
attached hereto.

 

2. Except as amended hereby, all other terms and conditions of the Second Compliance Agreement shall remain in full force and effect and are hereby incorporated herein by reference.

 

3. This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which shall together constitute one and the same instrument.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.

 

FORESIDE COMPLIANCE SERVICES, LLC    

NOMURA PARTERNS FUNDS, INC.,

on behalf of each of its series severally and not jointly

By:  

/s/ David M. Whitaker

    By:  

/s/ J. Douglas Azar

  David M. Whitaker, President       J. Douglas Azar, Chairman of the Board

 

FORESIDE MANAGEMENT SERVICES, LLC
By:  

/s/ David M. Whitaker

  David M. Whitaker, President


Exhibit A

NOMURA PARTNERS FUNDS, INC.

SECOND AMENDED and RESTATED

COMPLIANCE SERVICES AGREEMENT

Appendix A

As of September 27, 2013

The Japan Fund Inc. Asia

Pacific ex Japan Fund Global

Equity Income Fund Global

Emerging Markets Fund High

Yield Fund