0001127602-18-008760.txt : 20180227 0001127602-18-008760.hdr.sgml : 20180227 20180227170316 ACCESSION NUMBER: 0001127602-18-008760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180223 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shenoy Navin CENTRAL INDEX KEY: 0001723693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06217 FILM NUMBER: 18646153 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEL CORP CENTRAL INDEX KEY: 0000050863 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941672743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087658080 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-23 0000050863 INTEL CORP INTC 0001723693 Shenoy Navin C/O INTEL CORPORATION 2200 MISSION COLLEGE BLVD. SANTA CLARA CA 95054 1 EVP, GM - Data Center Group Common Stock 2018-02-23 4 M 0 17788 0 A 38750 D Common Stock 2018-02-23 4 F 0 8821 47.05 D 29929 D Common Stock 2018-02-26 4 S 0 8967 48.6685 D 20962 D Performance-based Restricted Stock Units 0 2018-02-23 4 M 0 14595 0 D 2018-02-23 Common Stock 14595 0 D Shares acquired on the vesting of restricted stock units. Includes 703 shares acquired under the Company's Stock Purchase Plan on February 16, 2018. Shares withheld for payment of tax liability. This transaction was made pursuant to trading instructions adopted by the reporting person on August 10, 2017 that are intended to comply with Rule 10b5-1(c). This transaction was executed in multiple trades at prices ranging from $48.23 to $49.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 0% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 0% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with the dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. Due to a limitation in the filing software, the total number of shares of Common Stock received was 17,788 as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 113.5%. Upon conversion of the RSUs, the Reporting Person received 16,568 shares of Common Stock. Upon conversion of $55,958.42 in dividend equivalents, the Reporting person received an additional 1,220 shares of Common Stock. /s/ Brian Petirs, attorney-in-fact 2018-02-27