EX-99.D.III.B(VII) 6 d230595dex99diiibvii.htm AMENDMENT NUMBER 8 TO THE SUB-SUB-ADVISORY AGREEMENT Amendment Number 8 to the Sub-Sub-Advisory Agreement

EIGHTH AMENDMENT TO

SUB-SUBADVISORY AGREEMENT

This Eighth Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of September 24, 2021.

WHEREAS, SIMNA and SIMNA Limited entered into a Sub-SubAdvisory Agreement dated as of October 19, 2016, as amended (the “Agreement”), with respect to the Hartford Schroders mutual funds, the Hartford Schroders exchange-traded funds and the Hartford Schroders Cayman subsidiaries (the “Funds”); and

WHEREAS, SIMNA and SIMNA Limited desire to amend the Agreement to amend Exhibit A to the Agreement to add new Funds;

NOW, THEREFORE, in consideration of the mutual agreements contained herein (the receipt and adequacy of which are hereby acknowledged), the parties hereto agree as follows:

 

  1.

Exhibit A to the Agreement is hereby deleted in its entirety and replaced with Exhibit A attached hereto.

 

  2.

All other provisions of the Agreement remain unchanged.

IN WITNESS WHEREOF, the parties hereto execute this Amendment effective as of the date first set forth above.

 

Schroder Investment Management North

America Inc.

   

Schroder Investment Management North

America Limited

By:  

/s/ Philip Middleton

    By:   /s/ Andrew Moscow
Name:  

Philip Middleton

    Name:   Andrew Moscow
Title:  

Head of Institutional North America

    Title:   Head of Fixed Income Management

 

By:   /s/ Catherine A. Mazza     By:   /s/ A Ayres
Name:   Catherine A. Mazza     Name:   A Ayres
Title:  

Director, Relationship Management and

Authorized Signatory

    Title:   Alan Ayres

 


EXHIBIT A

Compensation of SIMNA Limited

and

List of Funds

Compensation of SIMNA Limited

[REDACTED]

List of Funds

Hartford Funds Exchange-Traded Trust

Hartford Schroders Commodity Strategy ETF

Hartford Schroders ESG US Equity ETF

Hartford Schroders Tax-Aware Bond ETF

Hartford Schroders Cayman Commodity Strategy Fund, Ltd.

The Hartford Mutual Funds, Inc.

Hartford Climate Opportunities Fund

The Hartford Mutual Funds II, Inc.

Hartford Schroders China A Fund

Hartford Schroders Diversified Emerging Markets Fund

Hartford Schroders Emerging Markets Equity Fund

Hartford Schroders Emerging Markets Multi-Sector Bond Fund

Hartford Schroders International Multi-Cap Value Fund

Hartford Schroders International Stock Fund

Hartford Schroders Tax-Aware Bond Fund