0000050916-16-000040.txt : 20160624
0000050916-16-000040.hdr.sgml : 20160624
20160624103358
ACCESSION NUMBER: 0000050916-16-000040
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160623
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411228350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 161730148
BUSINESS ADDRESS:
STREET 1: RBC DAIN RAUSCHER PLAZA
STREET 2: 60 SOUTH SIXTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612 371-2711
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
JENNIFER M. CHAN
212-618-3272
JENNIFER.M.CHAN@RBCCM.COM
JENNIFER.M.CHAN@RBCCM.COM
N
N
Michael
Richard
Baird
002204536
N
1
0000050916
RBC Capital Markets, LLC
11-11-2003
N
07-31-2014
0000050916
LOCATED
11-11-2003
100 LIGHT STREET
SUITE 2410
BALTIMORE
MD
21202
SUPERVISED
11-11-2003
130 N 18TH STREET, ONE LOGAN SQUARE
17TH FLOOR
PHILADELPHIA
PA
19103
10-2003
RBC Capital Markets, LLC
Baltimore
MD
21202
Y
Y
Investment Banker
Y
09-2010
FRANCISCAN YOUTH CENTER
3725 ELLERSLIE AVE
BALTIMORE
MD
21218
N
N
NON-PROFIT YOUTH CENTER
BOARD MEMBER
2
MEMBER OF THE BOARD
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-23-2016
ROSEANN VISCARDI
DIRECTOR, MANAGER OF REGISTRATIONS