0000050916-16-000045.txt : 20160815 0000050916-16-000045.hdr.sgml : 20160815 20160815154519 ACCESSION NUMBER: 0000050916-16-000045 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411228350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 161832333 BUSINESS ADDRESS: STREET 1: RBC DAIN RAUSCHER PLAZA STREET 2: 60 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612 371-2711 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX JENNIFER CHAN 212-618-3272 JENNIFER.M.CHAN@RBCCM.COM JENNIFER.M.CHAN@RBCCM.COM N N Robert Eugene Spangler 002000458 N 1 0000050916 RBC Capital Markets, LLC 03-18-1998 N 07-31-2014 0000050916 LOCATED 07-14-2008 3 WORLD FINANCIAL CENTER 200 VESEY ST., 60 SOUTH SIXTH STREET ny NY 10281 03-1998 RBC Capital Markets, LLC New York NY 10281 Y Y Managing Director, Municipal Finance Y 10-2004 Town of New Canaan 77 main Street New Canaan CT 06840 N N Town - Board of Finance Member Board Member 4 Town budget and all financial dealings 05-2016 NEW CANAAN YMCA 564 SOUTH AVENUE NEW CANAAN CT 06840 N N COMMUNITY RECREATIONAL CENTER BOARD BOARD MEMBER 8 GENERAL BOARD OVERSIGHT 07-2016 NEW CANAAN ATHLETIC FOUNDATION TO BE FORMED NEW CANAAN CT 06840 N N NON-PROFIT FOUNDATION BOARD MEMBER 2 HEADING THE EFFORT TO RAISE CAPITAL DOLLARS FOR THE HS TRACK FACILITY N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-15-2016 ROSEANN VISCARDI DIRECTOR, MANAGER OF REGISTRATIONS