EX-99.(H)(3)(II) 4 dex99h3ii.htm FIRST AMENDMENT TO SECURITIES LENDING AUTHORIZATION First Amendment to Securities Lending Authorization

Exhibit (h)(3)(ii)

FIRST AMENDMENT TO

SECURITIES LENDING AUTHORIZATION AGREEMENT

BETWEEN IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II,

IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV,

IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST,

LOOMIS SAYLES FUNDS I, LOOM1S SAYLES FUNDS II,

each on behalf of its respective series listed on Schedule B, severally and not jointly

AND STATE STREET BANK AND TRUST COMPANY

This First Amendment (this “Amendment”) dated as of December 20, 2005 is between IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST, LOOMIS SAYLES FUNDS I, and LOOMIS SAYLES FUNDS II, each on behalf of its respective series listed on Schedule B severally and not jointly, each a registered management investment company organized and existing under the laws of Massachusetts (collectively, the “Trusts,” and each a “Trust”), and STATE STREET BANK AND TRUST COMPANY, its affiliates or subsidiaries (“State Street”).

Reference is made to a Securities Lending Authorization Agreement dated the 1st day of September, 2005 between the Trusts and State Street as in effect on the date hereof prior to giving effect to this Amendment (the “Agreement”).

For value received, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties mutually agree to amend the Agreement to add the IXIS Income Diversified Portfolio as a “Fund” under the terms of the Agreement.

1. Definitions. All capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Agreement.

2. Amendments.

Schedule A-1, Schedule B and Schedule B-l to the Agreement arc hereby deleted in their entirety and the new Schedule A-1, Schedule B and Schedule B-1 attached to this Amendment are substituted therefor.

3. Representations and Warranties. Each party hereto represents and warrants that (a) it has the power to execute and deliver this Amendment, to enter into) the transactions contemplated hereby, and to perform its obligations hereunder; (b) it has taken all necessary action to authorize such execution, delivery, and performance; (c) this Amendment constitutes a legal, valid and binding obligation enforceable against it; and (d) the execution, delivery, and performance by it of this Amendment will at all times comply with all applicable laws and regulations.

4. Miscellaneous. Except to the extent specifically amended by this Amendment, the provisions of the Agreement shall remain unmodified, and the Agreement is ratified and affirmed as being in full force and effect. This Amendment, the Agreement and the other documents and certificates referred to in the Agreement constitute the entire understanding of the parties with respect to the subject matter thereof and supersede all prior and current understandings and agreements, whether written or oral.

5. Effective Date. This Amendment shall be effective as of the date first written above.

IN WITNESS WHEREOF, the parties hereto execute this Amendment as an instrument under seal by their duly authorized officers by affixing their signatures below.

IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST,

LOOMIS SAYLES FUNDS I, LOOMIS SAYLES FUNDS II, each on behalf of its respective series listed on Schedule B, severally and not jointly

 

By:   

/s/ Michael Kardok

   
Name:    Michael Kardok   
Title:    Treasurer   

STATE STREET BANK AND TRUST COMPANY,

on behalf of itself and its affiliates and subsidiaries

By:   

/s/ Jl Carty

   
Name:    JL Carty   
Title:    Senior Vice President   

Schedule A-l

This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 1st day of September 2005, as amended from time to time, between IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST, LOOMIS SAYLES FUNDS I, and LOOMIS SAYLES FUNDS II, EACH ON BEHALF OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).

 

FUNDS

    SECURITIES LOAN LIMITATION  

IXIS Advisor Funds Trust I

   

CGM Advisor Targeted Equity Fund

    33  1/3 %

Hansberger International Fund

    33  1/3 %

IXIS Income Diversified Portfolio

    33  1/3 %

IXIS U.S. Diversified Portfolio

    33  1/3 %

IXIS Value Fund

    33  1/3 %

Loomis Sayles Core Plus Bond Fund

    33  1/3 %

Vaughan Nelson Small Cap Value Fund

    33  1/3 %

Westpeak Capital Growth Fund

    33  1/3 %

IXIS Advisor Funds Trust II

   

Harris Associates Large Cap Value Fund

    33  1/3 %

Loomis Sayles Massachusetts Tax Free Income Fund

    33  1/3 %

IXIS Advisor Funds Trust III

   

Harris Associates Focused Value Fund

    33  1/3 %

IXIS Equity Diversified Portfolio

    33  1/3 %

IXIS Moderate Diversified Portfolio

    33  1/3 %

IXIS Advisor Funds Trust IV

   

AEW Real Estate Fund

    33  1/3 %

IXIS Advisor Cash Management Trust

   

IXIS Cash Management Trust - Money Market Series

   

Loomis Sayles Funds I

   

Loomis Sayles Bond Fund

    33  1/3 %

Loomis Sayles Fixed Income Fund

    33  1/3 %

Loomis Sayles Global Bond Fund

    33  1/3 %

Loomis Sayles High Income Opportunities Fund

    33  1/3 %

Loomis Sayles Institutional High Income Fund

    33  1/3 %

Loomis Sayles Intermediate Duration Fixed Income Fund

    33  1/3 %

Loomis Sayles Investment Grade Fixed Income Fund

    33  1/3 %

Loomis Sayles Inflation Protected Securities Fund

    33  1/3 %

Loomis Sayles Securitized Asset Fund

    33  1/3 %

Loomis Sayles Small Cap Value Fund

    33  1/3 %

Loomis Sayles Funds II

   

Loomis Sayles High Income Fund

    33  1/3 %

Loomis Sayles Limited Term Government and Agency Fund

    33  1/3 %

Loomis Sayles Municipal Income Fund

    33  1/3 %

Loomis Sayles Strategic Income Fund

    33  1/3 %

Loomis Sayles Investment Grade Bond Fund

    33  1/3 %

Loomis Sayles Growth Fund

    33  1/3 %

Loomis Sayles Research Fund

    33  1/3 %

Loomis Sayles Aggressive Growth Fund

    33  1/3 %

Loomis Sayles Small Cap Growth Fund

    33  1/3 %

Loomis Sayles Value Fund

    33  1/3 %

Loomis Sayles Worldwide Fund

    33  1/3 %

Loomis Sayles Tax-Managed Equity Fund

    33  1/3 %

Schedule B

This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 1st day of September 2005 between IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST, LOOMIS SAYLES FUNDS I, and LOOMIS SAYLES FUNDS II, EACH ON BEHALF OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).

 

Fund Name

  

Taxpayer Id Number

  

Tax Year-End

IXIS Advisor Funds Trust I    

CGM Advisor Targeted Equity Fund

   04-2443453   December 31st

Hansberger International Fund

   04-3293754   December 31st

IXIS Income Diversified Portfolio

   13-4309972   December 31st

IXIS U.S. Diversified Portfolio

   04-3231674   December 31st

IXIS Value Fund

   04-2464932   December 31st

Loomis Sayles Core Plus Bond Fund

   04-2519841   September 30th

Vaughan Nelson Small Cap Value Fund

   04-3331744   December 31st

Westpeak Capital Growth Fund

   04-3159430   December 31st
IXIS Advisor Funds Trust II    

Harris Associates Large Cap Value Fund

   04-1990692   December 31st

Loomis Sayles Massachusetts Tax Free Income Fund

   04-6502765   September 30th
IXIS Advisor Funds Trust III    

Harris Associates Focused Value Fund

   04-3543882   December 31st

IXIS Equity Diversified Portfolio

   51-0532614   December 31st

IXIS Moderate Diversified Portfolio

   76-0759073   December 31st
IXIS Advisor Funds Trust IV    

AEW Real Estate Fund

   04-3510288   January 31st
IXIS Advisor Cash Management Trust    

IXIS Cash Management Trust-Money Market Series

   04-6447044   June 30th

Loomis Sayles Funds I    
Loomis Sayles Bond Fund   04-3113274   September 30th
Loomis Sayles Fixed Income Fund   04-3219175   September 30th
Loomis Sayles Global Bond Fund   04-3113281   September 30th
Loomis Sayles High Income Opportunities Fund   65-1214747   September 30th
Loomis Sayles Institutional High Income Fund   04-3362512   September 30th
Loomis Sayles Intermediate Duration Fixed Income Fund   04-3448648   September 30th
Loomis Sayles Investment Grade Fixed Income Fund   04-3219179   September 30th
Loomis Sayles Inflation Protected Securities Fund   04-3113271   September 30th
Loomis Sayles Securitized Asset Fund   51-0544654   September 30th
Loomis Sayles Small Cap Value Fund   04-3113283   September 30th
Loomis Sayles Funds II    
Loomis Sayles High Income Fund   04-2814890   September 30th
Loomis Sayles Limited Term Government and Agency Fund   04-6610760   September 30th
Loomis Sayles Municipal Income Fund   04-2603057   September 30th
Loomis Sayles Strategic Income Fund   04-3268670   September 30th
Loomis Sayles Investment Grade Bond Fund   04-3339561   September 30th
Loomis Sayles Growth Fund   04-3113270   September 30th
Loomis Sayles Research Fund   04-3520219   September 30th
Loomis Sayles Aggressive Growth Fund   04-3339593   September 30th
Loomis Sayles Small Cap Growth Fund   04-3339616   September 30th
Loomis Sayles Value Fund   04-3113285   September 30th
Loomis Sayles Worldwide Fund   04-3308834   September 30th
Loomis Sayles Tax-Managed Equity Fund   04-3284782   September 30th

Schedule B-l

This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 1st day of September 2005 between IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST II. IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST, LOOMIS SAYLES FUNDS I, and LOOMIS SAYLES FUNDS II. EACH ON BEHALF OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).

 

FUNDS

  

EFFECTIVE DATE OF AGREEMENT

IXIS Advisor Funds Trust I

  

CGM Advisor Targeted Equity Fund

   September 1, 2005

Hansberger International Fund

   September 1, 2005

IXIS Income Diversified Portfolio

   December 20, 2005

IXIS U.S Diversified Portfolio

   September 1, 2005

IXIS Value Fund

   September 1, 2005

Loomis Sayles Core Plus Bond Fund

   October 1, 2005

Vaughan Nelson Small Cap Value Fund

   September 1, 2005

Westpeak Capital Growth Fund

   September 1, 2005

IXIS Advisor Funds Trust II

  

Harris Associates Large Cap Value Fund

   September 1, 2005

Loomis Sayles Massachusetts Tax Free Income Fund

   October 1, 2005

IXIS Advisor Funds Trust III

  

Harris Associates Focused Value Fund

   September 1, 2005

IXIS Equity Diversified Portfolio

   September 1, 2005

IXIS Moderate Diversified Portfolio

   September 1, 2005

IXIS Advisor Funds Trust IV

  

AEW Real Estate Fund

   September 1, 2005

IXIS Advisor Cash Management Trust

  

IXIS Cash Management Trust - Money Market Series

   September 1, 2005

Loomis Sayles Funds I

  

Loomis Sayles Bond Fund

   September 1, 2005

Loomis Sayles Fixed Income Fund

   September 1, 2005

Loomis Sayles Global Bond Fund

   September 1, 2005

Loomis Sayles High Income Opportunities Fund

   September 1, 2005

Loomis Sayles Institutional High Income Fund

   September 1, 2005

Loomis Sayles Intermediate Duration Fixed Income Fund

   September 1, 2005

Loomis Sayles Investment Grade Fixed Income Fund

   September 1, 2005

Loomis Sayles Inflation Protected Securities Fund

   September 1, 2005

Loomis Sayles Securitized Asset Fund

   September 1, 2005

Loomis Sayles Small Cap Value Fund

   September 1, 2005

Loomis Sayles Funds II

  

Loomis Sayles High Income Fund

   October 1, 2005

Loomis Sayles Limited Term Government and Agency Fund

   October 1, 2005

Loomis Sayles Municipal Income Fund

   October 1, 2005

Loomis Sayles Strategic Income Fund

   October 1, 2005

Loomis Sayles Investment Grade Bond Fund

   September 1, 2005

Loomis Sayles Growth Fund

   September 1, 2005

Loomis Sayles Research Fund

   September 1, 2005

Loomis Sayles Aggressive Growth Fund

   September 1, 2005

Loomis Sayles Small Cap Growth Fund

   September 1, 2005

Loomis Sayles Value Fund

   September 1, 2005

Loomis Sayles Worldwide Fund

   September 1, 2005

Loomis Sayles Tax-Managed Equity Fund

   September 1, 2005