N-PX 1 votingrecords2023s2.htm
American Growth Cannabis Fund                    
NPX - Proxy Voting Record                    
From July 1, 2022 to June 30, 2023                    
                       
        Shareholder Proposals / Identification   Cast its Vote Recommendations of the Cast its Vote for or Date
Date Notified Company Symbol CUSIP Meeting Date Voted on Proposed Yes or No Board of Directors Against Management Voted
                       
7/8/2022 SUNDIAL GROWERS INC. SNDL ‌86730L109 7/21/2022 1 To set the number of directors to be elected at the Meeting at five (5). Issuer Yes For For 7/15/2022
          2 Election of Directors : Issuer Yes For All For  
            Election of Director: J. Gregory Mills          
            Election of Director: Zach George          
            Election of Director: Greg Turnbull          
            Election of Director: Bryan D. Pinney          
            Election of Director: Lori Ell          
          3 To appoint Marcum LLP as the auditor of the Corporation until the next annual meeting of shareholders and to authorize the board of directors (the "Board") of the Corporation to fix the remuneration thereof. Issuer Yes For For  
          4 To consider a special resolution of the shareholders authorizing the Board to amend the articles of the Corporation to reflect a name change to "SNDL Inc.", as more specifically set out in the accompanying information circular of the Corporation dated June 21, 2022 ("Information Circular"). Issuer Yes For For  
          5 To consider and, if deemed advisable, to pass, with or without amendment, a special resolution of the shareholders approving the share consolidation and authorize the Board to effect the share consolidation, as more specifically set out in the accompanying Information Circular. Issuer Yes For For  
          6 To consider and, if deemed advisable, to pass, with or without amendment, a special resolution of the Shareholders approving the plan of arrangement involving the Corporation, Alcanna Inc. and the shareholders, as more specifically set out in the accompanying Information Circular. Issuer Yes For For  
                       
7/25/2022 THE VALENS COMPANY INC. VLNS 91914P603‌ 8/2/2022 1 To set the number of Directors at seven (7). Issuer Yes For All For 7/25/2022
          2 Election of Directors : Election of Director: Guy Beaudin
Election of Director: Andrew Cockwell
Election of Director: Karin McCaskill
Election of Director: Ashley McGrath
Election of Director: A. Tyler Robson
Election of Director: Drew Wolff
Election of Director: Aïda Moudachirou-Rébois
Issuer Yes For For  
          3 Appointment of KPMG LLP, Chartered Professional Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. Issuer Yes For For  
                       
8/5/2022 CANOPY GROWTH CORPORATION CGC 138035100 9/15/2022 1a Election of Director: Judy A. Schmeling Issuer Yes For For 8/5/2022
          1b Election of Director: David Klein Issuer Yes For For  
          1c Election of Director: Garth Hankinson Issuer Yes For For  
          1d Election of Director: Robert L. Hanson Issuer Yes For For  
          1e Election of Director: David Lazzarato Issuer Yes For For  
          1f Election of Director: James A. Sabia Issuer Yes For For  
          1g Election of Director: Theresa Yanofsky Issuer Yes For For  
          2 The re-appointment of KPMG LLP, Chartered Professional Accountants, as the Company's auditor and independent registered public accounting firm for the fiscal year 2023 and authorizing the directors of the Company to fix their remuneration. Issuer Yes For For  
          3 To consider and, if deemed advisable, approve the renewal of the Company's employee stock purchase plan, as described in more detail in the proxy statement. Issuer Yes For For  
          4 To adopt, on an advisory (non-binding) basis, a resolution approving the compensation of the Company's named executive officers, as described in the proxy statement. Issuer Yes For For  
                       
8/12/2022 POWER REIT PW ‌73933H101‌ 8/30/2022 1 Vote Board of Directors: Issuer Yes For All For 8/19/2022
            Election of Director: David H. Lesser          
            Election of Director: Virgil E. Wenger          
            Election of Director: Patrick R. Haynes, III          
            Election of Director: William S. Susman          
            Election of Director: Dionisio D'Aguilar          
          2 Ratification of appointment of MaloneBailey LLP as the Trust's independent registered public accounting firm. Issuer Yes For For  
                       
8/22/2022 NEPTUNE WELLNESS SOLUTIONS INC. NEPT 64079L204 9/27/2022 1 Election of Directors : Issuer Yes For All For  
            Election of Director: Ms. Julie Phillips          
            Election of Director: Mr. Michael Cammarata          
            Election of Director: Dr. Ronald Denis          
            Election of Director: Mr. Joseph Buaron          
            Election of Director: Mr. Michael de Geus          
            Election of Director: Mr. Philip Sanford          
          2 The appointment of KPMG LLP as auditor of the Corporation for the ensuing year and authorizing the Directors to fix its remuneration. Issuer Yes For For  
          3 To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving an advisory (non-binding) resolution approving the compensation of our named executive officers, as more particularly described in the accompanying management information circular and proxy statement (the "Proxy Statement"). Issuer Yes For For  
          4 To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving an advisory (non-binding) resolution approving the compensation of our named executive officers, as more particularly described in the accompanying management information circular and proxy statement (the "Proxy Statement"). Issuer Yes 1 Year For  
          5 To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving, ratifying and confirming the adoption of the amended and restated general by-law of the Corporation, as previously approved by the Board, as more particularly described in the Proxy Statement. Issuer Yes For For  
                       
10/13/2022 AURORA CANNABIS INC. ACB ‌05156X884 11/14/2022 1 To set the number of Directors at Nine (9). Issuer Yes For For 10/14/2022
          2 Election of Directors : Issuer Yes For All For  
            Election of Director: Ron Funk          
            Election of Director: Miguel Martin          
            Election of Director: Michael Singer          
            Election of Director: Norma Beauchamp          
            Election of Director: Shan Atkins          
            Election of Director: Theresa Firestone          
            Election of Director: Adam Szweras          
            Election of Director: Lance Friedmann          
            Election of Director: Chitwant Kohli          
          3 Appointment of KPMG LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. Issuer Yes For For  
          4 To consider, and if thought advisable, pass an ordinary resolution to approve an amendment to our 10% "Rolling" Stock Option Plan, as more particularly described in the accompanying Management Information Circular. Issuer Yes For For  
          5 To consider, and if thought advisable, pass an ordinary resolution to approve an amendment to our Restricted Share Unit Plan, as more particularly described in the accompanying Management Information Circular. Issuer Yes For For  
          6 To consider, and if thought advisable, pass an ordinary resolution to approve an amendment to our Performance Share Unit Plan, as more particularly described in the accompanying Management Information Circular. Issuer Yes For For  
          7 To consider, and if thought advisable, pass an ordinary resolution to approve an amendment to our Deferred Share Unit Plan, as more particularly described in the accompanying Management Information Circular. Issuer Yes For For  
          8 To consider and, if deemed appropriate, to pass with or without variation, a non-binding advisory resolution on the Company's approach to executive compensation, as more particularly described in the accompanying Management Information Circular. Issuer Yes For For  
                       
10/11/2022 TILRAY BRANDS, INC. TLRY ‌88688T100‌ 11/22/2022 1 Election of Director for a three-year term expiring 2025: John M. Herhalt Issuer Yes For For 10/14/2022
          2 To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2023. Issuer Yes For For  
          3 To approve the amendments to the Company's Certificate of Incorporation, as amended to cancel the Class 1 common stock and re-allocate such authorized shares to Class 2 common stock. Issuer Yes For For  
                       
11/1/2022 THE VALENS COMPANY INC. VLNS 91914P603 11/29/2022 1 To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is attached as Appendix A to the management information circular (the "Circular") of The Valens Company Inc. ("Valens"), to approve a plan of arrangement under Section 192 of the Canada Business Corporations Act, involving, Valens and SNDL Inc., all as more particularly set forth in the Circular. Issuer Yes For For 11/7/2022
                       
11/21/2022 LIFEIST WELLNESS INC. NXTTF ‌53228D106 12/19/2022 1 Election of Directors : Issuer Yes For All For 11/25/2022
            Election of Director: Meni Morim          
            Election of Director: Branden Spikes          
            Election of Director: Laurens Feenstra          
            Election of Director: Barbara Boyd          
          2 Appointment of Baker Tilly WM LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. Issuer Yes For For  
          3 To approve an ordinary resolution approving the ratification and use of the Company's Amended and Restated Stock Option Plan. Issuer Yes For For