0000050916-21-000023.txt : 20211214
0000050916-21-000023.hdr.sgml : 20211214
20211214160819
ACCESSION NUMBER: 0000050916-21-000023
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BENJAMIN,ARIA,AMBROSIA,
FILED AS OF DATE: 20211213
DATE AS OF CHANGE: 20211214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 211491077
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
ANTHONY CHAPPLE
6123717639
ANTHONY.CHAPPLE@RBC.COM
SecuritiesLicensingSpecialists@rbc.com
ANTHONY.CHAPPLE@RBC.COM
N
N
ARIA
AMBROSIA
BENJAMIN
6211191
N
1
0000050916
RBC Capital Markets, LLC
RBC Capital Markets - Fingerprinting
01-14-2017
N
867-01264
LOCATED
01-14-2017
60 SOUTH SIXTH STREET
MINNEAPOLIS
MN
55402
ARIA
AMBROSIA
LAMBERT
01-2017
RBC CAPITAL MARKETS, LLC
MINNEAPOLIS
MN
55402
Y
Y
ASSOCIATE, TRG
10-2016
11-2017
ADP
BLOOMINGTON
MN
55425
N
N
ASSOCIATE DISTRICT MANAGER
10-2015
10-2016
RBC Capital Markets, LLC
Minneapolis
MN
55402
N
Y
OPERATIONS ASSOCIATE
08-2015
10-2015
UNEMPLOYED
Minneapolis
MN
55402
N
N
UNEMPLOYED
09-2011
08-2015
UNIVERSITY OF MINNESOTA
Minneapolis
MN
55455
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-10-2021
ANTHONY CHAPPLE
SECURITIES LICENSING SPECIALIST