N-PX 1 votingrecords2019s2.htm votingrecords2019s2.htm - Generated by SEC Publisher for SEC Filing
American Growth Fund, Inc. (Series 2)                        
NPX - Proxy Voting Record                        
From July 1, 2017 to June 30, 2018                        
 
          Shareholder Proposals / Identification       Cast its Vote Recommendations of the Cast its Vote for or Date
Date Notified Company Symbol CUSIP Meeting Date Voted on   Proposed   Yes or No Board of Directors Against Management Voted
7/5/2018 CV Sciences, Inc. CVSI 126654102   8/4/2018 1 Election of Directors             7/13/2018
            1.01 James McNulty Issuer   Yes   For For  
            1.02 Michael Mona, III Issuer   Yes   For For  
            1.03 Gary Sligar Issuer   Yes   For For  
            1.04 Joseph Dowling Issuer   Yes   For For  
            2 Ratify Tanner LLC, as the Company's independent registered public accounting Issuer   Yes   For For  
            firm for the fiscal year ending December 31, 2018.              
            3 Amend the Company's Amended and Restated 2013 Equity Incentive Plan, as Issuer   Yes   For For  
            amended, to increase the number of shares issuable under the plan.              
            4 Approve an amendment to Company's Certificate of Incorporation, as amended, to Issuer   Yes   For For  
            effect, at discretion of Company's Board, a reverse stock split of all outstanding              
            shares of common stock, par value $0.0001 per share, at a ratio of not less than 1-              
            for-2 and not greater than 1- for-10, such ratio to be determined prior 8/30/19,              
            without further stockholder approval.              
            5 In the discretion of the Proxy holder, to consider and act upon such other business Issuer   Yes   For For  
            as may properly come before the meeting or any adjournment(s) or postponement(s)              
            thereof.              
11/28/2018 MEDICAL MARIJUANA, INC. MJNA 58463 A 11/30/2018 1a Election of Director: Stuart Titus Issuer   Yes   For For 11/28/2018
          1b Election of Director: Michelle Sides Issuer   Yes   For For  
          1c Election of Director: Timothy R. Scott, Ph.D. Issuer   Yes   For For  
          1d Election of Director: Robert L. Cunningham Issuer   Yes   For For  
          1e Election of Director: Chris Prine Issuer   Yes   For For  
          2 To approve the amended and restated Articles of Incorporation which, Issuer   Yes   For For  
            among other things, authorize 50,000,000 shares of preferred stock. Issuer   Yes   For For  
12/21/2018 THE SCOTTS MIRACLE-GRO SMG 810186106   1/25/2019 1 David C. Evans Issuer   Yes   For All For  
            Adam Hanft              
            Stephen L. Johnson              
            Katherine H Littlefield              
            2 Approval, on an advisory basis, of the compensation of the Company's named Issuer   Yes   For For  
            executive officers.              
            3 Ratification of the selection of Deloitte & Touche LLP as the Company's Issuer   Yes   For For  
            independent registered public accounting firm for the fiscal year ending September              
            30, 2019.              
1/5/2019 KUSHCO KSHB 50133 S 2/21/2019 1 DIRECTOR             1/11/2019
            Eric Baum Issuer   Yes   For For  
            Barbara Goodstein Issuer   Yes   For For  
            Donald Hunter Issuer   Yes   For For  
            Dallas Imbimbo Issuer   Yes   For For  
            Nicholas Kovacevich Issuer   Yes   For For  
            2 Issuer   Yes     For  
            The ratification of the appointment of RBSM LLP as the Company's independent              
            registered public accounting firm for the fiscal year ending August 31, 2019.              
            3 The approval of an amendment to the Company's 2016 Stock Incentive Plan to Issuer   Yes   For For  
            increase the maximum number of shares authorized for issuance thereunder by              
            3,000,000 shares.              
3/21/2019 Bausch Health Companies BHC 71734107   4/30/2019 1a Election of Director: Richard U. De Schutter Issuer   Yes   For For 3/22/2019
            1b Election of Director: D. Robert Hale Issuer   Yes   For For  
            1c Election of Director: Dr. Argeris (Jerry) N. Karabelas Issuer   Yes   For For  
            1d Election of Director: Sarah B. Kavanagh Issuer   Yes   For For  
            1e Election of Director: Joseph C. Papa Issuer   Yes   For For  
            1f Election of Director: John A. Paulson Issuer   Yes   For For  
            1g Election of Director: Robert N. Power Issuer   Yes   For For  
            1h Election of Director: Russel C. Robertson Issuer   Yes   For For  
            1i Election of Director: Thomas W. Ross, Sr. Issuer   Yes   For For  
            1j Election of Director: Andrew C. von Eschenbach, M.D. Issuer   Yes   For For  
            1k Election of Director: Amy B. Wechsler, M.D. Issuer   Yes   For For  
            2 The approval, in an advisory vote, of the compensation of our Named Executive Issuer   Yes   For For  
            Officers.              
            3 To appoint PricewaterhouseCoopers LLP as the auditors for the Company to hold Issuer   Yes   For For  
            office until the close of the 2020 Annual Meeting of Shareholders and to authorize              
            the Company's Board of Directors to fix the auditors' remuneration.              
 
3/21/2019 Abbott Laboratories ABT 2824100   4/26/2019 1 DIRECTOR             3/22/2019

 


 

American Growth Fund, Inc. (Series 2)                      
NPX - Proxy Voting Record                      
From July 1, 2017 to June 30, 2018                      
 
        Shareholder Proposals / Identification       Cast its Vote Recommendations of the Cast its Vote for or Date
Date Notified Company Symbol CUSIP Meeting Date Voted on   Proposed   Yes or No Board of Directors Against Management Voted
          R.J. Alpern Issuer   Yes   For For  
          R.S. Austin Issuer   Yes   For For  
          S.E. Blount Issuer   Yes   For For  
          M.A. Kumbier Issuer   Yes   For For  
          E.M. Liddy Issuer   Yes   For For  
          N. McKinstry Issuer   Yes   For For  
          P.N. Novakovic Issuer   Yes   For For  
          W.A. Osborn Issuer   Yes   For For  
          S.C. Scott III Issuer   Yes   For For  
          D.J. Starks Issuer   Yes   For For  
          J.G. Stratton Issuer   Yes   For For  
          G.F. Tilton Issuer   Yes   For For  
          M.D. White Issuer   Yes   For For  
          2 Ratification of Ernst & Young LLP as Auditors Issuer   Yes   For For  
          3 Say on Pay - An Advisory Vote to Approve Executive Compensation Issuer   Yes   For For  
          4 Shareholder Proposal - Independent Board Chairman Issuer   Yes   Against For  
3/26/2019 Abbvie Inc. ABBV 00287Y109 5/3/2019 1 Director             3/29/2019
          William H.L. Burnside Issuer   Yes   For For  
          Brett J. Hart Issuer   Yes   For For  
          Edward J. Rapp Issuer   Yes   For For  
          2 Ratification of Ernst & Young LLP as AbbVie's independent registered public Issuer   Yes   For For  
          accounting firm for 2019              
          3 Say on Pay - An advisory vote on the approval of executive compensation Issuer   Yes   For For  
          4 Approval of a management proposal regarding amendment of the certificate of Issuer   Yes   For For  
          incorporation for a simple majority vote              
          5 Stockholder Proposal - to Issue an Annual Report on Lobbying Issuer   Yes   Against For  
          6 Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing Issuer   Yes   Against For  
          7 Stockholder Proposal - to Adopt a Policy to Require Independent Chairman Issuer   Yes   Against For  
 
4/17/2019 INNOVATIVE INDUSTRIAL PROPERTIES, INC. IIPR 45781V101 5/22/2019 1 DIRECTOR Issuer   Yes   For All For All 4/22/2019
          Alan Gold              
          Gary Kreitzer              
          Scott Shoemaker              
          Paul Smithers              
          David Stecher              
          2 Ratification of the appointment of BDO USA, LLP as the Company's independent Issuer   Yes   For For  
          registered public accounting firm for the year ending December 31, 2019.              
 
 
4/16/2019 GROWGENERATION CORP. GRWG 39986L109 5/16/2019 1 DIRECTOR Issuer   Yes   For All For All 4/22/2019
          Michael Salaman              
          Darren Lampert              
          Stephen Aiello              
          Peter Rosenberg              
          Sean Stiefel              
          2 To approve and ratify the appointment of Connolly Grady & Cha LLP as the Issuer   Yes   For For  
          Company's independent registered public accounting firm to audit the Company's              
          financial statements as of December 31, 2018 and 2019 and for the fiscal years then              
          ending.              
 
4/13/2019 CORBUS PHARMACEUTICALS HOLDINGS, INC. CRBP 21833P103 5/21/2019 1 DIRECTOR Issuer   Yes   For All For All 4/22/2019
          Yuval Cohen              
          Alan Holmer              
          David P. Hochman              
          Avery W. Catlin              
          Paris Panayiotopoulos              
          John Jenkins              
          Rachelle Jacques              
          2 Ratification of EisnerAmper LLP as the Company's independent registered public Issuer   Yes   For For  
          accounting firm for the year ending December 31, 2019.