0000050916-23-000011.txt : 20230321
0000050916-23-000011.hdr.sgml : 20230321
20230321094013
ACCESSION NUMBER: 0000050916-23-000011
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
KONIGSBERG,ANDREW,JORDAN,
FILED AS OF DATE: 20230320
DATE AS OF CHANGE: 20230321
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 23748176
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
3193500507
chad.evans@rbc.com
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
N
ANDREW
JORDAN
KONIGSBERG
6215131
N
1
0000050916
RBC Capital Markets, LLC
03-20-2023
N
867-01264
LOCATED
03-20-2023
200 VESEY STREET
NEW YORK
NY
10281
ANDREW
JORDAN
KONIGSBERG
03-2023
RBC CAPITAL MARKETS, LLC
NEW YORK
NY
10281
Y
Y
REGISTERED REPRESENTATIVE
08-2021
03-2023
GOLDMAN SACHS & CO. LLC
NEW YORK
NY
10281
Y
Y
ASSOCIATE
10-2018
08-2021
PIMCO INVESTMENTS LLC
NEW YORK
NY
10281
Y
Y
REGISTERED REPRESENTATIVE
10-2018
07-2021
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
NEW YORK
NY
10281
Y
Y
ASSOCIATE, PRODUCT STRATEGY
06-2015
09-2018
MORGAN STANLEY SMITH BARNEY LLC
NEW YORK
NY
10281
Y
Y
NEX, INTERNAL SALES DESK
08-2011
06-2015
WASHINGTON UNIVERSITY IN ST. LOUIS
ST. LOUIS
MO
63130
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-20-2023
Chad Evans
Licensing Specialist