0000892712-21-000214.txt : 20210514
0000892712-21-000214.hdr.sgml : 20210514
20210514112751
ACCESSION NUMBER: 0000892712-21-000214
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINMILL & CO. INC
CENTRAL INDEX KEY: 0000052234
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 131897916
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05465
FILM NUMBER: 21922805
BUSINESS ADDRESS:
STREET 1: 11 HANOVER SQ
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2127850900
MAIL ADDRESS:
STREET 1: 11 HANOVER SQ
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: WINMILL & CO INC
DATE OF NAME CHANGE: 19990409
FORMER COMPANY:
FORMER CONFORMED NAME: BULL & BEAR GROUP INC
DATE OF NAME CHANGE: 19920703
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000052234
XXXXXXXX
03-31-2021
03-31-2021
WINMILL & CO. INC
11 HANOVER SQ
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-05465
Y
Winmill & Co. Incorporated ("Winco") is a holding company and may be deemed to share investment discretion with certain other institutional investment managers. The characterization of shared investment discretion in this report is made solely to conform with SEC interpretations of Form 13F regarding control through share ownership. Bexil Advisers LLC ("Bexil Advisers"), a registered investment adviser that meets the $100 million Form 13F filing threshold, is included in the List of Other Included Managers set forth below and any Section 13(f) securities over which Bexil Advisers has investment discretion are reported separately from Winco's holdings in the Form 13F Information Table. Midas Management Corporation ("MMC"), a registered investment adviser, and other affiliated institutional investment managers that do not meet the $100 million Form 13F filing threshold, are not included in the List of Other Included Managers set forth below in accordance with the Answer to Question 48 in SEC Division of Investment Management: Frequently Asked Questions About Form 13F and other SEC interpretations, and any Section 13(f) securities over which MMC or such other institutional investment managers are deemed to have investment discretion are reported together with Winco's holdings in the Form 13F Information Table. The inclusion in this report of Section 13(f) securities over which other institutional investment managers are deemed to share investment discretion should not be considered an admission that Winco controls such institutional investment managers.
Russell Kamerman
Chief Compliance Officer
212-785-0900
/s/ Russell Kamerman
New York
NY
04-26-2021
1
121
271356
false
1
028-14476
Bexil Advisers LLC
INFORMATION TABLE
2
win_13f.xml
ACCENTURE PLC
SHS CLASS A
G1151C101
22
80
SH
DFND
80
0
0
ACCENTURE PLC
SHS CLASS A
G1151C101
1685
6100
SH
DFND
1
6100
0
0
AGNICO EAGLE MINES LTD.
COM
008474108
1873
32400
SH
DFND
32400
0
0
ALAMOS GOLD, INC.
COM CL A
011532108
1757
225000
SH
DFND
225000
0
0
ALASKA AIR GROUP, INC.
COM
011659109
4499
65000
SH
DFND
1
65000
0
0
ALLEGIANT TRAVEL CO.
COM
01748X102
4808
19700
SH
DFND
1
19700
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
4476
2170
SH
DFND
2170
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
1499
727
SH
DFND
1
727
0
0
AMERCO
COM
023586100
919
1500
SH
DFND
1500
0
0
AMERCO
COM
023586100
6126
10000
SH
DFND
1
10000
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
651
2800
SH
DFND
2800
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
4184
18000
SH
DFND
1
18000
0
0
AMGEN, INC.
COM
031162100
510
2050
SH
DFND
2050
0
0
AMGEN, INC.
COM
031162100
3981
16000
SH
DFND
1
16000
0
0
AMPLIFY ENERGY CORP NEW
COM
03212B103
7
2615
SH
DFND
2615
0
0
ANGLOGOLD ASHANTI LTD.
SPONSORED ADR
035128206
688
31300
SH
DFND
31300
0
0
ANTHEM, INC.
COM
036752103
427
1190
SH
DFND
1190
0
0
ANTHEM, INC.
COM
036752103
3446
9600
SH
DFND
1
9600
0
0
ARISTA NETWORKS, INC.
COM
040413106
88
290
SH
DFND
290
0
0
ARISTA NETWORKS, INC.
COM
040413106
1992
6600
SH
DFND
1
6600
0
0
AUTOZONE, INC.
COM
053332102
1376
980
SH
DFND
980
0
0
AUTOZONE, INC.
COM
053332102
8496
6050
SH
DFND
1
6050
0
0
B2GOLD CORP.
COM
11777Q209
1185
275000
SH
DFND
275000
0
0
BARRICK GOLD CORP.
COM
067901108
291
14700
SH
DFND
14700
0
0
BERKSHIRE HATHAWAY, INC.
CL B NEW
084670702
1561
6110
SH
DFND
6110
0
0
BG STAFFING, INC.
COM
05601C105
567
40522
SH
DFND
1
40522
0
0
BLACKROCK, INC.
COM
09247X101
302
400
SH
DFND
400
0
0
BLACKROCK, INC.
COM
09247X101
3544
4700
SH
DFND
1
4700
0
0
BM TECHNOLOGIES, INC.
CL A COM
05591L107
36
3078
SH
DFND
3078
0
0
CELANESE CORP.
COM
150870103
225
1500
SH
DFND
1500
0
0
CELANESE CORP.
COM
150870103
3371
22500
SH
DFND
1
22500
0
0
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
ORD
M22465104
985
8800
SH
DFND
8800
0
0
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
ORD
M22465104
3247
29000
SH
DFND
1
29000
0
0
COMCAST CORP.
CL A
20030N101
5411
100000
SH
DFND
1
100000
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
883
2450
SH
DFND
2450
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
8285
23000
SH
DFND
1
23000
0
0
CUBESMART
COM
229663109
530
14000
SH
DFND
14000
0
0
CUSTOMERS BANCORP, INC.
COM
23204G100
636
20000
SH
DFND
20000
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
218
2300
SH
DFND
2300
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
4750
50000
SH
DFND
1
50000
0
0
DOLLAR GENERAL CORP.
COM
256677105
4174
20600
SH
DFND
1
20600
0
0
EBAY, INC.
COM
278642103
5205
85000
SH
DFND
1
85000
0
0
ENOVA INTERNATIONAL, INC.
COM
29357K103
440
12400
SH
DFND
12400
0
0
ENOVA INTERNATIONAL, INC.
COM
29357K103
3406
96000
SH
DFND
1
96000
0
0
ENTERPRISE PRODUCTS PARTNERS LP
COM
293792107
881
40000
SH
DFND
1
40000
0
0
ESSENT GROUP LTD.
COM
G3198U102
1211
25500
SH
DFND
25500
0
0
ESSENT GROUP LTD.
COM
G3198U102
7124
150000
SH
DFND
1
150000
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
795
6000
SH
DFND
6000
0
0
GALIANO GOLD, INC.
COM
36352H100
588
525000
SH
DFND
525000
0
0
GENWORTH FINL INC
COM CL A
37247D106
996
300000
SH
DFND
300000
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
643
135101
SH
DFND
135101
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
461
96775
SH
DFND
96775
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
965
202703
SH
DFND
202703
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
24
5087
SH
SOLE
5087
0
0
GRAND CANYON EDUCATION, INC.
COM
38526M106
5141
48000
SH
DFND
1
48000
0
0
HIGH INCOME SECURITIES FUND
SHS BEN INT
42968F108
7
800
SH
DFND
1
800
0
0
HIGHLAND INCOME FUND
HIGHLAND INCOME FUND
43010E404
214
19330
SH
DFND
19330
0
0
HOME DEPOT, INC./THE
COM
437076102
733
2400
SH
DFND
2400
0
0
HOME DEPOT, INC./THE
COM
437076102
4579
15000
SH
DFND
1
15000
0
0
HUMANA, INC.
COM
444859102
189
450
SH
DFND
450
0
0
HUMANA, INC.
COM
444859102
4193
10000
SH
DFND
1
10000
0
0
HUNTINGTON INGALLS INDUSTRIES, INC.
COM
446413106
1441
7000
SH
DFND
1
7000
0
0
INTEL CORP.
COM
458140100
915
14300
SH
DFND
14300
0
0
INTEL CORP.
COM
458140100
6784
106000
SH
DFND
1
106000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
522
23000
SH
DFND
23000
0
0
JPMORGAN CHASE & CO.
COM
46625H100
1035
6800
SH
DFND
6800
0
0
KFORCE, INC.
COM
493732101
247
4600
SH
DFND
4600
0
0
KFORCE, INC.
COM
493732101
2680
50000
SH
DFND
1
50000
0
0
KIRKLAND LAKE GOLD LTD.
COM
49741E100
676
20000
SH
DFND
20000
0
0
LCI INDUSTRIES
COM
50189K103
351
2650
SH
DFND
2650
0
0
LCI INDUSTRIES
COM
50189K103
2976
22500
SH
DFND
1
22500
0
0
LIFE STORAGE INC
COM
53223X107
387
4500
SH
DFND
4500
0
0
LOCKHEED MARTIN CORP.
COM
539830109
2956
8000
SH
DFND
1
8000
0
0
LYONDELLBASELL INDUSTRIES NV
SHS - A -
N53745100
3642
35000
SH
DFND
1
35000
0
0
MASTEC, INC.
COM
576323109
609
6500
SH
DFND
6500
0
0
MASTEC, INC.
COM
576323109
3654
39000
SH
DFND
1
39000
0
0
MASTERCARD, INC.
CL A
57636Q104
3561
10000
SH
DFND
10000
0
0
MEDIFAST, INC.
COM
58470H101
879
4150
SH
DFND
4150
0
0
MEDIFAST, INC.
COM
58470H101
7414
35000
SH
DFND
1
35000
0
0
METHODE ELECTRONICS, INC.
COM
591520200
3463
82500
SH
DFND
1
82500
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
4
380
SH
DFND
1
380
0
0
NU SKIN ENTERPRISES, INC.
CL A
67018T105
214
4050
SH
DFND
4050
0
0
NU SKIN ENTERPRISES, INC.
CL A
67018T105
2645
50000
SH
DFND
1
50000
0
0
ONEMAIN HOLDINGS, INC.
COM
68268W103
193
3600
SH
DFND
3600
0
0
ONEMAIN HOLDINGS, INC.
COM
68268W103
4136
77000
SH
DFND
1
77000
0
0
OPEN TEXT CORP.
COM
683715106
3149
66000
SH
DFND
1
66000
0
0
OSISKO GOLD ROYALTIES LTD.
COM
68827L101
193
17500
SH
DFND
17500
0
0
PRUDENTIAL FINANCIAL, INC.
COM
744320102
3189
35000
SH
DFND
1
35000
0
0
PUBLIC STORAGE
COM
74460D109
419
1700
SH
DFND
1700
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
272
3500
SH
DFND
3500
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
5707
73500
SH
DFND
1
73500
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
906
11600
SH
DFND
11600
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
5075
65000
SH
DFND
1
65000
0
0
ROYAL GOLD, INC.
COM
780287108
570
5300
SH
DFND
5300
0
0
SANDSTORM GOLD, LTD.
COM NEW
80013R206
184
27000
SH
DFND
27000
0
0
SKYWORKS SOLUTIONS, INC.
COM
83088M102
8257
45000
SH
DFND
1
45000
0
0
SLEEP NUMBER CORP.
COM
83125X103
1715
11950
SH
DFND
11950
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
183
3000
SH
DFND
3000
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
2687
44000
SH
DFND
1
44000
0
0
SPDR GOLD SHARES ETF
GOLD SHS
78463V107
1248
7800
SH
DFND
7800
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
4
280
SH
DFND
1
280
0
0
SSR MINING, INC.
COM
784730103
1142
80000
SH
DFND
80000
0
0
STEEL DYNAMICS, INC.
COM
858119100
533
10500
SH
DFND
10500
0
0
STEEL DYNAMICS, INC.
COM
858119100
3959
78000
SH
DFND
1
78000
0
0
SWISS HELVETIA FUND INC
COM
870875101
4
400
SH
DFND
1
400
0
0
T. ROWE PRICE GROUP, INC.
COM
74144T108
986
5745
SH
DFND
5745
0
0
T. ROWE PRICE GROUP, INC.
COM
74144T108
6843
39876
SH
DFND
1
39876
0
0
TRACTOR SUPPLY CO.
COM
892356106
319
1800
SH
DFND
1800
0
0
TRACTOR SUPPLY CO.
COM
892356106
7526
42500
SH
DFND
1
42500
0
0
TYSON FOODS, INC.
CL A
902494103
293
3950
SH
DFND
3950
0
0
TYSON FOODS, INC.
CL A
902494103
6278
84500
SH
DFND
1
84500
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
1107
2975
SH
DFND
2975
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
5023
13500
SH
DFND
1
13500
0
0
VALVOLINE, INC.
COM
92047W101
209
8000
SH
DFND
8000
0
0
VALVOLINE, INC.
COM
92047W101
3128
120000
SH
DFND
1
120000
0
0
WELLS FARGO & CO.
COM
949746101
3712
95000
SH
DFND
1
95000
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
186
2100
SH
DFND
2100
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
3285
37000
SH
DFND
1
37000
0
0
WHEATON PRECIOUS METALS CORP.
COM
962879102
229
6000
SH
DFND
6000
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
1344
7500
SH
DFND
7500
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
8602
48000
SH
DFND
1
48000
0
0