0000892712-21-000333.txt : 20211112
0000892712-21-000333.hdr.sgml : 20211112
20211112115545
ACCESSION NUMBER: 0000892712-21-000333
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINMILL & CO. INC
CENTRAL INDEX KEY: 0000052234
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 131897916
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05465
FILM NUMBER: 211401722
BUSINESS ADDRESS:
STREET 1: 3814 ROUTE 44
CITY: MILLBROOK
STATE: NY
ZIP: 12545
BUSINESS PHONE: 2127850900
MAIL ADDRESS:
STREET 1: 3814 ROUTE 44
CITY: MILLBROOK
STATE: NY
ZIP: 12545
FORMER COMPANY:
FORMER CONFORMED NAME: WINMILL & CO INC
DATE OF NAME CHANGE: 19990409
FORMER COMPANY:
FORMER CONFORMED NAME: BULL & BEAR GROUP INC
DATE OF NAME CHANGE: 19920703
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000052234
XXXXXXXX
09-30-2021
09-30-2021
WINMILL & CO. INC
3814 ROUTE 44
MILLBROOK
NY
12545
13F HOLDINGS REPORT
028-05465
Y
Winmill & Co. Incorporated ("Winco") is a holding company and may be deemed to share investment discretion with certain other institutional investment managers. The characterization of shared investment discretion in this report is made solely to conform with SEC interpretations of Form 13F regarding control through share ownership. Bexil Advisers LLC ("Bexil Advisers"), a registered investment adviser that meets the $100 million Form 13F filing threshold, is included in the List of Other Included Managers set forth below and any Section 13(f) securities over which Bexil Advisers has investment discretion are reported separately from Winco's holdings in the Form 13F Information Table. Midas Management Corporation ("MMC"), a registered investment adviser, and other affiliated institutional investment managers that do not meet the $100 million Form 13F filing threshold, are not included in the List of Other Included Managers set forth below in accordance with the Answer to Question 48 in SEC Division of Investment Management: Frequently Asked Questions About Form 13F and other SEC interpretations, and any Section 13(f) securities over which MMC or such other institutional investment managers are deemed to have investment discretion are reported together with Winco's holdings in the Form 13F Information Table. The inclusion in this report of Section 13(f) securities over which other institutional investment managers are deemed to share investment discretion should not be considered an admission that Winco controls such institutional investment managers.
Russell Kamerman
Assistant Chief Compliance Officer
212-785-0900
/s/ Russell Kamerman
New York
NY
10-22-2021
1
124
312663
false
1
028-14476
Bexil Advisers LLC
INFORMATION TABLE
2
win_13f.xml
AGNICO EAGLE MINES LTD.
COM
008474108
1680
32400
SH
DFND
32400
0
0
ALAMOS GOLD, INC.
COM CL A
011532108
1620
225000
SH
DFND
225000
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
5802
2170
SH
DFND
2170
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
6684
2500
SH
DFND
1
2500
0
0
AMERCO
COM
023586100
969
1500
SH
DFND
1500
0
0
AMERCO
COM
023586100
6460
10000
SH
DFND
1
10000
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
740
2800
SH
DFND
2800
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
4754
18000
SH
DFND
1
18000
0
0
AMGEN, INC.
COM
031162100
436
2050
SH
DFND
2050
0
0
AMGEN, INC.
COM
031162100
3402
16000
SH
DFND
1
16000
0
0
AMPLIFY ENERGY CORP NEW
COM
03212B103
14
2615
SH
DFND
2615
0
0
ANTHEM, INC.
COM
036752103
444
1190
SH
DFND
1190
0
0
ANTHEM, INC.
COM
036752103
3579
9600
SH
DFND
1
9600
0
0
ARISTA NETWORKS, INC.
COM
040413106
100
290
SH
DFND
290
0
0
ARISTA NETWORKS, INC.
COM
040413106
2268
6600
SH
DFND
1
6600
0
0
AUTOZONE, INC.
COM
053332102
1664
980
SH
DFND
980
0
0
AUTOZONE, INC.
COM
053332102
10273
6050
SH
DFND
1
6050
0
0
B2GOLD CORP.
COM
11777Q209
1748
511000
SH
DFND
511000
0
0
B2GOLD CORP.
COM
11777Q209
6156
1800000
SH
DFND
1
1800000
0
0
BARRICK GOLD CORP.
COM
067901108
265
14700
SH
DFND
14700
0
0
BERKSHIRE HATHAWAY, INC.
CL B NEW
084670702
1668
6110
SH
DFND
6110
0
0
BG STAFFING, INC.
COM
05601C105
518
40522
SH
DFND
1
40522
0
0
BLACKROCK, INC.
COM
09247X101
335
400
SH
DFND
400
0
0
BLACKROCK, INC.
COM
09247X101
3942
4700
SH
DFND
1
4700
0
0
BM TECHNOLOGIES, INC.
CL A COM
05591L107
27
3077
SH
DFND
3077
0
0
BRITISH AMERICAN TOBACCO PLC
SPONSORED ADR
110448107
353
10000
SH
DFND
10000
0
0
BRITISH AMERICAN TOBACCO PLC
SPONSORED ADR
110448107
7056
200000
SH
DFND
1
200000
0
0
CELANESE CORP.
COM
150870103
226
1500
SH
DFND
1500
0
0
CELANESE CORP.
COM
150870103
3389
22500
SH
DFND
1
22500
0
0
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
ORD
M22465104
995
8800
SH
DFND
8800
0
0
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
ORD
M22465104
3278
29000
SH
DFND
1
29000
0
0
COMCAST CORP.
CL A
20030N101
5593
100000
SH
DFND
1
100000
0
0
COMFORT SYSTEMS USA, INC.
COM
199908104
114
1600
SH
DFND
1600
0
0
COMFORT SYSTEMS USA, INC.
COM
199908104
2354
33000
SH
DFND
1
33000
0
0
COTERRA ENERGY, INC.
COM
127097103
7028
323000
SH
DFND
1
323000
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
1434
2450
SH
DFND
2450
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
13462
23000
SH
DFND
1
23000
0
0
CUBESMART
COM
229663109
678
14000
SH
DFND
14000
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
283
2300
SH
DFND
2300
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
6143
50000
SH
DFND
1
50000
0
0
DOLLAR GENERAL CORP.
COM
256677105
4370
20600
SH
DFND
1
20600
0
0
DORIAN LPT LTD.
SHS USD
Y2106R110
372
30000
SH
DFND
30000
0
0
EBAY, INC.
COM
278642103
5922
85000
SH
DFND
1
85000
0
0
EDUCATIONAL DEVELOPMENT CORP.
COM
281479105
390
40000
SH
DFND
40000
0
0
ENOVA INTERNATIONAL, INC.
COM
29357K103
428
12400
SH
DFND
12400
0
0
ENOVA INTERNATIONAL, INC.
COM
29357K103
3317
96000
SH
DFND
1
96000
0
0
ENTERPRISE PRODUCTS PARTNERS LP
COM
293792107
866
40000
SH
DFND
1
40000
0
0
ESSENT GROUP LTD.
COM
G3198U102
1122
25500
SH
DFND
25500
0
0
ESSENT GROUP LTD.
COM
G3198U102
6602
150000
SH
DFND
1
150000
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
1008
6000
SH
DFND
6000
0
0
GENWORTH FINL INC
COM CL A
37247D106
863
230000
SH
DFND
230000
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
696
135101
SH
DFND
135101
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
498
96775
SH
DFND
96775
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
1044
202703
SH
DFND
202703
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
26
5087
SH
SOLE
5087
0
0
GRAND CANYON EDUCATION, INC.
COM
38526M106
236
2680
SH
DFND
2680
0
0
GRAND CANYON EDUCATION, INC.
COM
38526M106
4838
55000
SH
DFND
1
55000
0
0
HIGH INCOME SECURITIES FUND
SHS BEN INT
42968F108
28
3240
SH
DFND
1
3240
0
0
HIGHLAND INCOME FUND
HIGHLAND INCOME FUND
43010E404
208
19330
SH
DFND
19330
0
0
HOME DEPOT, INC./THE
COM
437076102
788
2400
SH
DFND
2400
0
0
HOME DEPOT, INC./THE
COM
437076102
4924
15000
SH
DFND
1
15000
0
0
HUMANA, INC.
COM
444859102
175
450
SH
DFND
450
0
0
HUMANA, INC.
COM
444859102
3892
10000
SH
DFND
1
10000
0
0
HUNTINGTON INGALLS INDUSTRIES, INC.
COM
446413106
1351
7000
SH
DFND
1
7000
0
0
INTEL CORP.
COM
458140100
762
14300
SH
DFND
14300
0
0
INTEL CORP.
COM
458140100
5648
106000
SH
DFND
1
106000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
472
23000
SH
DFND
23000
0
0
JPMORGAN CHASE & CO.
COM
46625H100
1113
6800
SH
DFND
6800
0
0
KFORCE, INC.
COM
493732101
274
4600
SH
DFND
4600
0
0
KFORCE, INC.
COM
493732101
2982
50000
SH
DFND
1
50000
0
0
KIRKLAND LAKE GOLD LTD.
COM
49741E100
832
20000
SH
DFND
20000
0
0
LCI INDUSTRIES
COM
50189K103
357
2650
SH
DFND
2650
0
0
LCI INDUSTRIES
COM
50189K103
3029
22500
SH
DFND
1
22500
0
0
LIFE STORAGE INC
COM
53223X107
516
4500
SH
DFND
4500
0
0
LOCKHEED MARTIN CORP.
COM
539830109
2761
8000
SH
DFND
1
8000
0
0
LYONDELLBASELL INDUSTRIES NV
SHS - A -
N53745100
3285
35000
SH
DFND
1
35000
0
0
MASTEC, INC.
COM
576323109
561
6500
SH
DFND
6500
0
0
MASTEC, INC.
COM
576323109
3365
39000
SH
DFND
1
39000
0
0
MASTERCARD, INC.
CL A
57636Q104
3477
10000
SH
DFND
10000
0
0
MEDIFAST, INC.
COM
58470H101
799
4150
SH
DFND
4150
0
0
MEDIFAST, INC.
COM
58470H101
6742
35000
SH
DFND
1
35000
0
0
METHODE ELECTRONICS, INC.
COM
591520200
3469
82500
SH
DFND
1
82500
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
30
2740
SH
DFND
1
2740
0
0
NU SKIN ENTERPRISES, INC.
CL A
67018T105
328
8100
SH
DFND
8100
0
0
NU SKIN ENTERPRISES, INC.
CL A
67018T105
4047
100000
SH
DFND
1
100000
0
0
ONEMAIN HOLDINGS, INC.
COM
68268W103
199
3600
SH
DFND
3600
0
0
ONEMAIN HOLDINGS, INC.
COM
68268W103
4260
77000
SH
DFND
1
77000
0
0
OPEN TEXT CORP.
COM
683715106
3217
66000
SH
DFND
1
66000
0
0
OSISKO GOLD ROYALTIES LTD.
COM
68827L101
197
17500
SH
DFND
17500
0
0
PRUDENTIAL FINANCIAL, INC.
COM
744320102
3682
35000
SH
DFND
1
35000
0
0
PUBLIC STORAGE
COM
74460D109
505
1700
SH
DFND
1700
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
234
3500
SH
DFND
3500
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
4911
73500
SH
DFND
1
73500
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
1164
11600
SH
DFND
11600
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
6521
65000
SH
DFND
1
65000
0
0
ROYAL GOLD, INC.
COM
780287108
506
5300
SH
DFND
5300
0
0
SANDSTORM GOLD, LTD.
COM NEW
80013R206
156
27000
SH
DFND
27000
0
0
SKYWORKS SOLUTIONS, INC.
COM
83088M102
7415
45000
SH
DFND
1
45000
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
154
3000
SH
DFND
3000
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
2263
44000
SH
DFND
1
44000
0
0
SPDR GOLD SHARES ETF
GOLD SHS
78463V107
1281
7800
SH
DFND
7800
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
31
2000
SH
DFND
1
2000
0
0
SSR MINING, INC.
COM
784730103
1164
80000
SH
DFND
80000
0
0
STEEL DYNAMICS, INC.
COM
858119100
1538
26300
SH
DFND
26300
0
0
STEEL DYNAMICS, INC.
COM
858119100
7018
120000
SH
DFND
1
120000
0
0
SWISS HELVETIA FUND INC
COM
870875101
30
3270
SH
DFND
1
3270
0
0
TRACTOR SUPPLY CO.
COM
892356106
365
1800
SH
DFND
1800
0
0
TRACTOR SUPPLY CO.
COM
892356106
8611
42500
SH
DFND
1
42500
0
0
TYSON FOODS, INC.
CL A
902494103
312
3950
SH
DFND
3950
0
0
TYSON FOODS, INC.
CL A
902494103
6670
84500
SH
DFND
1
84500
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
1162
2975
SH
DFND
2975
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
5275
13500
SH
DFND
1
13500
0
0
VALVOLINE, INC.
COM
92047W101
249
8000
SH
DFND
8000
0
0
VALVOLINE, INC.
COM
92047W101
3742
120000
SH
DFND
1
120000
0
0
VONTIER CORP.
COM
928881101
118
3500
SH
DFND
3500
0
0
VONTIER CORP.
COM
928881101
2436
72500
SH
DFND
1
72500
0
0
WARRIOR MET COAL, INC.
COM
93627C101
1164
50000
SH
DFND
50000
0
0
WARRIOR MET COAL, INC.
COM
93627C101
8145
350000
SH
DFND
1
350000
0
0
WELLS FARGO & CO.
COM
949746101
4409
95000
SH
DFND
1
95000
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
365
4000
SH
DFND
4000
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
6380
70000
SH
DFND
1
70000
0
0
WHEATON PRECIOUS METALS CORP.
COM
962879102
225
6000
SH
DFND
6000
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
1330
7500
SH
DFND
7500
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
8512
48000
SH
DFND
1
48000
0
0