0001181431-12-020737.txt : 20120330
0001181431-12-020737.hdr.sgml : 20120330
20120330155756
ACCESSION NUMBER: 0001181431-12-020737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120322
FILED AS OF DATE: 20120330
DATE AS OF CHANGE: 20120330
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
CENTRAL INDEX KEY: 0001500096
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 310-284-6438
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 12729065
BUSINESS ADDRESS:
STREET 1: 70 PINE ST
CITY: NEW YORK
STATE: NY
ZIP: 10270
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 70 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10270
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
4
1
rrd340412.xml
FORM 4
X0305
4
2012-03-22
0
0001500096
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
KMF
0000005272
AMERICAN INTERNATIONAL GROUP INC
180 MAIDEN LANE
NEW YORK
NY
10038
0
0
0
1
See General Remarks
4.00% Series C Senior Unsecured Notes due March 22, 2022
2012-03-22
4
P
0
10000000
10000000
A
29000000
I
Held through subsidiaries
Series B Mandatory Redeemable Preferred Shares
2012-03-22
4
P
0
400000
25.00
A
400000
I
Held through subsidiary
The Variable Annuity Life Insurance Company, an indirectly wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds $6,000,000 principal amount of the Series C Senior Unsecured Notes and Chartis Specialty Insurance Company, an indirectly wholly owned subsidiary of AIG, directly holds $4,000,000 principal amount of the Series C Senior Unsecured Notes. As previously reported, First SunAmerica Life Insurance Company, an indirectly wholly owned subsidiary of AIG, directly holds $10,000,000 principal amount of the 3.93% Series A Senior Unsecured Notes due March 3, 2016 of the Issuer and SunAmerica Annuity and Life Assurance Company, an indirectly wholly owned subsidiary of AIG, directly holds $9,000,000 principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 of the Issuer. AIG is an indirect beneficial owner of such senior debt securities.
The Series B Mandatory Redeemable Preferred Shares are held directly by The Variable Annuity Life Insurance Company, an indirectly wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the Series B Mandatory Redeemable Preferred Shares.
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The referenced securities are senior debt securities and preferred equity securities which the Reporting Person is informed, represent, in the aggregate, in excess of 10% of the senior debt securities and preferred equity securities of the Issuer, respectively.
/s/ Monika Machon, Senior Vice President - Investments
2012-03-30