0000050916-23-000011.txt : 20230321 0000050916-23-000011.hdr.sgml : 20230321 20230321094013 ACCESSION NUMBER: 0000050916-23-000011 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 KONIGSBERG,ANDREW,JORDAN, FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 23748176 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N N ANDREW JORDAN KONIGSBERG 6215131 N 1 0000050916 RBC Capital Markets, LLC 03-20-2023 N 867-01264 LOCATED 03-20-2023 200 VESEY STREET NEW YORK NY 10281 ANDREW JORDAN KONIGSBERG 03-2023 RBC CAPITAL MARKETS, LLC NEW YORK NY 10281 Y Y REGISTERED REPRESENTATIVE 08-2021 03-2023 GOLDMAN SACHS & CO. LLC NEW YORK NY 10281 Y Y ASSOCIATE 10-2018 08-2021 PIMCO INVESTMENTS LLC NEW YORK NY 10281 Y Y REGISTERED REPRESENTATIVE 10-2018 07-2021 PACIFIC INVESTMENT MANAGEMENT COMPANY LLC NEW YORK NY 10281 Y Y ASSOCIATE, PRODUCT STRATEGY 06-2015 09-2018 MORGAN STANLEY SMITH BARNEY LLC NEW YORK NY 10281 Y Y NEX, INTERNAL SALES DESK 08-2011 06-2015 WASHINGTON UNIVERSITY IN ST. LOUIS ST. LOUIS MO 63130 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-20-2023 Chad Evans Licensing Specialist