0000050916-23-000007.txt : 20230209
0000050916-23-000007.hdr.sgml : 20230209
20230209082039
ACCESSION NUMBER: 0000050916-23-000007
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MCGREGOR,MALCOLM,SCOTT,
FILED AS OF DATE: 20230208
DATE AS OF CHANGE: 20230209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 23601225
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
3193500507
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
N
MALCOLM
SCOTT
MCGREGOR
6086112
N
1
0000050916
RBC Capital Markets, LLC
02-06-2023
N
867-01264
LOCATED
02-06-2023
777 S. FIGUEROA ST.
SUITE 850
LOS ANGELES
CA
90017
MALCOLM
SCOTT
MCGREGOR
MALCOLM
S
MCGREGOR
02-2023
RBC CAPITAL MARKETS, LLC
LOS ANGELES
CA
90017
Y
Y
REGISTERED REPRESENTATIVE
07-2013
02-2023
GOLDMAN SACHS & CO.
LOS ANGELES
CA
90067
Y
Y
ANALYST
09-2009
06-2013
STANFORD UNIVERSITY
STANDFORD
CA
94305
N
N
STUDENT
Y
02-2017
MEMBER OF THE BOARD OF DIRECTORS AT TREPTE INVESTMENT COMPANY, INC.
9665 GRANITE RIDGE DR., #200
SAN DIEGO
CA
92123
N
N
COMMERCIAL PROPERTY MANAGEMENT BUSINESS
MEMBER OF BOD
1
DUTIES INCLUDE ATTENDING THE ANNUAL AND SPECIAL MEETINGS OF THE BOARD AND ELECTING OFFICERS AND DIRECTORS OF THE ORGANIZATION
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-06-2023
Chad Evans
Licensing Specialist