0000050916-23-000012.txt : 20230331
0000050916-23-000012.hdr.sgml : 20230331
20230331121120
ACCESSION NUMBER: 0000050916-23-000012
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
WHITE,REUBEN,JAMES,
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230331
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 23785389
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
3193500507
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
N
REUBEN
JAMES
WHITE
6846797
N
1
0000050916
RBC Capital Markets, LLC
03-13-2023
N
867-01264
LOCATED
03-13-2023
609 MAIN STREET
36TH FLOOR
HOUSTON
TX
77002
03-2023
RBC CAPITAL MARKETS, LLC
HOUSTON
TX
77002
Y
Y
REGISTERED REPRESENTATIVE
05-2022
03-2023
BAMBOO GROVE LLC
PORTLAND
OR
97206
N
N
SUMMER GENERAL LABORER
08-2017
05-2022
PIPER SANDLER & CO.
PORTLAND
OR
97206
N
N
INVESTMENT BANKING ASSISTANT, PUBLIC FINANCE ANALYST
09-2014
08-2017
WILLAMETTE UNIVERSITY
SALEM
OR
97301
N
N
STUDENT
01-2010
09-2014
WESTVIEW HIGHSCHOOL
PORTLAND
OR
97206
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-29-2023
Chad Evans
Licensing Specialist