EX-99.D.III.B(V) 4 d230595dex99diiibv.htm AMENDMENT NUMBER 6 TO THE SUB-SUB-ADVISORY AGREEMENT Amendment Number 6 to the Sub-Sub-Advisory Agreement

SIXTH AMENDMENT TO

SUB-SUBADVISORY AGREEMENT

This Sixth Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of August 2, 2021.

WHEREAS, SIMNA and SIMNA Limited entered into a Sub-SubAdvisory Agreement dated as of October 19, 2016, as amended (the “Agreement”), with respect to the Hartford Schroders mutual funds (the “Mutual Funds”); and

WHEREAS, SIMNA and SIMNA Limited desire to amend Exhibit A to the agreement;

NOW, THEREFORE, in consideration of the mutual agreements contained herein (the receipt and adequacy of which are hereby acknowledged), the parties hereto agree as follows:

 

  1.

Exhibit A to the Agreement is hereby deleted in its entitely and replaced with Exhibit A attached hereto.

 

  2.

All other provisions of the Agreement remain unchanged.

IN WITNESS WHEREOF, the parties hereto execute this Amendment effective as of the date first set forth above.

 

Schroder Investment Management North

America Inc.

   

Schroder Investment Management North

America Limited

By:   /s/ Jennifer Horne     By:  

/s/ Joseph Bertini

Name:   Jennifer Horne     Name:  

Joseph Bertini

Title:   Authorized Signatory     Title:  

Authorized Signatory

 

By:   /s/ David Marshall     By:   /s/ Shanak Patnaik
Name:   David Marshall     Name:   Shanak Patnaik
Title:   Authorized Signatory     Title:   Authorized Signatory


EXHIBIT A

Compensation of SIMNA Limited

and

List of Funds

[REDACTED]

 

   

 

Fund

 

  

 

Registrant

 

   

Hartford Schroders Emerging Markets Equity Fund

 

  

The Hartford Mutual Funds II, Inc.

 

   

Hartford Schroders International Stock Fund

 

  

The Hartford Mutual Funds II, Inc.

 

   

Hartford Schroders International Multi-Cap Value Fund

 

  

The Hartford Mutual Funds II, Inc.

 

   

Hartford Schroders Tax-Aware Bond Fund

 

  

The Hartford Mutual Funds II, Inc.

 

   

Hartford Schroders Tax-Aware Bond ETF

 

  

Hartford Funds Exchange-Traded Trust

 

   

Hartford Climate Opportunities Fund

 

  

The Hartford Mutual Funds, Inc.

 

   

Hartford Schroders China A Fund

 

  

The Hartford Mutual Funds II, Inc.

 

   

Hartford Schroders ESG US Equity ETF

 

  

Hartford Funds Exchange-Traded Trust