0000909012-16-000604.txt : 20161110 0000909012-16-000604.hdr.sgml : 20161110 20161110110711 ACCESSION NUMBER: 0000909012-16-000604 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INSTITUTIONAL CAPITAL LLC CENTRAL INDEX KEY: 0000050672 IRS NUMBER: 030598064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00016 FILM NUMBER: 161986602 BUSINESS ADDRESS: STREET 1: 353 NORTH CLARK STREET STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-424-9100 MAIL ADDRESS: STREET 1: 353 NORTH CLARK STREET STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: INSTITUTIONAL CAPITAL CORP DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000050672 XXXXXXXX 09-30-2016 09-30-2016 INSTITUTIONAL CAPITAL LLC

353 NORTH CLARK STREET SUITE 3500 CHICAGO IL 60654

13F HOLDINGS REPORT 028-00016 N Brian E. Franc 312 424 9100 /s/ BRIAN E. FRANC Chicago IL 10-26-2016 2 143 7256995 false 1 Nuveen Investment Advisors, Inc. 2 028-06325 New York Life Investment Management LLC INFORMATION TABLE 2 aci_13f.xml Abbott Laboratories COM 002824100 161762 3825060 SH SOLE 0 3372340 0 452720 Abbott Laboratories COM 002824100 749 17716 SH OTR 1 0 0 17716 Abbott Laboratories COM 002824100 183769 4345450 SH OTR 2 0 4345450 0 Allergan PLC COM G0177J108 113375 492270 SH SOLE 0 425040 0 67230 Allergan PLC COM G0177J108 603 2619 SH OTR 1 0 0 2619 Allergan PLC COM G0177J108 163643 710535 SH OTR 2 0 710535 0 Ally Financial Inc COM 02005N100 64308 3302930 SH SOLE 0 2841690 0 461240 Ally Financial Inc COM 02005N100 332 17041 SH OTR 1 0 0 17041 Ally Financial Inc COM 02005N100 99679 5119600 SH OTR 2 0 5119600 0 Alphabet Inc - Cl C COM 02079K107 103271 132860 SH SOLE 0 114435 0 18425 Alphabet Inc - Cl C COM 02079K107 529 681 SH OTR 1 0 0 681 Alphabet Inc - Cl C COM 02079K107 160510 206500 SH OTR 2 0 206500 0 American Express Co COM 025816109 101415 1583615 SH SOLE 0 1354845 0 228770 American Express Co COM 025816109 608 9501 SH OTR 1 0 0 9501 American Express Co COM 025816109 128934 2013330 SH OTR 2 0 2013330 0 American Tower Corp COM 03027X100 59388 524025 SH SOLE 0 454485 0 69540 American Tower Corp COM 03027X100 336 2965 SH OTR 1 0 0 2965 American Tower Corp COM 03027X100 75180 663376 SH OTR 2 0 663376 0 Apple Inc COM 037833100 149962 1326510 SH SOLE 0 1170490 0 156020 Apple Inc COM 037833100 688 6087 SH OTR 1 0 0 6087 Apple Inc COM 037833100 175419 1551690 SH OTR 2 0 1551690 0 BCE Inc COM 05534B760 10645 230510 SH SOLE 0 230510 0 0 Baidu Inc - Sponsored ADR COM 056752108 8326 45730 SH SOLE 0 30700 0 0 Baidu Inc - Sponsored ADR COM 056752108 33648 184810 SH OTR 2 0 184810 0 CVS Health Corp COM 126650100 89511 1005860 SH SOLE 0 872760 0 133100 CVS Health Corp COM 126650100 465 5228 SH OTR 1 0 0 5228 CVS Health Corp COM 126650100 127252 1429960 SH OTR 2 0 1429960 0 Charter Communications Inc - C COM 16119P108 29435 109030 SH SOLE 0 95370 0 13660 Charter Communications Inc - C COM 16119P108 218 809 SH OTR 1 0 0 809 Charter Communications Inc - C COM 16119P108 9257 34290 SH OTR 2 0 34290 0 Citigroup Inc COM 172967424 108290 2292828 SH SOLE 0 1975620 0 317208 Citigroup Inc COM 172967424 582 12318 SH OTR 1 0 0 12318 Citigroup Inc COM 172967424 152945 3238312 SH OTR 2 0 3238312 0 Cognizant Tech Solutions - A COM 192446102 31188 653690 SH SOLE 0 562780 0 90910 Cognizant Tech Solutions - A COM 192446102 187 3922 SH OTR 1 0 0 3922 Cognizant Tech Solutions - A COM 192446102 39171 821030 SH OTR 2 0 821030 0 Comcast Corp - Cl A COM 20030N101 103866 1565655 SH SOLE 0 1353485 0 212170 Comcast Corp - Cl A COM 20030N101 540 8135 SH OTR 1 0 0 8135 Comcast Corp - Cl A COM 20030N101 157422 2372963 SH OTR 2 0 2372963 0 Crown Castle International Cor COM 22822V101 14583 154790 SH SOLE 0 154790 0 0 Delta Air Lines Inc COM 247361702 37718 958280 SH SOLE 0 817850 0 140430 Delta Air Lines Inc COM 247361702 186 4728 SH OTR 1 0 0 4728 Delta Air Lines Inc COM 247361702 63793 1620750 SH OTR 2 0 1620750 0 Discovery Communication Inc COM 25470F302 51270 1948680 SH SOLE 0 1664170 0 284510 Discovery Communication Inc COM 25470F302 355 13493 SH OTR 1 0 0 13493 Discovery Communication Inc COM 25470F302 15218 578430 SH OTR 2 0 578430 0 Dish Network Corp - Cl A COM 25470M109 70919 1294610 SH SOLE 0 1108950 0 185660 Dish Network Corp - Cl A COM 25470M109 305 5572 SH OTR 1 0 0 5572 Dish Network Corp - Cl A COM 25470M109 141784 2588243 SH OTR 2 0 2588243 0 General Electric Co COM 369604103 10129 341975 SH SOLE 0 341975 0 0 General Electric Co COM 369604103 1 24 SH OTR 1 0 0 24 Gilead Sciences Inc COM 375558103 19199 242660 SH SOLE 0 212190 0 30470 Gilead Sciences Inc COM 375558103 138 1749 SH OTR 1 0 0 1749 Gilead Sciences Inc COM 375558103 6039 76330 SH OTR 2 0 76330 0 Goldman Sachs Group Inc COM 38141G104 38913 241290 SH SOLE 0 211180 0 30110 Goldman Sachs Group Inc COM 38141G104 284 1759 SH OTR 1 0 0 1759 Goldman Sachs Group Inc COM 38141G104 12735 78968 SH OTR 2 0 78968 0 Grupo Televisa SAB - Sponsored COM 40049J206 51346 1998660 SH SOLE 0 1653350 0 230900 Grupo Televisa SAB - Sponsored COM 40049J206 228 8890 SH OTR 1 0 0 8890 Grupo Televisa SAB - Sponsored COM 40049J206 94177 3665890 SH OTR 2 0 3665890 0 Honeywell International Inc COM 438516106 126362 1083813 SH SOLE 0 953631 0 130182 Honeywell International Inc COM 438516106 589 5052 SH OTR 1 0 0 5052 Honeywell International Inc COM 438516106 154799 1327719 SH OTR 2 0 1327719 0 ICICI Bank Ltd - Sponsored ADR COM 45104G104 6596 883040 SH SOLE 0 578030 0 0 ICICI Bank Ltd - Sponsored ADR COM 45104G104 26600 3560950 SH OTR 2 0 3560950 0 Intel Corp COM 458140100 110688 2932120 SH SOLE 0 2576970 0 355150 Intel Corp COM 458140100 481 12735 SH OTR 1 0 0 12735 Intel Corp COM 458140100 156515 4146090 SH OTR 2 0 4146090 0 Intercontinental Exchange Inc COM 45866F104 101829 378040 SH SOLE 0 327455 0 50585 Intercontinental Exchange Inc COM 45866F104 541 2008 SH OTR 1 0 0 2008 Intercontinental Exchange Inc COM 45866F104 143402 532381 SH OTR 2 0 532381 0 Johnson Controls International COM G51502105 72354 1554999 SH SOLE 0 1338970 0 216029 Johnson Controls International COM G51502105 368 7912 SH OTR 1 0 0 7912 Johnson Controls International COM G51502105 116096 2495089 SH OTR 2 0 2495089 0 Laboratory Corp of America Hol COM 50540R409 85459 621610 SH SOLE 0 535570 0 86040 Laboratory Corp of America Hol COM 50540R409 457 3325 SH OTR 1 0 0 3325 Laboratory Corp of America Hol COM 50540R409 119348 868115 SH OTR 2 0 868115 0 Las Vegas Sands Corp COM 517834107 37384 649710 SH SOLE 0 568090 0 81620 Las Vegas Sands Corp COM 517834107 272 4724 SH OTR 1 0 0 4724 Las Vegas Sands Corp COM 517834107 12128 210770 SH OTR 2 0 210770 0 Liberty Sirius Group - Cl C COM 531229607 37876 1133680 SH SOLE 0 963580 0 170100 Liberty Sirius Group - Cl C COM 531229607 263 7859 SH OTR 1 0 0 7859 Liberty Sirius Group - Cl C COM 531229607 11836 354260 SH OTR 2 0 354260 0 LivaNova PLC COM G5509L101 5585 92910 SH SOLE 0 67730 0 0 LivaNova PLC COM G5509L101 19585 325820 SH OTR 2 0 325820 0 M & T Bank Corp COM 55261F104 94387 812980 SH SOLE 0 705640 0 107340 M & T Bank Corp COM 55261F104 502 4328 SH OTR 1 0 0 4328 M & T Bank Corp COM 55261F104 128836 1109700 SH OTR 2 0 1109700 0 McKesson Corp COM 58155Q103 118876 712900 SH SOLE 0 615710 0 97190 McKesson Corp COM 58155Q103 641 3847 SH OTR 1 0 0 3847 McKesson Corp COM 58155Q103 164390 985850 SH OTR 2 0 985850 0 Medtronic PLC COM G5960L103 51090 591320 SH SOLE 0 521897 0 69423 Medtronic PLC COM G5960L103 235 2716 SH OTR 1 0 0 2716 Medtronic PLC COM G5960L103 104971 1214946 SH OTR 2 0 1214946 0 Microsoft Corp COM 594918104 16180 280900 SH SOLE 0 280900 0 0 Molson Coors Brewing Co - B COM 60871R209 32786 298600 SH SOLE 0 260780 0 37820 Molson Coors Brewing Co - B COM 60871R209 248 2260 SH OTR 1 0 0 2260 Molson Coors Brewing Co - B COM 60871R209 10889 99170 SH OTR 2 0 99170 0 NXP Semiconductors NV COM N6596X109 59808 586300 SH SOLE 0 512800 0 73500 NXP Semiconductors NV COM N6596X109 441 4324 SH OTR 1 0 0 4324 NXP Semiconductors NV COM N6596X109 19116 187390 SH OTR 2 0 187390 0 Newell Brands Inc COM 651229106 44749 849780 SH SOLE 0 729860 0 119920 Newell Brands Inc COM 651229106 255 4841 SH OTR 1 0 0 4841 Newell Brands Inc COM 651229106 58878 1118080 SH OTR 2 0 1118080 0 Omnicom Group Inc COM 681919106 68195 802295 SH SOLE 0 716585 0 85710 Omnicom Group Inc COM 681919106 342 4024 SH OTR 1 0 0 4024 Omnicom Group Inc COM 681919106 15123 177915 SH OTR 2 0 177915 0 Oracle Corp COM 68389X105 137648 3504280 SH SOLE 0 3077810 0 426470 Oracle Corp COM 68389X105 616 15680 SH OTR 1 0 0 15680 Oracle Corp COM 68389X105 190742 4855968 SH OTR 2 0 4855968 0 Pentair PLC COM G7S00T104 1 8 SH OTR 1 0 0 8 PPG Industries Inc COM 693506107 55014 532260 SH SOLE 0 456100 0 76160 PPG Industries Inc COM 693506107 383 3705 SH OTR 1 0 0 3705 PPG Industries Inc COM 693506107 16434 159000 SH OTR 2 0 159000 0 Pfizer Inc COM 717081103 19995 590360 SH SOLE 0 590360 0 0 Royal Dutch Shell PLC - Sponso COM 780259206 113813 2273076 SH SOLE 0 1952098 0 320978 Royal Dutch Shell PLC - Sponso COM 780259206 574 11464 SH OTR 1 0 0 11464 Royal Dutch Shell PLC - Sponso COM 780259206 179662 3588208 SH OTR 2 0 3588208 0 Samsung Electronics Co Ltd - G COM 4942818 15877 21975 SH SOLE 0 14825 0 0 Samsung Electronics Co Ltd - G COM 4942818 62165 86041 SH OTR 2 0 86041 0 Sensata Technologies Holding N COM N7902X106 45095 1162830 SH SOLE 0 991670 0 171160 Sensata Technologies Holding N COM N7902X106 238 6150 SH OTR 1 0 0 6150 Sensata Technologies Holding N COM N7902X106 69956 1803930 SH OTR 2 0 1803930 0 Teva Pharmaceutical Industries COM 881624209 11693 254133 SH SOLE 0 254133 0 0 Teva Pharmaceutical Industries COM 881624209 14723 320 SH OTR 1 0 0 320 Teva Pharmaceutical Industries COM 881624209 19229 417930 SH OTR 2 0 417930 0 Twenty-First Century Fox Inc - COM 90130A101 74241 3065270 SH SOLE 0 2643320 0 421950 Twenty-First Century Fox Inc - COM 90130A101 371 15310 SH OTR 1 0 0 15310 Twenty-First Century Fox Inc - COM 90130A101 115889 4784834 SH OTR 2 0 4784834 0 Twenty-First Century Fox Inc - COM 90130A200 1633 65990 SH SOLE 0 65990 0 0 Twenty-First Century Fox Inc - COM 90130A200 6876 277930 SH OTR 2 0 277930 0 United Technologies Corp COM 913017109 89131 877270 SH SOLE 0 777080 0 100190 United Technologies Corp COM 913017109 444 4372 SH OTR 1 0 0 4372 United Technologies Corp COM 913017109 85166 838250 SH OTR 2 0 838250 0 Vodafone Group PLC - Sponsored COM 92857W308 60932 2090296 SH SOLE 0 1730494 0 213412 Vodafone Group PLC - Sponsored COM 92857W308 373 12805 SH OTR 1 0 0 12805 Vodafone Group PLC - Sponsored COM 92857W308 64211 2202782 SH OTR 2 0 2202782 0 Wells Fargo & Co COM 949746101 104960 2370380 SH SOLE 0 2052340 0 318040 Wells Fargo & Co COM 949746101 570 12866 SH OTR 1 0 0 12866 Wells Fargo & Co COM 949746101 135 3050590 SH OTR 2 0 3050590 0 Whirlpool Corporation COM 963320106 82578 509240 SH SOLE 0 439805 0 69435 Whirlpool Corporation COM 963320106 429 2648 SH OTR 1 0 0 2638 Whirlpool Corporation COM 963320106 119 731755 SH OTR 2 0 731755 0