0000050916-21-000005.txt : 20210222 0000050916-21-000005.hdr.sgml : 20210222 20210222075858 ACCESSION NUMBER: 0000050916-21-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MARTINEZ,JOSE,RAFAEL, FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 21658273 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 ANTHONY.CHAPPLE@RBC.COM ANTHONY.CHAPPLE@RBC.COM SECURITIESLICENSINGSPECIALISTS@RBC.COM N N JOSE RAFAEL MARTINEZ 5168467 N 1 0000050916 RBC Capital Markets, LLC 08-01-2007 N 07-31-2014 0000050916 LOCATED 06-01-2010 303 PEARL PARKWAY SUITE 220 SAN ANTONIO TX 78215 08-2007 RBC CAPITAL MARKETS, LLC SAN ANTONIO TX 78215 Y Y ASSOCIATE 06-2007 07-2007 UNEMPLOYMENT CAMBRIDGE MA 02139 N N UNEMPLOYMENT 08-2006 06-2007 MIT CAMBRIDGE MA 02139 N N FULL-TIME EDUCATION 06-2006 07-2006 INVESTMENT PROFESSIONALS, INC SAN ANTONIO TX 78232 N N SUMMER INTERN 08-2005 05-2006 MIT CAMBRIDGE MA 02139 N N STUDENT 06-2005 07-2005 DISTRIBUIDORA DEL NORTE MATAMOROS O5 87350 N N TECHNICAL CONSULTANT 08-2004 05-2005 MIT CAMBRIDGE MA 02139 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-19-2021 ANTHONY CHAPPLE SECURITIES LICENSING SPECIALIST