0001181431-13-043670.txt : 20130808 0001181431-13-043670.hdr.sgml : 20130808 20130808155641 ACCESSION NUMBER: 0001181431-13-043670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130807 FILED AS OF DATE: 20130808 DATE AS OF CHANGE: 20130808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY JOHN E III CENTRAL INDEX KEY: 0001180452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 131021757 MAIL ADDRESS: STREET 1: C/O IBM CORPORATION STREET 2: 294 ROUTE 100 CITY: SOMERS STATE: NY ZIP: 10589 4 1 rrd387860.xml X0306 4 2013-08-07 0 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001180452 KELLY JOHN E III IBM CORPORATION P.O. BOX 218 YORKTOWN HEIGHTS NY 10598 0 1 0 0 Senior Vice President Common Stock 2013-05-29 5 G 0 498.0000 0 D 19376.2732 D Common Stock 2013-05-29 5 G 0 1200.0000 0 D 18176.2732 D Common Stock 65.0000 I son Common Stock 22191.4580 I trust Phantom Stock Unit 0 2013-08-07 4 A 0 47 0 A Common Stock 47 9283 D The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. M. F. SooHoo on behalf of J. E. Kelly III 2013-08-08