0000050916-16-000040.txt : 20160624 0000050916-16-000040.hdr.sgml : 20160624 20160624103358 ACCESSION NUMBER: 0000050916-16-000040 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411228350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 161730148 BUSINESS ADDRESS: STREET 1: RBC DAIN RAUSCHER PLAZA STREET 2: 60 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612 371-2711 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX JENNIFER M. CHAN 212-618-3272 JENNIFER.M.CHAN@RBCCM.COM JENNIFER.M.CHAN@RBCCM.COM N N Michael Richard Baird 002204536 N 1 0000050916 RBC Capital Markets, LLC 11-11-2003 N 07-31-2014 0000050916 LOCATED 11-11-2003 100 LIGHT STREET SUITE 2410 BALTIMORE MD 21202 SUPERVISED 11-11-2003 130 N 18TH STREET, ONE LOGAN SQUARE 17TH FLOOR PHILADELPHIA PA 19103 10-2003 RBC Capital Markets, LLC Baltimore MD 21202 Y Y Investment Banker Y 09-2010 FRANCISCAN YOUTH CENTER 3725 ELLERSLIE AVE BALTIMORE MD 21218 N N NON-PROFIT YOUTH CENTER BOARD MEMBER 2 MEMBER OF THE BOARD N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-23-2016 ROSEANN VISCARDI DIRECTOR, MANAGER OF REGISTRATIONS