0000050916-23-000007.txt : 20230209 0000050916-23-000007.hdr.sgml : 20230209 20230209082039 ACCESSION NUMBER: 0000050916-23-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MCGREGOR,MALCOLM,SCOTT, FILED AS OF DATE: 20230208 DATE AS OF CHANGE: 20230209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 23601225 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N N MALCOLM SCOTT MCGREGOR 6086112 N 1 0000050916 RBC Capital Markets, LLC 02-06-2023 N 867-01264 LOCATED 02-06-2023 777 S. FIGUEROA ST. SUITE 850 LOS ANGELES CA 90017 MALCOLM SCOTT MCGREGOR MALCOLM S MCGREGOR 02-2023 RBC CAPITAL MARKETS, LLC LOS ANGELES CA 90017 Y Y REGISTERED REPRESENTATIVE 07-2013 02-2023 GOLDMAN SACHS & CO. LOS ANGELES CA 90067 Y Y ANALYST 09-2009 06-2013 STANFORD UNIVERSITY STANDFORD CA 94305 N N STUDENT Y 02-2017 MEMBER OF THE BOARD OF DIRECTORS AT TREPTE INVESTMENT COMPANY, INC. 9665 GRANITE RIDGE DR., #200 SAN DIEGO CA 92123 N N COMMERCIAL PROPERTY MANAGEMENT BUSINESS MEMBER OF BOD 1 DUTIES INCLUDE ATTENDING THE ANNUAL AND SPECIAL MEETINGS OF THE BOARD AND ELECTING OFFICERS AND DIRECTORS OF THE ORGANIZATION N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-06-2023 Chad Evans Licensing Specialist