0000050916-22-000024.txt : 20221104 0000050916-22-000024.hdr.sgml : 20221104 20221104120103 ACCESSION NUMBER: 0000050916-22-000024 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 RUDOLPH,ANDRAS,PETER, FILED AS OF DATE: 20221104 DATE AS OF CHANGE: 20221104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 221361117 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 250 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N N ANDRAS PETER RUDOLPH 2357051 N 1 0000050916 RBC Capital Markets, LLC 10-31-2022 N 867-01264 LOCATED 10-31-2022 1801 CALIFORNIA STREET SUITE 3850 DENVER CO 80202 RUDOLPH P ANDRAS 10-2022 RBC CAPITAL MARKETS, LLC DENVER CO 80202 Y Y REGISTERED REPRESENTATIVE 03-2008 10-2022 RBC CAPITAL MARKETS CORPORATION DENVER CO 80202 Y Y RESEARCH MUNICIPALS ANALYST Y 04-2017 SOPHIA MONTESSORI ACADEMY 2626 E LOUISIANA AVE DENVER CO 80210 N N SCHOOL BOARD MEMBER 1 GENERAL OVERSIGHT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-04-2022 Chad Evans Licensing Specialist