0000050916-23-000012.txt : 20230331 0000050916-23-000012.hdr.sgml : 20230331 20230331121120 ACCESSION NUMBER: 0000050916-23-000012 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 WHITE,REUBEN,JAMES, FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 23785389 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N N REUBEN JAMES WHITE 6846797 N 1 0000050916 RBC Capital Markets, LLC 03-13-2023 N 867-01264 LOCATED 03-13-2023 609 MAIN STREET 36TH FLOOR HOUSTON TX 77002 03-2023 RBC CAPITAL MARKETS, LLC HOUSTON TX 77002 Y Y REGISTERED REPRESENTATIVE 05-2022 03-2023 BAMBOO GROVE LLC PORTLAND OR 97206 N N SUMMER GENERAL LABORER 08-2017 05-2022 PIPER SANDLER & CO. PORTLAND OR 97206 N N INVESTMENT BANKING ASSISTANT, PUBLIC FINANCE ANALYST 09-2014 08-2017 WILLAMETTE UNIVERSITY SALEM OR 97301 N N STUDENT 01-2010 09-2014 WESTVIEW HIGHSCHOOL PORTLAND OR 97206 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-29-2023 Chad Evans Licensing Specialist