0000892712-20-000150.txt : 20200413
0000892712-20-000150.hdr.sgml : 20200413
20200413152658
ACCESSION NUMBER: 0000892712-20-000150
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200413
DATE AS OF CHANGE: 20200413
EFFECTIVENESS DATE: 20200413
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINMILL & CO. INC
CENTRAL INDEX KEY: 0000052234
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 131897916
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05465
FILM NUMBER: 20788709
BUSINESS ADDRESS:
STREET 1: 11 HANOVER SQ
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2127850900
MAIL ADDRESS:
STREET 1: 11 HANOVER SQ
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: WINMILL & CO INC
DATE OF NAME CHANGE: 19990409
FORMER COMPANY:
FORMER CONFORMED NAME: BULL & BEAR GROUP INC
DATE OF NAME CHANGE: 19920703
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000052234
XXXXXXXX
03-31-2020
03-31-2020
WINMILL & CO. INC
11 HANOVER SQ
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-05465
Y
Winmill & Co. Incorporated ("Winco") is a holding company and may be deemed to share investment discretion with certain other institutional investment managers. The characterization of shared investment discretion in this report is made solely to conform with SEC interpretations of Form 13F regarding control through share ownership. Bexil Advisers LLC ("Bexil Advisers"), a registered investment adviser that meets the $100 million Form 13F filing threshold, is included in the List of Other Included Managers set forth below and any Section 13(f) securities over which Bexil Advisers has investment discretion are reported separately from Winco's holdings in the Form 13F Information Table. Midas Management Corporation ("MMC"), a registered investment adviser, and other affiliated institutional investment managers that do not meet the $100 million Form 13F filing threshold, are not included in the List of Other Included Managers set forth below in accordance with the Answer to Question 48 in SEC Division of Investment Management: Frequently Asked Questions About Form 13F and other SEC interpretations, and any Section 13(f) securities over which MMC or such other institutional investment managers are deemed to have investment discretion are reported together with Winco's holdings in the Form 13F Information Table. The inclusion in this report of Section 13(f) securities over which other institutional investment managers are deemed to share investment discretion should not be considered an admission that Winco controls such institutional investment managers.
Russell Kamerman
Chief Compliance Officer
212-785-0900
/s/ Russell Kamerman
New York
NY
04-13-2020
1
152
183849
false
1
028-14476
Bexil Advisers LLC
INFORMATION TABLE
2
win_13f.xml
ACCENTURE PLC
SHS CLASS A
G1151C101
13
80
SH
DFND
80
0
0
ACCENTURE PLC
SHS CLASS A
G1151C101
996
6100
SH
DFND
1
6100
0
0
ACUITY BRANDS, INC.
COM
00508Y102
199
2318
SH
DFND
2318
0
0
ACUITY BRANDS, INC.
COM
00508Y102
1324
15457
SH
DFND
1
15457
0
0
AGNICO EAGLE MINES LTD.
COM
008474108
1289
32400
SH
DFND
32400
0
0
ALAMOS GOLD, INC.
COM CL A
011532108
1125
225000
SH
DFND
225000
0
0
ALASKA AIR GROUP, INC.
COM
011659109
1196
42000
SH
DFND
1
42000
0
0
ALLEGIANT TRAVEL CO.
COM
01748X102
33
400
SH
DFND
400
0
0
ALLEGIANT TRAVEL CO.
COM
01748X102
1611
19700
SH
DFND
1
19700
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
2521
2170
SH
DFND
2170
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
845
727
SH
DFND
1
727
0
0
ALTRIA GROUP, INC.
COM
02209S103
126
3250
SH
DFND
3250
0
0
ALTRIA GROUP, INC.
COM
02209S103
1547
40000
SH
DFND
1
40000
0
0
AMC NETWORKS, INC.
CL A
00164V103
150
6150
SH
DFND
6150
0
0
AMC NETWORKS, INC.
CL A
00164V103
1580
65000
SH
DFND
1
65000
0
0
AMERCO
COM
023586100
378
1300
SH
DFND
1300
0
0
AMERCO
COM
023586100
2906
10000
SH
DFND
1
10000
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
287
2800
SH
DFND
2800
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
1845
18000
SH
DFND
1
18000
0
0
AMERISOURCEBERGEN CORP.
COM
03073E105
2367
26750
SH
DFND
1
26750
0
0
AMGEN, INC.
COM
031162100
203
1000
SH
DFND
1000
0
0
AMGEN, INC.
COM
031162100
3244
16000
SH
DFND
1
16000
0
0
AMPLIFY ENERGY CORP NEW
COM
03212B103
1
2615
SH
DFND
2615
0
0
AUTOZONE, INC.
COM
053332102
635
750
SH
DFND
750
0
0
AUTOZONE, INC.
COM
053332102
3553
4200
SH
DFND
1
4200
0
0
B2GOLD CORP.
COM
11777Q209
842
275000
SH
DFND
275000
0
0
BERKSHIRE HATHAWAY, INC.
CL B NEW
084670702
1130
6180
SH
DFND
6180
0
0
BERKSHIRE HATHAWAY, INC.
CL B NEW
084670702
1223
6690
SH
DFND
1
6690
0
0
BG STAFFING, INC.
COM
05544A109
303
40522
SH
DFND
1
40522
0
0
BIOGEN, INC.
COM
09062X103
633
2000
SH
DFND
2000
0
0
BLACKROCK, INC.
COM
09247X101
176
400
SH
DFND
400
0
0
BLACKROCK, INC.
COM
09247X101
2068
4700
SH
DFND
1
4700
0
0
CABOT OIL & GAS CORP.
COM
127097103
526
30600
SH
DFND
30600
0
0
CABOT OIL & GAS CORP.
COM
127097103
3541
206000
SH
DFND
1
206000
0
0
CELANESE CORP.
COM
150870103
110
1500
SH
DFND
1500
0
0
CELANESE CORP.
COM
150870103
1651
22500
SH
DFND
1
22500
0
0
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
ORD
M22465104
659
6550
SH
DFND
6550
0
0
CINER RESOURCES LP
COM UNIT LTD
172464109
95
9181
SH
DFND
9181
0
0
CINER RESOURCES LP
COM UNIT LTD
172464109
199
19175
SH
DFND
1
19175
0
0
CISCO SYSTEMS, INC.
COM
17275R102
2555
65000
SH
DFND
1
65000
0
0
CITIGROUP, INC.
COM NEW
172967424
276
6550
SH
DFND
6550
0
0
CITIGROUP, INC.
COM NEW
172967424
1685
40000
SH
DFND
1
40000
0
0
CITIZENS FINANCIAL GROUP, INC.
COM
174610105
130
6900
SH
DFND
6900
0
0
CITIZENS FINANCIAL GROUP, INC.
COM
174610105
1176
62500
SH
DFND
1
62500
0
0
COMCAST CORP.
CL A
20030N101
3438
100000
SH
DFND
1
100000
0
0
CONOCOPHILLIPS
COM
20825C104
271
8800
SH
DFND
8800
0
0
CONOCOPHILLIPS
COM
20825C104
2464
80000
SH
DFND
1
80000
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
286
1120
SH
DFND
1120
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
2940
11500
SH
DFND
1
11500
0
0
CSX CORP.
COM
126408103
1604
28000
SH
DFND
1
28000
0
0
CUBESMART
COM
229663109
375
14000
SH
DFND
14000
0
0
CUMMINS, INC.
COM
231021106
169
1250
SH
DFND
1250
0
0
CUMMINS, INC.
COM
231021106
2842
21000
SH
DFND
1
21000
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
82
2300
SH
DFND
2300
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
1784
50000
SH
DFND
1
50000
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
4175
475015
SH
DFND
1
475015
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
5913
672646
SH
DFND
672646
0
0
DOLLAR GENERAL CORP.
COM
256677105
3111
20600
SH
DFND
1
20600
0
0
EBAY, INC.
COM
278642103
2555
85000
SH
DFND
1
85000
0
0
ENBRIDGE, INC.
COM
29250N105
789
27108
SH
DFND
1
27108
0
0
ENTERPRISE PRODUCTS PARTNERS LP
COM
293792107
572
40000
SH
DFND
1
40000
0
0
ESSENT GROUP LTD.
COM
G3198U102
303
11500
SH
DFND
11500
0
0
ESSENT GROUP LTD.
COM
G3198U102
1976
75000
SH
DFND
1
75000
0
0
EXTRA SPACE STORAGE INC.
COM
30225T102
575
6000
SH
DFND
6000
0
0
GENWORTH FINL INC.
COM CL A
37247D106
996
300000
SH
DFND
300000
0
0
GLOBAL SELF STORAGE INC.
COM
37955N106
322
91775
SH
DFND
91775
0
0
GLOBAL SELF STORAGE INC.
COM
37955N106
711
202703
SH
DFND
202703
0
0
GLOBAL SELF STORAGE INC.
COM
37955N106
474
135101
SH
SOLE
135101
0
0
GRAND CANYON EDUCATION, INC.
COM
38526M106
3662
48000
SH
DFND
1
48000
0
0
HIGHLAND INCOME FUND
HIGHLAND INCOME FUND
43010E404
165
19330
SH
DFND
19330
0
0
HOME DEPOT, INC./THE
COM
437076102
448
2400
SH
DFND
2400
0
0
HOME DEPOT, INC./THE
COM
437076102
2801
15000
SH
DFND
1
15000
0
0
HONEYWELL INTERNATIONAL, INC.
COM
438516106
15
110
SH
DFND
110
0
0
HONEYWELL INTERNATIONAL, INC.
COM
438516106
990
7400
SH
DFND
1
7400
0
0
HP, INC.
COM
40434L105
439
25300
SH
DFND
25300
0
0
HP, INC.
COM
40434L105
2778
160000
SH
DFND
1
160000
0
0
HUNTINGTON INGALLS INDUSTRIES, INC.
COM
446413106
1275
7000
SH
DFND
1
7000
0
0
INTEL CORP.
COM
458140100
173
3200
SH
DFND
3200
0
0
INTEL CORP.
COM
458140100
3518
65000
SH
DFND
1
65000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
322
24643
SH
DFND
24643
0
0
ITURAN LOCATION AND CONTROL LTD.
SHS
M6158M104
66
4638
SH
DFND
4638
0
0
ITURAN LOCATION AND CONTROL LTD.
SHS
M6158M104
765
53801
SH
DFND
1
53801
0
0
JB HUNT TRANSPORT SERVICES, INC.
COM
445658107
129
1400
SH
DFND
1400
0
0
JB HUNT TRANSPORT SERVICES, INC.
COM
445658107
1937
21000
SH
DFND
1
21000
0
0
JPMORGAN CHASE & CO.
COM
46625H100
612
6800
SH
DFND
6800
0
0
KFORCE, INC.
COM
493732101
309
12100
SH
DFND
12100
0
0
KFORCE, INC.
COM
493732101
1279
50000
SH
DFND
1
50000
0
0
KIRKLAND LAKE GOLD LTD.
COM
49741E100
429
14500
SH
DFND
14500
0
0
LCI INDUSTRIES
COM
50189K103
274
4100
SH
DFND
4100
0
0
LCI INDUSTRIES
COM
50189K103
1504
22500
SH
DFND
1
22500
0
0
LGI HOMES, INC.
COM
50187T106
115
2550
SH
DFND
2550
0
0
LIFE STORAGE INC.
COM
53223X107
284
3000
SH
DFND
3000
0
0
LOCKHEED MARTIN CORP.
COM
539830109
2712
8000
SH
DFND
1
8000
0
0
LYONDELLBASELL INDUSTRIES NV
SHS - A -
N53745100
1737
35000
SH
DFND
1
35000
0
0
MAGNA INTERNATIONAL, INC.
COM
559222401
271
8500
SH
DFND
8500
0
0
MAGNA INTERNATIONAL, INC.
COM
559222401
1692
53000
SH
DFND
1
53000
0
0
MARCUS & MILLICHAP, INC.
COM
566324109
407
15000
SH
DFND
15000
0
0
MASTERCARD, INC.
CL A
57636Q104
2416
10000
SH
DFND
10000
0
0
MAVERIX METALS, INC.
COM NEW
57776F405
79
23900
SH
DFND
23900
0
0
MEDIFAST, INC.
COM
58470H101
259
4150
SH
DFND
4150
0
0
MEDIFAST, INC.
COM
58470H101
2188
35000
SH
DFND
1
35000
0
0
MERITOR, INC.
COM
59001K100
132
9950
SH
DFND
9950
0
0
METHODE ELECTRONICS, INC.
COM
591520200
2180
82500
SH
DFND
1
82500
0
0
NACCO INDUSTRIES, INC.
CL A
629579103
84
3000
SH
DFND
3000
0
0
NMI HOLDINGS, INC.
CL A
629209305
153
13200
SH
DFND
13200
0
0
NMI HOLDINGS, INC.
CL A
629209305
1231
106000
SH
DFND
1
106000
0
0
OSHKOSH CORP.
COM
688239201
296
4600
SH
DFND
4600
0
0
OSHKOSH CORP.
COM
688239201
2091
32500
SH
DFND
1
32500
0
0
OSISKO GOLD ROYALTIES LTD.
COM
68827L101
130
17500
SH
DFND
17500
0
0
PACKAGING CORP. OF AMERICA
COM
695156109
104
1200
SH
DFND
1200
0
0
PACKAGING CORP. OF AMERICA
COM
695156109
2431
28000
SH
DFND
1
28000
0
0
PFIZER, INC.
COM
717081103
2611
80000
SH
DFND
1
80000
0
0
PHILIP MORRIS INTERNATIONAL, INC.
COM
718172109
73
1000
SH
DFND
1000
0
0
PHILIP MORRIS INTERNATIONAL, INC.
COM
718172109
2043
28000
SH
DFND
1
28000
0
0
PUBLIC STORAGE
COM
74460D109
338
1700
SH
DFND
1700
0
0
RADIAN GROUP, INC.
COM
750236101
186
14400
SH
DFND
14400
0
0
RADIAN GROUP, INC.
COM
750236101
1010
78000
SH
DFND
1
78000
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
1526
33500
SH
DFND
1
33500
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
438
11600
SH
DFND
11600
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
2454
65000
SH
DFND
1
65000
0
0
ROYAL GOLD, INC.
COM
780287108
465
5300
SH
DFND
5300
0
0
SANDSTORM GOLD, LTD.
COM NEW
80013R206
135
27000
SH
DFND
27000
0
0
SEI INVESTMENTS CO.
COM
784117103
139
3000
SH
DFND
3000
0
0
SEI INVESTMENTS CO.
COM
784117103
2085
45000
SH
DFND
1
45000
0
0
SIGNATURE BANK
COM
82669G104
1648
20500
SH
DFND
1
20500
0
0
SKYWORKS SOLUTIONS, INC.
COM
83088M102
4022
45000
SH
DFND
1
45000
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
107
3000
SH
DFND
3000
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
1567
44000
SH
DFND
1
44000
0
0
SPDR GOLD SHARES ETF
GOLD SHS
78463V107
1347
9100
SH
DFND
9100
0
0
SSR MINING, INC.
COM
784730103
910
80000
SH
DFND
80000
0
0
STEEL DYNAMICS, INC.
COM
858119100
237
10500
SH
DFND
10500
0
0
STEEL DYNAMICS, INC.
COM
858119100
1758
78000
SH
DFND
1
78000
0
0
T. ROWE PRICE GROUP, INC.
COM
74144T108
561
5745
SH
DFND
5745
0
0
T. ROWE PRICE GROUP, INC.
COM
74144T108
3894
39876
SH
DFND
1
39876
0
0
TEXAS INSTRUMENTS, INC.
COM
882508104
160
1600
SH
DFND
1600
0
0
TEXAS INSTRUMENTS, INC.
COM
882508104
2398
24000
SH
DFND
1
24000
0
0
TRACTOR SUPPLY CO.
COM
892356106
101
1200
SH
DFND
1200
0
0
TRACTOR SUPPLY CO.
COM
892356106
3593
42500
SH
DFND
1
42500
0
0
UNITED RENTALS, INC.
COM
911363109
381
3700
SH
DFND
3700
0
0
UNITED RENTALS, INC.
COM
911363109
2367
23000
SH
DFND
1
23000
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
524
2100
SH
DFND
2100
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
3367
13500
SH
DFND
1
13500
0
0
VALVOLINE, INC.
COM
92047W101
105
8000
SH
DFND
8000
0
0
VALVOLINE, INC.
COM
92047W101
1571
120000
SH
DFND
1
120000
0
0
WARRIOR MET COAL, INC.
COM
93627C101
106
10000
SH
DFND
10000
0
0
WARRIOR MET COAL, INC.
COM
93627C101
1752
165000
SH
DFND
1
165000
0
0
WELLS FARGO & CO.
COM
949746101
1292
45000
SH
DFND
1
45000
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
80
2100
SH
DFND
2100
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
1412
37000
SH
DFND
1
37000
0
0
WHEATON PRECIOUS METALS CORP.
COM
962879102
165
6000
SH
DFND
6000
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
319
7500
SH
DFND
7500
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
2041
48000
SH
DFND
1
48000
0
0