-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WM5GvuqT3y+oLBjnhzc7L558HPF9bKoQxe1t3E+pmlDiCqwQWRzb0o9i/dn35kXy Rt6/C19iUmRDOyXK5Ug32w== 0000005100-96-000001.txt : 19960228 0000005100-96-000001.hdr.sgml : 19960228 ACCESSION NUMBER: 0000005100-96-000001 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19951231 FILED AS OF DATE: 19960226 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL EXCHANGE FUND CENTRAL INDEX KEY: 0000005100 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 741908071 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-02611 FILM NUMBER: 96525350 BUSINESS ADDRESS: STREET 1: 2800 POST OAK BLVD STREET 2: 46TH FL CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7139930500 MAIL ADDRESS: STREET 1: 2800 POST OAK BLVD STREET 2: 46TH FL CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN GENERAL EXCHANGE FUND DATE OF NAME CHANGE: 19831101 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 12/31/95 000 C000000 0000005100 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 VAN KAMPEN AMERICAN CAPITAL EXCHANGE FUND 001 B000000 811-02611 001 C000000 7139930500 002 A000000 2800 POST OAK BLVD. 002 B000000 HOUSTON 002 C000000 TX 002 D010000 77056 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 VAN KAMPEN AMERICAN CAPITAL ASSET MANAGEMENT 008 B000001 A 008 C000001 801-8286 008 D010001 HOUSTON 008 D020001 TX 008 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073 A010000 1.2800 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 2 074 B000000 0 074 C000000 719 074 D000000 0 074 E000000 0 074 F000000 47001 074 G000000 0 PAGE 8 074 H000000 0 074 I000000 0 074 J000000 0 074 K000000 0 074 L000000 86 074 M000000 19 074 N000000 47827 074 O000000 0 074 P000000 20 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 52 074 S000000 0 074 T000000 47755 074 U010000 314 074 U020000 0 074 V010000 151.88 074 V020000 0.00 074 W000000 0.0000 074 X000000 168 074 Y000000 0 075 A000000 0 075 B000000 44383 076 000000 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 B000000 N/A 080 C000000 65000 081 A000000 Y 081 B000000 100 PAGE 9 082 A000000 Y 082 B000000 100 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE TANYA LODEN TITLE CONTROLLER EX-99 2 [DESCRIPTION] Independent Auditors' Report [TEXT] 1 [KPMG PEAT MARWICK LLP LETTERHEAD] Independent Auditors' Report On Internal Accounting Control ----------------------------------------------------------- The Board of Directors American Capital Exchange Fund (a California Limited Partnership) In planning and performing our audit of the financial statements of American Capital Exchange Fund (a California Limited Partnership) for the year ended December 31, 1995, we considered its internal control structure, including procedures for safeguarding securities, to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of American Capital Exchange Fund (a California Limited Partnership) is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that the transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control structure, including procedures for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 1995. This report is intended solely for the use of management and the Securities and Exchange Commission. /s/ KPMG PEAT MARWICK LLP ------------------------------ KPMG PEAT MARWICK LLP January 19, 1996 [/TEXT] EX-27 3
6 0000005100 VAN KAMPEN AMERICAN CAPITAL EXCHANGE FUND YEAR DEC-31-1995 JAN-01-1995 DEC-31-1995 8,811,920 47,720,174 85,852 18,462 2,418 47,826,906 0 0 72,234 72,234 0 (34,218,859) 314,415 327,142 2,369,568 0 40,695,709 0 38,908,254 47,754,672 859,801 46,017 0 (389,740) 516,078 993,874 10,576,351 12,086,303 0 (408,602) 0 0 0 (13,104) 377 10,015,602 2,262,091 39,701,835 0 0 221,917 0 389,740 44,383,497 115.36 1.62 36.18 (1.28) 0 0 151.88 .88 0 0
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