0000050916-22-000008.txt : 20220302 0000050916-22-000008.hdr.sgml : 20220302 20220302083438 ACCESSION NUMBER: 0000050916-22-000008 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 HEWLETT,JOHN,KRIDER, FILED AS OF DATE: 20220301 DATE AS OF CHANGE: 20220302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 22701466 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com N N JOHN KRIDER HEWLETT 2998390 N 1 0000050916 RBC Capital Markets, LLC 02-17-2022 N 867-01264 LOCATED 02-17-2022 300 CONSHOHOCKEN STATE RD SUITE 7560 WEST CONSHOHOCKEN PA 19428 02-2022 RBC CAPITAL MARKETS, LLC WEST CONSHOHOCKEN PA 19428 Y Y Registered Representative 01-2009 02-2022 SUSQUEHANNA GROUP ADVISORS, INC. HARRISBURG PA 17109 Y Y DIRECTOR 03-2002 12-2008 ACCESS FINANCIAL MARKETS, INC. LANCASTER PA 17601 Y Y VICE PRESIDENT 12-1997 02-2002 COMMERCE CAPITAL MARKETS, INC. PHILADELPHIA PA 19103 N Y ANALYST N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-01-2022 Chad Evans Licensing Specialist