-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, REeq60qswYISVP0eTSIj9SmGIf80y9+l6uUtr+t1pzcsPmJraFHSVdg6JuMQ7s4o 7Itoigsc3nUwvLhwOecIPg== 0000891804-99-001808.txt : 19990831 0000891804-99-001808.hdr.sgml : 19990831 ACCESSION NUMBER: 0000891804-99-001808 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN CONVERTIBLE SECURITIES FUND CENTRAL INDEX KEY: 0000005099 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 520953662 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-02282 FILM NUMBER: 99702321 BUSINESS ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC 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A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON SHARES 087 A020000 920956109 087 A030000 VXS 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE WESTON B. WETHERELL TITLE ATTORNEY EX-99 2 ITEM 77C CONVERTIBLE SECURITIES FUND An Annual Meeting of Shareholders of the Fund was held on June 16, 1999, where shareholders voted on the election of trustees and the ratification of Ernst & Young LLP as the independent public accountants. With regards to the election of Wayne W. Whalen as elected trustee by the shareholders of the Fund 2,573,676 shares voted in his favor and 65,738 shares withheld. With regards to the election of Steve Muller as elected trustee by the shareholders of the Fund 2,572,876 shares voted in his favor and 66,538 shares withheld. With regards to the election of Rod Dammeyer as elected trustee by the shareholders of the Fund 2,573,786 shares voted in his favor and 65,628 shares withheld. The other trustees whose terms did not expire in 1999 were: David C. Arch, Howard J Kerr, Don G. Powell, Dennis J. McDonnell, Theodore A. Myers and Hugo F. Sonnenschein. With regards to the ratification of Ernst & Young LLP as the independent public accountants for the Fund 2,596,597 shares voted in favor of the proposal, 18,599 shares voted against and 24,218 shares abstained. EX-99 3 ITEM 77O
NSAR ITEM 77O VK Convertible Securities Fund 10f-3 Transactions UNDERWRITING # UNDERWRITING PURCHASED FROM AMOUNT OF SHARES % OF DATE OF PURCHASED UNDERWRITING PURCHASE 1 Amazon.com CS First Boston 447,000 0.036% 01/29/99 2 LSI Logic JP Morgan 300,000 0.100% 03/16/99 Robertson Stephens 3 Ziff-Davis Inc. Goldman Sachs 6,300 0.063% 03/30/99 DLJHambrecht & Quist
Other Firms participating in Underwriting: UNDERWRITING FOR #1 Morgan Stanley Dean Witter Credit Suisse First Boston Donaldson, Lufkin & Jenrette UNDERWRITING FOR #2 Morgan Stanley & Co. Incorporated BancBoston Robertson Stephens JP Morgan & Co UNDERWRITING FOR #3 Goldman, Sachs & Co. Donaldson, Lufkin & Jenrette Hambrecht & Quist EX-27 4 CONVERTIBLE SECURITIES FUND
6 11 CONVERTIBLE SECS 1 6-MOS DEC-31-1999 JAN-01-1999 JUN-30-1999 72,868,147 84,347,801 2,675,578 0 54,493 87,077,872 774,640 0 248,714 1,023,354 0 71,283,425 3,241,824 3,241,824 325,056 0 2,966,383 0 11,479,654 86,054,518 728,496 1,026,757 0 (327,735) 1,427,518 3,358,907 5,252,835 10,039,260 0 (1,361,323) 0 0 0 0 0 (8,677,937) 258,861 (392,524) 0 0 201,473 0 330,273 81,301,926 23.868 0.440 2.657 (0.420) 0.000 0.000 26.545 0.81
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