EX-99.28(A)(XXIII) 3 d84744dex9928axxiii.htm ARTICLES SUPPLEMENTARY DATED DECEMBER 7, 2020 Articles Supplementary dated December 7, 2020

THE HARTFORD MUTUAL FUNDS II, INC.

ARTICLES SUPPLEMENTARY

THE HARTFORD MUTUAL FUNDS II, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (“Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:

FIRST: Pursuant to the authority expressly vested in the Board of Directors (the “Board of Directors”) of the Corporation by Section 2-208 of the Maryland General Corporation Law (the “MGCL”) and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 100,000,000 authorized but unissued shares of common stock, par value $.0001 per share (“Common Stock”), without further classification or designation, as additional shares of the series and class set forth below, having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of a class of a series of Common Stock as set forth in the Charter:

 

Series

 

   Class

 

   Shares

 

Hartford Schroders Emerging Markets Equity Fund

   Class F                    50,000,000                             

Hartford Schroders Emerging Markets Equity Fund

   Class Y    50,000,000

SECOND: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 162,550,000,000, of which 58,025,000,000 are shares of Common Stock without further classification or designation and 104,525,000,000 are shares of Common Stock classified and designated as follows:

 

Series

 

   Class

 

     Shares

 

The Hartford Growth Opportunities Fund    Class A          8,900,000,000
   Class B          4,000,000,000
   Class C          4,000,000,000
   Class F          50,000,000                
   Class I          1,450,000,000
   Class R3          1,500,000,000
     Class R4          1,500,000,000
     Class R5          1,500,000,000
     Class R6                          50,000,000
     Class T          50,000,000
     Class Y          900,000,000
             


Series

 

   Class

 

      

 

Shares

 

 

 

Hartford Multifactor International Fund    Class F                50,000,000  
   Class Y                50,000,000  
   Class R3                50,000,000  
   Class R4                50,000,000  
   Class R5                50,000,000  
   Class R6                50,000,000  
                 
Hartford Multifactor Large Cap Value Fund    Class F                50,000,000  
   Class Y                50,000,000              
   Class R3                50,000,000  
   Class R4                50,000,000  
   Class R5                50,000,000  
   Class R6                50,000,000  
                 
The Hartford Municipal Real Return Fund    Class A                9,350,000,000  
   Class B                4,000,000,000  
   Class C                4,000,000,000  
   Class F                50,000,000  
   Class I                50,000,000  
   Class T                50,000,000  
   Class Y                1,900,000,000  
                 
Hartford Quality Value Fund    Class A                10,500,000,000  
   Class B                5,000,000,000  
   Class C                5,000,000,000  
   Class F                100,000,000  
   Class I                1,500,000,000  
   Class R3                1,500,000,000  
   Class R4                1,500,000,000  
   Class R5                1,500,000,000  
   Class R6                                     10,000,000  
   Class T                50,000,000  
   Class Y                500,000,000  
                 

 

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Series

 

   Class

 

      

 

Shares

 

 

 

Hartford Schroders China A Fund    Class A                50,000,000  
   Class C                50,000,000  
   Class F                50,000,000  
   Class I                50,000,000  
   Class Y                50,000,000  
   Class SDR                50,000,000  
                 
Hartford Schroders Emerging Markets Debt and Currency Fund    Class A                75,000,000  
   Class C                50,000,000  
   Class F                50,000,000  
   Class I                85,000,000  
   Class SDR                50,000,000  
   Class T                50,000,000                  
     Class Y                50,000,000  
                 
Hartford Schroders Emerging Markets Equity Fund    Class A                80,000,000  
   Class C                50,000,000  
   Class I                200,000,000  
   Class F                125,000,000  
   Class R3                50,000,000  
   Class R4                50,000,000  
     Class R5                50,000,000  
     Class R6                50,000,000  
     Class SDR                                     150,000,000  
     Class T                50,000,000  
     Class Y                100,000,000  

 

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Series

 

   Class

 

      

 

Shares

 

 

 

Hartford Schroders Emerging Markets Multi-Sector Bond Fund    Class A                75,000,000  
   Class C                50,000,000  
   Class F                50,000,000  
   Class I                75,000,000  
   Class R3                50,000,000  
   Class R4                50,000,000  
     Class R5                50,000,000  
     Class R6                50,000,000  
     Class SDR                50,000,000  
     Class T                50,000,000  
     Class Y                50,000,000  
                 
Hartford Schroders Global Strategic Bond Fund    Class A                75,000,000  
   Class C                50,000,000  
   Class F                50,000,000  
   Class I                75,000,000  
   Class R3                50,000,000  
   Class R4                50,000,000  
     Class R5                50,000,000  
     Class R6                50,000,000  
     Class SDR                                     50,000,000              
     Class T                50,000,000  
     Class Y                50,000,000  
                 
Hartford Schroders International Multi-Cap Value Fund    Class A                80,000,000  
   Class C                50,000,000  
   Class F                150,000,000  
   Class I                200,000,000  
   Class R3                50,000,000  
   Class R4                50,000,000  
     Class R5                50,000,000  
     Class R6                50,000,000  
     Class SDR                150,000,000  
     Class T                50,000,000  
     Class Y                50,000,000  

 

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Series

 

   Class

 

      

 

Shares

 

 

 

Hartford Schroders International Stock Fund    Class A                75,000,000  
   Class C                50,000,000  
   Class F                50,000,000  
   Class I                85,000,000  
   Class R3                50,000,000  
   Class R4                50,000,000  
     Class R5                50,000,000  
     Class R6                50,000,000  
     Class SDR                50,000,000  
     Class T                50,000,000  
     Class Y                50,000,000  
                 
Hartford Schroders Securitized Income Fund    Class A                50,000,000  
   Class C                50,000,000  
   Class I                50,000,000  
   Class F                50,000,000  
   Class Y                50,000,000  
   Class SDR                50,000,000  
                 
Hartford Schroders Tax-Aware Bond Fund    Class A                75,000,000  
   Class C                50,000,000  
   Class F                50,000,000  
   Class I                85,000,000  
   Class SDR                                     50,000,000                  
   Class T                50,000,000  
     Class Y                50,000,000  
                 
Hartford Schroders US MidCap Opportunities Fund    Class A                75,000,000  
   Class C                50,000,000  
   Class F                50,000,000  
   Class I                75,000,000  
   Class R3                50,000,000  
   Class R4                50,000,000  
     Class R5                50,000,000  
     Class R6                50,000,000  
     Class SDR                50,000,000  
     Class T                50,000,000  
     Class Y                50,000,000  

 

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Series

 

   Class

 

      

 

Shares

 

 

 

Hartford Schroders US Small Cap Opportunities Fund    Class A                75,000,000  
     Class C                50,000,000  
     Class F                50,000,000  
     Class I                75,000,000  
     Class R3                50,000,000  
     Class R4                50,000,000  
     Class R5                50,000,000  
     Class R6                50,000,000  
     Class SDR                                50,000,000                  
     Class T                50,000,000  
     Class Y                50,000,000  
                 
The Hartford Small Cap Growth Fund    Class A                10,500,000,000  
     Class B                5,000,000,000  
     Class C                5,000,000,000  
     Class F                50,000,000  
     Class I                1,500,000,000  
     Class R3                1,500,000,000  
     Class R4                1,500,000,000  
     Class R5                1,500,000,000  
     Class R6                50,000,000  
     Class T                50,000,000  
     Class Y                500,000,000  

THIRD: The shares of Common Stock described in Articles FIRST above have been classified by the Board of Directors under the authority contained in the Charter.

FOURTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.

FIFTH: The undersigned Vice President of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned Vice President acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

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IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Secretary as of the 7th day of December, 2020.

 

ATTEST:     THE HARTFORD MUTUAL FUNDS II, INC.
/s/ Thomas R. Phillips                             By: /s/ Walter F. Garger                        
Thomas R. Phillips           Walter F. Garger
Secretary               Vice President

 

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