0000050916-21-000005.txt : 20210222
0000050916-21-000005.hdr.sgml : 20210222
20210222075858
ACCESSION NUMBER: 0000050916-21-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MARTINEZ,JOSE,RAFAEL,
FILED AS OF DATE: 20210219
DATE AS OF CHANGE: 20210222
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 21658273
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
ANTHONY CHAPPLE
612-371-7639
ANTHONY.CHAPPLE@RBC.COM
ANTHONY.CHAPPLE@RBC.COM
SECURITIESLICENSINGSPECIALISTS@RBC.COM
N
N
JOSE
RAFAEL
MARTINEZ
5168467
N
1
0000050916
RBC Capital Markets, LLC
08-01-2007
N
07-31-2014
0000050916
LOCATED
06-01-2010
303 PEARL PARKWAY
SUITE 220
SAN ANTONIO
TX
78215
08-2007
RBC CAPITAL MARKETS, LLC
SAN ANTONIO
TX
78215
Y
Y
ASSOCIATE
06-2007
07-2007
UNEMPLOYMENT
CAMBRIDGE
MA
02139
N
N
UNEMPLOYMENT
08-2006
06-2007
MIT
CAMBRIDGE
MA
02139
N
N
FULL-TIME EDUCATION
06-2006
07-2006
INVESTMENT PROFESSIONALS, INC
SAN ANTONIO
TX
78232
N
N
SUMMER INTERN
08-2005
05-2006
MIT
CAMBRIDGE
MA
02139
N
N
STUDENT
06-2005
07-2005
DISTRIBUIDORA DEL NORTE
MATAMOROS
O5
87350
N
N
TECHNICAL CONSULTANT
08-2004
05-2005
MIT
CAMBRIDGE
MA
02139
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-19-2021
ANTHONY CHAPPLE
SECURITIES LICENSING SPECIALIST