0000050916-22-000008.txt : 20220302
0000050916-22-000008.hdr.sgml : 20220302
20220302083438
ACCESSION NUMBER: 0000050916-22-000008
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
HEWLETT,JOHN,KRIDER,
FILED AS OF DATE: 20220301
DATE AS OF CHANGE: 20220302
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 22701466
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
3193500507
chad.evans@rbc.com
N
N
JOHN
KRIDER
HEWLETT
2998390
N
1
0000050916
RBC Capital Markets, LLC
02-17-2022
N
867-01264
LOCATED
02-17-2022
300 CONSHOHOCKEN STATE RD
SUITE 7560
WEST CONSHOHOCKEN
PA
19428
02-2022
RBC CAPITAL MARKETS, LLC
WEST CONSHOHOCKEN
PA
19428
Y
Y
Registered Representative
01-2009
02-2022
SUSQUEHANNA GROUP ADVISORS, INC.
HARRISBURG
PA
17109
Y
Y
DIRECTOR
03-2002
12-2008
ACCESS FINANCIAL MARKETS, INC.
LANCASTER
PA
17601
Y
Y
VICE PRESIDENT
12-1997
02-2002
COMMERCE CAPITAL MARKETS, INC.
PHILADELPHIA
PA
19103
N
Y
ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-01-2022
Chad Evans
Licensing Specialist