0000050916-22-000024.txt : 20221104
0000050916-22-000024.hdr.sgml : 20221104
20221104120103
ACCESSION NUMBER: 0000050916-22-000024
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
RUDOLPH,ANDRAS,PETER,
FILED AS OF DATE: 20221104
DATE AS OF CHANGE: 20221104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 221361117
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 250 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55401
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
3193500507
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
N
ANDRAS
PETER
RUDOLPH
2357051
N
1
0000050916
RBC Capital Markets, LLC
10-31-2022
N
867-01264
LOCATED
10-31-2022
1801 CALIFORNIA STREET
SUITE 3850
DENVER
CO
80202
RUDOLPH
P
ANDRAS
10-2022
RBC CAPITAL MARKETS, LLC
DENVER
CO
80202
Y
Y
REGISTERED REPRESENTATIVE
03-2008
10-2022
RBC CAPITAL MARKETS CORPORATION
DENVER
CO
80202
Y
Y
RESEARCH MUNICIPALS ANALYST
Y
04-2017
SOPHIA MONTESSORI ACADEMY
2626 E LOUISIANA AVE
DENVER
CO
80210
N
N
SCHOOL
BOARD MEMBER
1
GENERAL OVERSIGHT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-04-2022
Chad Evans
Licensing Specialist