-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+n0lZwvdGijsRWoZDS7ZoBxci/RVQlUUj/7CxQXQiDpIoQYnxLeKoK60Wi/m9B4 YK3X9znKRnw/zyLnGN1KFQ== 0000912057-02-003878.txt : 20020414 0000912057-02-003878.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-003878 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC DAIN RAUSCHER CORP CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411228350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04069 FILM NUMBER: 02526176 BUSINESS ADDRESS: STREET 1: DAIN BOSWORTH PLAZA STREET 2: 60 SOUTH SIXTH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123717750 FORMER COMPANY: FORMER CONFORMED NAME: DAIN KALMAN & CO INC DATE OF NAME CHANGE: 19680207 FORMER COMPANY: FORMER CONFORMED NAME: DAIN RAUSCHER CORP DATE OF NAME CHANGE: 19980106 FORMER COMPANY: FORMER CONFORMED NAME: INTER REGIONAL FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERRA FINANCIAL INC DATE OF NAME CHANGE: 19970210 13F-HR 1 a2068461z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: Fourth quarter 2001 Check here if Amendment / /; Amendment Number:_________________ This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dain Rauscher Incorporated Address: 60 South 6th Street Minneapolis, MN 55402-4422 Form 13F File Number: 28-04069 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Renee Polk Title: Vice President Phone: (612) 371-2914 Signature, Place, and Date of Signing: _______________________ _________________________ ______________ [ Signature ] [ City, State ] [ Date ] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 15,186 ----------- Form 13F Information Table Value Total: 364,348 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ----- 28- None -------------------- ------------------------------ [Repeat as necessary.]
PORTVUE-SEC13F.LRP RUN DATE: 01/21/02 2:27 P.M. DAIN RAUSCHER INCORPORATED DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/01 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) NAME TITLE FAIR SHARES OR OF OF CUSIP MARKET PRINCIPAL ISSUER CLASS NUMBER VALUE AMOUNT - ------------------------------ -------- --------- ---------------- ------------ 0.000000 SIME DARBY BERHAD ADR FOREIGN 828617209 991 774 3 COM CORP COMMON 885535104 223 35 A & P 9.375% QUIBS THE GREAT A PREFERR 390064202 12,881 529 AASTROM BIOSCIENCES INC COM COMMON 00253U107 490 500 ABBOTT LABS COMMON 002824100 3,409,614 61,159 ABERCROMBIE & FITCH CO CL A COMMON 002896207 15,918 600 ABERDEEN ASIA PACIFIC INCOME F COMMON 003009107 284,905 74,194 ABGENIX INC COM COMMON 00339B107 39,224 1,166 ABITIBI-CONSOLIDATED INC COM COMMON 003924107 1,940 265 ABM INDS INC COM COMMON 000957100 10,973 350 ABN AMRO CAPITAL FUNDINGTR II PREFERR 00371T206 32,913 1,325 ABN AMRO CAPTL FUND TR I7.5% C PREFERR 00371Q202 6,292 250 ABN AMRO HLDG N V SPONSORED AD COMMON 000937102 16,133 991 ABSOLUTE ENTMT INC COM COMMON 003863107 0 2,500 ACE LTD ORD COMMON G0070K103 4,055 101 ACT MFG INC COMMON 000973107 350 1,000 ACTIVISION INC NEW COM NEW COMMON 004930202 39,015 1,500 ADAPTEC INC COM COMMON 00651F108 1,232 85 ADC TELECOMMUNICATION INC COM COMMON 000886101 500,834 108,877 ADVANCED DIGITAL INFO CORP COM COMMON 007525108 501,603 31,272 ADVANCED FIBRE COMM INC COM COMMON 00754A105 2,120 120 ADVANCED MICRO DEVICES COMMON 007903107 12,371 780 ADVANCED NUTRACEUTICALS INC CO COMMON 00760Q201 107 106 ADVENT SOFTWARE INC COM COMMON 007974108 1,249 25 AEGON N.V. COM COMMON 007924103 109,436 4,088 AES CORP COM COMMON 00130H105 49,704 3,040 AETNA INC 8.5% PFD PREFERR 00817Y207 124,501 4,835 AETNA U S HEALTHCARE INC COM COMMON 00817Y108 106,393 3,225 AFFILIATED COMPUTER SVCS INCCL COMMON 008190100 79,597 750 AFFILIATED MANAGERS GROUP INCO COMMON 008252108 21,849 310 AFFYMETRIX INC OC-CAP STK COMMON 00826T108 31,521 835 AFLAC INC COM COMMON 001055102 1,422,147 57,905 AGCO CORP COM COMMON 001084102 3,156 200 AGERE SYS INC CL A COMMON 00845V100 5,690 1,000 AGILENT TECHNOLOGIES INC COM COMMON 00846U101 134,425 4,715 ALABAMA POWER CO 7% PFD SR NOT PREFERR 010392629 5,000 200 ALABAMA POWER CO 7% SER B SR N PREFERR 010392637 136,524 5,505 ALABAMA PWR CO 7.18 % 12/01/47 PREFERR 010392645 6,567 265 ALASKA AIRGROUP COMMON 011659109 5,820 200 ALBERTO-CULVER CO COMMON 013068101 113,505 2,537 ALBERTSONS INC COMMON 013104104 1,038,950 32,993 ALLEGHENY ENERGY INC COMMON 017361106 54,330 1,500 ALLEGHENY TECHNOLOGIES INC COM COMMON 01741R102 2,513 150 ALLERGAN INC COMMON 018490102 675 9 ALLIANCE CAPITAL MGMT LTD PART COMMON 01855A101 66,682 1,380 ALLIANCE PHARMACEUTICAL CORP N COMMON 018773309 136 40 ALLIANT ENERGY CORP COMMON 018802108 48,576 1,600 ALLIED RISER COMMUNICATIONS CO COMMON 019496108 8,281 49,000 ALLOY ONLINE INC COM COMMON 019855105 13,887 645 ALLSTATE CORP COMMON 020002101 527,877 15,664 ALLTEL CORP COMMON 020039103 1,489,051 24,122 ALPHA INDS INC COMMON 020753109 126,440 5,800 ALPHARMA INC CL A COMMON 020813101 109,238 4,130 ALSTOM ADR SPONSORED COMMON 021244108 28,375 2,500 ALTERA CORP COMMON 021441100 106,227 5,006 ALUMINUM CO OF AMERICA COMMON 013817101 931,268 26,196 AMARIN CORP PLC ADR SPONSORED COMMON 023111107 88,612 5,100 AMAZON COM INC COM COMMON 023135106 70,546 6,520 AMBAC FINANCIAL GROUP 7.08% DE PREFERR 023139306 90,016 3,565 AMBAC INC COM COMMON 023139108 1,736 30 AMDOCS AUTOMATIC COM EXCHANGTR CONVERT 02342R202 9,000 300 AMDOCS LTD ORD COMMON G02602103 336,133 9,895 AMEREN CORP COM COMMON 023608102 33,840 800 AMERICA MOVIL S A DE C V SPONS COMMON 02364W105 11,961 614 AMERICA ONLINE INC CON 0.000% CONVERT 02364JAC8 29,219 55,000 AMERICAN BK NT HOLOGRAPHICS CO COMMON 024377103 322 200 AMERICAN CABLE TV INVESTORS 5 COMMON 024809402 0 20 AMERICAN DIVERSIFIED GRP INCCO COMMON 02541M103 18 1,000 AMERICAN EAGLE OUTFITTERS INC. COMMON 02553D108 5,234 200 AMERICAN ELECTRIC POWER COMMON 025537101 47,883 1,100 AMERICAN EXPRESS CO COMMON 025816109 707,197 19,815 AMERICAN EXPRESS CO CAPITAL TR PREFERR 02583Y205 26,567 1,053 AMERICAN HEALTHCORP INC COM COMMON 02649V104 95,820 3,000 AMERICAN HOME PRODS CORPORATIO COMMON 026609107 1,149,150 18,728 AMERICAN INTL GROUP INC COMMON 026874107 3,241,426 40,824 AMERICAN MUN TERM TR INC II COMMON 027653104 80,712 7,600
(ITEM 1) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORIITY DISCRETION (SHARES) ----- ------------ --------- NAME OF SOLE SHARED OTHER SOLE SHARED NONE ISSUER (A) (B) (C) MGR (A) (B) (C) - ------------------------------ ----- ----- ----- -- -------- ------ ---- 0.000000 SIME DARBY BERHAD ADR X 774 3 COM CORP X 35 A & P 9.375% QUIBS THE GREAT A X 529 AASTROM BIOSCIENCES INC COM X 500 ABBOTT LABS X 61,159 ABERCROMBIE & FITCH CO CL A X 600 ABERDEEN ASIA PACIFIC INCOME F X 74,194 ABGENIX INC COM X 1,166 ABITIBI-CONSOLIDATED INC COM X 265 ABM INDS INC COM X 350 ABN AMRO CAPITAL FUNDINGTR II X 1,325 ABN AMRO CAPTL FUND TR I7.5% C X 250 ABN AMRO HLDG N V SPONSORED AD X 991 ABSOLUTE ENTMT INC COM X 2,500 ACE LTD ORD X 101 ACT MFG INC X 1,000 ACTIVISION INC NEW COM NEW X 1,500 ADAPTEC INC COM X 85 ADC TELECOMMUNICATION INC COM X 108,877 ADVANCED DIGITAL INFO CORP COM X 31,272 ADVANCED FIBRE COMM INC COM X 120 ADVANCED MICRO DEVICES X 780 ADVANCED NUTRACEUTICALS INC CO X 106 ADVENT SOFTWARE INC COM X 25 AEGON N.V. COM X 4,088 AES CORP COM X 3,040 AETNA INC 8.5% PFD X 4,835 AETNA U S HEALTHCARE INC COM X 3,225 AFFILIATED COMPUTER SVCS INCCL X 750 AFFILIATED MANAGERS GROUP INCO X 310 AFFYMETRIX INC OC-CAP STK X 835 AFLAC INC COM X 57,905 AGCO CORP COM X 200 AGERE SYS INC CL A X 1,000 AGILENT TECHNOLOGIES INC COM X 4,715 ALABAMA POWER CO 7% PFD SR NOT X 200 ALABAMA POWER CO 7% SER B SR N X 5,505 ALABAMA PWR CO 7.18 % 12/01/47 X 265 ALASKA AIRGROUP X 200 ALBERTO-CULVER CO X 2,537 ALBERTSONS INC X 32,993 ALLEGHENY ENERGY INC X 1,500 ALLEGHENY TECHNOLOGIES INC COM X 150 ALLERGAN INC X 9 ALLIANCE CAPITAL MGMT LTD PART X 1,380 ALLIANCE PHARMACEUTICAL CORP N X 40 ALLIANT ENERGY CORP X 1,600 ALLIED RISER COMMUNICATIONS CO X 49,000 ALLOY ONLINE INC COM X 645 ALLSTATE CORP X 15,664 ALLTEL CORP X 24,122 ALPHA INDS INC X 5,800 ALPHARMA INC CL A X 4,130 ALSTOM ADR SPONSORED X 2,500 ALTERA CORP X 5,006 ALUMINUM CO OF AMERICA X 26,196 AMARIN CORP PLC ADR SPONSORED X 5,100 AMAZON COM INC COM X 6,520 AMBAC FINANCIAL GROUP 7.08% DE X 3,565 AMBAC INC COM X 30 AMDOCS AUTOMATIC COM EXCHANGTR X 300 AMDOCS LTD ORD X 9,895 AMEREN CORP COM X 800 AMERICA MOVIL S A DE C V SPONS X 614 AMERICA ONLINE INC CON 0.000% X 55,000 AMERICAN BK NT HOLOGRAPHICS CO X 200 AMERICAN CABLE TV INVESTORS 5 X 20 AMERICAN DIVERSIFIED GRP INCCO X 1,000 AMERICAN EAGLE OUTFITTERS INC. X 200 AMERICAN ELECTRIC POWER X 1,100 AMERICAN EXPRESS CO X 19,815 AMERICAN EXPRESS CO CAPITAL TR X 1,053 AMERICAN HEALTHCORP INC COM X 3,000 AMERICAN HOME PRODS CORPORATIO X 18,728 AMERICAN INTL GROUP INC X 40,824 AMERICAN MUN TERM TR INC II X 7,600
AMERICAN PWR CONVERSION CORPCO COMMON 029066107 162,314 11,225 AMERICAN RE CAP GTD QRT INC PF PREFERR 029162203 33,330 1,320 AMERICAN STATES WTR CO COMMON 029899101 117,082 3,350 AMERICAN STD COS INC DEL COMMON 029712106 16,034 235 AMERICREDIT CORP COM COMMON 03060R101 354,780 11,245 AMERIPATH INC COM COMMON 03071D109 48,713 1,510 AMERISOURCEBERGEN CORP COM COMMON 03073E105 127,418 2,005 AMERITRADE HLDG CORP CL A COMMON 03072H109 23,680 4,000 AMERN TECHNOLOGIES GRP INC COM COMMON 030143101 6 1,000 AMERUS GROUP CO COM COMMON 03072M108 7,168 200 AMGEN INC COMMON 031162100 4,080,781 72,303 AMKOR TECHNOLOGY INC COM COMMON 031652100 6,412 400 AMPEX CORP DEL COMMON 032092108 31,507 225,050 AMPHENOL CORP NEW CL A COMMON 032095101 11,532 240 AMR CORP COMMON 001765106 15,164 680 AMR CORP 7.875% PINES PREFERR 001765866 105,305 5,102 AMSOUTH BANCORP COMMON 032165102 171,158 9,056 ANADARKO PETE CORP COM COMMON 032511107 477,995 8,408 ANADIGICS INC COM COMMON 032515108 762 50 ANALOG DEVICES INC COMMON 032654105 33,870 763 ANCHOR BANCORP WIS INC COM COMMON 032839102 133,050 7,500 ANDREW CORP COMMON 034425108 4,925 225 ANDRX CORPORATION COMMON SHARE COMMON 034553107 108,783 1,545 ANHEUSER BUSCH COS INC COMMON 035229103 1,479,271 32,720 AOL TIME WARNER COMMON 00184A105 4,080,841 127,129 APACHE CORPORATION COMMON 037411105 108,738 2,180 APARTMENT INVT & MGMT CO CL A COMMON 03748R101 4,573 100 APOGEE ENTERPRISES INC COMMON 037598109 72,139 4,560 APPLE COMPUTER INC COMMON 037833100 33,507 1,530 APPLEBEES INTL INC COM COMMON 037899101 8,208 240 APPLERA CORPORATION APPLIED BI COMMON 038020103 53,800 1,370 APPLERA CORPORATION CELERA GEN COMMON 038020202 136,546 5,116 APPLIED MATLS INC COMMON 038222105 1,019,422 25,422 APPLIED MICRO CIRCUITS CORP CD COMMON 03822W109 7,415 655 APT SATELLITE HLDGS LTD ADR SP COMMON 00203R105 16,550 5,000 APW LTD COM COMMON G04397108 835 500 ARCH COAL INC COM COMMON 039380100 4,495 198 ARCHSTONE-SMITH TRUST COM COMMON 039583109 10,520 400 ARIBA INC COM COMMON 04033V104 27,387 4,446 ARMSTRONG WORLD INDUST INC 7.7 PREFERR 042476606 7,483 700 ARROW ELECTRS INC COMMON 042735100 5,053 169 ARTESYN TECHS INC COMMON 043127109 931 100 ASCENTIAL SOFTWARE CORP COM COMMON 04362P108 49,228 12,155 ASIA PACIFIC FD COM COMMON 044901106 4,979 575 ASK JEEVES INC OC-COM COMMON 045174109 2,380 700 ASPEN TECHNOLOGY INC COMMON 045327103 3,360 200 ASSOCIATED BANCORP COMMON 045487105 7,764 220 ASTEC INDS INC COM COMMON 046224101 144,600 10,000 AT & T WIRELESS COM COMMON 00209A106 487,531 33,927 AT HOME CORP 4.75% 12/15/2006 CONVERT 045919AF4 118,720 742,000 AT HOME CORP COM SER A COMMON 045919107 5 905 AT&T CAPITAL CORP 8.25% SR PIN PREFERR 00206J209 10,667 417 AT&T CORP COMMON 001957109 1,519,642 83,773 AT&T WIRELESS SVCS CHG(TENDERE COMMON 002990299 2,700 178 ATLANTIC CAP I 8.25% QUIPS PREFERR 048272207 25,000 1,000 ATMEL CORP COMMON 049513104 142,049 19,274 AUTODESK INC COMMON 052769106 361,519 9,700 AUTOMATIC DATA PROCESSING COMMON 053015103 2,228,540 37,836 AVANEX CORP COMMON 05348W109 1,257 213 AVAYA INC CHG(1-99 ODD LOT TEN COMMON 053SMK999 280 28 AVAYA INC COM COMMON 053499109 10,072 829 AVERY DENNISON CORP COM COMMON 053611109 26,004 460 AVOCENT CORP COM COMMON 053893103 38,800 1,600 AVON PRODUCTS INC COMMON 054303102 26,737 575 AXCELIS TECHNOLOGIES INC COM COMMON 054540109 56,071 4,350 BAKER HUGHES INC COM COMMON 057224107 39,388 1,080 BALL CORP COMMON 058498106 3,535 50 BALLARD PWR SYS INC COM COMMON 05858H104 28,979 980 BANK MUT CORP COM COMMON 063748107 3,056 200 BANK NEW YORK INC COMMON 064057102 130,601 3,201 BANK OF AMERICA CORP COMMON 060505104 366,936 5,829 BANK OF NEW YORK CAP III7.05% PREFERR 05563W206 124,735 4,940 BANK ONE CORP COMMON 06423A103 249,139 6,380 BANKAMERICA CAPITAL IV 7% CUM PREFERR 066044207 23,386 920 BANKONE CAPITAL I 8% PREFERRED PREFERR 06421B202 91,350 3,500 BANTA CORP. COMMON 066821109 165,312 5,600 BARD C R INC N J COMMON 067383109 20,769 322 BARNES & NOBLE INC COM COMMON 067774109 91,316 3,085 BARR LABS INC COM COMMON 068306109 87,455 1,102 BARRA INC COM COMMON 068313105 109,249 2,320 BARRICK GOLD CORP COMMON 067901108 686 43 BAXTER INTL INC COM COMMON 071813109 611,167 11,396 BAY VIEW CAP CORP COM COMMON 07262L101 34,781 4,745 BAY VIEW CAP I GTD TR PFD SECS PREFERR 07262R207 50,100 2,000 BEA SYS INC COM COMMON 073325102 153,091 9,941 BEAR STEARNS COS INC COM COMMON 073902108 2,346 40 BED BATH & BEYOND INC COM COMMON 075896100 128,820 3,800 BEL FUSE INC CL B COMMON 077347300 1,879 75 BELLSOUTH CAPITAL FNDG 7.375% PREFERR 079857207 57,772 2,200 BELLSOUTH CORP COMMON 079860102 271,246 7,110 BEMIS INC COMMON 081437105 9,836 200
AMERICAN PWR CONVERSION CORPCO X 11,225 AMERICAN RE CAP GTD QRT INC PF X 1,320 AMERICAN STATES WTR CO X 3,350 AMERICAN STD COS INC DEL X 235 AMERICREDIT CORP COM X 11,245 AMERIPATH INC COM X 1,510 AMERISOURCEBERGEN CORP COM X 2,005 AMERITRADE HLDG CORP CL A X 4,000 AMERN TECHNOLOGIES GRP INC COM X 1,000 AMERUS GROUP CO COM X 200 AMGEN INC X 72,303 AMKOR TECHNOLOGY INC COM X 400 AMPEX CORP DEL X 225,050 AMPHENOL CORP NEW CL A X 240 AMR CORP X 680 AMR CORP 7.875% PINES X 5,102 AMSOUTH BANCORP X 9,056 ANADARKO PETE CORP COM X 8,408 ANADIGICS INC COM X 50 ANALOG DEVICES INC X 763 ANCHOR BANCORP WIS INC COM X 7,500 ANDREW CORP X 225 ANDRX CORPORATION COMMON SHARE X 1,545 ANHEUSER BUSCH COS INC X 32,720 AOL TIME WARNER X 127,129 APACHE CORPORATION X 2,180 APARTMENT INVT & MGMT CO CL A X 100 APOGEE ENTERPRISES INC X 4,560 APPLE COMPUTER INC X 1,530 APPLEBEES INTL INC COM X 240 APPLERA CORPORATION APPLIED BI X 1,370 APPLERA CORPORATION CELERA GEN X 5,116 APPLIED MATLS INC X 25,422 APPLIED MICRO CIRCUITS CORP CD X 655 APT SATELLITE HLDGS LTD ADR SP X 5,000 APW LTD COM X 500 ARCH COAL INC COM X 198 ARCHSTONE-SMITH TRUST COM X 400 ARIBA INC COM X 4,446 ARMSTRONG WORLD INDUST INC 7.7 X 700 ARROW ELECTRS INC X 169 ARTESYN TECHS INC X 100 ASCENTIAL SOFTWARE CORP COM X 12,155 ASIA PACIFIC FD COM X 575 ASK JEEVES INC OC-COM X 700 ASPEN TECHNOLOGY INC X 200 ASSOCIATED BANCORP X 220 ASTEC INDS INC COM X 10,000 AT & T WIRELESS COM X 33,927 AT HOME CORP 4.75% 12/15/2006 X 742,000 AT HOME CORP COM SER A X 905 AT&T CAPITAL CORP 8.25% SR PIN X 417 AT&T CORP X 83,773 AT&T WIRELESS SVCS CHG(TENDERE X 178 ATLANTIC CAP I 8.25% QUIPS X 1,000 ATMEL CORP X 19,274 AUTODESK INC X 9,700 AUTOMATIC DATA PROCESSING X 37,836 AVANEX CORP X 213 AVAYA INC CHG(1-99 ODD LOT TEN X 28 AVAYA INC COM X 829 AVERY DENNISON CORP COM X 460 AVOCENT CORP COM X 1,600 AVON PRODUCTS INC X 575 AXCELIS TECHNOLOGIES INC COM X 4,350 BAKER HUGHES INC COM X 1,080 BALL CORP X 50 BALLARD PWR SYS INC COM X 980 BANK MUT CORP COM X 200 BANK NEW YORK INC X 3,201 BANK OF AMERICA CORP X 5,829 BANK OF NEW YORK CAP III7.05% X 4,940 BANK ONE CORP X 6,380 BANKAMERICA CAPITAL IV 7% CUM X 920 BANKONE CAPITAL I 8% PREFERRED X 3,500 BANTA CORP. X 5,600 BARD C R INC N J X 322 BARNES & NOBLE INC COM X 3,085 BARR LABS INC COM X 1,102 BARRA INC COM X 2,320 BARRICK GOLD CORP X 43 BAXTER INTL INC COM X 11,396 BAY VIEW CAP CORP COM X 4,745 BAY VIEW CAP I GTD TR PFD SECS X 2,000 BEA SYS INC COM X 9,941 BEAR STEARNS COS INC COM X 40 BED BATH & BEYOND INC COM X 3,800 BEL FUSE INC CL B X 75 BELLSOUTH CAPITAL FNDG 7.375% X 2,200 BELLSOUTH CORP X 7,110 BEMIS INC X 200
BERKSHIRE HATHAWAY INC DEL COMMON 084670108 529,200 7 BERKSHIRE HATHAWAY INC DEL CL COMMON 084670207 717,100 284 BEST BUY INC COM COMMON 086516101 29,792 400 BIOGEN N V COMMON 090597105 74,555 1,300 BIOMET INC COMMON 090613100 1,644,745 53,228 BIOSITE DIAGNOSTICS INC COM COMMON 090945106 2,388 130 BIOTECH HLDRS TR DEPOSITARY RC COMMON 09067D201 13,200 100 BIOVAIL CORP (NEW) COMMON 09067J109 112,500 2,000 BJ SERVICES CO. COMMON 055482103 4,478 138 BLACK & DECKER MFG CO COMMON 091797100 94,325 2,500 BLACK BOX CORP COM COMMON 091826107 1,798 34 BLACKROCK ADVANTAGE TERM TR CO COMMON 09247A101 223 20 BLACKROCK HIGH YIELD TR SHS COMMON 09248N102 3,075 300 BLACKROCK INCOME TR INC COM COMMON 09247F100 147 20 BLACKROCK INSD MUN 2008 TRM CO COMMON 09247K109 227,964 14,520 BLACKROCK N A GOVT INCM TR COM COMMON 092475102 198 20 BLACKROCK STRATEGIC TERM TR CO COMMON 09247P108 195 20 BLOCKBUSTER INC CL A COMMON 093679108 341,460 13,550 BLUE CHIP VALUE FD INC COM COMMON 095333100 60,480 8,000 BMC SOFTWARE INC COMMON 055921100 134,643 8,225 BOEING CO COMMON 097023105 1,962,578 50,608 BOISE CASCADE CORP COMMON 097383103 17,005 500 BORLAND SOFTWARE CORPORATION COMMON 099849101 62,640 4,000 BOSTON PPTYS INC COM COMMON 101121101 206,264 5,428 BOSTON SCIENTIFIC CORP COM COMMON 101137107 126,871 5,260 BOWNE & CO INC COMMON 103043105 35,482 2,772 BP AMOCO ADS COMMON 055622104 1,462,600 31,447 BP AMOCO P L C ORD COMMON G12793181 11,587 1,476 BP PRUDHOE BAY RTY TR UNIT BEN COMMON 055630107 76,529 5,150 BRANDYWINE RLTY TR SH BEN INT COMMON 105368203 94,815 4,500 BRE PROPERTIES SHS BEN INT COMMON 05564E106 7,740 250 BRINKER INTL INC COM COMMON 109641100 55,354 1,860 BRISTOL MYERS SQUIBB CO COM COMMON 110122108 2,609,466 51,166 BRITISH AMERN TOB PLC ADR SPON COMMON 110448107 306,340 18,020 BROADBAND HOLDRS TR DP RPT 12- COMMON 11130P104 8,250 500 BROADCOM CORP COM COMMON 111320107 225,562 5,519 BROADVISION INC COM COMMON 111412102 5,299 1,934 BROADWING INC COMMON 111620100 22,677 2,387 BROCADE COMMUNICATIONS SYS ICO COMMON 111621108 42,890 1,295 BROOKS AUTOMATION INC COMMON 11434A100 8,134 200 BROWN-FORMAN CORP CLASS B COMMON 115637209 25,040 400 BSQUARE CORP COM COMMON 11776U102 9,383 2,250 BURLINGTON NORTHN SANTA FE COM COMMON 12189T104 110,354 3,868 C H ROBINSON WORLDWIDE INC COM COMMON 12541W100 2,891 100 CABLE & WIRELESS PUB LTD CO SP COMMON 126830207 12,588 850 CABLEVISION SYS CORP COMMON 12686C109 71,412 1,505 CABOT CORP COMMON 127055101 67,830 1,900 CABOT MICROELECTRONICS CORP CO COMMON 12709P103 107,780 1,360 CACHEFLOW INC COM COMMON 126946102 804 300 CADENCE DESIGNS SYS INC COM COMMON 127387108 5,502 251 CALIPER TECHNOLOGIES CORP OC-C COMMON 130876105 15,610 1,000 CALPINE CORP COM COMMON 131347106 364,343 21,700 CALYPTE BIOMEDICAL CORP COM COMMON 131722100 93 500 CAMDEN PPTY TR SH BEN INT COMMON 133131102 7,597 207 CAMPBELL SOUP CO COMMON 134429109 31,363 1,050 CANADIAN NATL RY CO COM COMMON 136375102 4,249 88 CAPITAL ONE FINL CORP COMMON 14040H105 238,729 4,425 CAPSTONE TURBINE CORP COM COMMON 14067D102 1,196 221 CARDINAL HEALTH INC COMMON 14149Y108 3,457,435 53,471 CARDIOGENESIS CORP COM COMMON 14159W109 31,005 26,500 CAREMARK RX INC COMMON 141705103 2,202 135 CARNIVAL CRUISE LINE INC CL A COMMON 143658102 84,380 3,005 CARRAMERICA RLTY CORP COMMON 144418100 3,010 100 CARRIER1 INTL S A ADR COMMON 144500303 5,400 27,000 CARVER CORP WASH COM COMMON 146881107 1 100 CATERPILLAR TRACTOR COMMON 149123101 1,057,018 20,230 CELESTICA INC SUB VTG SHS COMMON 15101Q108 8,118 201 CELL ROBOTICS INTL INC COM COMMON 15114K106 250 1,000 CELSION CORP COM COMMON 15117N107 3,300 5,000 CENDANT CORPORATION COMMON 151313103 325,742 16,611 CENTENNIAL BANCORP COM COMMON 15133T104 93,261 12,637 CEPHALON INC COMMON 156708109 15,117 200 CERNER CORP COM COMMON 156782104 514,279 10,300 CERTEGY INC COM COMMON 156880106 11,977 350 CERUS CORP COM COMMON 157085101 247,050 5,400 CHARTER COMMUNICATIONS INC DCL COMMON 16117M107 502,988 30,614 CHARTER MUN MTG ACCEP CO SH BE COMMON 160908109 40,576 2,497 CHARTER ONE FINCL INC COMMON 160903100 281,247 10,359 CHASE CAP VII GTD CAP SECS G PREFERR 16147M200 10,168 400 CHATEAU CMNTYS INC COMMON 161726104 7,983 267 CHECK PT SOFTWARE TECH LTD ORD COMMON M22465104 1,322,354 33,150 CHECKFREE CORP COMMON 162813109 5,400 300 CHEESECAKE FACTORY INC COMMON 163072101 35,639 1,025 CHELSEA PROPERTY GROUP INC COMMON 163421100 50,327 1,025 CHESAPEAKE ENERGY CORP COM COMMON 165167107 26,440 4,000 CHEVRONTEXACO CORPORATION COMMON 166764100 2,576,646 28,754 CHIRON CORP COMMON 170040109 8,768 200 CHUBB CORP COMMON 171232101 117,300 1,700 CI4NET COM INC COM NEW COMMON 171783202 0 500 CIENA CORP COM COMMON 171779101 73,038 5,104 CIGNA CORP COMMON 125509109 20,754 224
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DELTEC INTL LTD ADR X 50 DEUTSCHE TELEKOM AG SPONSORED X 1,432 DEVELOPERS DIVERSIFIED RLTY CO X 1,100 DEVRY INC COM X 200 DIAGEO PLC SPONSORED ADR X 3,520 DIAL CORP X 500 DIAMONDS TR UNIT SER 1 X 3,225 DIGIMARC CORP COM X 150 DISNEY WALT PRODTNS X 33,288 DITECH COMMUNICATIONS CORP COM X 100 DMC STRATEX NETWORKS INC X 180 DOMINION RES INC VA NEW COM X 2,504 DOUBLECLICK INC COM X 300 DOVER CORP X 600 DOW CHEMICAL CORP X 14,760 DPL INC X 588 DQE CAP CORP PINES 8.375% X 1,200 DREYFUS STRATEGIC MUN BD FD X 3,675 DREYFUS STRATEGIC MUNS INC X 6,881 DTE ENERGY CO COM X 103 DU PONT E I DE NEMOURS CO X 13,286 DUFF & PHELPS UTIL &CP BD TRCO X 16,989 DUFF & PHELPS UTILITIES INCOME X 72,265 DUFF & PHELPS UTILS TX FREE CO X 2,400 DUKE CAPITAL FINANCE TR II 7.3 X 250 DUKE CAPITAL FUNDING TR III 8. X 200 DUKE ENERGY CAPITAL TR I7.2% C X 5,440 DUKE ENERGY CAPITAL TRUST II 7 X 2,595 DUKE PWR CO X 4,697 DUKE RLTY INVTS INC COM NEW X 28,228 DUKE-WEEKS REALTY CORP REP 1/1 X 300 DUQUESNE CAP L P MIPS A 8.375% X 200 DUQUESNE LT CO QUIBS 7.375% X 9,405 DYNEGY CLASS A COMMON X 11,374 E M C CORP MASS COM X 165,884 E PIPHANY INC COM X 1,345 E TRADE GROUP INC COM X 157 EAGLE GEOPHYSICAL INC COM X 512 EARTHLINK COM X 1,542 EASTGROUP PPTYS INC X 300 EATON CORP X 150 EBAY INC COM X 5,619 ECHOSTAR COMMUN CORP NEW CL A X 7,078 ECOLAB INC X 5,700 EDC MERCHANDISE XXX(PRIV PLCMN X 1 EDISON INTL X 1,200 EDWARDS LIFESCIENCES CORP COM X 533 EEX CORPORATION NEW X 1,193 EGGHEAD COM INC NEW X 56 EL PASO CORPORATION X 20,888 EL PASO ELEC CO COM NEW X 1,000 EL PASO ENERGY PARTNERS, L.P. X 17,079 ELAN PLC ADR X 38,710 ELECTRO SCIENTIFIC INDS INC CO X 2,920 ELECTRONIC ARTS COM X 1,618 ELECTRONIC DATA SYS CORPCOM NE X 6,569 ELOYALTY CORP NEW COM X 8,018 EMERGING MKTS TELECOMMUNICATIO X 6,061 EMERSON ELEC CO X 13,110 EMMIS BROADCASTING CORP CL A X 100 EMULEX CORP X 2,600 ENERGEN CORP COM X 3,000 ENERGY EAST CAPITAL TR I8.25% X 1,000 ENERGY EAST CORP COM X 42,680 ENGELHARD CORP X 116 ENRON CAP TR II 8.125% TOPRS X 500 ENRON CAPITAL LLC 8% CUM GTD ( X 4,535 ENRON CORP COM X 23,748 ENSCO INTL INC X 229 ENTERPRISE CAPTL TRUST I7.44% X 3,004 ENTERPRISE PRODS PARTNERS L CO X 1,265 EOG RESOURCES INC X 4,225 EQUITABLE RES INC X 4,215 EQUITY INCOME FD UNIT SP 500 M X 32,839 EQUITY OFFICE PPTYS TR COM X 2,271 EQUITY OFFICE PPTYS TR PFD SHS X 500 EQUITY RESIDENTIAL PPTYS TR SH X 1,706 ERICSSON L M TEL CO ADR CL B S X 55,936 ESCO TECHNOLOGIES INC COM X 102 ESTERLINE CORP X 7,660 EUROPE 2001 HOLDRS TR DEPOSITA X 100 EVEREST RE GROUP X 5,055 EVERGREEN RES INC COM NO PAR X 2,225 EXCEL TECHNOLOGY INC X 83,040 EXELON CORP X 1,580 EXFO ELECTRO-OPTICAL ENGR INSU X 100 EXODUS COMMUNICATIONS INC COM X 1,266 EXPEDITORS INTL WASH INC COM X 32,227 EXPEDITORS INTL WASH XXX(RESTR X 405 EXPRESS SCRIPTS INC CL A X 17,380 EXTREME NETWORKS INC COM X 900
EXXON CORPORATION COMMON 30231G102 4,573,655 116,378 F5 NETWORKS INC COM COMMON 315616102 25,848 1,200 FACTSET RESH SYS INC COM COMMON 303075105 1,573 45 FAMILY DLR STORES INC COMMON 307000109 321,386 10,720 FAST SEARCH & TRANSFER A S ORD COMMON R2193Z106 1,100 1,000 FED HOME LOAN MTG CORP VOTING COMMON 313400301 2,452,500 37,500 FEDERAL NAT MORTGAGE ASSN COMMON 313586109 2,650,133 33,335 FEDERAL RLTY INVT TR COMMON 313747206 9,200 400 FEDEX CORP COMMON 31428X106 18,158 350 FELCOR LODGING TR INC COMMON 31430F101 5,013 300 FIFTH 3RD BANCORP COMMON 316773100 278,009 4,533 FINISAR CORP COM COMMON 31787A101 4,068 400 FIREPOND INC COMMON 318224102 260 200 FIRST CAPITAL INCOME PROPERTIE COMMON 31941W502 0 2 FIRST CTZNS BANCSHARES NC CL A COMMON 31946M103 4,887 50 FIRST CTZNS BANCSHARES NC CL B COMMON 31946M202 1,056 12 FIRST DATA CORP COM COMMON 319963104 87,236 1,112 FIRST FED CAP CORP COMMON 319960100 334,536 21,308 FIRST HEALTH GROUP CORP COMMON 320960107 14,844 600 FIRST HORIZON PHARMACEUTICALCO COMMON 32051K106 337,985 11,500 FIRST INDL RLTY TR INC COMMON 32054K103 3,887 125 FIRST INDUSTRIAL RLTY TR7.95% PREFERR 32054K806 52,214 2,240 FIRST MIDWEST BANCORP COMMON 320867104 971,297 33,275 FIRST ST BANCORPORRATION COMMON 336453105 23,963 1,125 FIRST TENN NATL CORP COMMON 337162101 7,252 200 FIRSTMERIT CORP COM COMMON 337915102 121,905 4,500 FISERV INC COM COMMON 337738108 1,608,922 38,018 FLEET CAP TR IV GTD TOPS 7.17% CONVERT 33889R206 17,220 700 FLEETBOSTON FINANCIAL CORPORAT COMMON 339030108 195,603 5,359 FLEMING COS INC COMMON 339130106 25,160 1,360 FLEXTRONICS INTL LTD ORD COMMON Y2573F102 446,958 18,631 FLIR SYS INC COMMON 302445101 14,220 375 FMC CORP COM NEW COMMON 302491303 141,670 2,381 FORD MTR CO CAP TR I TOPRS 9% PREFERR 345343206 33,269 1,285 FORD MTR CO DEL COM PAR $0.01 COMMON 345370860 608,726 38,723 FOREST LABS INC COMMON 345838106 55,726 680 FORTIS SEC INC COM COMMON 34955T100 15,939 2,100 FORTUNE BRANDS INC COMMON 349631101 197,950 5,000 FOUNDRY NETWORKS INC COMMON 35063R100 1,630 200 FOUR SEASONS HOTELS INC LTD VT COMMON 35100E104 32,732 700 FPC CAPITAL 7.1% QUIPS PREFERR 302552203 408,347 16,846 FPL GROUP INC COM COMMON 302571104 439,638 7,795 FRANKLIN COVEY CO COMMON 353469109 6,030 1,000 FRANKLIN RES INC COM COMMON 354613101 130,781 3,708 FREEPORT MCMORAN COPPER&GOL 0. PREFERR 35671D501 626 40 FUELCELL ENERGY INC COM COMMON 35952H106 580 32 FURNITURE BRANDS INTL INC COM COMMON 360921100 12,488 390 G A P INC COMMON 364760108 86,637 6,215 GALLAHER GROUP PLC SPONSORED A COMMON 363595109 21,560 800 GANNETT INC DEL COMMON 364730101 4,370 65 GARDENBURGER INC COMMON 365476100 13 50 GARMIN LTD ORD COMMON G37260109 6,396 300 GARTNER GROUP INC NEW CL B COMMON 366651206 437 39 GATEWAY INC COM COMMON 367626108 54,190 6,740 GEMSTAR TV GUIDE INTL INC COMMON 36866W106 20,082 725 GENENCOR INTL INC COM COMMON 368709101 3,990 250 GENENTECH INC COM NEW COMMON 368710406 405,247 7,470 GENERAL DYNAMICS CORP COMMON 369550108 189,145 2,375 GENERAL ELECTRIC COMMON 369604103 11,718,430 292,376 GENERAL GROWTH PPTYS INC COM COMMON 370021107 429,516 11,070 GENERAL MILLS INC COMMON 370334104 73,854 1,420 GENERAL MOTORS CLASS H COMMON 370442832 200,170 12,956 GENERAL MOTORS CORP 7.375% PFD PREFERR 370442766 65,248 2,580 GENERAL MOTORS CORP SENIOR NOT PREFERR 370442774 244,510 9,800 GENERAL MOTORS INC COMMON 370442105 343,408 7,066 GENUINE PARTS CO COMMON 372460105 47,710 1,300 GENUITY INC CL A COMMON 37248E103 6,794 4,300 GENZYME CORP COMMON 372917104 228,426 3,816 GEORGIA CAPITAL TRUST IV6.85% PREFERR 37333R209 40,524 1,650 GEORGIA POWER CO 6.625% CUM SR PREFERR 373334549 38,400 1,500 GETTY IMAGES INC COM COMMON 374276103 9,192 400 GILEAD SCIENCES INC COMMON 375558103 8,544 130 GILLETTE CO COMMON 375766102 948,460 28,397 GLAXO PLC SPONSORED ADR COMMON 37733W105 28,298 568 GLIMCHER RLTY TR SH BEN INT COMMON 379302102 150,075 7,970 GLOBAL CROSSING LTD COM COMMON G3921A100 144,893 172,492 GLOBAL CROSSING LTD PFD CV 6.3 CONVERT G3921A126 38,867 20,729 GLOBAL SANTAFE CORPORATION COMMON G3930E101 233,151 8,175 GLOBALSTAR TELECOMMUNICATIONCO COMMON G3930H104 729 4,500 GOLDMAN SACHS GROUP INC COM COMMON 38141G104 665,296 7,173 GOLF TR AMER INC COM COMMON 38168B103 31,552 6,800 GOODRICH B F CO COMMON 382388106 5,324 200 GOODYEAR TIRE & RUBR CO COMMON 382550101 73,097 3,070 GRACO INC COMMON 384109104 65,877 1,687 GREAT PLAINS ENERGY INC COMMON 391164100 92,106 3,655 GREENPOINT FINL CORP COMMON 395384100 10,904 305 GROUP 43 INC XXX(RESTRICTED SE COMMON ZZ2110273 0 1,875 GROUP 43 INC XXX(RESTRICTED ST COMMON ZZ2110271 0 1,875 GRUPO TELEVISA SA DE CV GLBL D COMMON 40049J206 86,360 2,000 GUIDANT CORP COM COMMON 401698105 758,703 15,235 HALLIBURTON CO COMMON 406216101 123,664 9,440
EXXON CORPORATION X 116,378 F5 NETWORKS INC COM X 1,200 FACTSET RESH SYS INC COM X 45 FAMILY DLR STORES INC X 10,720 FAST SEARCH & TRANSFER A S ORD X 1,000 FED HOME LOAN MTG CORP VOTING X 37,500 FEDERAL NAT MORTGAGE ASSN X 33,335 FEDERAL RLTY INVT TR X 400 FEDEX CORP X 350 FELCOR LODGING TR INC X 300 FIFTH 3RD BANCORP X 4,533 FINISAR CORP COM X 400 FIREPOND INC X 200 FIRST CAPITAL INCOME PROPERTIE X 2 FIRST CTZNS BANCSHARES NC CL A X 50 FIRST CTZNS BANCSHARES NC CL B X 12 FIRST DATA CORP COM X 1,112 FIRST FED CAP CORP X 21,308 FIRST HEALTH GROUP CORP X 600 FIRST HORIZON PHARMACEUTICALCO X 11,500 FIRST INDL RLTY TR INC X 125 FIRST INDUSTRIAL RLTY TR7.95% X 2,240 FIRST MIDWEST BANCORP X 33,275 FIRST ST BANCORPORRATION X 1,125 FIRST TENN NATL CORP X 200 FIRSTMERIT CORP COM X 4,500 FISERV INC COM X 38,018 FLEET CAP TR IV GTD TOPS 7.17% X 700 FLEETBOSTON FINANCIAL CORPORAT X 5,359 FLEMING COS INC X 1,360 FLEXTRONICS INTL LTD ORD X 18,631 FLIR SYS INC X 375 FMC CORP COM NEW X 2,381 FORD MTR CO CAP TR I TOPRS 9% X 1,285 FORD MTR CO DEL COM PAR $0.01 X 38,723 FOREST LABS INC X 680 FORTIS SEC INC COM X 2,100 FORTUNE BRANDS INC X 5,000 FOUNDRY NETWORKS INC X 200 FOUR SEASONS HOTELS INC LTD VT X 700 FPC CAPITAL 7.1% QUIPS X 16,846 FPL GROUP INC COM X 7,795 FRANKLIN COVEY CO X 1,000 FRANKLIN RES INC COM X 3,708 FREEPORT MCMORAN COPPER&GOL 0. X 40 FUELCELL ENERGY INC COM X 32 FURNITURE BRANDS INTL INC COM X 390 G A P INC X 6,215 GALLAHER GROUP PLC SPONSORED A X 800 GANNETT INC DEL X 65 GARDENBURGER INC X 50 GARMIN LTD ORD X 300 GARTNER GROUP INC NEW CL B X 39 GATEWAY INC COM X 6,740 GEMSTAR TV GUIDE INTL INC X 725 GENENCOR INTL INC COM X 250 GENENTECH INC COM NEW X 7,470 GENERAL DYNAMICS CORP X 2,375 GENERAL ELECTRIC X 292,376 GENERAL GROWTH PPTYS INC COM X 11,070 GENERAL MILLS INC X 1,420 GENERAL MOTORS CLASS H X 12,956 GENERAL MOTORS CORP 7.375% PFD X 2,580 GENERAL MOTORS CORP SENIOR NOT X 9,800 GENERAL MOTORS INC X 7,066 GENUINE PARTS CO X 1,300 GENUITY INC CL A X 4,300 GENZYME CORP X 3,816 GEORGIA CAPITAL TRUST IV6.85% X 1,650 GEORGIA POWER CO 6.625% CUM SR X 1,500 GETTY IMAGES INC COM X 400 GILEAD SCIENCES INC X 130 GILLETTE CO X 28,397 GLAXO PLC SPONSORED ADR X 568 GLIMCHER RLTY TR SH BEN INT X 7,970 GLOBAL CROSSING LTD COM X 172,492 GLOBAL CROSSING LTD PFD CV 6.3 X 20,729 GLOBAL SANTAFE CORPORATION X 8,175 GLOBALSTAR TELECOMMUNICATIONCO X 4,500 GOLDMAN SACHS GROUP INC COM X 7,173 GOLF TR AMER INC COM X 6,800 GOODRICH B F CO X 200 GOODYEAR TIRE & RUBR CO X 3,070 GRACO INC X 1,687 GREAT PLAINS ENERGY INC X 3,655 GREENPOINT FINL CORP X 305 GROUP 43 INC XXX(RESTRICTED SE X 1,875 GROUP 43 INC XXX(RESTRICTED ST X 1,875 GRUPO TELEVISA SA DE CV GLBL D X 2,000 GUIDANT CORP COM X 15,235 HALLIBURTON CO X 9,440
HANCOCK JOHN FINANCIAL TRENDS COMMON 41014X105 11,524 875 HANCOCK JOHN FINL SVCS INC COM COMMON 41014S106 50,923 1,233 HANCOCK JOHN PATRIOT GLBLDV SH COMMON 41013G103 9,487 750 HANCOCK JOHN PATRIOT PREM DIVI COMMON 41013T105 55,604 5,032 HANOVER COMPRESSOR CO COM COMMON 410768105 212,184 8,400 HARLEY DAVIDSON INC COM COMMON 412822108 462,178 8,510 HARRAH'S ENTERTAINMENT COMMON 413619107 7,402 200 HARRIS PFD CAPITAL CORP 7.375% PREFERR 414567206 29,151 1,185 HARTE HANKS COMMUNICATIONS COM COMMON 416196103 2,676 95 HARTFORD FINL SVCS GROUP INC COMMON 416515104 13,069 208 HARTFORD LIFE CAPITAL I 7.20% PREFERR 416590206 320,239 12,784 HARVARD BIOSCIENCE INC COM COMMON 416906105 5,219 525 HAWAIIAN ELEC INDUSTRIES COMMON 419870100 40,280 1,000 HCA-THE HEALTHCARE COMPANY COMMON 404119109 101,360 2,630 HEALTH CARE PPTY INVS INC COMMON 421915109 423,476 11,695 HEALTH MGMT ASSOC INC NEW CL A COMMON 421933102 773,812 42,055 HEALTHSTH REHABILITATION CP CO COMMON 421924101 355,784 24,007 HEICO CORP NEW CL A COMMON 422806208 675 50 HEICO CORP NEW COM COMMON 422806109 7,535 500 HERSHEY FOODS CORP COMMON 427866108 64,315 950 HEWLETT PACKARD CO COMMON 428236103 285,362 13,893 HIBERNIA CORP COMMON 428656102 128,426 7,219 HIGH YIELD PLUS FUND INC COMMON 429906100 5,358 1,140 HILTON HOTEL CORP COMMON 432848109 150,150 13,750 HILTON HOTELS CORP QUIBS 8% 8/ PREFERR 432848307 45,700 2,000 HISPANIC BROADCASTING CO COMMON 43357B104 8,033 315 HITACHI LTD ADR COMMON 433578507 26,934 368 HOME DEPOT INC COMMON 437076102 4,299,072 84,279 HONEYWELL INTERNATIONAL, INC. COMMON 438516106 258,013 7,629 HORMEL GEO A & CO COMMON 440452100 1,343 50 HOST MARRIOTT CORP NEW COM COMMON 44107P104 617,490 68,610 HOUSEHOLD CAP TRUST IV 7.25% P PREFERR 44180R209 41,830 1,803 HOUSEHOLD CAPITAL TR VII7.5% P PREFERR 44180Y204 37,500 1,500 HOUSEHOLD INTL CORP COMMON 441815107 767,357 13,244 HRPT PPTYS TR COM SH BEN INT COMMON 40426W101 767,951 88,678 HUMAN GENOME SCIENCES INC COM COMMON 444903108 74,353 2,205 HUTCHINSON WHAMPOA LTD ADR COMMON 448415208 26,537 550 I2 TECHNOLOGIES INC COM COMMON 465754109 461,992 58,480 ICG COMMUNICATIONS INC COM COMMON 449246107 150 3,000 ICO GLOBAL COMMUNICATIONS HLCL COMMON 44930K108 2 1 ICO GLOBAL COMMUNICATIONS HLWT WARRANT 4493OK124 1 7 ICOS CORP COM COMMON 449295104 399,208 6,950 IDEC PHARMACEUTICALS CORP COM COMMON 449370105 43,150 626 ILLINOIS TOOL WORKS INC COMMON 452308109 67,178 992 IMAGISTICS INTL INC COM COMMON 45247T104 49 4 IMMUNEX CORP NEW COM COMMON 452528102 2,089,971 75,423 IMMUNOGEN INC COMMON 45253H101 13,264 800 IMPATH INC COM COMMON 45255G101 392,801 8,825 IMS HEALTH INC COM COMMON 449934108 5,853 300 INCYTE PHARMACEUTICALS INC COM COMMON 45337C102 29,899 1,538 INFOCUS CORP COMMON 45665B106 79,272 3,600 INFONET SVCS CORP CL B COMMON 45666T106 5,880 2,400 INFORUM COMMUNICATIONS INC COM COMMON 45677W106 0 33,000 INFOSPACE COM INC COM COMMON 45678T102 284,019 138,546 ING CAPITAL FUNDING TR I7.7% P PREFERR 44978D107 35,821 1,402 ING GROEP NV SPONSORED ADR COMMON 456837103 2,247,999 88,330 INGERSOLL-RAND COMPANY COMMON 456866102 6,355 152 INGRAM MICRO INC CL A COMMON 457153104 3,464 200 INKTOMI CORP COM COMMON 457277101 8,052 1,200 INNOVET INC COMMON 45765P104 0 1,000 INTEGRATED DEVICE TECH INC COMMON 458118106 3,191 120 INTEL CORP COMMON 458140100 8,408,849 267,372 INTERNAP NETWORK SVCS CORP COM COMMON 45885A102 16,669 14,370 INTERNATIONAL PAPER CAP TRUST PREFERR 460140205 61,863 2,450 INTERNATIONAL PAPER CO COMMON 460146103 187,708 4,652 INTERNET CAPITAL GROUP INC COM COMMON 46059C106 121 100 INTERPUBLIC GROUP COS INC COMMON 460690100 135,146 4,575 INTERSIL HOLDING CP CHG COMMON 46069S109 4,386 136 INTIBRANDS INC CL A COMMON 461156101 14,860 1,000 INTL BUSINESS MACH CORP COMMON 459200101 4,116,632 34,033 INTL FLAVORS & FRAGRANCES COMMON 459506101 17,826 600 INTUIT INC COM COMMON 461202103 228,873 5,350 INVACARE CORP COM COMMON 461203101 151,695 4,500 INVESTORS FINL SERVICES CORPCO COMMON 461915100 28,801 435 INVISION TECHNOLOGIES INC COM COMMON 461851107 5,958 200 INVITROGEN CORP COM COMMON 46185R100 34,000 549 IRIDIUM WORLD COMM LTD CL A COMMON G49398103 352 1,100 IRT PPTY CO COM COMMON 450058102 10,600 1,000 ISCO INTL INC COM COMMON 46426P103 80 100 ISHARES INC MCSI JAPAN INDEX F COMMON 464286848 3,084 400 ISHARES TR S&P 100 INDX FD COMMON 464287101 15,863 270 ISIS PHARMACEUTICALS COM COMMON 464330109 33,285 1,500 ITRON INC COMMON 465741106 10,605 350 ITT INDS INC COMMON 450911102 5,050 100 IVAX CORP COMMON 465823102 167,162 8,300 J.P. MORGAN CHASE & CO COMMON 46625H100 1,748,253 48,095 JABIL CIRCUIT INC COMMON 466313103 145,749 6,415 JACK IN THE BOX INC COMMON 466367109 11,016 400 JDS UNIPHASE COM COMMON 46612J101 344,049 39,637 JEFFERSON PILOT CORP COMMON 475070108 18,786 406 JOHN HANCOCK BK&THRIFT OPTY SH COMMON 409735107 11,564 1,400
HANCOCK JOHN FINANCIAL TRENDS X 875 HANCOCK JOHN FINL SVCS INC COM X 1,233 HANCOCK JOHN PATRIOT GLBLDV SH X 750 HANCOCK JOHN PATRIOT PREM DIVI X 5,032 HANOVER COMPRESSOR CO COM X 8,400 HARLEY DAVIDSON INC COM X 8,510 HARRAH'S ENTERTAINMENT X 200 HARRIS PFD CAPITAL CORP 7.375% X 1,185 HARTE HANKS COMMUNICATIONS COM X 95 HARTFORD FINL SVCS GROUP INC X 208 HARTFORD LIFE CAPITAL I 7.20% X 12,784 HARVARD BIOSCIENCE INC COM X 525 HAWAIIAN ELEC INDUSTRIES X 1,000 HCA-THE HEALTHCARE COMPANY X 2,630 HEALTH CARE PPTY INVS INC X 11,695 HEALTH MGMT ASSOC INC NEW CL A X 42,055 HEALTHSTH REHABILITATION CP CO X 24,007 HEICO CORP NEW CL A X 50 HEICO CORP NEW COM X 500 HERSHEY FOODS CORP X 950 HEWLETT PACKARD CO X 13,893 HIBERNIA CORP X 7,219 HIGH YIELD PLUS FUND INC X 1,140 HILTON HOTEL CORP X 13,750 HILTON HOTELS CORP QUIBS 8% 8/ X 2,000 HISPANIC BROADCASTING CO X 315 HITACHI LTD ADR X 368 HOME DEPOT INC X 84,279 HONEYWELL INTERNATIONAL, INC. X 7,629 HORMEL GEO A & CO X 50 HOST MARRIOTT CORP NEW COM X 68,610 HOUSEHOLD CAP TRUST IV 7.25% P X 1,803 HOUSEHOLD CAPITAL TR VII7.5% P X 1,500 HOUSEHOLD INTL CORP X 13,244 HRPT PPTYS TR COM SH BEN INT X 88,678 HUMAN GENOME SCIENCES INC COM X 2,205 HUTCHINSON WHAMPOA LTD ADR X 550 I2 TECHNOLOGIES INC COM X 58,480 ICG COMMUNICATIONS INC COM X 3,000 ICO GLOBAL COMMUNICATIONS HLCL X 1 ICO GLOBAL COMMUNICATIONS HLWT X 7 ICOS CORP COM X 6,950 IDEC PHARMACEUTICALS CORP COM X 626 ILLINOIS TOOL WORKS INC X 992 IMAGISTICS INTL INC COM X 4 IMMUNEX CORP NEW COM X 75,423 IMMUNOGEN INC X 800 IMPATH INC COM X 8,825 IMS HEALTH INC COM X 300 INCYTE PHARMACEUTICALS INC COM X 1,538 INFOCUS CORP X 3,600 INFONET SVCS CORP CL B X 2,400 INFORUM COMMUNICATIONS INC COM X 33,000 INFOSPACE COM INC COM X 138,546 ING CAPITAL FUNDING TR I7.7% P X 1,402 ING GROEP NV SPONSORED ADR X 88,330 INGERSOLL-RAND COMPANY X 152 INGRAM MICRO INC CL A X 200 INKTOMI CORP COM X 1,200 INNOVET INC X 1,000 INTEGRATED DEVICE TECH INC X 120 INTEL CORP X 267,372 INTERNAP NETWORK SVCS CORP COM X 14,370 INTERNATIONAL PAPER CAP TRUST X 2,450 INTERNATIONAL PAPER CO X 4,652 INTERNET CAPITAL GROUP INC COM X 100 INTERPUBLIC GROUP COS INC X 4,575 INTERSIL HOLDING CP CHG X 136 INTIBRANDS INC CL A X 1,000 INTL BUSINESS MACH CORP X 34,033 INTL FLAVORS & FRAGRANCES X 600 INTUIT INC COM X 5,350 INVACARE CORP COM X 4,500 INVESTORS FINL SERVICES CORPCO X 435 INVISION TECHNOLOGIES INC COM X 200 INVITROGEN CORP COM X 549 IRIDIUM WORLD COMM LTD CL A X 1,100 IRT PPTY CO COM X 1,000 ISCO INTL INC COM X 100 ISHARES INC MCSI JAPAN INDEX F X 400 ISHARES TR S&P 100 INDX FD X 270 ISIS PHARMACEUTICALS COM X 1,500 ITRON INC X 350 ITT INDS INC X 100 IVAX CORP X 8,300 J.P. MORGAN CHASE & CO X 48,095 JABIL CIRCUIT INC X 6,415 JACK IN THE BOX INC X 400 JDS UNIPHASE COM X 39,637 JEFFERSON PILOT CORP X 406 JOHN HANCOCK BK&THRIFT OPTY SH X 1,400
JOHNSON & JOHNSON COMMON 478160104 5,704,923 96,530 JOHNSON CONTROLS COMMON 478366107 646,808 8,010 JONES APPAREL GROUP INC COM COMMON 480074103 4,909 148 JTS CORP COM COMMON 465940104 4 2,000 JUNIPER NETWORKS INC COM COMMON 48203R104 138,714 7,320 KANA SOFTWARE INC NEW COM COMMON 483600300 2,238 115 KANSAS CITY SOUTHERN INDUSTRIE COMMON 485170302 1,766 125 KB HOMES COMMON 48666K109 44,511 1,110 KELLOGG CO COMMON 487836108 76,213 2,532 KEMET CORP COM COMMON 488360108 155,313 8,750 KENSEY NASH CORP COM COMMON 490057106 1,980 110 KENTUCKY UTILITIES 4.75% PFD PREFERR 491674206 6,410 100 KERR-MCGEE CORP COMMON 492386107 63,075 1,151 KEY ENERGY GROUP INC COM COMMON 492914106 1,219,690 132,575 KEY ENERGY GROUP INC SUB 5.000 CONVERT 492914AF3 725,485 778,000 KEY TRONICS CORP COM COMMON 493144109 310 200 KEYCORP NEW COMMON 493267108 142,146 5,840 KEYSPAN CORP COMMON 49337W100 10,395 300 KIMBERLY CLARK CORP COMMON 494368103 387,683 6,483 KIMCO RLTY CORP COM COMMON 49446R109 34,324 1,050 KINDER MORGAN EGY PTNS L P UT COMMON 494550106 765,931 20,252 KINDER MORGAN INC KANS COM COMMON 49455P101 633,864 11,382 KINDER MORGAN MGMT LLC SHS COMMON 49455U100 204,091 5,385 KING PHARMACEUTICALS INC COM COMMON 495582108 4,213 100 KLA INSTRS CORP COMMON 482480100 439,845 8,875 KNIGHTSBRIDGE TANKERS LTD SHS COMMON G5299G106 115,115 7,150 KODAK COMMON 277461109 129,168 4,389 KOGER EQUITY INC COM COMMON 500228101 469,603 28,810 KOHLS CORP COM COMMON 500255104 732,365 10,397 KONINKLIJKE PHILIPS ELECTRS SP COMMON 500472303 10,189 350 KOPIN CORP COM COMMON 500600101 70,000 5,000 KRAFT FOODS INC CL A COM COMMON 50075N104 205,133 6,028 KRISPY KREME DOUGHNUTS INC COM COMMON 501014104 85,527 1,935 KROGER CO COMMON 501044101 285,481 13,679 KYOCERA CORP COMMON 501556203 6,673 100 LABORATORY CORP AMER HLDGS COMMON 50540R409 11,966 148 LATTICE SEMICONDUCTOR CORP COM COMMON 518415104 359,872 17,495 LCA-VISION INC COM NEW COMMON 501803209 22 25 LEAP WIRELESS INTL INC COM COMMON 521863100 1,048 50 LEGG MASON INC COMMON 524901105 2,249 45 LEGGETT & PLATT INC COMMON 524660107 27,600 1,200 LEHMAN BROS HLDGS INC COM COMMON 524908100 1,804 27 LEHMAN BROTHERS HOLDINGSCAPITA PREFERR 52518B200 45,390 1,780 LENNAR CORP COMMON 526057104 432,617 9,240 LERNOUT & HAUSPIE SPEECH PRDOR COMMON B5628B104 1 200 LEVEL 3 COMMUNICATIONS INC COM COMMON 52729N100 100,455 20,091 LEXMARK INTL GROUP INC CL A COMMON 529771107 411,820 6,980 LIBERATE TECHNOLOGIES COM COMMON 530129105 18,368 1,600 LIBERTY ALL STAR EQUITY FD SH COMMON 530158104 34,379 3,100 LIBERTY MEDIA CORP 8.75% CORP PREFERR 21988G593 105,600 4,400 LIBERTY MEDIA CORP SERIES A CO COMMON 530718105 760,704 54,336 LIBERTY PPTY TR SH BEN INT COMMON 531172104 6,716 225 LILLY ELI & CO COMMON 532457108 1,425,030 18,144 LIMITED INC COMMON 532716107 8,832 600 LINCARE HLDGS INC COM COMMON 532791100 149,123 5,205 LINCOLN NATL CORP IND COMMON 534187109 97,140 2,000 LINEAR TECHNOLOGY CORP COM COMMON 535678106 1,454,943 37,268 LINENS N THINGS INC COM COMMON 535679104 46,283 1,815 LIZ CLAIBORNE INC COMMON 539320101 59,949 2,410 LOCKHEED MARTIN CORP COMMON 539830109 199,328 4,271 LOEWEN GROUP CAPITAL L P MIPS PREFERR 540421203 0 1,000 LOEWS CORP COMMON 540424108 11,076 200 LOEWS CORP 0.000% 09/15/07 CONVERT 540424AL2 106,563 125,000 LONE STAR STEAKHOUSE SALOON CO COMMON 542307103 2,225 150 LONE STAR TECHNOLOGIES INC COM COMMON 542312103 14,080 800 LORAL SPACE & COMMNICTNSLTD CO COMMON G56462107 11,960 4,000 LOUISIANA PACIFIC CORP COMMON 546347105 836 99 LOWES CO COMMON 548661107 2,042,875 44,018 LSI LOGIC CORP COM COMMON 502161102 7,559 479 LTX CORP COMMON 502392103 20,940 1,000 LUBRIZOL CORP COMMON 549271104 70,180 2,000 LUCENT TECHNOLOGIES INC COM COMMON 549463107 753,732 119,640 LUFKIN INDS INC COM COMMON 549764108 136,680 5,100 M & T BK CORP COM COMMON 55261F104 217,967 2,992 MACATAWA BK CORP COM COMMON 554225102 149,380 7,760 MACK CALI RLTY CORP COM COMMON 554489104 6,204 200 MACROMEDIA INC COM COMMON 556100105 6,408 360 MACROVISION CORP COM COMMON 555904101 3,522 100 MADISON GAS & ELEC CO COMMON 557497104 29,756 1,125 MAGNA INTL INC 8.875% SERIES B PREFERR 559222609 6,562 250 MAGNA INTL INC CON 4.875% 02/1 CONVERT 559222AG9 25,562 25,000 MAGNETEK INC COM COMMON 559424106 18,020 2,000 MAGNUM PETROLEUM INC COM PAR $ COMMON 55972F203 138,328 16,666 MANAGED HIGH INCOME PTFL INCCO COMMON 56166C105 2,990 420 MANOR CARE INC COMMON 564055101 2,015 85 MANPOWER INC COM COMMON 56418H100 4,349 129 MANUFACTURED HOME CMNTYS INCCO COMMON 564682102 145,127 4,650 MARSH MCLENNAN COMMON 571748102 2,183,384 20,320 MARSHALL & ILSLEY CORP COMMON 571834100 604,704 9,556 MARTEK BIOSCIENCES CORP COM COMMON 572901106 5,437 250 MARTHA STEWART LIVING OMNIMECL COMMON 573083102 4,112 250
JOHNSON & JOHNSON X 96,530 JOHNSON CONTROLS X 8,010 JONES APPAREL GROUP INC COM X 148 JTS CORP COM X 2,000 JUNIPER NETWORKS INC COM X 7,320 KANA SOFTWARE INC NEW COM X 115 KANSAS CITY SOUTHERN INDUSTRIE X 125 KB HOMES X 1,110 KELLOGG CO X 2,532 KEMET CORP COM X 8,750 KENSEY NASH CORP COM X 110 KENTUCKY UTILITIES 4.75% PFD X 100 KERR-MCGEE CORP X 1,151 KEY ENERGY GROUP INC COM X 132,575 KEY ENERGY GROUP INC SUB 5.000 X 778,000 KEY TRONICS CORP COM X 200 KEYCORP NEW X 5,840 KEYSPAN CORP X 300 KIMBERLY CLARK CORP X 6,483 KIMCO RLTY CORP COM X 1,050 KINDER MORGAN EGY PTNS L P UT X 20,252 KINDER MORGAN INC KANS COM X 11,382 KINDER MORGAN MGMT LLC SHS X 5,385 KING PHARMACEUTICALS INC COM X 100 KLA INSTRS CORP X 8,875 KNIGHTSBRIDGE TANKERS LTD SHS X 7,150 KODAK X 4,389 KOGER EQUITY INC COM X 28,810 KOHLS CORP COM X 10,397 KONINKLIJKE PHILIPS ELECTRS SP X 350 KOPIN CORP COM X 5,000 KRAFT FOODS INC CL A COM X 6,028 KRISPY KREME DOUGHNUTS INC COM X 1,935 KROGER CO X 13,679 KYOCERA CORP X 100 LABORATORY CORP AMER HLDGS X 148 LATTICE SEMICONDUCTOR CORP COM X 17,495 LCA-VISION INC COM NEW X 25 LEAP WIRELESS INTL INC COM X 50 LEGG MASON INC X 45 LEGGETT & PLATT INC X 1,200 LEHMAN BROS HLDGS INC COM X 27 LEHMAN BROTHERS HOLDINGSCAPITA X 1,780 LENNAR CORP X 9,240 LERNOUT & HAUSPIE SPEECH PRDOR X 200 LEVEL 3 COMMUNICATIONS INC COM X 20,091 LEXMARK INTL GROUP INC CL A X 6,980 LIBERATE TECHNOLOGIES COM X 1,600 LIBERTY ALL STAR EQUITY FD SH X 3,100 LIBERTY MEDIA CORP 8.75% CORP X 4,400 LIBERTY MEDIA CORP SERIES A CO X 54,336 LIBERTY PPTY TR SH BEN INT X 225 LILLY ELI & CO X 18,144 LIMITED INC X 600 LINCARE HLDGS INC COM X 5,205 LINCOLN NATL CORP IND X 2,000 LINEAR TECHNOLOGY CORP COM X 37,268 LINENS N THINGS INC COM X 1,815 LIZ CLAIBORNE INC X 2,410 LOCKHEED MARTIN CORP X 4,271 LOEWEN GROUP CAPITAL L P MIPS X 1,000 LOEWS CORP X 200 LOEWS CORP 0.000% 09/15/07 X 125,000 LONE STAR STEAKHOUSE SALOON CO X 150 LONE STAR TECHNOLOGIES INC COM X 800 LORAL SPACE & COMMNICTNSLTD CO X 4,000 LOUISIANA PACIFIC CORP X 99 LOWES CO X 44,018 LSI LOGIC CORP COM X 479 LTX CORP X 1,000 LUBRIZOL CORP X 2,000 LUCENT TECHNOLOGIES INC COM X 119,640 LUFKIN INDS INC COM X 5,100 M & T BK CORP COM X 2,992 MACATAWA BK CORP COM X 7,760 MACK CALI RLTY CORP COM X 200 MACROMEDIA INC COM X 360 MACROVISION CORP COM X 100 MADISON GAS & ELEC CO X 1,125 MAGNA INTL INC 8.875% SERIES B X 250 MAGNA INTL INC CON 4.875% 02/1 X 25,000 MAGNETEK INC COM X 2,000 MAGNUM PETROLEUM INC COM PAR $ X 16,666 MANAGED HIGH INCOME PTFL INCCO X 420 MANOR CARE INC X 85 MANPOWER INC COM X 129 MANUFACTURED HOME CMNTYS INCCO X 4,650 MARSH MCLENNAN X 20,320 MARSHALL & ILSLEY CORP X 9,556 MARTEK BIOSCIENCES CORP COM X 250 MARTHA STEWART LIVING OMNIMECL X 250
MARVELL TECHNOLOGY GROUP ORD COMMON G5876H105 7,164 200 MASCO CORP COMMON 574599106 11,760 480 MATTEL INC COMMON 577081102 30,564 1,777 MAXIM INTEGRATED PRODS INC COM COMMON 57772K101 162,834 3,101 MAXTOR CORP COM NEW COMMON 577729205 45,172 7,125 MAYTAG CORPORATION PUBLIC INCO PREFERR 578592206 15,378 600 MBIA 8% PREFERRED PREFERR 55262C308 10,720 400 MBIA INC COMMON 55262C100 13,515 252 MBIA INC SR QTR INC 6.95 COMMON 55262C209 130,290 5,050 MBNA CORP COM COMMON 55262L100 1,461,293 41,514 MCCORMICK & CO INC COMMON 579780206 47,972 1,143 MCDATA CORP CL A COMMON 580031201 273,787 11,175 MCDONALDS CORP COMMON 580135101 676,229 25,547 MCGRAW HILL INC COMMON 580645109 17,440 286 MCKESSON HBOC INC COM COMMON 58155Q103 3,740 100 MCLEOD INC COM COMMON 582266102 2,352 6,356 MCN FINANACING II 8.625% TRUPS PREFERR 55270G200 205,289 8,111 MEDAREX INC COMMON 583916101 2,730 152 MEDIACOM COMMUNICATIONS CORPCL COMMON 58446K105 730 40 MEDIAONE FINANCE TR III 9.04% PREFERR 584458202 50,820 2,000 MEDIAONE GROUP INC PIES 11-15- COMMON 58440J500 54,300 2,000 MEDICIS PHARMACEUTICAL CORP CL COMMON 584690309 4,521 70 MEDIDIGM CORP COMMON ZZ2581293 0 5,000 MEDIMMUNE INC COM COMMON 584699102 187,115 4,037 MEDTRONIC INC COMMON 585055106 4,571,209 89,264 MELLON FINL CORP COMMON 58551A108 24,453 650 MENTOR GRAPHICS CORP COM COMMON 587200106 249,276 10,576 MERCK & CO COMMON 589331107 4,372,133 74,356 MERCURY INTERACTIVE CORP COMMON 589405109 3,398 100 MEREDITH CORP COMMON 589433101 92,547 2,596 MERISTAR HOSPITALITY CORP COM COMMON 58984Y103 3,607 254 MERRILL LYNCH INC COMMON 590188108 1,562,870 29,986 METLIFE INC COM COMMON 59156R108 4,752 150 METRIS COS INC COM COMMON 591598107 6,170 240 METROMEDIA FIBER NETWORK INCCL COMMON 591689104 440 1,000 MEXICO FUND INC COMMON 592835102 60,573 3,689 MFS CHARTER INCOME TR SH BEN I COMMON 552727109 110,564 13,321 MFS MUN INCOME TR SH BEN INT COMMON 552738106 87,745 11,500 MGIC INVT CORP WIS COM COMMON 552848103 9,258 150 MICRON TECHNOLOGY INC COM COMMON 595112103 30,628 988 MICROSEMI CORP COM COMMON 595137100 39,501 1,330 MICROSOFT CORP COMMON 594918104 13,504,599 203,843 MID-AMER APT CMNTYS INC COMMON 59522J103 10,520 400 MIDAMERICAN ENERGY FING I 7.98 PREFERR 59562U208 17,437 700 MIDCAP SPDR TR COMMON 595635103 1,569,248 16,910 MILLENNIUM PHARMACTCLS INC COM COMMON 599902103 2,108 86 MINNESOTA MINING & MANUFACTURI COMMON 604059105 616,702 5,217 MINUTEMAN INTL INC COM COMMON 604540104 33,840 4,000 MIPS TECHNOLOGIES INC CL B COMMON 604567206 982 123 MIRANT CORP COMMON 604675108 37,391 2,334 MISSION WEST PPTYS INC MD COM COMMON 605203108 62,201 4,890 MKS INSTRS INC COM COMMON 55306N104 2,054 76 MMO2 PLC ADR COMMON 55309W101 1,096 87 MOLEX INC COMMON 608554101 24,760 800 MOODYS CORP COM COMMON 615369105 2,790 70 MOOG INC CL A COMMON 615394202 1,308 60 MORGAN ST DEAN WITTER 8% SPARQ PREFERR 61744Y553 52,125 3,750 MORGAN STANLEY CAP TR II7.25% PREFERR 61747N109 10,196 400 MORGAN STANLEY DEAN WITTER &MT COMMON 61744Y116 5,230 200 MORGAN STANLEY DEAN WITTER &PE PREFERR 61744Y769 22,839 8,275 MORGAN STANLEY DEAN WITTER &RE COMMON 61744Y629 15,180 600 MORGAN STANLEY DEAN WITTER &SP PREFERR 61744Y512 95,880 4,700 MORGAN STANLEY DEAN WITTER &SP PREFERR 61744Y579 26,552 2,150 MORGAN STANLEY DEAN WITTER &SP PREFERR 61744Y587 121,825 6,395 MORGAN STANLEY DEAN WITTER DIS COMMON 617446448 1,109,122 19,827 MORGAN STANLEY EMERGING MKTSCO COMMON 61744G107 4,315 500 MOTOROLA CAPITAL TRUST I6.68% PREFERR 620074203 37,278 1,800 MOTOROLA INC COMMON 620076109 926,133 61,660 MULTEX SYS INC COM COMMON 625367107 26,100 5,800 MULTIMEDIA GAMES INC COM COMMON 625453105 3,039 80 MUNIENHANCED FD INC COM COMMON 626243109 36,785 3,500 MUSEUM PARK INVESTMENT ILLC COMMON ZZ2692029 0 1 MYRIAD GENETICS INC COM COMMON 62855J104 26,320 500 NABORS INDS INC COM COMMON 629568106 60,936 1,775 NAPRO BIOTHERAPEUTICS INC COM COMMON 630795102 1,058,684 92,867 NASDAQ 100 TR UNIT SER 1 COMMON 631100104 2,905,604 74,675 NATIONAL CITY CORP COMMON 635405103 45,322 1,550 NATIONAL FUEL & GAS CO COMMON 636180101 291,830 11,815 NATIONAL RURAL UTILITIESCFC QU PREFERR 637432600 4,500 180 NATIONAL RURAL UTILS 7.375% QU PREFERR 637432402 9,018 360 NATIONAL WESTMINSTER BK PLC AD PREFERR 638539700 50,220 2,000 NATIONWIDE FINL SERVICESCAPITA PREFERR 63861E204 259,113 10,716 NATIONWIDE HEALTH PPTYS INC CO COMMON 638620104 3,738 200 NATL SEMICONDUCTOR COMMON 637640103 55,422 1,800 NB CAPITAL CORPORATION 8.35% N PREFERR 62874N607 70,200 2,700 NEOSE TECHNOLOGIES INC COM COMMON 640522108 2,197 60 NESTLE S A SPONS ADR REG VTG COMMON 641069406 60,150 1,150 NETBANK INC COM COMMON 640933107 5,240 500 NETIQ CORP COM COMMON 64115P102 81,169 2,302 NETWORK APPLIANCE INC COM COMMON 64120L104 12,269 561 NETWORKS ASSOCS INC COM COMMON 640938106 33,088 1,280
MARVELL TECHNOLOGY GROUP ORD X 200 MASCO CORP X 480 MATTEL INC X 1,777 MAXIM INTEGRATED PRODS INC COM X 3,101 MAXTOR CORP COM NEW X 7,125 MAYTAG CORPORATION PUBLIC INCO X 600 MBIA 8% PREFERRED X 400 MBIA INC X 252 MBIA INC SR QTR INC 6.95 X 5,050 MBNA CORP COM X 41,514 MCCORMICK & CO INC X 1,143 MCDATA CORP CL A X 11,175 MCDONALDS CORP X 25,547 MCGRAW HILL INC X 286 MCKESSON HBOC INC COM X 100 MCLEOD INC COM X 6,356 MCN FINANACING II 8.625% TRUPS X 8,111 MEDAREX INC X 152 MEDIACOM COMMUNICATIONS CORPCL X 40 MEDIAONE FINANCE TR III 9.04% X 2,000 MEDIAONE GROUP INC PIES 11-15- X 2,000 MEDICIS PHARMACEUTICAL CORP CL X 70 MEDIDIGM CORP X 5,000 MEDIMMUNE INC COM X 4,037 MEDTRONIC INC X 89,264 MELLON FINL CORP X 650 MENTOR GRAPHICS CORP COM X 10,576 MERCK & CO X 74,356 MERCURY INTERACTIVE CORP X 100 MEREDITH CORP X 2,596 MERISTAR HOSPITALITY CORP COM X 254 MERRILL LYNCH INC X 29,986 METLIFE INC COM X 150 METRIS COS INC COM X 240 METROMEDIA FIBER NETWORK INCCL X 1,000 MEXICO FUND INC X 3,689 MFS CHARTER INCOME TR SH BEN I X 13,321 MFS MUN INCOME TR SH BEN INT X 11,500 MGIC INVT CORP WIS COM X 150 MICRON TECHNOLOGY INC COM X 988 MICROSEMI CORP COM X 1,330 MICROSOFT CORP X 203,843 MID-AMER APT CMNTYS INC X 400 MIDAMERICAN ENERGY FING I 7.98 X 700 MIDCAP SPDR TR X 16,910 MILLENNIUM PHARMACTCLS INC COM X 86 MINNESOTA MINING & MANUFACTURI X 5,217 MINUTEMAN INTL INC COM X 4,000 MIPS TECHNOLOGIES INC CL B X 123 MIRANT CORP X 2,334 MISSION WEST PPTYS INC MD COM X 4,890 MKS INSTRS INC COM X 76 MMO2 PLC ADR X 87 MOLEX INC X 800 MOODYS CORP COM X 70 MOOG INC CL A X 60 MORGAN ST DEAN WITTER 8% SPARQ X 3,750 MORGAN STANLEY CAP TR II7.25% X 400 MORGAN STANLEY DEAN WITTER &MT X 200 MORGAN STANLEY DEAN WITTER &PE X 8,275 MORGAN STANLEY DEAN WITTER &RE X 600 MORGAN STANLEY DEAN WITTER &SP X 4,700 MORGAN STANLEY DEAN WITTER &SP X 2,150 MORGAN STANLEY DEAN WITTER &SP X 6,395 MORGAN STANLEY DEAN WITTER DIS X 19,827 MORGAN STANLEY EMERGING MKTSCO X 500 MOTOROLA CAPITAL TRUST I6.68% X 1,800 MOTOROLA INC X 61,660 MULTEX SYS INC COM X 5,800 MULTIMEDIA GAMES INC COM X 80 MUNIENHANCED FD INC COM X 3,500 MUSEUM PARK INVESTMENT ILLC X 1 MYRIAD GENETICS INC COM X 500 NABORS INDS INC COM X 1,775 NAPRO BIOTHERAPEUTICS INC COM X 92,867 NASDAQ 100 TR UNIT SER 1 X 74,675 NATIONAL CITY CORP X 1,550 NATIONAL FUEL & GAS CO X 11,815 NATIONAL RURAL UTILITIESCFC QU X 180 NATIONAL RURAL UTILS 7.375% QU X 360 NATIONAL WESTMINSTER BK PLC AD X 2,000 NATIONWIDE FINL SERVICESCAPITA X 10,716 NATIONWIDE HEALTH PPTYS INC CO X 200 NATL SEMICONDUCTOR X 1,800 NB CAPITAL CORPORATION 8.35% N X 2,700 NEOSE TECHNOLOGIES INC COM X 60 NESTLE S A SPONS ADR REG VTG X 1,150 NETBANK INC COM X 500 NETIQ CORP COM X 2,302 NETWORK APPLIANCE INC COM X 561 NETWORKS ASSOCS INC COM X 1,280
NEUROBIOLOGICAL TECHN INC COM COMMON 64124W106 1,131,063 221,777 NEW FOCUS INC COM COMMON 644383101 4,953 1,300 NEW PLAN EXCEL REALTY TRUST, I COMMON 648053106 1,714 90 NEW PLAN EXCEL RLTY TR INC DP PREFERR 648053502 21,165 850 NEW YORK TIMES CO CLASS A COMMON 650111107 30,275 700 NEWELL RUBBERMAID INC. COMMON 651229106 5,514 200 NEWFIELD EXPL CO COM COMMON 651290108 124,285 3,500 NEWMONT MNG CORP COMMON 651639106 9,555 500 NEWMONT MNG CORP CONV $3.25 PF PREFERR 651639601 8,670 200 NEWPORT CORP COMMON 651824104 4,434 230 NEWS COPR LTD ADR COMMON 652487703 149,825 4,710 NEXTCARD INC COM COMMON 65332K107 208 400 NEXTEL COMMUNICATIONS INC CL A COMMON 65332V103 1,095,759 99,978 NEXTEL PARTNERS INC CL A COMMON 65333F107 1,200 100 NIAGRA MOHAWK HLDGS INC COMMON 653520106 17,730 1,000 NIKE INC CLASS B COMMON 654106103 52,078 926 NISOURCE INC COMMON 65473P105 28,525 1,237 NISSAN MTRS SPONSORED ADR COMMON 654744408 43,440 4,000 NOBLE DRILLING CORP COM COMMON 655042109 15,999 470 NOKIA CORP ADR OTC COMMON 654902204 3,251,746 132,562 NORDSTROM 7.625% CORP BACKED PREFERR 21988G668 128,452 5,190 NORDSTROM INC COMMON 655664100 140,599 6,950 NORTEL NETWORKS CORP NEW COM W COMMON 656568102 282,286 37,840 NORTHERN BORDER PAARTNERSL P U COMMON 664785102 181,397 4,650 NORTHERN IND PUB SVC CO PFD 4. PREFERR 665262309 4,880 80 NORTHERN TRUST CORP COMMON 665859104 1,316,469 21,861 NORTHROP CORP COMMON 666807102 25,202 250 NORTHWEST AIRLINES CORP CL A COMMON 667280101 34,540 2,200 NORTHWEST BANCORPORATIONINC (W COMMON 667337109 38,708 5,161 NORTHWESTERN CAP FINL II8.25% PREFERR 668033202 25,000 1,000 NOVARTIS AG ADR COMMON 66987V109 29,200 800 NOVELL INC COMMON 670006105 15,689 3,418 NRG ENERGY INC COM COMMON 629377102 6,138 396 NSTAR COM COMMON 67019E107 25,564 570 NU HORIZONS ELECTRS CORP COM COMMON 669908105 7,710 750 NUCOR CORP COMMON 670346105 25,156 475 NUEVO ENERGY CO COM COMMON 670509108 3,000 200 NUVEEN DIVID ADVANTAGE MUN FCO COMMON 67066V101 39,820 2,750 NUVEEN INSD MUN OPPORTNTY FDCO COMMON 670984103 214,318 14,750 NUVEEN INSD PREM INCM MUN FDCO COMMON 6706D8104 117,971 8,850 NUVEEN INSD QUALITY MUN FD INC PREFERR 67062N608 25,000 1 NUVEEN INVT QUALITY MUN FD COM COMMON 67062E103 12,780 900 NUVEEN MUN ADVANTAGE FD INC CO COMMON 67062H106 42,660 3,000 NUVEEN MUN INCOME FD INC COM COMMON 67062J102 52,704 4,800 NUVEEN MUN OPPORTUNITY FD INC PREFERR 67062W400 75,000 3 NUVEEN PREM INCM MUN FD 4 COM COMMON 6706K4105 43,063 3,250 NUVEEN PREM INCOME MUN FD 2 CO COMMON 67063W102 41,970 3,000 NUVEEN PREMIER INSD MUN INCMCO COMMON 670987106 67,795 4,550 NUVEEN PREMIUM INCM MUNI FD IN COMMON 67062T100 70,555 5,150 NUVEEN QUAL INCM MUN FD INC CO COMMON 670977107 9,161 660 NUVEEN SELECT QUAL MUN FD COM COMMON 670973106 7,065 500 NUVEEN SELECT TAX-FREE INCM SH COMMON 67062F100 78,945 5,700 NUVEEN SLCT TX FR INCM PTL 3SH COMMON 67063X100 6,379 480 NVIDIA CORP COM COMMON 67066G104 33,450 500 NVP CAP III TR SECS 7.75% PREFERR 62944L201 12,285 500 NVR INC COM COMMON 62944T105 4,080 20 OCCIDENTAL PETE CORP COMMON 674599105 1,857 70 OCEAN ENERGY INC (TEX) COMMON 67481E106 421,747 21,966 ODETICS INC CL A COMMON 676065204 417 300 OFFICEMAX INC COM COMMON 67622M108 2,025 450 OGE ENERGY CORP COM COMMON 670837103 60,008 2,600 OHIO CASUALTY CORP COMMON 677240103 8,025 500 OHIO PWR CO SR NT A6-30-38 PREFERR 677415762 37,545 1,500 OLD REP INTL CORP COMMON 680223104 23,528 840 OMNICARE INC COMMON 681904108 37,320 1,500 OMNICOM GROUP COMMON 681919106 91,226 1,021 ONESOURCE TECHNOLOGIES INC COM COMMON 68272M109 60 2,000 ONI SYS CORP COM COMMON 68273F103 24,754 3,948 ONLINE POWER SUPPLY INC COMMON 68274C109 121 50 ONYX SOFTWARE CORP COM COMMON 683402101 975 250 OPENWAVE SYSTEMS INC COMMON 683718100 64,614 6,600 OPPENHEIMER MULTI SECTOR COMMON 683933105 432,988 52,675 OPTICNET INC XXX(RESTRICTED ST COMMON 68386810R 0 1,000 ORACLE SYS CORP COM COMMON 68389X105 3,889,269 281,627 ORCHID BIOSCIENCES INC COM COMMON 68571P100 2,475 450 ORIENTAL FINL GROUP INC COM COMMON 68618W100 13,950 750 ORTHODONTIC CTRS AMER INC COM COMMON 68750P103 5,886 193 OUTBACK STEAKHOUSE INC COM COMMON 689899102 15,652 457 OXFORD HEALTH PLANS INC COM COMMON 691471106 181,744 6,030 P F CHANGS CHINA BISTRO INC CO COMMON 69333Y108 58,179 1,230 PACCAR INC COMMON 693718108 39,372 600 PACIFIC NORTHWEST BANCORP COM COMMON 69466M103 30,895 1,510 PACIFICORP CAP II TR PFD SECS PREFERR 69511N205 33,600 1,400 PACIFICORP CAPITAL I 8.25% CUM PREFERR 695115204 12,325 500 PACTIV CORP COM COMMON 695257105 5,325 300 PALL CORP COMMON 696429307 189,833 7,890 PALM INC COM COMMON 696642107 37,516 9,669 PANERA BREAD CO CL A COMMON 69840W108 8,326 160 PARAMETRIC TECHNOLOGY CORP COMMON 699173100 20,853 2,670 PAREXEL INTL CORP COM COMMON 699462107 1,076 75 PARK PL ENTMT CORP COM COMMON 700690100 9,170 1,000
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REALNETWORKS INC COM X 26,040 RED HAT INC COM X 100 REDBACK NETWORKS INC COM X 85 REHABCARE GROUP INC COM X 4,070 REI TRUST I 7.2% TOPRS X 17,476 RELIANT ENERGY INC X 4,500 REMEC INC COM X 1,000 REPSOL INTL CAPTL LTD 7.45% NO X 7,125 RESORTQUEST INTL INC COM X 50 RESPIRONICS INC X 3,250 RETEK INC COM X 105 REUTERS GROUP PLC-SPONS ADR X 1,000 REYNOLDS & REYNOLDS CO CLASS A X 500 RF MICRO DEVICES INC COM X 8,031 RIBOZYME PHARMACEUTICALS INCCO X 316 RIVERSTONE NETWORKS INC COM X 4,900 ROCKFORD CORP COM X 850 ROCKWELL COLLINS INC COM X 281 ROCKWELL INTL CORP NEW COM X 793 ROWAN COS INC X 800 ROXIO INC COM X 13 ROYAL BANK OF SCOTLAND 8% ADS X 500 ROYAL BANK OF SCOTLAND GROUP P X 1,000 ROYAL BK CDA MONTREAL QUE COM X 400 ROYAL BK SCOTLAND GROUP PLC SP X 175 ROYAL CARIBBEAN CRUISES LTD X 60 ROYAL DUTCH PETRO-NY SHARES X 1,420 RSA SECURITY INC. X 249 RUBY TUESDAY INC X 1,400 RYLAND GROUP INC X 2,000 SABRE GROUP HLDGS INC CL A X 255 SAFECO CORP X 9,450 SAFECO CORPORATE TRUST SECURIT X 500 SAFEWAY INC COM NEW X 35,699 SAKS INC X 4,115 SANDISK CORP COM X 2,245 SANGAMO BIOSCIENCES INC COM X 75 SANMINA CORP X 223 SAPPI LTD ADR SPON NEW X 1,000 SARA LEE CORP COM X 17,180 SARASOTA BANCORP INC X 1,000 SAVANNAH ELEC CAP TR I GTD TRU X 4,150 SBC COMMNS INC X 43,751 SCHERING A G ADR SPONSORED X 200 SCHERING PLOUGH CORP X 35,276 SCHLUMBERGER X 3,739 SCHOLASTIC CORP COM X 240 SCHWAB CHARLES CORP NEW X 40,116 SCIENTIFIC ATLANTA INC X 1,000 SCOTTISH PWR PLC ADR SPONS FIN X 1,334 SCUDDER STRATEGIC MUN INCOME T X 2,800 SEACOAST BKG CORP FLA CL A X 150 SEAGATE TECHNOLOGY CHG(ESCROW X 4,125 SEARS ROEBUCK & CO X 3,043 SEARS ROEBUCK ACCEP CORP NT DT X 4,095 SEARS ROEBUCK ACCEP CORP QRT I X 11,320 SEITEL INC X 2,940 SEMICONDUCTOR HOLDRS TR DEP RC X 4,800 SEMPRA ENERGY COM X 4,625 SERVICEMASTER CO X 30,150 SHAMROCK LOGISTICS L P COM UNI X 4,904 SHAW COMMUNICATIONS INC COPS 8 X 4,068 SHAW COMMUNICATIONS INC US$ CO X 250 SHAW GROUP INC COM X 5,399 SHELL TRANS & TRADING LTD NEW X 1,915 SHERWIN WILLIAMS CO X 137 SHURGARD STORAGE CENTERS INCPF X 2,700 SHURGARD STORAGE CTRS INC 8.75 X 4,810 SHURGARD STORAGE CTRS INC CL A X 6,408 SIEBEL SYS INC COM X 17,636 SIERRA HEALTH SVCS INC COM X 1,000 SIGMA ALDRICH CORP X 400 SILICON IMAGE INC COM X 8,100 SIMON PPTY GROUP INC NEW COM X 650 SIMON PPTY GROUP INC NEW PFD S X 4,790 SIRIUS SATELLITE RADIO INC X 4,500 SIX FLAGS INC COM X 65 SK TELECOM LTD ADR SPONSORED X 108 SLI INC COM X 600 SOCKET COMMUNICATIONS INC COM X 4,500 SOLECTRON CORP COM X 9,063 SONERA GROUP ADR X 400 SONOSIGHT INC COM X 3,493 SONUS NETWORKS INC COM X 1,850 SOUTHERN CO X 7,410 SOUTHERN CO CAP TR III QRTLY I X 1,200 SOUTHERN CO CAP TR IV GTD TR 7 X 11,216 SOUTHERN UN FING I TR ORG PFD X 900 SOUTHTRUST CORP X 22,100 SOUTHWEST AIRLS CO X 39,481 SOUTHWESTERN BELL TELEPHONE 6. X 4,600
SOUTHWESTERN PUB SVC CAP I 7.8 PREFERR 845739200 26,302 1,050 SOVRAN SELF STORAGE INC COM COMMON 84610H108 65,415 2,100 SPDR TR UNIT SER 1 COMMON 78462F103 3,675,317 32,155 SPECTRASITE HLDGS INC COM COMMON 84760T100 1,795 500 SPRINT CORP COM COMMON 852061100 179,375 8,933 SPRINT CORP PCS COM SER 1 COMMON 852061506 1,197,921 49,075 SSBH CAPITAL I TRUST 7.2% CUM PREFERR 784646200 38,235 1,530 ST JOE CORP COM COMMON 790148100 17,760 640 ST JUDE MEDICAL CENTER INC COMMON 790849103 300,350 3,868 ST PAUL CAPITAL TRUST I 7.6% P PREFERR 85231F207 66,040 2,600 STAMFORD INTL INC COM COMMON 852902105 6 2,300 STANDARD PAC CORP NEW COM COMMON 85375C101 6,931 285 STAR GAS PARTNERS L P UNIT LP COMMON 85512C105 26,635 1,305 STARBUCKS CORP COM COMMON 855244109 2,844,413 149,313 STARWOOD HOTELS & RESORTS WOPA COMMON 85590A203 7,462 250 STATE STREET CORP COMMON 857477103 4,702 90 STATEN IS BANCORP INC COM COMMON 857550107 54,247 3,326 STELLENT INC COM COMMON 85856W105 5,912 200 STEPHENSON CNTY ABSTRACT& TITL COMMON ZZ3408181 0 156 STERLING CAPITAL TRUST I9.50% PREFERR 85916N202 10,060 400 STILWELL FINL INC COM COMMON 860831106 174,208 6,400 STMICROELECTRONICS NV SHS NY R COMMON 861012102 8,456 267 STORAGE COMPUTER CORP COM COMMON 86211A101 49,600 7,750 STRATOS LIGHTWAVE INC COM COMMON 863100103 3,075 500 STRYKER CORP COMMON 863667101 761,262 13,042 SUN MICROSYSTEM INC COM COMMON 866810104 2,602,742 211,605 SUNGARD DATA SYS INC COM COMMON 867363103 1,764,499 60,992 SUNRISE ASSISTED LIVING INC CO COMMON 86768K106 379,885 13,050 SUNRISE COMM SELECT PORT LP COMMON ZZ3435279 59,648 5 SUNTRUST BANKS INC COMMON 867914103 192,489 3,070 SUPERVALU INC COMMON COMMON 868536103 95,227 4,305 SWEDISH EXPORT CREDIT CO7.2% P PREFERR W92947246 9,300 375 SWIFT TRANSN CO COM COMMON 870756103 26,135 1,215 SYCAMORE NETWORKS INC COM COMMON 871206108 16,412 3,062 SYMANTEC CORP COM COMMON 871503108 91,535 1,380 SYMBOL TECHNOLOGIES INC COMMON 871508107 794 50 SYNAVANT INC COM COMMON 87157A105 60 15 SYSCO CORP COMMON 871829107 1,695,752 64,674 TAIWAN SEMICONDUCTOR MFG CO AD COMMON 874039100 6,696 390 TALBOTS INC COMMON 874161102 2,538 70 TALK AMERICA HOLDINGS INC COMMON 87426R103 1,353 3,300 TANISYS TECHNOLOGY INC COM NEW COMMON 875927204 125 2,500 TARGET CORP COMMON 87612E106 1,972,535 48,052 TCF FINL CORP COM COMMON 872275102 814,365 16,973 TCI COMMUNICATION FIN II10% TR PREFERR 872286208 25,080 1,000 TCI COMMUNICATIONS FING I TOPS PREFERR 872285200 72,326 2,900 TDS CAP I TR ORG PFD 8.5% PREFERR 87235W202 182,938 7,300 TDS CAPITAL II 8.04% CUM TOPRS PREFERR 87235R203 24,800 1,000 TECH DATA CORP COM COMMON 878237106 2,164 50 TECHNOLOGY SOLUTIONS CO COM COMMON 87872T108 178,040 80,198 TECO ENERGY INC COMMON 872375100 14,275 544 TEEKAY SHIPPING CORP COM COMMON Y8564W103 1,394 40 TEKELEC COM COMMON 879101103 1,902 105 TEKTRONIX INC COMMON 879131100 16,216 629 TELECOM BRASILEIRAS-TELEBRASAD COMMON 879287308 4,000 100 TELECOM HOLDRS TR DEPOSITARY R COMMON 87927P200 13,398 300 TELEFLEX INC COMMON 879369106 18,924 400 TELEFONICA DE ESPANA SA ADR COMMON 879382208 3,086 77 TELEFONOS DE MEXICO SPON ADR R COMMON 879403780 164,769 4,705 TELEPHONE & DATA SYS INC COMMON 879433100 4,218 47 TELLABS INC COMMON 879664100 192,460 12,865 TEMPLETON CHINA WORLD FD INCCO COMMON 88018X102 1,572 200 TEMPLETON GLOBAL INCOME FD COMMON 880198106 3,185 500 TEMPLETON RUSSIA FD INC COM COMMON 88022F105 2,251 125 TENET HEALTHCARE CORP COMMON 88033G100 440,459 7,501 TEPPCO PARTNERS LP UT L P INT COMMON 872384102 53,550 1,785 TERADYNE INC COMMON 880770102 9,735 323 TERAYON COMMUNICATION SYS COM COMMON 880775101 13,234 1,600 TERRA NETWORKS S A ADR SPONSOR COMMON 88100W103 13,536 1,720 TEVA PHARMACEUTICAL INDS ADR COMMON 881624209 58,733 953 TEXAS INSTRUMENTS INC COMMON 882508104 3,114,860 111,245 TEXTRON CAP I TR PFD SE 7.92 PREFERR 883198202 31,036 1,254 TEXTRON INC COMMON 883203101 73,177 1,765 THERMO ELECTRON CORP COMMON 883556102 69,194 2,900 T-HQ INC COMMON 872443403 84,823 1,750 TIBCO SOFTWARE INC COM COMMON 88632Q103 7,465 500 TIFFANY & CO NEW COM COMMON 886547108 15,735 500 TIVO INC COM COMMON 888706108 6,550 1,000 TJX COMPANIES INC (NEW) COMMON 872540109 17,339 435 TMP WORLDWIDE INC COM COMMON 872941109 115,830 2,700 TOM BROWN INC COMMON 115660201 10,804 400 TOMMY HILFIGER CORP ORD SHS COMMON G8915Z102 119,969 8,725 TORCHMARK CORP COMMON 891027104 30,087 765 TOWER AUTOMOTIVE INC COM COMMON 891707101 2,971 329 TOWN & CTRY TR SH BEN INT COMMON 892081100 127,887 6,119 TRANSACTION SYS ARCHITECTS CL COMMON 893416107 80,916 6,600 TRANSCANADA PIPELINES LTD 8.25 PREFERR 893526723 58,706 2,325 TRANSOCEAN SEDCO FOREX INC COMMON G90078109 95,677 2,829 TRANSWITCH CORP COM COMMON 894065101 1,287 286 TRI CONTL CORP COMMON 895436103 19,800 1,056 TRIAD HOSPS INC COM COMMON 89579K109 7,220 246
SOUTHWESTERN PUB SVC CAP I 7.8 X 1,050 SOVRAN SELF STORAGE INC COM X 2,100 SPDR TR UNIT SER 1 X 32,155 SPECTRASITE HLDGS INC COM X 500 SPRINT CORP COM X 8,933 SPRINT CORP PCS COM SER 1 X 49,075 SSBH CAPITAL I TRUST 7.2% CUM X 1,530 ST JOE CORP COM X 640 ST JUDE MEDICAL CENTER INC X 3,868 ST PAUL CAPITAL TRUST I 7.6% P X 2,600 STAMFORD INTL INC COM X 2,300 STANDARD PAC CORP NEW COM X 285 STAR GAS PARTNERS L P UNIT LP X 1,305 STARBUCKS CORP COM X 149,313 STARWOOD HOTELS & RESORTS WOPA X 250 STATE STREET CORP X 90 STATEN IS BANCORP INC COM X 3,326 STELLENT INC COM X 200 STEPHENSON CNTY ABSTRACT& TITL X 156 STERLING CAPITAL TRUST I9.50% X 400 STILWELL FINL INC COM X 6,400 STMICROELECTRONICS NV SHS NY R X 267 STORAGE COMPUTER CORP COM X 7,750 STRATOS LIGHTWAVE INC COM X 500 STRYKER CORP X 13,042 SUN MICROSYSTEM INC COM X 211,605 SUNGARD DATA SYS INC COM X 60,992 SUNRISE ASSISTED LIVING INC CO X 13,050 SUNRISE COMM SELECT PORT LP X 5 SUNTRUST BANKS INC X 3,070 SUPERVALU INC COMMON X 4,305 SWEDISH EXPORT CREDIT CO7.2% P X 375 SWIFT TRANSN CO COM X 1,215 SYCAMORE NETWORKS INC COM X 3,062 SYMANTEC CORP COM X 1,380 SYMBOL TECHNOLOGIES INC X 50 SYNAVANT INC COM X 15 SYSCO CORP X 64,674 TAIWAN SEMICONDUCTOR MFG CO AD X 390 TALBOTS INC X 70 TALK AMERICA HOLDINGS INC X 3,300 TANISYS TECHNOLOGY INC COM NEW X 2,500 TARGET CORP X 48,052 TCF FINL CORP COM X 16,973 TCI COMMUNICATION FIN II10% TR X 1,000 TCI COMMUNICATIONS FING I TOPS X 2,900 TDS CAP I TR ORG PFD 8.5% X 7,300 TDS CAPITAL II 8.04% CUM TOPRS X 1,000 TECH DATA CORP COM X 50 TECHNOLOGY SOLUTIONS CO COM X 80,198 TECO ENERGY INC X 544 TEEKAY SHIPPING CORP COM X 40 TEKELEC COM X 105 TEKTRONIX INC X 629 TELECOM BRASILEIRAS-TELEBRASAD X 100 TELECOM HOLDRS TR DEPOSITARY R X 300 TELEFLEX INC X 400 TELEFONICA DE ESPANA SA ADR X 77 TELEFONOS DE MEXICO SPON ADR R X 4,705 TELEPHONE & DATA SYS INC X 47 TELLABS INC X 12,865 TEMPLETON CHINA WORLD FD INCCO X 200 TEMPLETON GLOBAL INCOME FD X 500 TEMPLETON RUSSIA FD INC COM X 125 TENET HEALTHCARE CORP X 7,501 TEPPCO PARTNERS LP UT L P INT X 1,785 TERADYNE INC X 323 TERAYON COMMUNICATION SYS COM X 1,600 TERRA NETWORKS S A ADR SPONSOR X 1,720 TEVA PHARMACEUTICAL INDS ADR X 953 TEXAS INSTRUMENTS INC X 111,245 TEXTRON CAP I TR PFD SE 7.92 X 1,254 TEXTRON INC X 1,765 THERMO ELECTRON CORP X 2,900 T-HQ INC X 1,750 TIBCO SOFTWARE INC COM X 500 TIFFANY & CO NEW COM X 500 TIVO INC COM X 1,000 TJX COMPANIES INC (NEW) X 435 TMP WORLDWIDE INC COM X 2,700 TOM BROWN INC X 400 TOMMY HILFIGER CORP ORD SHS X 8,725 TORCHMARK CORP X 765 TOWER AUTOMOTIVE INC COM X 329 TOWN & CTRY TR SH BEN INT X 6,119 TRANSACTION SYS ARCHITECTS CL X 6,600 TRANSCANADA PIPELINES LTD 8.25 X 2,325 TRANSOCEAN SEDCO FOREX INC X 2,829 TRANSWITCH CORP COM X 286 TRI CONTL CORP X 1,056 TRIAD HOSPS INC COM X 246
TRIBUNE CO COM COMMON 896047107 11,790 315 TRICON GLOBAL RESTAURANTS COM COMMON 895953107 17,614 358 TRIQUINT SEMICONDUCTOR INC COM COMMON 89674K103 94,770 7,730 TRIUMPH GROUP INC NEW COM COMMON 896818101 6,500 200 TRW INC COMMON 872649108 3,704 100 TURNSTONE SYS INC COM COMMON 900423104 2,779 700 TUT SYS INC COMMON 901103101 4,640 2,000 TXU CAPITAL I 7.25% TRUST PFD PREFERR 873167209 162,900 6,503 TXU CORP COMMON 873168108 141,403 2,999 TYCO INTL LTD NEW COMMON 902124106 4,172,947 70,848 U S BANCORP COMMON 902973304 1,737,274 83,004 U S OFFICE PRODS CO COM NEW COMMON 912325305 0 51 U S WIRELESS CORP COM NEW COMMON 90339C106 0 5,100 UAL CORP CAP TR I 13.25% TOPRS PREFERR 90254Y208 118,755 6,300 UAL CORP COM PAR $0.01 COMMON 902549500 26,325 1,950 UAL CORP DP PFD1/1000B % PREFERR 902549708 331,875 17,700 UBS AG REG COMMON H8920M855 11,250 225 UNILEVER N V WI COMMON 904784709 336,673 5,844 UNION PACIFIC CORP COMMON 907818108 470,820 8,260 UNION PLANTERS CORP COMMON 908068109 224,386 4,972 UNITED DOMINION RLTY TR INC CO COMMON 910197102 32,630 2,266 UNITED PARCEL SVC INC COMMON 911312106 265,851 4,878 UNITED TECHNOLOGIES CORP COMMON 913017109 465,982 7,210 UNITEDHEALTH GROUP INC COMMON 91324P102 758,088 10,712 UNIVERSAL ACCESS GLBL HLDGS IN COMMON 91336M105 39,752 8,476 UNIVERSAL COMPRESSION HLDGS CO COMMON 913431102 1,180 40 UNIVERSAL HEALTH SVCS INC CLAS COMMON 913903100 57,111 1,335 UNIVISION COMMUNICATIONS INCCL COMMON 914906102 44,506 1,100 UNOCAL CORP COM COMMON 915289102 28,856 800 UNUMPROVIDENT CORP COMMON 91529Y106 7,953 300 UQM TECHNOLOGIES INC COMMON 903213106 1,611,537 296,784 URS CORP NEW COMMON 903236107 108,407 3,955 USA EDUCATION INC COMMON 90390U102 42,010 500 USA NETWORKS INC COMMON 902984103 315,567 11,555 USB CAPITAL II 7.2% CUM PFD TO PREFERR 90332M200 283,995 11,410 USB CAPITAL IV (US BANCORP) 7. PREFERR 90334V208 85,125 3,405 USFREIGHTWAYS CORP COM COMMON 916906100 50,240 1,600 USN COMMUNICATIONS INC COM COMMON 90336N204 2 600 UTILICORP UNITED INC COMMON 918005109 154,770 6,149 VAIL BKS INC COM COMMON 918779109 43,600 4,000 VAIL RESORTS INC COM COMMON 91879Q109 4,432 250 VAN KAMPEN AMERN CAP SR INCMCO COMMON 920961109 69,136 9,765 VAN KAMPEN MERRITT MUN TR SH B COMMON 920919107 2,416 180 VANGUARD MUN BD FD INC HIGH YI COMMON 922907407 40,034 3,820 VARIAN MED SYS INC COM COMMON 92220P105 3,563 100 VECTREN CORPORATION COMMON 92240G101 12,733 531 VERISIGN INC COM COMMON 92343E102 371,613 9,769 VERITAS DGC INC COM COMMON 92343P107 10,379 561 VERITAS SOFTWARE CO COMMON 923436109 212,898 4,749 VERITY INC COM COMMON 92343C106 14,175 700 VERIZON COMMUNICATIONS COMMON 92343V104 2,207,839 46,520 VIACOM INC COM COMMON 925524100 156,203 3,530 VIACOM INC COM NON VTG COMMON 925524308 2,332,135 52,823 VIACOM INC PINES 7.25% PFD PREFERR 925524407 119,978 4,780 VIAD CORP COMMON 92552R109 11,840 500 VIASYS HEALTHCARE INC COM NEW COMMON 92553Q209 8,529 422 VIGNETTE CORPORATION COMMON 926734104 25,481 4,745 VINTAGE PETE INC COM COMMON 927460105 4,335 300 VIRGINIA ELEC & PWR CO SR NT A PREFERR 927804617 67,068 2,700 VIROPHARMA INC COM COMMON 928241108 4,590 200 VISHAY INTERTECHNOLOGY COMMON 928298108 35,002 1,795 VISTEON CORP COM COMMON 92839U107 13,641 907 VISX INC DEL COM COMMON 92844S105 29,415 2,220 VITESSE SEMICONDUCTOR CORP COMMON 928497106 23,617 1,900 VODAFONE GROUP PLC SPONS ADR COMMON 92857W100 1,016,954 39,601 VORNADO RLTY TR COM COMMON 929042109 27,872 670 W D 40 COMPANY COMMON 929236107 26,650 1,000 WABTEC INC COMMON 929740108 25 2 WACHOVIA GROUP COM COMMON 929903102 953,030 30,390 WAL MART STORES INC COMMON 931142103 5,257,192 91,350 WALGREEN CO COMMON 931422109 3,010,988 89,453 WALT DISNEY CO 7% 11/01/31 SR PREFERR 254687304 87,875 3,515 WASHINGTON FED INC COM COMMON 938824109 9,152 355 WASHINGTON MUT INC COMMON 939322103 1,490,891 45,593 WASHINGTON REAL ESTATE INV'T T COMMON 939653101 12,445 500 WASTE MANAGEMENT INC COMMON 94106L109 1,098,087 34,412 WATERS CORP COM COMMON 941848103 21,932 566 WATSON PHARMACEUTICALS INC COM COMMON 942683103 2,825 90 WEATHERFORD INTERNATIONAL COMMON 947074100 2,795 75 WEBMETHODS INC COM COMMON 94768C108 371,385 22,159 WEC CAPITAL TRUST I 6.85% TRUP PREFERR 92923G204 336,066 14,180 WEIGHT WATCHERS INTL INC NEWCO COMMON 948626106 6,764 200 WEINGARTEN REALTY INC COM COMMON 948741103 12,000 250 WEINGARTEN RLTY INVS PFD SER A PREFERR 948741202 4,980 200 WELLS FARGO CAPITAL TR V7% PFD PREFERR 94975T209 66,118 2,630 WELLS FARGO CAPITAL TRUST IV 7 PREFERR 94976Y207 10,100 400 WELLS FARGO NEW COMMON 949746101 2,085,256 47,970 WENDYS INTERNATIONAL COMMON 950590109 8,751 300 WESTERN RES CAP II QUIPS 8.5% PREFERR 958905200 18,966 870 WESTERN WIRELESS CORP CL A COMMON 95988E204 56,500 2,000 WESTPAC CAPITAL TRUST I 8% TOP PREFERR 96121S209 53,004 2,100
TRIBUNE CO COM X 315 TRICON GLOBAL RESTAURANTS COM X 358 TRIQUINT SEMICONDUCTOR INC COM X 7,730 TRIUMPH GROUP INC NEW COM X 200 TRW INC X 100 TURNSTONE SYS INC COM X 700 TUT SYS INC X 2,000 TXU CAPITAL I 7.25% TRUST PFD X 6,503 TXU CORP X 2,999 TYCO INTL LTD NEW X 70,848 U S BANCORP X 83,004 U S OFFICE PRODS CO COM NEW X 51 U S WIRELESS CORP COM NEW X 5,100 UAL CORP CAP TR I 13.25% TOPRS X 6,300 UAL CORP COM PAR $0.01 X 1,950 UAL CORP DP PFD1/1000B % X 17,700 UBS AG REG X 225 UNILEVER N V WI X 5,844 UNION PACIFIC CORP X 8,260 UNION PLANTERS CORP X 4,972 UNITED DOMINION RLTY TR INC CO X 2,266 UNITED PARCEL SVC INC X 4,878 UNITED TECHNOLOGIES CORP X 7,210 UNITEDHEALTH GROUP INC X 10,712 UNIVERSAL ACCESS GLBL HLDGS IN X 8,476 UNIVERSAL COMPRESSION HLDGS CO X 40 UNIVERSAL HEALTH SVCS INC CLAS X 1,335 UNIVISION COMMUNICATIONS INCCL X 1,100 UNOCAL CORP COM X 800 UNUMPROVIDENT CORP X 300 UQM TECHNOLOGIES INC X 296,784 URS CORP NEW X 3,955 USA EDUCATION INC X 500 USA NETWORKS INC X 11,555 USB CAPITAL II 7.2% CUM PFD TO X 11,410 USB CAPITAL IV (US BANCORP) 7. X 3,405 USFREIGHTWAYS CORP COM X 1,600 USN COMMUNICATIONS INC COM X 600 UTILICORP UNITED INC X 6,149 VAIL BKS INC COM X 4,000 VAIL RESORTS INC COM X 250 VAN KAMPEN AMERN CAP SR INCMCO X 9,765 VAN KAMPEN MERRITT MUN TR SH B X 180 VANGUARD MUN BD FD INC HIGH YI X 3,820 VARIAN MED SYS INC COM X 100 VECTREN CORPORATION X 531 VERISIGN INC COM X 9,769 VERITAS DGC INC COM X 561 VERITAS SOFTWARE CO X 4,749 VERITY INC COM X 700 VERIZON COMMUNICATIONS X 46,520 VIACOM INC COM X 3,530 VIACOM INC COM NON VTG X 52,823 VIACOM INC PINES 7.25% PFD X 4,780 VIAD CORP X 500 VIASYS HEALTHCARE INC COM NEW X 422 VIGNETTE CORPORATION X 4,745 VINTAGE PETE INC COM X 300 VIRGINIA ELEC & PWR CO SR NT A X 2,700 VIROPHARMA INC COM X 200 VISHAY INTERTECHNOLOGY X 1,795 VISTEON CORP COM X 907 VISX INC DEL COM X 2,220 VITESSE SEMICONDUCTOR CORP X 1,900 VODAFONE GROUP PLC SPONS ADR X 39,601 VORNADO RLTY TR COM X 670 W D 40 COMPANY X 1,000 WABTEC INC X 2 WACHOVIA GROUP COM X 30,390 WAL MART STORES INC X 91,350 WALGREEN CO X 89,453 WALT DISNEY CO 7% 11/01/31 SR X 3,515 WASHINGTON FED INC COM X 355 WASHINGTON MUT INC X 45,593 WASHINGTON REAL ESTATE INV'T T X 500 WASTE MANAGEMENT INC X 34,412 WATERS CORP COM X 566 WATSON PHARMACEUTICALS INC COM X 90 WEATHERFORD INTERNATIONAL X 75 WEBMETHODS INC COM X 22,159 WEC CAPITAL TRUST I 6.85% TRUP X 14,180 WEIGHT WATCHERS INTL INC NEWCO X 200 WEINGARTEN REALTY INC COM X 250 WEINGARTEN RLTY INVS PFD SER A X 200 WELLS FARGO CAPITAL TR V7% PFD X 2,630 WELLS FARGO CAPITAL TRUST IV 7 X 400 WELLS FARGO NEW X 47,970 WENDYS INTERNATIONAL X 300 WESTERN RES CAP II QUIPS 8.5% X 870 WESTERN WIRELESS CORP CL A X 2,000 WESTPAC CAPITAL TRUST I 8% TOP X 2,100
WESTWOOD ONE INC COMMON 961815107 200,283 6,665 WEYERHAEUSER CO COMMON 962166104 127,088 2,350 WILLIAMS CO COMMON 969457100 168,381 6,598 WILLIAMS COMMUNICATIONS GRP CO COMMON 969455104 13,884 5,908 WILLIAMS ENERGY PARTNERS L PCO COMMON 969491109 96,140 2,300 WILLIAMS SONOMA INC COM COMMON 969904101 53,839 1,255 WIND RIV SYS INC COM COMMON 973149107 196,276 10,959 WINTRUST CAP TR I GTD TR PFD S PREFERR 97650Q200 25,380 1,000 WISCONSIN ENERGY CORP COM COMMON 976657106 2,256 100 WORK RECOVERY INC NEW COMMON 981370307 0 100 WORLDCOM INC COMMON 98157D106 1,510,967 107,313 WORLDCOM INC-MCI GROUP COMMON COMMON 98157D304 13,399 1,055 WPP GROUP PLC SPONS ADR NEW COMMON 929309300 7,434,265 137,927 XCEL ENERGY INC COMMON 98389B100 392,687 14,156 XEROX CORP COMMON 984121103 107,847 10,350 XILINX INC COM COMMON 983919101 280,613 7,186 XL CAPITAL LTD. COMMON G98255105 1,370 15 XM SATELLITE RADIO HLDGS INCCL COMMON 983759101 91,800 5,000 XO COMMUNICATIONS INC COMMON 983764101 769 8,012 YAHOO INC COM COMMON 984332106 39,773 2,242 YORK INTL CORP NEW COM COMMON 986670107 3,813 100 ZAMBA CORP COM COMMON 988881108 84,000 140,000 ZEBRA TECHNOLOGIES CORP CL A COMMON 989207105 197,061 3,550 ZIMMER HLDGS INC COM COMMON 98956P102 207,275 6,787 ZIMMER HOLDINGS INC CHG(1-19 S COMMON 989990593 7,285 232 ZIMMER HOLDINGS INC CHG(20-99 COMMON 989990601 11,485 385 ZIONS BANCORPORATION COM COMMON 989701107 76,556 1,456 ZOMAX INC COM COMMON 989929104 137,428 17,200 ZYGO CORPORATION COMMON 989855101 1,431 90 TOTAL 364,348,023 15,185,906
WESTWOOD ONE INC X 6,665 WEYERHAEUSER CO X 2,350 WILLIAMS CO X 6,598 WILLIAMS COMMUNICATIONS GRP CO X 5,908 WILLIAMS ENERGY PARTNERS L PCO X 2,300 WILLIAMS SONOMA INC COM X 1,255 WIND RIV SYS INC COM X 10,959 WINTRUST CAP TR I GTD TR PFD S X 1,000 WISCONSIN ENERGY CORP COM X 100 WORK RECOVERY INC NEW X 100 WORLDCOM INC X 107,313 WORLDCOM INC-MCI GROUP COMMON X 1,055 WPP GROUP PLC SPONS ADR NEW X 137,927 XCEL ENERGY INC X 14,156 XEROX CORP X 10,350 XILINX INC COM X 7,186 XL CAPITAL LTD. X 15 XM SATELLITE RADIO HLDGS INCCL X 5,000 XO COMMUNICATIONS INC X 8,012 YAHOO INC COM X 2,242 YORK INTL CORP NEW COM X 100 ZAMBA CORP COM X 140,000 ZEBRA TECHNOLOGIES CORP CL A X 3,550 ZIMMER HLDGS INC COM X 6,787 ZIMMER HOLDINGS INC CHG(1-19 S X 232 ZIMMER HOLDINGS INC CHG(20-99 X 385 ZIONS BANCORPORATION COM X 1,456 ZOMAX INC COM X 17,200 ZYGO CORPORATION X 90
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