0000050725-16-000176.txt : 20161209 0000050725-16-000176.hdr.sgml : 20161209 20161209170554 ACCESSION NUMBER: 0000050725-16-000176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161207 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLAU HARVEY R CENTRAL INDEX KEY: 0001053470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 162044696 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE, STREET 2: 18TH FLOOR CITY: NEW YORK, STATE: NY ZIP: 11753 4 1 wf-form4_148132114152629.xml FORM 4 X0306 4 2016-12-07 0 0000050725 GRIFFON CORP GFF 0001053470 BLAU HARVEY R C/O GRIFFON CORPORATION 712 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10019 1 0 0 1 Chairman of the Board Common Stock 2016-12-07 4 S 0 106067 25.26 D 694186 I By Spouse Common Stock 2016-12-08 4 S 0 151376 25.22 D 542810 I By Spouse Common Stock 2016-12-09 4 S 0 102557 25.04 D 440253 I By Spouse Common Stock 1268772 D Common Stock 54 I By ESOP The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.20 to $25.375, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.05 to $25.45, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $24.95 to $25.35, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. /s/ Seth L. Kaplan, as attorney-in-fact 2016-12-09