8-K 1 c57984e8-k.txt FORM 8-K 1 ------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED OCTOBER 18, 2000 DAIN RAUSCHER CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 1-8186 41-1228350 (State or other jurisdiction of (Commission file number) (IRS Employer incorporation of organization) Identification Number) DAIN RAUSCHER PLAZA, 60 SOUTH SIXTH STREET MINNEAPOLIS, MINNESOTA 55402-4422 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (612) 371-2711 NOT APPLICABLE (Former name or former address, if changed since last report) ------------------------------------------------------------------------------- 2 ITEM 5. OTHER EVENTS Reference is made to Exhibit 99.1 filed herewith. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS Exhibit 99.1 Press release announcing registrants' acquisition of Voyageur Asset Management 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. DAIN RAUSCHER CORPORATION Registrant Date: October 20, 2000 By: Daniel J. Collins ------------------------ ------------------------------- Daniel J. Collins Senior Vice President and Controller 2 4 DAIN RAUSCHER CORPORATION INDEX OF EXHIBITS Exhibit No. ----------- 99.1 Press release announcing registrants' acquisition of Voyageur Asset Management 3