0000050916-21-000023.txt : 20211214 0000050916-21-000023.hdr.sgml : 20211214 20211214160819 ACCESSION NUMBER: 0000050916-21-000023 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 BENJAMIN,ARIA,AMBROSIA, FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 211491077 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX ANTHONY CHAPPLE 6123717639 ANTHONY.CHAPPLE@RBC.COM SecuritiesLicensingSpecialists@rbc.com ANTHONY.CHAPPLE@RBC.COM N N ARIA AMBROSIA BENJAMIN 6211191 N 1 0000050916 RBC Capital Markets, LLC RBC Capital Markets - Fingerprinting 01-14-2017 N 867-01264 LOCATED 01-14-2017 60 SOUTH SIXTH STREET MINNEAPOLIS MN 55402 ARIA AMBROSIA LAMBERT 01-2017 RBC CAPITAL MARKETS, LLC MINNEAPOLIS MN 55402 Y Y ASSOCIATE, TRG 10-2016 11-2017 ADP BLOOMINGTON MN 55425 N N ASSOCIATE DISTRICT MANAGER 10-2015 10-2016 RBC Capital Markets, LLC Minneapolis MN 55402 N Y OPERATIONS ASSOCIATE 08-2015 10-2015 UNEMPLOYED Minneapolis MN 55402 N N UNEMPLOYED 09-2011 08-2015 UNIVERSITY OF MINNESOTA Minneapolis MN 55455 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-10-2021 ANTHONY CHAPPLE SECURITIES LICENSING SPECIALIST