0000050916-16-000045.txt : 20160815
0000050916-16-000045.hdr.sgml : 20160815
20160815154519
ACCESSION NUMBER: 0000050916-16-000045
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411228350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 161832333
BUSINESS ADDRESS:
STREET 1: RBC DAIN RAUSCHER PLAZA
STREET 2: 60 SOUTH SIXTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612 371-2711
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
JENNIFER CHAN
212-618-3272
JENNIFER.M.CHAN@RBCCM.COM
JENNIFER.M.CHAN@RBCCM.COM
N
N
Robert
Eugene
Spangler
002000458
N
1
0000050916
RBC Capital Markets, LLC
03-18-1998
N
07-31-2014
0000050916
LOCATED
07-14-2008
3 WORLD FINANCIAL CENTER 200 VESEY ST.,
60 SOUTH SIXTH STREET
ny
NY
10281
03-1998
RBC Capital Markets, LLC
New York
NY
10281
Y
Y
Managing Director, Municipal Finance
Y
10-2004
Town of New Canaan
77 main Street
New Canaan
CT
06840
N
N
Town - Board of Finance Member
Board Member
4
Town budget and all financial dealings
05-2016
NEW CANAAN YMCA
564 SOUTH AVENUE
NEW CANAAN
CT
06840
N
N
COMMUNITY RECREATIONAL CENTER BOARD
BOARD MEMBER
8
GENERAL BOARD OVERSIGHT
07-2016
NEW CANAAN ATHLETIC FOUNDATION
TO BE FORMED
NEW CANAAN
CT
06840
N
N
NON-PROFIT FOUNDATION
BOARD MEMBER
2
HEADING THE EFFORT TO RAISE CAPITAL DOLLARS FOR THE HS TRACK FACILITY
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-15-2016
ROSEANN VISCARDI
DIRECTOR, MANAGER OF REGISTRATIONS