0000899243-21-003741.txt : 20210129
0000899243-21-003741.hdr.sgml : 20210129
20210129170013
ACCESSION NUMBER: 0000899243-21-003741
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210128
FILED AS OF DATE: 20210129
DATE AS OF CHANGE: 20210129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INTEL CORP
CENTRAL INDEX KEY: 0000050863
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35955
FILM NUMBER: 21572096
BUSINESS ADDRESS:
STREET 1: 2200 MISSION COLLEGE BLVD
STREET 2: RNB-4-151
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4087658080
MAIL ADDRESS:
STREET 1: 2200 MISSION COLLEGE BLVD
STREET 2: RNB-4-151
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vuzix Corp
CENTRAL INDEX KEY: 0001463972
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 043392453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 HENDRIX ROAD
STREET 2: SUITE A
CITY: WEST HENRIETTA
STATE: NY
ZIP: 14586
BUSINESS PHONE: 585-359-5900
MAIL ADDRESS:
STREET 1: 25 HENDRIX ROAD
STREET 2: SUITE A
CITY: WEST HENRIETTA
STATE: NY
ZIP: 14586
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-28
1
0001463972
Vuzix Corp
VUZI
0000050863
INTEL CORP
2200 MISSION COLLEGE BLVD
RNB-4-151
SANTA CLARA
CA
95054
0
0
1
0
Common Stock, par value $0.001
2021-01-28
4
C
0
4962600
A
4962600
D
Common Stock, par value $0.001
2021-01-28
4
S
0
550086
12.6307
D
4412514
D
Common Stock, par value $0.001
2021-01-28
4
S
0
299035
12.2582
D
4113479
D
Common Stock, par value $0.001
2021-01-28
4
S
0
4113479
11.30
D
0
D
Series A Convertible Preferred Stock
2021-01-28
4
C
0
49626
D
Common Stock
4962600
0
D
On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock.
This transaction was executed in multiple trades at prices ranging from $12.35 to $13.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $12.25 to $12.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The Series A Convertible Preferred Stock was convertible at any time, at the option of the Reporting Person, and had no expiration date.
/s/ Susie Giordano
2021-01-29