0000050916-17-000025.txt : 20171108 0000050916-17-000025.hdr.sgml : 20171108 20171108143814 ACCESSION NUMBER: 0000050916-17-000025 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411228350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 171186203 BUSINESS ADDRESS: STREET 1: RBC DAIN RAUSCHER PLAZA STREET 2: 60 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612 371-2711 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX Lora Herman 612-371-7868 lora.herman@rbc.com traci.braiedy@rbc.com Y N JENNY CHRISTINE LEWIS 004587471 N 1 0000050916 RBC Capital Markets, LLC 08-27-2002 N 08-01-2014 0000050916 LOCATED 08-27-2002 RBC DAIN RAUSCHER PLAZA 60 SOUTH SIXTH STREET MINNEAPOLIS MN 55402 JENNY CHRISTINE UPDIKE 08-2002 RBC CAPITAL MARKETS, LLC MINNEAPOLIS MN 55402 Y Y ASSOCIATE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-08-2017 Lora Herman AVP, Registration Manager