0000050916-21-000010.txt : 20210309 0000050916-21-000010.hdr.sgml : 20210309 20210309164120 ACCESSION NUMBER: 0000050916-21-000010 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MARTY,COREY,ROBERT, FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 21726479 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 ANTHONY.CHAPPLE@RBC.COM ANTHONY.CHAPPLE@RBC.COM SecuritiesLicensingSpecialists@rbc.com N N COREY ROBERT MARTY 6144166 N 1 0000050916 RBC Capital Markets, LLC 12-03-2012 N 07-31-2014 0000050916 LOCATED 12-03-2012 777 SOUTH FIGUEROA STREET SUITE 850 LOS ANGELES CA 90017 12-2012 RBC CAPITAL MARKETS, LLC LOS ANGELES CA 90017 Y Y MUNICIPAL FINANCE ANALYST 09-2011 12-2012 JOHNSON INVESTMENT COUNSEL, INC. CINCINNATI OH 45247 Y Y PORTFOLIO MANAGER ASSISTANT 06-2011 06-2011 ROSSELOT FINANCIAL GROUP CINCINNATI OH 45230 N Y ASSISTANT FINANCIAL ADVISOR 09-2007 06-2011 UNIVERSITY OF CINCINNATI CINCINNATI OH 45220 N N FULL-TIME STUDENT 06-2004 09-2007 PENN STATION EAST COAST SUBS CINCINNATI OH 45238 N N CREW LEADER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-09-2021 ANTHONY CHAPPLE SECURITIES LICENSING SPECIALIST