N-Q 1 d724392dnq.htm THE HARTFORD MUTUAL FUNDS II INC. The Hartford Mutual Funds II Inc.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-00558

THE HARTFORD MUTUAL FUNDS II, INC.

(Exact name of registrant as specified in charter)

690 Lee Road, Wayne, PA 19087

(Address of Principal Executive Offices) (Zip Code)

Thomas R. Phillips, Esquire

Hartford Funds Management Company, LLC

690 Lee Road

Wayne, PA 19087

(Name and Address of Agent for Service)

Registrant’s telephone number, including area code: (610) 386-4068

Date of fiscal year end: October 31

Date of reporting period: January 31, 2019

Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to Rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


Item 1. Schedule of Investments.


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Shares or Principal Amount    Market Value  
 

Common Stocks - 94.1%

 
   Capital Goods - 3.3%

 

  332,482      Harris Corp.    $ 50,929,593  
  298,376      IDEX Corp.      41,134,115  
  151,081      Roper Technologies, Inc.      42,795,204  
              1,462,540      Willscot Corp.*      14,991,035  
     

 

 

 
        149,849,947  
     

 

 

 
   Commercial & Professional Services - 2.3%

 

  3,401,010      ADT, Inc.(1)      24,555,292  
  177,915      CoStar Group, Inc.*      69,518,507  
  63,425      Klarna Holding AB*(2)(3)(4)      7,906,790  
  569,183      Landscape Acquisition Holdings Ltd.*      5,039,974  
     

 

 

 
        107,020,563  
     

 

 

 
   Consumer Durables & Apparel - 3.3%

 

  954,525      Lennar Corp. Class A      45,263,576  
  463,282      Polaris Industries, Inc.      38,860,094  
  1,460,177      Under Armour, Inc. Class A*      30,284,071  
  1,910,880      Under Armour, Inc. Class C*      36,192,067  
     

 

 

 
        150,599,808  
     

 

 

 
   Consumer Services - 5.1%

 

  126,075      Chipotle Mexican Grill, Inc.*      66,770,581  
  4,858,252      DraftKings, Inc.*(2)(3)(4)      12,386,405  
  537,475      Grand Canyon Education, Inc.*      49,952,926  
  682,480      Marriott Vacations Worldwide Corp.      60,426,779  
  224,341      Vail Resorts, Inc.      42,234,437  
     

 

 

 
        231,771,128  
     

 

 

 
   Diversified Financials - 4.5%

 

  928,492      American Express Co.      95,356,128  
  3,347,779      J2 Acquisition Ltd.*(5)      29,969,301  
  1,500,000      Platinum Eagle Acquisition Corp.*      15,900,000  
  1,113,550      TD Ameritrade Holding Corp.      62,303,123  
     

 

 

 
        203,528,552  
     

 

 

 
   Energy - 1.5%

 

  239,671      Concho Resources, Inc.*      28,722,172  
  273,982      Diamondback Energy, Inc.      28,253,024  
  884,930      WPX Energy, Inc.*      10,849,242  
     

 

 

 
        67,824,438  
     

 

 

 
   Food, Beverage & Tobacco - 3.6%

 

  940,821      Lamb Weston Holdings, Inc.      68,021,358  
  1,688,003      Monster Beverage Corp.*      96,621,292  
     

 

 

 
        164,642,650  
     

 

 

 
   Health Care Equipment & Services - 9.3%

 

  408,235      Align Technology, Inc.*      101,630,103  
  256,148      DexCom, Inc.*      36,124,552  
  562,006      Haemonetics Corp.*      55,588,014  
  1,066,774      Insulet Corp.*      86,611,381  
  515,022      Penumbra, Inc.*      74,940,851  
  605,563      Veeva Systems, Inc. Class A*      66,042,701  
     

 

 

 
        420,937,602  
     

 

 

 
   Materials - 0.6%

 

  260,243      Vulcan Materials Co.      26,453,701  
     

 

 

 
   Media & Entertainment - 12.9%

 

  19,317      Alphabet, Inc. Class C*      21,564,919  
  489,200      Electronic Arts, Inc.*      45,123,808  
  590,582      Netflix, Inc.*      200,502,589  
  2,063,598      Ocean Outdoor Ltd.*(5)      16,096,064  
  589,306      Spotify Technology S.A.*      79,821,498  
  377,749      Take-Two Interactive Software, Inc.*      39,871,407  
  641,110      TripAdvisor, Inc.*      36,786,892  


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

  857,806      Walt Disney Co.    $ 95,662,525  
  1,435,175      Zillow Group, Inc. Class C*(1)      50,360,291  
     

 

 

 
        585,789,993  
     

 

 

 
   Pharmaceuticals, Biotechnology & Life Sciences - 6.2%   
  1,355,846      AstraZeneca plc ADR      49,596,847  
  127,578      Bluebird Bio, Inc.*      17,022,732  
  93,813      Elanco Animal Health, Inc.*(1)      2,737,463  
  1,048,740      Exact Sciences Corp.*      94,470,499  
  257,854      Galapagos N.V.*      26,531,813  
  39,452      Galapagos N.V. ADR*      4,049,353  
  161,362      Sage Therapeutics, Inc.*      23,008,608  
  291,402      Seattle Genetics, Inc.*      22,271,855  
  180,507      Thermo Fisher Scientific, Inc.      44,345,155  
     

 

 

 
        284,034,325  
     

 

 

 
   Real Estate - 1.0%   
  359,709      Crown Castle International Corp. REIT      42,107,536  
  29,564      WeWork Companies, Inc. Class A*(2)(3)(4)      2,010,352  
     

 

 

 
        44,117,888  
     

 

 

 
   Retailing - 9.7%   
  184,902      Amazon.com, Inc.*      317,796,615  
  1,415,016      Floor & Decor Holdings, Inc. Class A*(1)      48,520,899  
  123,196      JAND, Inc. Class A*(2)(3)(4)      1,624,955  
  171,581      Tory Burch LLC*(2)(3)(4)      9,555,344  
  563,201      Wayfair, Inc. Class A*      61,647,981  
     

 

 

 
        439,145,794  
     

 

 

 
   Semiconductors & Semiconductor Equipment - 2.3%

 

              3,255,092      Advanced Micro Devices, Inc.*      79,456,796  
  250,321      Universal Display Corp.(1)      25,990,829  
     

 

 

 
        105,447,625  
     

 

 

 
   Software & Services - 25.2%   
  855,476      2U, Inc.*      48,633,811  
  176,589      Adobe, Inc.*      43,762,286  
  531,056      Autodesk, Inc.*      78,171,443  
  209,893      Fair Isaac Corp.*      47,267,904  
  258,748      FleetCor Technologies, Inc.*      52,217,934  
  1,240,723      GoDaddy, Inc. Class A*      85,150,819  
  948,449      Guidewire Software, Inc.*      82,211,559  
  922,415      PayPal Holdings, Inc.*      81,873,555  
  758,842      salesforce.com, Inc.*      115,321,219  
  467,266      ServiceNow, Inc.*      102,807,865  
  544,886      Shopify, Inc. Class A*      91,796,945  
  624,503      Splunk, Inc.*      77,962,955  
  1,337,640      SS&C Technologies Holdings, Inc.      68,875,084  
  502,740      Wix.com Ltd.*      54,974,619  
  514,744      Workday, Inc. Class A*      93,441,478  
  1,057,947      Zuora, Inc. Class A*      22,893,973  
     

 

 

 
        1,147,363,449  
     

 

 

 
   Technology Hardware & Equipment - 1.9%   
  893,872      Logitech International S.A.      32,610,874  
  300,150      Zebra Technologies Corp. Class A*      52,106,040  
     

 

 

 
        84,716,914  
     

 

 

 
   Transportation - 1.4%   
  959,430      CSX Corp.      63,034,551  
     

 

 

 
  

Total Common Stocks
(cost $3,968,387,290)

     $  4,276,278,928  
     

 

 

 
 

Preferred Stocks - 4.5%

  
   Commercial & Professional Services - 0.3%   
  470,535      Rubicon Global Holdings LLC Series C(2)(3)(4)      12,535,053  
     

 

 

 
   Real Estate - 1.1%   
  404,267      WeWork Companies, Inc. Class D-1(2)(3)(4)      27,490,156  
  317,638      WeWork Companies, Inc. Class D-2(2)(3)(4)      21,599,384  
     

 

 

 
        49,089,540  
     

 

 

 


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

   Retailing - 0.6%

 

  4,434,460      Coupang LLC (2)(3)(4)    $ 25,279,970  
  275,096      JAND, Inc. Series D(2)(3)(4)      3,744,056  
     

 

 

 
        29,024,026  
     

 

 

 
   Software & Services - 2.5%

 

  5,668,755      Essence Group Holdings Corp. Series 3(2)(3)(4)      12,698,011  
  743,470      Lookout, Inc. Series F(2)(3)(4)      5,494,243  
  1,078,374      MarkLogic Corp. Series F*(2)(3)(4)      10,783,740  
  1,410,890      Pinterest, Inc. Series G*(2)(3)(4)      6,871,034  
  1,815,430      Uber Technologies, Inc. Series D*(2)(3)(4)      78,880,434  
     

 

 

 
        114,727,462  
     

 

 

 
  

Total Preferred Stocks
(cost $106,650,191)

   $ 205,376,081  
     

 

 

 
 

Convertible Preferred Stocks - 0.2%

 
   Retailing - 0.2%

 

  272,032      Honest Co., Inc. Series C(2)(3)(4)      8,443,873  
     

 

 

 
  

Total Convertible Preferred Stocks
(cost $7,360,451)

   $ 8,443,873  
     

 

 

 
 

Escrows - 0.0%(6)

 
   Capital Goods - 0.0%

 

  4,106,956      Lithium Technology Corp.*(2)(3)(4)      41,070  
     

 

 

 
   Consumer Durables & Apparel - 0.0%

 

  923,832      One Kings Lane, Inc.*(2)(3)(4)      166,290  
     

 

 

 
   Software & Services - 0.0%

 

  1,526,069      Birst, Inc.*(2)(3)(4)      79,356  
  1,526,069      Birst, Inc. Earnout*(2)(3)(4)      1  
  566,228      Veracode, Inc.*(2)(3)(4)      308,028  
     

 

 

 
        387,385  
     

 

 

 
  

Total Escrows
(cost $—)

   $ 594,745  
     

 

 

 
 

Warrants - 0.0%

 
   Commercial & Professional Services - 0.0%

 

  1,609,100      Landscape Acquisition Holdings Ltd. Expires 11/23/22*      402,275  
     

 

 

 
   Diversified Financials - 0.0%

 

  3,702,800      J2 Acquisition Ltd. Expires 9/7/27*      1,055,298  
     

 

 

 
  

Total Warrants
(cost $53,119)

   $ 1,457,573  
     

 

 

 
  

Total Long-Term Investments
(cost $4,082,451,051)

   $   4,492,151,200  
     

 

 

 
 

Short-Term Investments - 2.1%

 
   Other Investment Pools & Funds - 1.0%

 

              46,940,399      Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(7)      46,940,399  
     

 

 

 
   Securities Lending Collateral - 1.1%

 

  2,518,247      Citibank NA DDCA, 2.39%, 2/1/2019(7)      2,518,247  
  27,973,334      Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.31%(7)      27,973,334  
  11,141,005      Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(7)      11,141,005  
  1,528,332      Invesco Government & Agency Portfolio, Institutional Class, 2.28%(7)      1,528,332  
  6,527,215      Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(7)      6,527,215  
  676,811      Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(7)      676,811  
     

 

 

 
        50,364,944  
     

 

 

 
  

Total Short-Term Investments
(cost $97,305,344)

   $ 97,305,343  
     

 

 

 


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

  

Total Investments
(cost $4,179,756,395)

     100.9%      $     4,589,456,543  
               

Other Assets and Liabilities

     (0.9)%        (42,595,235
     

 

 

    

 

 

 
  

Total Net Assets

     100.0%      $     4,546,861,308  
     

 

 

    

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Investment valued using significant unobservable inputs.

(3)

These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At January 31, 2019, the aggregate fair value of these securities was $247,898,545, which represented 5.5% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

(4)

Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $247,898,545 or 5.5% of net assets.

 

          Period Acquired     

Security Name

     Shares/Par Value        Base Total Cost        Base Market Value  
          03/2015     

Birst, Inc.

     1,526,069      $      $ 79,356  
          03/2015     

Birst, Inc. Earnout

     1,526,069               1  
          11/2014     

Coupang LLC Preferred

     4,434,460        13,805,010        25,279,970  
          02/2014     

DraftKings, Inc.

     4,858,252        7,040,846        12,386,405  
          05/2014     

Essence Group Holdings Corp. Series 3 Preferred

     5,668,755        8,964,002        12,698,011  
          08/2014     

Honest Co., Inc. Series C Convertible Preferred

     272,032        7,360,451        8,443,873  
          04/2015     

JAND, Inc. Class A

     123,196        1,414,943        1,624,955  
          04/2015     

JAND, Inc. Series D Preferred

     275,096        3,159,560        3,744,056  
          08/2015     

Klarna Holding AB

     63,425        6,956,489        7,906,790  
          08/2013     

Lithium Technology Corp.

     4,106,956               41,070  
          07/2014     

Lookout, Inc. Series F Preferred

     743,470        8,492,732        5,494,243  
          04/2015     

MarkLogic Corp. Series F Preferred

     1,078,374        12,524,451        10,783,740  
          08/2014     

One Kings Lane, Inc.

     923,832               166,290  
          03/2015     

Pinterest, Inc. Series G Preferred

     1,410,890        10,128,909        6,871,034  
          09/2015     

Rubicon Global Holdings LLC Series C Preferred

     470,535        9,392,114        12,535,053  
          11/2013     

Tory Burch LLC

     171,581        13,447,917        9,555,344  
          06/2014     

Uber Technologies, Inc. Series D Preferred

     1,815,430        28,162,857        78,880,434  
          08/2014     

Veracode, Inc.

     566,228               308,028  
          12/2014     

WeWork Companies, Inc. Class A

     29,564        492,275        2,010,352  
          12/2014     

WeWork Companies, Inc. Class D-1 Preferred

     404,267        6,731,515        27,490,156  
          12/2014     

WeWork Companies, Inc. Class D-2 Preferred

     317,638        5,289,041        21,599,384  
        

 

 

    

 

 

 
         $ 143,363,112      $ 247,898,545  
        

 

 

    

 

 

 


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

(5)

Securities issued within terms of a private placement memorandum, exempt from registration under Rule 144A under the Securities Act of 1933, as amended, and may be sold only to qualified institutional buyers. Unless otherwise indicated, these holdings are determined to be liquid. At January 31, 2019, the aggregate value of these securities was $46,065,365, which represents 1.0% of total net assets.

(6)

Share amount represents shares of the issuer previously held that resulted in receipt of the escrow.

(7)

Current yield as of period end.

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

ADR

   American Depositary Receipt

DDCA

   Dollars on Deposit in Custody Account

REIT

   Real Estate Investment Trust


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description    Total      Level 1      Level 2      Level  3(1)  

Assets

 

Common Stocks

 

Capital Goods

   $ 149,849,947      $ 149,849,947      $      $  

Commercial & Professional Services

     107,020,563        94,073,799        5,039,974        7,906,790  

Consumer Durables & Apparel

     150,599,808        150,599,808                

Consumer Services

     231,771,128        219,384,723               12,386,405  

Diversified Financials

     203,528,552        173,559,251        29,969,301         

Energy

     67,824,438        67,824,438                

Food, Beverage & Tobacco

     164,642,650        164,642,650                

Health Care Equipment & Services

     420,937,602        420,937,602                

Materials

     26,453,701        26,453,701                

Media & Entertainment

     585,789,993        585,789,993                

Pharmaceuticals, Biotechnology & Life Sciences

     284,034,325        257,502,512        26,531,813         

Real Estate

     44,117,888        42,107,536               2,010,352  

Retailing

     439,145,794        427,965,495               11,180,299  

Semiconductors & Semiconductor Equipment

     105,447,625        105,447,625                

Software & Services

     1,147,363,449        1,147,363,449                

Technology Hardware & Equipment

     84,716,914        52,106,040        32,610,874         

Transportation

     63,034,551        63,034,551                

Preferred Stocks

     205,376,081                      205,376,081  

Convertible Preferred Stocks

     8,443,873                      8,443,873  

Escrows

     594,745                      594,745  

Warrants

     1,457,573        1,457,573                

Short-Term Investments

     97,305,343        97,305,343                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $ 4,589,456,543      $ 4,247,406,036      $ 94,151,962      $ 247,898,545  
  

 

 

    

 

 

    

 

 

    

 

 

 

(1) For the period ended January 31, 2019, investments valued at $19,758,951 were transferred out of Level 3 due to the expiration of trading restrictions and there were no transfers in to Level 3.

The following is a rollforward of the Fund’s investments that were valued using unobservable inputs (Level 3) for the period ended January 31, 2019:

 

    

  Common

  Stocks

    Convertible
Preferred Stocks
      Escrows    

  Preferred

  Stocks

             Total          

Beginning balance

   $ 52,310,661         $ 8,324,179      $ 892,602     $ 198,397,561      $ 259,925,003  

Purchases

     -       -        -       -        -  

Sales

     -       -        (330,953     -        (330,953

Accrued discounts/(premiums)

     -       -        -       -        -  

Total realized gain/(loss)

     -       -        330,953       -        330,953  

Net change in unrealized appreciation/depreciation

     932,136       119,694        (297,857     6,978,520        7,732,493  

Transfers into Level 3

     -       -        -       -        -  

Transfers out of Level 3

     (19,758,951     -        -       -        (19,758,951

Ending balance

 

   $

 

33,483,846

 

 

 

      $

 

8,443,873

 

 

 

   $

 

594,745

 

 

 

  $

 

205,376,081

 

 

 

   $

 

247,898,545

 

 

 

The change in net unrealized appreciation/depreciation relating to the Level 3 investments held at January 31, 2019 was $8,030,350.


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

 

Shares or Principal Amount

   Market Value  

Common Stocks - 98.2%

 

     Automobiles & Components - 1.7%

 

131,673

     Cooper Tire & Rubber Co.    $ 4,634,889  

205,197

     Tenneco, Inc. Class A      7,116,232  

70,558

     Visteon Corp.*      5,425,205  
       

 

 

 
          17,176,326  
       

 

 

 
     Banks - 4.8%

 

186,679

     First Busey Corp.      4,622,172  

224,914

     First Hawaiian, Inc.      5,787,037  

134,124

     Great Western Bancorp, Inc.      4,733,236  

97,129

     IBERIABANK Corp.      7,176,862  

727,109

     MGIC Investment Corp.*      9,074,320  

196,160

     Seacoast Banking Corp. of Florida*      5,398,323  

375,700

     Sterling Bancorp      7,228,468  

119,212

     Triumph Bancorp, Inc.*      3,631,198  
       

 

 

 
          47,651,616  
       

 

 

 
     Capital Goods - 10.4%

 

216,776

     Aerojet Rocketdyne Holdings, Inc.*      8,556,149  

217,345

     Altra Industrial Motion Corp.      6,652,930  

54,977

     American Woodmark Corp.*      3,845,641  

122,749

     Applied Industrial Technologies, Inc.      7,243,419  

74,761

     Armstrong World Industries, Inc.      5,086,738  

88,717

     Astec Industries, Inc.      3,284,303  

125,585

     Axon Enterprise, Inc.*      6,406,091  

111,553

     AZZ, Inc.      4,991,997  

147,230

     Generac Holdings, Inc.*      7,792,884  

176,785

     ITT, Inc.      9,291,820  

205,946

     JELD-WEN Holding, Inc.*      3,674,077  

123,467

     John Bean Technologies Corp.      9,808,218  

99,146

     Mercury Systems, Inc.*      5,812,930  

346,673

     Milacron Holdings Corp.*      4,804,888  

87,265

     Patrick Industries, Inc.*      3,481,874  

276,936

     Rexnord Corp.*      7,241,876  

26,896

     SiteOne Landscape Supply, Inc.*      1,433,557  

203,165

     Welbilt, Inc.*      2,848,373  
       

 

 

 
          102,257,765  
       

 

 

 
     Commercial & Professional Services - 4.4%

 

296,681

     Advanced Disposal Services, Inc.*      7,476,361  

138,958

     ASGN, Inc.*      8,752,964  

130,608

     Clean Harbors, Inc.*      7,733,300  

169,837

     Exponent, Inc.      8,485,057  

75,002

     Huron Consulting Group, Inc.*      3,626,347  

77,724

     MSA Safety, Inc.      7,786,390  
       

 

 

 
          43,860,419  
       

 

 

 
     Consumer Durables & Apparel - 6.0%

 

104,599

     Carter’s, Inc.      8,671,257  

117,001

     Oxford Industries, Inc.      8,959,937  

128,581

     Roku, Inc.*(1)      5,779,716  

82,300

     Skyline Champion Corp.      1,486,338  

376,542

     Steven Madden Ltd.      12,294,096  

163,792

     TopBuild Corp.*      8,649,856  

378,827

     Wolverine World Wide, Inc.      12,997,554  
       

 

 

 
          58,838,754  
       

 

 

 
     Consumer Services - 2.7%

 

124,421

     Dunkin’ Brands Group, Inc.      8,509,152  

104,155

     Marriott Vacations Worldwide Corp.      9,221,884  

134,808

     Wingstop, Inc.      8,850,145  
       

 

 

 
          26,581,181  
       

 

 

 
     Diversified Financials - 2.7%

 

215,361

     Blucora, Inc.*      6,355,303  

94,038

     Evercore, Inc. Class A      8,411,699  


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

  133,650        OneMain Holdings, Inc.*    $ 3,994,799  
  713,055        SLM Corp.*      7,636,819  
       

 

 

 
          26,398,620  
       

 

 

 
     Energy - 1.7%

 

  1,996,188        Chesapeake Energy Corp.*      5,689,135  
  168,666        Newfield Exploration Co.*      3,083,214  
  111,883        PDC Energy, Inc.*      3,644,029  
  285,037        ProPetro Holding Corp.*      4,657,505  
       

 

 

 
          17,073,883  
       

 

 

 
     Food & Staples Retailing - 2.1%

 

  40,625        Casey’s General Stores, Inc.      5,227,625  
  281,580        Performance Food Group Co.*      9,618,773  
  99,617        PriceSmart, Inc.      6,101,541  
       

 

 

 
          20,947,939  
       

 

 

 
     Food, Beverage & Tobacco - 1.1%

 

  492,815        Hostess Brands, Inc.*      5,662,444  
  54,362        Post Holdings, Inc.*      5,045,881  
       

 

 

 
          10,708,325  
       

 

 

 
     Health Care Equipment & Services - 12.8%

 

  200,599        AtriCure, Inc.*      6,208,539  
  206,341        Cardiovascular Systems, Inc.*      6,423,395  
  240,744        Globus Medical, Inc. Class A*      10,845,517  
  71,186        Haemonetics Corp.*      7,041,007  
  285,727        HMS Holdings Corp.*      8,568,953  
  32,163        ICU Medical, Inc.*      8,002,155  
  118,579        Insulet Corp.*      9,627,429  
  129,484        Integra LifeSciences Holdings Corp.*      6,132,362  
  65,276        LHC Group, Inc.*      6,901,632  
  46,252        LivaNova plc*      4,269,985  
  75,493        Medidata Solutions, Inc.*      5,356,983  
  185,357        Merit Medical Systems, Inc.*      10,478,231  
  164,676        Omnicell, Inc.*      10,725,348  
  319,936        OraSure Technologies, Inc.*      4,111,178  
  54,420        Orthofix Medical, Inc.*      2,944,666  
  74,770        Providence Service Corp.*      4,795,748  
  608,273        R1 RCM, Inc.*      4,939,177  
  79,326        Teladoc Health, Inc.*      5,092,729  
  40,597        U.S. Physical Therapy, Inc.      4,298,816  
       

 

 

 
          126,763,850  
       

 

 

 
     Household & Personal Products - 0.7%

 

  175,385        Edgewell Personal Care Co.*      6,918,938  
       

 

 

 
     Insurance - 0.9%

 

  220,492        James River Group Holdings Ltd.      8,504,376  
       

 

 

 
     Materials - 3.1%

 

  123,489        Boise Cascade Co.      3,392,243  
  499,449        Graphic Packaging Holding Co.      6,028,349  
  190,159        Louisiana-Pacific Corp.      4,636,076  
  417,326        OMNOVA Solutions, Inc.*      3,718,375  
  258,694        PolyOne Corp.      8,373,925  
  305,441        Summit Materials, Inc. Class A*      4,661,030  
       

 

 

 
          30,809,998  
       

 

 

 
     Media & Entertainment - 0.4%

 

  467,003        TrueCar, Inc.*      4,380,488  
       

 

 

 
     Pharmaceuticals, Biotechnology & Life Sciences - 13.8%

 

  198,981        Abeona Therapeutics, Inc.*(1)      1,351,081  
  118,548        Aerie Pharmaceuticals, Inc.*      5,574,127  
  50,075        Agios Pharmaceuticals, Inc.*      2,684,020  
  228,600        Alder Biopharmaceuticals, Inc.*      3,218,688  
  542,052        Amicus Therapeutics, Inc.*      6,526,306  
  370,775        Amneal Pharmaceuticals, Inc.*      4,553,117  
  153,048        Arena Pharmaceuticals, Inc.*      7,035,617  


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

  96,900        Array BioPharma, Inc.*    $ 1,809,123  
  89,924        Assembly Biosciences, Inc.*      2,048,469  
  126,172        Audentes Therapeutics, Inc.*      3,129,066  
  40,992        Avrobio, Inc.*      510,760  
  99,272        Biohaven Pharmaceutical Holding Co., Ltd.*      3,781,270  
  111,531        Blueprint Medicines Corp.*      8,040,270  
  161,591        Catalent, Inc.*      5,967,556  
  92,527        Dermira, Inc.*      610,678  
  213,869        Five Prime Therapeutics, Inc.*      2,406,026  
  139,213        Flexion Therapeutics, Inc.*(1)      2,045,039  
  109,315        G1 Therapeutics, Inc.*      2,338,248  
  159,365        GlycoMimetics, Inc.*      1,784,888  
  259,547        Heron Therapeutics, Inc.*      6,981,814  
  290,489        Intersect ENT, Inc.*      8,618,809  
  103,800        Karyopharm Therapeutics, Inc.*      879,186  
  43,858        Loxo Oncology, Inc.*      10,289,087  
  14,653        Madrigal Pharmaceuticals, Inc.*(1)      1,696,231  
  109,402        Minerva Neurosciences, Inc.*      719,865  
  125,327        MyoKardia, Inc.*      5,186,031  
  275,447        NanoString Technologies, Inc.*      6,125,941  
  136,032        Portola Pharmaceuticals, Inc.*(1)      3,686,467  
  81,344        REGENXBIO, Inc.*      3,575,882  
  207,437        Revance Therapeutics, Inc.*      3,582,437  
  811,222        Rigel Pharmaceuticals, Inc.*      1,752,239  
  88,750        Spark Therapeutics, Inc.*      4,244,025  
  153,639        Syneos Health, Inc.*      7,841,735  
  122,827        Ultragenyx Pharmaceutical, Inc.*      6,057,828  
       

 

 

 
          136,651,926  
       

 

 

 
     Real Estate - 3.0%

 

  248,511        Columbia Property Trust, Inc. REIT      5,484,638  
  51,116        Coresite Realty Corp. REIT      5,049,750  
  189,392        Corporate Office Properties Trust REIT      4,676,089  
  199,805        Pebblebrook Hotel Trust REIT      6,403,750  
  51,549        PS Business Parks, Inc. REIT      7,484,399  
       

 

 

 
          29,098,626  
       

 

 

 
     Retailing - 3.7%

 

  229,719        Caleres, Inc.      6,854,815  
  177,796        Core-Mark Holding Co., Inc.      4,956,953  
  128,137        Etsy, Inc.*      7,002,687  
  76,253        Five Below, Inc.*      9,434,784  
  126,563        Floor & Decor Holdings, Inc. Class A*      4,339,845  
  286,811        Michaels Cos., Inc.*(1)      3,975,200  
       

 

 

 
          36,564,284  
       

 

 

 
     Semiconductors & Semiconductor Equipment - 2.7%

 

  109,954        Cirrus Logic, Inc.*      4,084,791  
  346,962        Cohu, Inc.      6,085,714  
  299,969        Entegris, Inc.      9,913,975  
  413,660        FormFactor, Inc.*      6,213,173  
       

 

 

 
          26,297,653  
       

 

 

 
     Software & Services - 14.6%

 

  91,717        2U, Inc.*      5,214,111  
  261,067        8x8, Inc.*      4,597,390  
  46,706        Alteryx, Inc. Class A*      3,323,132  
  101,736        Blackbaud, Inc.      7,284,298  
  45,034        CACI International, Inc. Class A*      7,528,784  
  201,259        Carbonite, Inc.*      5,764,058  
  401,772        Cloudera, Inc.*      5,423,922  
  21,586        EPAM Systems, Inc.*      3,053,987  
  102,006        Everbridge, Inc.*      6,310,091  
  40,905        Fair Isaac Corp.*      9,211,806  
  188,803        Five9, Inc.*      9,653,497  
  226,300        ForeScout Technologies, Inc.*      6,902,150  
  57,921        HubSpot, Inc.*      9,169,474  


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

  97,025        Instructure, Inc.*    $ 3,835,398  
  110,411        LiveRamp Holdings, Inc.*      4,796,254  
  88,486        New Relic, Inc.*      8,994,602  
  113,455        Paylocity Holding Corp.*      8,058,709  
  131,559        Pegasystems, Inc.      7,405,456  
  254,662        Pivotal Software, Inc. Class A*      4,708,700  
  76,011        Q2 Holdings, Inc.*      4,517,334  
  162,501        Rapid7, Inc.*      6,529,290  
  28,300        SailPoint Technologies Holding, Inc.*      807,965  
  71,986        Science Applications International Corp.      4,833,140  
  46,666        Trade Desk, Inc. Class A*      6,658,305  
       

 

 

 
            144,581,853  
       

 

 

 
     Technology Hardware & Equipment - 2.5%

 

  209,095        CTS Corp.      5,932,025  
  94,217        ePlus, Inc.*      7,463,871  
  81,236        Lumentum Holdings, Inc.*      3,973,253  
  53,582        Rogers Corp.*      6,800,091  
       

 

 

 
          24,169,240  
       

 

 

 
     Telecommunication Services - 0.8%

 

  359,454        ORBCOMM, Inc.*      2,925,955  
  576,278        Vonage Holdings Corp.*      5,249,893  
       

 

 

 
          8,175,848  
       

 

 

 
     Transportation - 1.6%

 

  100,137        Genesee & Wyoming, Inc. Class A*      7,862,757  
  87,564        Knight-Swift Transportation Holdings, Inc.      2,780,157  
  264,505        Marten Transport Ltd.      5,118,172  
       

 

 

 
          15,761,086  
       

 

 

 
    

Total Common Stocks
(cost $934,336,315)

   $ 970,172,994  
       

 

 

 
    

Total Long-Term Investments
(cost $934,336,315)

   $ 970,172,994  
       

 

 

 
 

Short-Term Investments - 3.2%

 
     Other Investment Pools & Funds - 1.6%

 

  15,811,523        Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(2)      15,811,523  
       

 

 

 
     Securities Lending Collateral - 1.6%

 

  786,562        Citibank NA DDCA, 2.39%, 2/1/2019(2)      786,562  
  8,737,331        Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.31%(2)      8,737,331  
  3,479,837        Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(2)      3,479,837  
  477,367        Invesco Government & Agency Portfolio, Institutional Class, 2.28%(2)      477,367  
  2,038,743        Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(2)      2,038,743  
  211,398        Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(2)      211,398  
       

 

 

 
          15,731,238  
       

 

 

 
    

Total Short-Term Investments
(cost $31,542,761)

   $ 31,542,761  
       

 

 

 


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

                     

Total Investments
(cost $965,879,076)

     101.4%      $     1,001,715,755  
     Other Assets and Liabilities      (1.4)%        (13,890,752
       

 

 

    

 

 

 
     Total Net Assets      100.0%      $ 987,825,003  
       

 

 

    

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Current yield as of period end.

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

DDCA

  Dollars on Deposit in Custody Account

REIT

  Real Estate Investment Trust


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description       Total                 Level 1                 Level 2                 Level 3(1)          

Assets

 

Common Stocks

 

Automobiles & Components

  $ 17,176,326     $ 17,176,326     $             —     $             —  

Banks

    47,651,616       47,651,616              

Capital Goods

    102,257,765       102,257,765              

Commercial & Professional Services

    43,860,419       43,860,419              

Consumer Durables & Apparel

    58,838,754       58,838,754              

Consumer Services

    26,581,181       26,581,181              

Diversified Financials

    26,398,620       26,398,620              

Energy

    17,073,883       17,073,883              

Food & Staples Retailing

    20,947,939       20,947,939              

Food, Beverage & Tobacco

    10,708,325       10,708,325              

Health Care Equipment & Services

    126,763,850       126,763,850              

Household & Personal Products

    6,918,938       6,918,938              

Insurance

    8,504,376       8,504,376              

Materials

    30,809,998       30,809,998              

Media & Entertainment

    4,380,488       4,380,488              

Pharmaceuticals, Biotechnology & Life Sciences

    136,651,926       136,651,926              

Real Estate

    29,098,626       29,098,626              

Retailing

    36,564,284       36,564,284              

Semiconductors & Semiconductor Equipment

    26,297,653       26,297,653              

Software & Services

    144,581,853       144,581,853              

Technology Hardware & Equipment

    24,169,240       24,169,240              

Telecommunication Services

    8,175,848       8,175,848              

Transportation

    15,761,086       15,761,086              

Short-Term Investments

    31,542,761       31,542,761              
 

 

 

   

 

 

   

 

 

   

 

 

 

Total

  $ 1,001,715,755     $ 1,001,715,755     $     $  
 

 

 

   

 

 

   

 

 

   

 

 

 

(1) For the period ended January 31, 2019, there were no transfers in and out of Level 3.


 

  Hartford Quality Value Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Shares or Principal Amount    Market Value  

Common Stocks - 98.1%

 

     Banks - 15.4%

 

434,041

     Bank of America Corp.    $ 12,357,147  

39,439

     Bank of Nova Scotia      2,245,657  

120,788

     Citigroup, Inc.      7,785,994  

114,663

     JP Morgan Chase & Co.      11,867,621  

18,726

     M&T Bank Corp.      3,081,176  

33,604

     PNC Financial Services Group, Inc.      4,122,203  
       

 

 

 
          41,459,798  
       

 

 

 
     Capital Goods - 7.2%

 

44,281

     Eaton Corp. plc      3,376,426  

15,585

     General Dynamics Corp.      2,667,685  

25,293

     Honeywell International, Inc.      3,632,834  

99,313

     Johnson Controls International plc      3,353,800  

12,647

     Lockheed Martin Corp.      3,663,709  

22,440

     United Technologies Corp.      2,649,491  
       

 

 

 
          19,343,945  
       

 

 

 
     Commercial & Professional Services - 1.0%

 

28,474

     Waste Management, Inc.      2,724,108  
       

 

 

 
     Energy - 9.8%

 

61,007

     Chevron Corp.      6,994,453  

31,028

     EOG Resources, Inc.      3,077,978  

77,415

     Exxon Mobil Corp.      5,672,971  

85,191

     Halliburton Co.      2,671,590  

52,708

     Hess Corp.      2,846,232  

71,948

     Suncor Energy, Inc.      2,325,359  

48,395

     Total S.A. ADR      2,648,658  
       

 

 

 
          26,237,241  
       

 

 

 
     Food & Staples Retailing - 1.6%

 

57,663

     Walgreens Boots Alliance, Inc.      4,166,728  
       

 

 

 
     Food, Beverage & Tobacco - 5.1%

 

28,739

     Altria Group, Inc.      1,418,270  

73,671

     General Mills, Inc.      3,273,939  

42,825

     Nestle S.A. ADR      3,736,053  

68,169

     Philip Morris International, Inc.      5,229,926  
       

 

 

 
          13,658,188  
       

 

 

 
     Health Care Equipment & Services - 5.5%

 

69,960

     Koninklijke Philips N.V.      2,758,523  

64,844

     Medtronic plc      5,731,561  

24,199

     STERIS plc      2,760,138  

13,273

     UnitedHealth Group, Inc.      3,586,364  
       

 

 

 
          14,836,586  
       

 

 

 
     Household & Personal Products - 1.0%

 

52,563

     Unilever N.V.      2,812,646  
       

 

 

 
     Insurance - 7.6%

 

80,752

     American International Group, Inc.      3,490,909  

29,615

     Chubb Ltd.      3,940,276  

41,516

     Marsh & McLennan Cos., Inc.      3,661,296  

62,462

     MetLife, Inc.      2,852,640  

63,618

     Principal Financial Group, Inc.      3,185,353  

36,418

     Prudential Financial, Inc.      3,355,554  
       

 

 

 
          20,486,028  
       

 

 

 
     Materials - 4.1%

 

55,793

     Ball Corp.      2,916,858  

36,913

     FMC Corp.      2,945,657  

33,068

     Methanex Corp.(1)      1,804,521  

31,036

     PPG Industries, Inc.      3,272,436  
       

 

 

 
          10,939,472  
       

 

 

 


 

  Hartford Quality Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Media & Entertainment - 2.0%

 

148,212     

Comcast Corp. Class A

   $ 5,420,113  
       

 

 

 
     Pharmaceuticals, Biotechnology & Life Sciences - 8.4%

 

19,483

     Allergan plc      2,805,162  

120,696

     AstraZeneca plc ADR      4,415,060  

94,694

     Bristol-Myers Squibb Co.      4,675,043  

100,216

     Merck & Co., Inc.      7,459,077  

35,641

     Novartis AG ADR      3,119,300  
       

 

 

 
          22,473,642  
       

 

 

 
     Real Estate - 3.2%

 

18,404

     American Tower Corp. REIT      3,180,947  

93,066

     Corporate Office Properties Trust REIT      2,297,800  

14,833

     Public Storage REIT      3,152,309  
       

 

 

 
          8,631,056  
       

 

 

 
     Retailing - 4.4%

 

571,800

     Allstar Co.*(2)(3)(4)      120,078  

26,076

     Expedia Group, Inc.      3,109,563  

51,072

     Lowe’s Cos., Inc.      4,911,083  

50,313

     Target Corp.      3,672,849  
       

 

 

 
          11,813,573  
       

 

 

 
     Semiconductors & Semiconductor Equipment - 4.4%

 

146,893

     Intel Corp.      6,921,598  

25,934

     KLA-Tencor Corp.      2,763,787  

42,941

     QUALCOMM, Inc.      2,126,438  
       

 

 

 
          11,811,823  
       

 

 

 
     Software & Services - 3.9%

 

18,239

     Accenture plc Class A      2,800,598  

30,711

     International Business Machines Corp.      4,128,173  

34,042

     Microsoft Corp.      3,555,006  
       

 

 

 
          10,483,777  
       

 

 

 
     Technology Hardware & Equipment - 3.5%

 

8,100

     Apple, Inc.      1,348,164  

102,216

     Cisco Systems, Inc.      4,833,795  

27,671

     Motorola Solutions, Inc.      3,235,016  
       

 

 

 
          9,416,975  
       

 

 

 
     Telecommunication Services - 2.9%

 

141,393

     Verizon Communications, Inc.      7,785,099  
       

 

 

 
     Transportation - 1.0%

 

24,601

     United Parcel Service, Inc. Class B      2,592,945  
       

 

 

 
     Utilities - 6.1%

 

72,017

     Alliant Energy Corp.      3,202,596  

66,633

     Avangrid, Inc.(1)      3,322,988  

42,070

     Dominion Energy, Inc.      2,954,997  

52,275

     Eversource Energy      3,628,408  

57,646

     UGI Corp.      3,287,551  
       

 

 

 
          16,396,540  
       

 

 

 
    

Total Common Stocks
(cost $260,837,287)

   $ 263,490,283  
       

 

 

 
    

Total Long-Term Investments
(cost $260,837,287)

   $ 263,490,283  
       

 

 

 

Short-Term Investments - 4.1%

 

     Other Investment Pools & Funds - 2.5%

 

6,661,283

     Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(5)      6,661,283  
       

 

 

 
     Securities Lending Collateral - 1.6%

 

221,200

     Citibank NA DDCA, 2.39%, 2/1/2019(5)      221,200  

2,457,146

     Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.31%(5)      2,457,146  

978,613

     Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(5)      978,613  


 

  Hartford Quality Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

  134,247      Invesco Government & Agency Portfolio, Institutional Class, 2.28%(5)       $ 134,247  
  573,343      Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(5)         573,343  
  59,450      Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(5)         59,451  
        

 

 

 
           4,424,000  
        

 

 

 
  

Total Short-Term Investments
(cost $11,085,283)

      $ 11,085,283  
        

 

 

 
  

Total Investments
(cost $271,922,570)

     102.2%      $   274,575,566  
   Other Assets and Liabilities      (2.2)%        (5,994,148
     

 

 

    

 

 

 
   Total Net Assets      100.0%      $   268,581,418  
     

 

 

    

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Investment valued using significant unobservable inputs.

(3)

This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At January 31, 2019, the aggregate fair value of this security was $120,078, which represented 0.0% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

(4)

Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $120,078 or 0.0% of net assets.

 

                Period  Acquired

  

Security Name

     Shares/Par Value        Base Total Cost        Base Market Value  
                08/2011   

Allstar Co.

     571,800      $ 248,744      $ 120,078  
(5)

Current yield as of period end.

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)
Other Abbreviations:
ADR    American Depositary Receipt
DDCA    Dollars on Deposit in Custody Account
REIT    Real Estate Investment Trust


 

  Hartford Quality Value Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description    Total      Level 1      Level 2      Level 3(1)  

Assets

 

Common Stocks

 

Banks

   $     41,459,798      $     41,459,798      $                 —      $                 —  

Capital Goods

     19,343,945        19,343,945                

Commercial & Professional Services

     2,724,108        2,724,108                

Energy

     26,237,241        26,237,241                

Food & Staples Retailing

     4,166,728        4,166,728                

Food, Beverage & Tobacco

     13,658,188        13,658,188                

Health Care Equipment & Services

     14,836,586        14,836,586                

Household & Personal Products

     2,812,646        2,812,646                

Insurance

     20,486,028        20,486,028                

Materials

     10,939,472        10,939,472                

Media & Entertainment

     5,420,113        5,420,113                

Pharmaceuticals, Biotechnology & Life Sciences

     22,473,642        22,473,642                

Real Estate

     8,631,056        8,631,056                

Retailing

     11,813,573        11,693,495               120,078  

Semiconductors & Semiconductor Equipment

     11,811,823        11,811,823                

Software & Services

     10,483,777        10,483,777                

Technology Hardware & Equipment

     9,416,975        9,416,975                

Telecommunication Services

     7,785,099        7,785,099                

Transportation

     2,592,945        2,592,945                

Utilities

     16,396,540        16,396,540                

Short-Term Investments

     11,085,283        11,085,283                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $     274,575,566      $     274,455,488      $      $ 120,078  
  

 

 

    

 

 

    

 

 

    

 

 

 

(1) For the period ended January 31, 2019, there were no transfers in and out of Level 3.

Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the period ended January 31, 2019 is not presented.


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

 

Shares or Principal Amount    Market Value  
Common Stocks - 96.6%  
     Argentina - 0.3%

 

753,886

     BBVA Banco Frances S.A. ADR    $ 10,215,155  
       

 

 

 
     Brazil - 11.1%

 

3,614,365

     B3 S.A. - Brasil Bolsa Balcao      31,186,682  

3,826,779

     Banco Bradesco S.A. ADR      47,528,595  

992,625

     Equatorial Energia S.A.      23,990,978  

8,334,643

     Itau Unibanco Holding S.A. ADR      88,680,602  

2,868,627

     Klabin S.A.      14,621,566  

3,699,308

     Lojas Renner S.A.      46,150,064  

392,052

     Pagseguro Digital Ltd. Class A*(1)      8,456,562  

3,390,572

     Petroleo Brasileiro S.A. ADR      52,057,992  

1,159,093

     Raia Drogasil S.A.      19,703,818  

3,666,612

     Vale S.A. ADR      45,612,653  

3,419,934

     WEG S.A.      17,666,033  
       

 

 

 
          395,655,545  
       

 

 

 
     Chile - 0.6%

 

685,992

     Banco Santander Chile ADR      22,184,981  
       

 

 

 
     China - 24.3%

 

972,054

     Alibaba Group Holding Ltd. ADR*      163,781,378  

2,755,000

     Anhui Conch Cement Co., Ltd. Class H      15,023,936  

83,116

     Baidu, Inc. ADR*      14,348,315  

115,740,320

     China Construction Bank Corp. Class H      104,259,017  

12,262,000

     China Pacific Insurance Group Co., Ltd. Class H      43,179,707  

79,627,600

     China Petroleum & Chemical Corp. Class H      66,584,134  

35,030,000

     CNOOC Ltd.      58,549,827  

15,726,000

     Guangzhou Automobile Group Co., Ltd. Class H      17,079,771  

25,114,000

     Industrial & Commercial Bank of China Ltd. Class H      19,510,155  

5,663,000

     Li Ning Co., Ltd.*      6,967,894  

7,350,443

     Midea Group Co., Ltd. Class A      47,897,184  

36,508,000

     PICC Property & Casualty Co., Ltd. Class H      37,806,259  

3,145,600

     Shenzhou International Group Holdings Ltd.      37,040,532  

4,857,500

     Tencent Holdings Ltd.      216,229,583  

3,199,300

     Zhuzhou CRRC Times Electric Co., Ltd. Class H      17,796,549  
       

 

 

 
          866,054,241  
       

 

 

 
     Colombia - 0.1%

 

120,126

     Bancolombia S.A. ADR      5,357,620  
       

 

 

 
     Egypt - 0.5%

 

970,991

     Commercial International Bank Egypt S.A.E.      4,556,339  

2,813,518

     Commercial International Bank Egypt S.A.E. GDR      13,659,630  
       

 

 

 
          18,215,969  
       

 

 

 
     Greece - 1.0%

 

10,569,208

     Alpha Bank A.E.*      10,604,593  

1,581,446

     Hellenic Telecommunications Organization S.A.      19,805,994  

3,263,919

     National Bank of Greece S.A.*      3,668,515  
       

 

 

 
          34,079,102  
       

 

 

 
     Hong Kong - 5.6%

 

8,772,400

     AIA Group Ltd.      79,210,434  

15,309,000

     China Mengniu Dairy Co., Ltd.*      47,417,505  

4,199,500

     China Mobile Ltd.      44,167,544  

8,280,000

     China Resources Beer Holdings Co., Ltd.      29,102,126  
       

 

 

 
          199,897,609  
       

 

 

 
     Hungary - 1.9%

 

1,746,331

     MOL Hungarian Oil & Gas plc      20,952,017  

520,882

     OTP Bank Nyrt      21,488,228  

1,195,727

     Richter Gedeon Nyrt      25,536,142  
       

 

 

 
          67,976,387  
       

 

 

 
     India - 5.3%

 

2,087,374

     HDFC Bank Ltd.      61,046,591  

875,807

     Hindustan Unilever Ltd.      21,711,452  


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

6,154,580

     Infosys Ltd.    $ 64,857,331  

6,035,626

     ITC Ltd.      23,677,204  

189,170

     Maruti Suzuki India Ltd.      17,715,191  
       

 

 

 
          189,007,769  
       

 

 

 
     Indonesia - 0.8%

 

26,389,700

     Astra International Tbk PT      16,009,355  

12,005,500

     Bank Mandiri Persero Tbk PT      6,434,034  

24,245,000

     Telekomunikasi Indonesia Persero Tbk PT      6,766,262  
       

 

 

 
          29,209,651  
       

 

 

 
     Mexico - 2.3%

 

2,398,692

     America Movil S.A.B. de C.V. Class L, ADR      38,499,006  

464,833

     Fomento Economico Mexicano S.A.B. de C.V. ADR      42,309,100  
       

 

 

 
          80,808,106  
       

 

 

 
     Pakistan - 0.2%

 

3,442,700

     Habib Bank Ltd.      3,708,750  

2,668,800

     United Bank Ltd.      2,953,484  
       

 

 

 
          6,662,234  
       

 

 

 
     Peru - 0.8%

 

115,971

     Credicorp Ltd.      28,155,439  
       

 

 

 
     Poland - 2.2%

 

911,367

     Bank Polska Kasa Opieki S.A.      27,123,472  

3,383,883

     Powszechna Kasa Oszczednosci Bank Polski S.A.      35,970,959  

1,138,214

     Powszechny Zaklad Ubezpieczen S.A.      13,676,948  
       

 

 

 
          76,771,379  
       

 

 

 
     Russia - 6.1%

 

1,154,836

     LUKOIL PJSC ADR      92,730,378  

291,987

     Novatek PJSC GDR      53,608,494  

4,551,502

     Sberbank of Russia PJSC ADR      61,894,765  

383,197

     X5 Retail Group N.V. GDR      10,108,477  
       

 

 

 
          218,342,114  
       

 

 

 
     South Africa - 4.0%

 

1,364,817

     Absa Group Ltd.      19,152,960  

1,497,986

     AVI Ltd.      10,507,784  

432,432

     Bid Corp. Ltd.      9,280,106  

7,460,345

     FirstRand Ltd.      39,202,434  

275,759

     Naspers Ltd. Class N      63,789,605  
       

 

 

 
          141,932,889  
       

 

 

 
     South Korea - 16.3%

 

96,803

     Amorepacific Corp.      15,830,977  

176,981

     Hana Financial Group, Inc.      6,363,619  

210,876

     Hyundai Motor Co.      24,584,249  

165,098

     Korea Kolmar Co., Ltd.      10,019,179  

50,910

     Korea Zinc Co., Ltd.      20,160,494  

146,710

     LG Chem Ltd.      48,670,124  

78,568

     LG Innotek Co., Ltd.      6,938,625  

17,257

     Medy-Tox, Inc.      8,082,933  

313,626

     NAVER Corp.      38,446,015  

40,034

     NCSoft Corp.      16,857,647  

106,940

     Netmarble Games Corp.(2)      10,321,338  

138,357

     Samsung C&T Corp.      14,969,057  

5,833,478

     Samsung Electronics Co., Ltd.      243,221,661  

1,162,102

     Shinhan Financial Group Co., Ltd.*      44,947,856  

93,805

     SK Holdings Co., Ltd.      22,282,311  

173,399

     SK Hynix, Inc.      11,595,143  

211,900

     SK Innovation Co., Ltd.      35,969,656  
       

 

 

 
          579,260,884  
       

 

 

 
     Taiwan - 9.1%

 

15,571,036

     ASE Technology Holding, Co., Ltd.      31,315,443  

27,934,489

     Cathay Financial Holding Co., Ltd.      40,171,904  

11,025,000

     CTBC Financial Holding Co., Ltd.      7,507,387  


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

 

312,000

    

Ennoconn Corp.

      $ 2,606,311  

8,611,570

    

Hon Hai Precision Industry Co., Ltd.

        19,960,961  

344,000

    

Largan Precision Co., Ltd.

        43,739,029  

23,845,139

    

Taiwan Semiconductor Manufacturing Co., Ltd.

        176,882,398  
          

 

 

 
             322,183,433  
          

 

 

 
    

Thailand - 2.4%

     

3,726,900

    

Bangkok Bank PCL NVDR

        25,717,449  

1,061,775

    

Kasikornbank PCL

        6,878,677  

5,159,825

    

Kasikornbank PLC NVDR

        33,113,616  

5,146,500

    

PTT Exploration & Production PCL

        20,261,487  
          

 

 

 
             85,971,229  
          

 

 

 
    

Turkey - 1.0%

     

940,518

    

Tupras Turkiye Petrol Rafinerileri A.S.

        25,305,201  

3,224,933

    

Turkcell Iletisim Hizmetleri A.S.

        9,055,331  
          

 

 

 
             34,360,532  
          

 

 

 
    

United Arab Emirates - 0.7%

     

822,771

    

DP World Ltd.

        14,645,324  

8,621,456

    

Emaar Properties PJSC

        10,167,065  
          

 

 

 
             24,812,389  
          

 

 

 
    

Total Common Stocks
(cost $2,757,018,644)

      $ 3,437,114,657  
          

 

 

 

Preferred Stocks - 0.4%

     
    

South Korea - 0.4%

     

196,436

    

Hyundai Motor Co.

        14,865,405  
          

 

 

 
    

Total Preferred Stocks
(cost $16,319,265)

      $ 14,865,405  
          

 

 

 
    

Total Long-Term Investments
(cost $2,773,337,909)

      $ 3,451,980,062  
          

 

 

 

Short-Term Investments - 2.4%

     
    

Other Investment Pools & Funds - 2.2%

     

79,470,131

     Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.25%(3)         79,470,131  
          

 

 

 
    

Securities Lending Collateral - 0.2%

     

281,458

    

Citibank NA DDCA, 2.39%, 2/1/2019(3)

        281,458  

3,126,509

    

Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.31%(3)

        3,126,509  

1,245,202

    

Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(3)

        1,245,202  

170,818

    

Invesco Government & Agency Portfolio, Institutional Class, 2.28%(3)

        170,818  

729,530

    

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(3)

        729,530  

75,645

    

Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(3)

        75,645  
          

 

 

 
             5,629,162  
          

 

 

 
    

Total Short-Term Investments
(cost $85,099,293)

      $ 85,099,293  
          

 

 

 
    

Total Investments
(cost $2,858,437,202)

     99.4%      $ 3,537,079,355  
    

Other Assets and Liabilities

     0.6%        20,434,814  
       

 

 

    

 

 

 
    

Total Net Assets

     100.0%      $ 3,557,514,169  
       

 

 

    

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At January 31, 2019, the aggregate value of this security was $10,321,338, representing 0.3% of net assets.

(3)

Current yield as of period end.

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

ADR

   American Depositary Receipt

DDCA

   Dollars on Deposit in Custody Account

GDR

   Global Depositary Receipt

NVDR

   Non-Voting Depositary Receipt

PJSC

   Private Joint Stock Company

PT

   Perseroan Terbatas


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description    Total    Level 1    Level 2    Level  3(1)

Assets

 

Common Stocks

 

Argentina

   $ 10,215,155      $ 10,215,155      $      $  

Brazil

     395,655,545        395,655,545                

Chile

     22,184,981        22,184,981                

China

     866,054,241        178,129,693        687,924,548         

Colombia

     5,357,620        5,357,620                

Egypt

     18,215,969        13,659,630        4,556,339         

Greece

     34,079,102               34,079,102         

Hong Kong

     199,897,609               199,897,609         

Hungary

     67,976,387               67,976,387         

India

     189,007,769               189,007,769         

Indonesia

     29,209,651               29,209,651         

Mexico

     80,808,106        80,808,106                

Pakistan

     6,662,234        3,708,750        2,953,484         

Peru

     28,155,439        28,155,439                

Poland

     76,771,379               76,771,379         

Russia

     218,342,114               218,342,114         

South Africa

     141,932,889        10,507,784        131,425,105         

South Korea

     579,260,884               579,260,884         

Taiwan

     322,183,433               322,183,433         

Thailand

     85,971,229        20,261,487        65,709,742         

Turkey

     34,360,532               34,360,532         

United Arab Emirates

     24,812,389        14,645,324        10,167,065         

Preferred Stocks

     14,865,405               14,865,405         

Short-Term Investments

     85,099,293        85,099,293                
  

 

 

 

  

 

 

 

  

 

 

 

  

 

 

 

Total

   $   3,537,079,355      $   868,388,807      $   2,668,690,548      $                 —  
  

 

 

 

  

 

 

 

  

 

 

 

  

 

 

 

(1) For the period ended January 31, 2019, there were no transfers in and out of Level 3.


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Shares or Principal Amount        Market Value  

Corporate Bonds - 31.9%

    
    

British Virgin Islands - 2.1%

    

$765,000

    

China Railway Xunjie Co., Ltd.
3.25%, 07/28/2026(1)

   $     724,092  

710,000

    

Sinopec Group Overseas Development Ltd.
4.38%, 04/10/2024(2)

       731,401  

720,000

    

State Grid Overseas Investment Ltd.
4.13%, 05/07/2024(2)

       738,807  
         

 

 

 
            2,194,300  
         

 

 

 
    

Canada - 0.4%

    

470,000

    

First Quantum Minerals Ltd.
6.88%, 03/01/2026(2)

       425,938  
         

 

 

 
    

Cayman Islands - 4.8%

    

790,000

    

Alibaba Group Holding Ltd.
3.40%, 12/06/2027

       754,406  

720,000

    

Baidu, Inc.
4.38%, 05/14/2024

       733,368  

1,033,000

    

Braskem Finance Ltd.
7.38%, 02/07/2019(2)(3)

       1,033,000  

770,000

    

CSCEC Finance Cayman II Ltd.
3.50%, 07/05/2027(1)

       730,299  

260,000

    

Swire Pacific MTN Financing Ltd.
3.88%, 09/21/2025(1)

       259,666  

740,000

    

Tencent Holdings Ltd.
3.80%, 02/11/2025(2)

       744,553  

740,000

    

Three Gorges Finance I Cayman Islands Ltd.
3.70%, 06/10/2025(2)(4)

       735,122  
         

 

 

 
            4,990,414  
         

 

 

 
    

Chile - 4.7%

    
    

Corp. Nacional del Cobre de Chile

    

1,350,000

    

4.25%, 07/17/2042(2)

       1,278,450  

710,000

    

4.50%, 09/16/2025(2)

       731,222  

975,000

    

Empresa de Transporte de Pasajeros Metro S.A.
5.00%, 01/25/2047(2)

       990,434  

913,000

    

Empresa Electrica Angamos S.A.
4.88%, 05/25/2029(2)(4)

       898,629  

215,000

    

Empresa Nacional de Telecomunicaciones S.A.
4.75%, 08/01/2026(2)

       206,754  

740,000

    

Empresa Nacional del Petroleo
4.38%, 10/30/2024(2)

       744,595  
         

 

 

 
            4,850,084  
         

 

 

 
    

Colombia - 2.0%

    

905,000

    

Credivalores-Crediservicios SAS
9.75%, 07/27/2022(2)(4)

       796,400  

941,000

    

Ecopetrol S.A.
5.88%, 05/28/2045

       927,826  

COP 1,298,000,000

    

Empresa de Telecomunicaciones de Bogota
7.00%, 01/17/2023(2)

       362,980  
         

 

 

 
            2,087,206  
         

 

 

 
    

Hong Kong - 1.7%

    

$970,000

    

Beijing State-Owned Assets Management Hong Kong Co., Ltd.
4.13%, 05/26/2025(1)

       944,486  

290,000

    

China Railway Resources Huitung Ltd.
3.85%, 02/05/2023(1)

       291,477  

510,000

    

CRCC Yuxiang Ltd.
3.50%, 05/16/2023(1)

       505,953  
         

 

 

 
            1,741,916  
         

 

 

 
    

Indonesia - 2.1%

    

915,000

    

ABM Investama Tbk PT
7.13%, 08/01/2022(2)

       830,948  
    

Perusahaan Listrik Negara PT

    


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$790,000

    

4.13%, 05/15/2027(2)

  

$

    761,644  

610,000

    

5.25%, 05/15/2047(2)

       584,832  
         

 

 

 
            2,177,424  
         

 

 

 
    

Mexico - 10.3%

 

490,000

    

Alfa S.A.B. de C.V.
6.88%, 03/25/2044(2)

       499,800  

375,000

    

Alpek S.A.B. de C.V.
4.50%, 11/20/2022(2)

       375,000  

950,000

    

Alpha Holding S.A. de C.V.
10.00%, 12/19/2022(2)

       741,000  

520,000

    

Banco Santander Mexico S.A. Institucion de Banca Multiple Grupo Financiero Santand
4.13%, 11/09/2022(2)

       514,800  

520,000

    

BBVA Bancomer S.A.
4.38%, 04/10/2024(2)

       517,400  

260,000

    

Coca-Cola Femsa S.A.B. de C.V.
3.88%, 11/26/2023

       264,929  

1,115,310

    

Cometa Energia S.A. de C.V.
6.38%, 04/24/2035(2)

       1,070,809  

790,000

    

Credito Real S.A.B. de C.V. SOFOM ER
5 year CMT + 7.026%, 9.13%, 11/29/2022(2)(3)(5)

       742,600  

258,210

    

Mexico Generadora de Energia S de rl
5.50%, 12/06/2032(2)

       251,884  
    

Petroleos Mexicanos

 

3,900,000

    

5.63%, 01/23/2046

       3,090,360  

1,030,000

    

6.38%, 01/23/2045

       877,302  

900,000

    

6.63%, 06/15/2035

       814,500  

835,000

    

Unifin Financiera S.A.B. de C.V. SOFOM ENR
7.25%, 09/27/2023(2)

       805,775  
         

 

 

 
            10,566,159  
         

 

 

 
    

Netherlands - 1.4%

 

745,000

    

Metinvest B.V.
7.75%, 04/23/2023(2)

       709,613  

1,115,000

    

Nostrum Oil & Gas Finance B.V.
7.00%, 02/16/2025(2)

       731,440  
         

 

 

 
            1,441,053  
         

 

 

 
    

Panama - 0.8%

 

900,000

    

AES El Salvador Trust II
6.75%, 03/28/2023(2)

       834,750  
         

 

 

 
    

Peru - 0.6%

 

610,000

    

Petroleos del Peru S.A.
4.75%, 06/19/2032(2)

       604,663  
         

 

 

 
    

South Korea - 0.3%

 

250,000

    

Korea East-West Power Co., Ltd.
3.88%, 07/19/2023(2)

       253,334  
         

 

 

 
    

Spain - 0.7%

 

695,000

    

AI Candelaria Spain SLU
7.50%, 12/15/2028(2)

       683,880  
         

 

 

 
    

Total Corporate Bonds
(cost $33,786,345)

   $     32,851,121  
         

 

 

 

Foreign Government Obligations - 65.1%

 

    

Angola - 1.0%

 

480,000

    

Angolan Government International Bond
9.50%, 11/12/2025(2)

       535,187  

500,000

    

Angolan Government International Bond
9.38%, 05/08/2048(2)

       527,110  
         

 

 

 
            1,062,297  
         

 

 

 
    

Argentina - 13.0%

 

    

Argentine Republic Government International Bond

 

1,130,000

    

5.63%, 01/26/2022

       1,025,475  

530,000

    

6.88%, 04/22/2021

       506,150  

4,950,000

    

7.50%, 04/22/2026

       4,388,225  


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

    

Provincia de Buenos Aires

 

$4,798,000

    

7.88%, 06/15/2027(2)

  

$

    3,934,360  

811,000

    

9.13%, 03/16/2024(2)

       736,396  

2,990,000

    

Provincia de Cordoba
7.13%, 06/10/2021(2)(4)

       2,803,125  
         

 

 

 
       13,393,731  
         

 

 

 
    

Brazil - 3.3%

 

    

Brazil Notas do Tesouro Nacional

 

BRL 10,182,000

    

10.00%, 01/01/2023

       2,963,991  

1,472,000

    

10.00%, 01/01/2025

       429,903  
         

 

 

 
       3,393,894  
         

 

 

 
    

Cameroon - 2.3%

 

$2,280,000

    

Republic of Cameroon International Bond
9.50%, 11/19/2025(2)

       2,438,688  
         

 

 

 
    

Colombia - 0.7%

 

    

Colombia Government International Bond

 

COP 1,867,000,000

    

4.38%, 03/21/2023

       570,561  

582,000,000

    

7.75%, 04/14/2021

       195,275  
         

 

 

 
       765,836  
         

 

 

 
    

Costa Rica - 0.5%

 

$690,000

    

Instituto Costarricense de Electricidad
6.38%, 05/15/2043(2)

       506,287  
         

 

 

 
    

Ecuador - 2.5%

 

    

Ecuador Government International Bond

 

520,000

    

9.65%, 12/13/2026(2)

       508,404  

1,957,000

    

10.75%, 03/28/2022(2)

       2,067,962  
         

 

 

 
       2,576,366  
         

 

 

 
    

Egypt - 1.1%

 

1,245,000

    

Egypt Government International Bond
7.90%, 02/21/2048(2)

       1,146,100  
         

 

 

 
    

Gabon - 1.0%

 

1,130,000

    

Gabon Government International Bond
6.38%, 12/12/2024(2)

       1,079,828  
         

 

 

 
    

Ghana - 2.4%

 

    

Ghana Government International Bond

 

530,000

    

8.13%, 01/18/2026(2)

       538,040  

2,060,000

    

8.63%, 06/16/2049(2)

       1,914,189  
         

 

 

 
       2,452,229  
         

 

 

 
    

Indonesia - 4.6%

 

    

Indonesia Treasury Bond

 

IDR 15,908,000,000

    

5.63%, 05/15/2023

       1,047,725  

26,704,000,000

    

7.00%, 05/15/2027

       1,770,711  

16,008,000,000

    

8.75%, 05/15/2031

       1,171,404  

9,981,000,000

    

9.00%, 03/15/2029

       747,752  
         

 

 

 
       4,737,592  
         

 

 

 
    

Kenya - 0.5%

 

$530,000

    

Kenya Government International Bond
8.25%, 02/28/2048(2)

       509,563  
         

 

 

 
    

Lebanon - 4.6%

 

    

Lebanon Government International Bond

 

820,000

    

6.00%, 01/27/2023(1)

       709,989  

875,000

    

6.25%, 05/27/2022

       762,251  

1,675,000

    

6.40%, 05/26/2023

       1,446,362  

605,000

    

6.85%, 03/23/2027(1)

       501,085  

1,000,000

    

7.25%, 03/23/2037(1)

       795,300  

535,000

    

8.25%, 04/12/2021(1)

       508,250  
         

 

 

 
       4,723,237  
         

 

 

 
    

Mexico - 6.6%

 

    

Mexican Bonos

 

MXN 25,221,200

    

5.75%, 03/05/2026

       1,134,689  


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

46,573,000

    

7.50%, 06/03/2027

   $ 2,298,102  

18,795,500

    

7.75%, 05/29/2031

     919,004  

17,885,400

    

7.75%, 11/23/2034

     859,455  

16,202,600

    

7.75%, 11/13/2042

     760,229  

15,763,000

    

8.00%, 12/07/2023

     817,148  
       

 

 

 
          6,788,627  
       

 

 

 
    

Mongolia - 1.4%

  
    

Development Bank of Mongolia LLC

  

$ 1,415,000

    

7.25%, 10/23/2023(2)

     1,415,709  
       

 

 

 
    

Nigeria - 1.5%

  
    

Nigeria Government International Bond

  

610,000

    

7.63%, 11/21/2025(2)

     632,912  

440,000

    

7.63%, 11/28/2047(2)

     412,834  

490,000

    

9.25%, 01/21/2049(2)

     519,155  
       

 

 

 
          1,564,901  
       

 

 

 
    

Peru - 1.3%

  
    

Corp. Financiera de Desarrollo S.A.

  

720,000

    

4.75%, 07/15/2025(2)

     740,340  
    

Peru Government Bond

  

PEN     1,980,000

    

6.95%, 08/12/2031

     646,868  
       

 

 

 
          1,387,208  
       

 

 

 
    

Qatar - 1.0%

  
    

Qatar Government International Bond

  

$     980,000

    

3.88%, 04/23/2023(2)

     998,375  
       

 

 

 
    

Russia - 2.9%

  
    

Russian Federal Bond - OFZ

  

RUB     52,740,000

    

6.50%, 02/28/2024

     760,805  

26,210,000

    

6.90%, 05/23/2029

     369,686  

52,620,000

    

7.00%, 12/15/2021

     791,675  

35,690,000

    

7.00%, 01/25/2023

     531,078  

37,930,000

    

7.75%, 09/16/2026

     574,445  
       

 

 

 
          3,027,689  
       

 

 

 
    

Saudi Arabia - 1.0%

  
    

Saudi Government International Bond

  

$ 1,080,000

    

4.50%, 10/26/2046(2)

     1,007,035  
       

 

 

 
    

South Africa - 4.1%

  
    

Republic of South Africa Government Bond

  

ZAR     18,595,000

    

6.25%, 03/31/2036

     1,026,696  

12,520,000

    

6.50%, 02/28/2041

     678,400  

16,635,000

    

7.00%, 02/28/2031

     1,054,883  

6,870,000

    

8.75%, 02/28/2048

     474,704  

6,910,000

    

9.00%, 01/31/2040

     492,477  
    

Republic of South Africa Government International Bond

  

$     480,000

    

5.88%, 09/16/2025

     503,400  
       

 

 

 
          4,230,560  
       

 

 

 
    

South Korea - 0.5%

  
    

Korea Gas Corp.

  

250,000

    

3.88%, 02/12/2024(2)

     254,994  
    

Korea Hydro & Nuclear Power Co., Ltd.

  

250,000

    

3.75%, 07/25/2023(2)

     253,284  
       

 

 

 
          508,278  
       

 

 

 
    

Tajikistan - 1.3%

  
    

Republic of Tajikistan International Bond

  

1,455,000

    

7.13%, 09/14/2027(2)(4)

     1,313,705  
       

 

 

 
    

Turkey - 2.1%

  
    

Turkey Government Bond

  

TRY     5,280,000

    

9.50%, 01/12/2022

     868,648  

7,700,000

    

10.60%, 02/11/2026

     1,268,269  
       

 

 

 
          2,136,917  
       

 

 

 


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Ukraine - 3.9%      
    

Ukraine Government International Bond

     

$    4,248,000

    

7.75%, 09/01/2023(2)

      $ 4,047,282  
          

 

 

 
    

Total Foreign Government Obligations
(cost $66,800,228)

      $ 67,211,934  
          

 

 

 
    

Total Long-Term Investments
(cost $100,586,573)

      $ 100,063,055  

Short-Term Investments - 3.3%

     
     Securities Lending Collateral - 2.8%      

147,152

     Citibank NA DDCA, 2.39%, 2/1/2019(6)         147,151  

1,634,597

    

Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.31%(6)

        1,634,596  

651,015

    

Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(6)

        651,015  

89,307

     Invesco Government & Agency Portfolio, Institutional Class, 2.28%(6)         89,307  

381,412

    

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(6)

        381,412  

39,549

     Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(6)         39,549  
          

 

 

 
             2,943,030  
          

 

 

 
     U.S. Treasury Bill - 0.5%      

490,000

    

U.S. Treasury Bills
2.28%, 02/19/2019(7)

        489,441  
          

 

 

 
    

Total Short-Term Investments
(cost $3,432,471)

      $ 3,432,471  
          

 

 

 
    

Total Investments
(cost $104,019,044)

     100.3%      $ 103,495,526  
     Other Assets and Liabilities      (0.3)%        (289,086)  
       

 

 

    

 

 

 
     Total Net Assets      100.0%      $ 103,206,440  
       

 

 

    

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

(1)

Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At January 31, 2019, the aggregate value of these securities was $5,970,597, representing 5.8% of net assets.

(2)

Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At January 31, 2019, the aggregate value of these securities was $52,773,321, representing 51.1% of net assets.

(3)

Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first.

(4)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(5)

Variable rate security; the rate reported is the coupon rate in effect at January 31, 2019.

(6)

Current yield as of period end.

(7)

The rate shown represents current yield to maturity.


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

OTC Credit Default Swap Contracts Outstanding at January 31, 2019  
        Reference Entity      Counter-
party
     Notional
Amount (a)
     (Pay)/Receive
Fixed Rate
            Expiration
Date
     Periodic
Payment
Frequency
     Upfront
Premiums
Paid
     Upfront
Premiums
Received
    Market
Value †
    Unrealized
Appreciation/
(Depreciation)
 

Credit default swaps on single-name issue:

 

Sell protection:

 

Indonesia Government International Bond

     CBK        USD        3,250,000        1.00        12/20/23        Quarterly      $      $ (83,476   $ (11,664   $ 71,812  

Indonesia Government International Bond

     MSC        USD        2,150,000        1.00        12/20/23        Quarterly      $      $ (52,538   $ (7,716   $ 44,822  

Mexico Government International Bond

     CBK        USD        3,050,000        1.00        12/20/23        Quarterly               (51,001     (40,173     10,828  

Russian Federation

     CBK        USD        5,340,000        1.00        12/20/23        Quarterly               (117,477     (65,983     51,494  
                      

 

 

    

 

 

   

 

 

   

 

 

 

Total

 

           $      $ (304,492   $ (125,536   $ 178,956  
                      

 

 

    

 

 

   

 

 

   

 

 

 
                             
                      

 

 

    

 

 

   

 

 

   

 

 

 
Total traded single-name issue

 

        $      $ (304,492   $ (125,536   $ 178,956  
                      

 

 

    

 

 

   

 

 

   

 

 

 
                             
                      

 

 

    

 

 

   

 

 

   

 

 

 

Total OTC contracts

 

           $      $ (304,492   $ (125,536   $ 178,956  
                      

 

 

    

 

 

   

 

 

   

 

 

 

 

(a)

The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under the terms of that particular swap agreement.

 

Foreign Currency Contracts Outstanding at January 31, 2019

 

Amount and Description

of Currency to be
Purchased

     Amount and Description
of Currency to be
Sold
     Counterparty      Settlement
Date
       Appreciation          Depreciation    

21,040,000

     ARS        502,748        USD        JPM        04/08/19      $ 22,884      $  

102,430,000

     ARS        2,276,222        USD        CBK        04/26/19        236,411         

2,350,000

     ARS        54,085        USD        JPM        04/26/19        3,561         

118,010,000

     ARS        2,701,694        USD        CBK        05/02/19        176,287         

70,490,000

     ARS        1,607,526        USD        JPM        05/02/19        111,556         

21,040,000

     ARS        504,920        USD        JPM        05/02/19        8,195         

2,880,000

     BRL        759,794        USD        CBK        04/09/19        26,131         

7,930,000

     BRL        2,126,575        USD        CBK        05/02/19        34,254         

3,659,880,000

     COP        1,144,428        USD        JPM        02/08/19        33,876         

10,174,830,000

     COP        3,125,908        USD        JPM        03/20/19        144,644         

9,270,000

     EGP        511,731        USD        JPM        05/06/19               (2,091

9,270,000

     EGP        511,731        USD        JPM        05/06/19               (2,091

9,280,000

     EGP        513,558        USD        CBK        05/06/19               (3,368

930,000

     EUR        1,070,756        USD        UBS        04/25/19        1,608         

561,270,000

     HUF        2,025,815        USD        UBS        03/28/19        16,133         

17,590,000

     MXN        921,608        USD        CBK        03/26/19               (9,404

7,830,000

     PLN        2,085,375        USD        JPM        02/28/19        19,871         

11,300,000

     PLN        3,041,354        USD        CBK        04/11/19        664         

7,690,000

     PLN        2,065,119        USD        UBS        04/25/19        5,906         

88,590,000

     RUB        1,296,123        USD        CBK        02/13/19        56,755         

64,190,000

     THB        2,018,236        USD        CBK        04/18/19        40,677         

2,260,000

     TRY        417,112        USD        UBS        04/08/19        4,422         

517,208

     USD        21,040,000        ARS        JPM        04/08/19               (8,424

2,420,420

     USD        104,780,000        ARS        JPM        04/26/19               (149,859

498,578

     USD        21,040,000        ARS        JPM        05/02/19               (14,537

4,328,358

     USD        188,500,000        ARS        JPM        05/02/19               (268,705

763,217

     USD        2,880,000        BRL        CBK        04/09/19               (22,708

1,149,821

     USD        3,659,880,000        COP        CBK        02/08/19               (28,483

3,145,233

     USD        10,174,830,000        COP        JPM        03/20/19               (125,319

1,075,406

     USD        930,000        EUR        CBK        04/25/19        3,042         

912,700

     USD        17,590,000        MXN        CBK        03/26/19        496         

2,072,961

     USD        7,830,000        PLN        CBK        02/28/19               (32,285

1,297,262

     USD        88,590,000        RUB        CBK        02/13/19               (55,616

1,057,211

     USD        15,049,160        ZAR        UBS        02/20/19               (74,954

2,918,246

     USD        41,687,755        ZAR        CBK        02/20/19               (217,971

1,012,855

     USD        14,311,202        ZAR        CBK        03/19/19               (60,195

1,247,987

     USD        17,630,000        ZAR        UBS        03/19/19               (73,905

1,389,491

     USD        20,310,000        ZAR        JPM        03/19/19               (133,347

3,477,209

     USD        50,212,386        ZAR        JPM        03/19/19               (287,701

789,588

     USD        11,040,000        ZAR        CBK        04/23/19               (34,635

56,736,915

     ZAR        4,070,810        USD        CBK        02/20/19        197,573         

70,522,386

     ZAR        4,860,988        USD        CBK        03/19/19        426,759         

31,941,202

     ZAR        2,187,728        USD        UBS        03/19/19        207,214         

9,120,000

     ZAR        676,142        USD        UBS        04/01/19        6,678         

11,040,000

     ZAR        803,962        USD        UBS        04/23/19        20,261         

Total

                                                $ 1,805,858      $ (1,605,598

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Counterparty Abbreviations:  

   

CBK

  Citibank NA

JPM

  JP Morgan Chase & Co.

MSC

  Morgan Stanley

UBS

  UBS AG

Currency Abbreviations:

ARS

  Argentine Peso

BRL

  Brazilian Real

COP

  Colombian Peso

EGP

  Egyptian Pound

EUR

  Euro

HUF

  Hungarian Forint

IDR

  Indonesian Rupiah

MXN

  Mexican Peso

PEN

  Peruvian Sol

PLN

  Polish Zloty

RUB

  Russian Ruble

THB

  Thai Baht

TRY

  Turkish Lira

USD

  United States Dollar

ZAR

  South African Rand

Index Abbreviations:

CMT

  Constant Maturity Treasury Index

Other Abbreviations:

DDCA

  Dollars on Deposit in Custody Account

OTC

  Over-the-Counter

PT

  Perseroan Terbatas


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

   Description            Total                     Level 1                      Level 2                   Level 3(1)        

Assets

 

Corporate Bonds

   $ 32,851,121     $      $ 32,851,121     $  

Foreign Government Obligations

     67,211,934              67,211,934        

Short-Term Investments

     3,432,471       2,943,030        489,441        

Foreign Currency Contracts(2)

     1,805,858              1,805,858        

Swaps - Credit Default(2)

     178,956              178,956        
  

 

 

   

 

 

    

 

 

   

 

 

 

Total

   $ 105,480,340     $ 2,943,030      $ 102,537,310     $  
  

 

 

   

 

 

    

 

 

   

 

 

 

Liabilities

 

Foreign Currency Contracts(2)

   $ (1,605,598   $      $ (1,605,598   $  
  

 

 

   

 

 

    

 

 

   

 

 

 

Total

   $ (1,605,598   $      $ (1,605,598   $  
  

 

 

   

 

 

    

 

 

   

 

 

 

(1) For the period ended January 31, 2019, there were no transfers in and out of Level 3.

 

(2) 

Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  

Asset & Commercial Mortgage Backed Securities - 11.3%

 

    

Cayman Islands - 0.7%

 

$    476,896

    

ECAF I Ltd.
3.47%, 06/15/2040(1)

   $ 472,466  
       

 

 

 
    

United Kingdom - 2.3%

 

GBP        102,159

    

Alba plc
3 mo. GBP LIBOR + 0.170%, 1.08%, 03/17/2039(2)(3)

     124,497  

50,869

    

EMF-UK plc
3 mo. GBP LIBOR + 0.980%, 1.88%, 03/13/2046(2)(3)

     65,659  

31,523

    

Eurohome UK Mortgages plc
3 mo. GBP LIBOR + 0.190%, 1.10%, 09/15/2044(2)(3)

     40,761  

128,506

    

Mansard Mortgages plc
3 mo. GBP LIBOR + 0.350%, 1.28%, 10/15/2048(2)(3)

     157,549  
    

Newgate Funding plc

 

200,000

    

3 mo. GBP LIBOR + 0.160%, 1.06%, 12/01/2050(2)(3)

     244,715  

64,603

    

3 mo. GBP LIBOR + 0.170%, 1.08%, 12/01/2050(2)(3)

     80,885  

200,000

    

Paragon Mortgages No 10 plc
3 mo. GBP LIBOR + 0.320%, 1.22%, 06/15/2041(2)(3)

     247,927  

$    183,723

    

Paragon Mortgages No 14 plc
3 mo. USD LIBOR + 0.200%, 2.99%, 09/15/2039(1)(3)

     172,831  
    

RMAC Securities No 1 plc

 

GBP        122,836

    

3 mo. GBP LIBOR + 0.150%, 1.05%, 06/12/2044(2)(3)

     150,080  

149,364

    

3 mo. GBP LIBOR + 0.170%, 1.07%, 06/12/2044(2)(3)

     182,614  
       

 

 

 
     1,467,518  
       

 

 

 
    

United States - 8.3%

 

$    237,712

    

ACE Securities Corp. Home Equity Loan Trust
1 mo. USD LIBOR + 0.700%, 3.56%, 05/25/2037(3)

     236,376  

87,873

    

Aegis Asset Backed Securities Trust Mortgage Pass-Through Certificates
1 mo. USD LIBOR + 0.450%, 2.96%, 10/25/2035(3)

     87,950  

1,514

    

AmeriCredit Automobile Receivables Trust
2.08%, 09/08/2020

     1,514  

1,753

    

Asset-Backed Pass-Through Certificates
1 mo. USD LIBOR + 0.720%, 3.23%, 04/25/2035(3)

     1,754  

56,848

    

Bayview Commercial Asset Trust
1 mo. USD LIBOR + 0.270%, 2.78%, 07/25/2037(1)(3)

     53,462  

250,000

    

Benchmark Mortgage Trust
4.23%, 01/15/2052

     263,914  

111,000

    

BF Mortgage Trust
3 mo. LIBOR + 2.000%, 4.50%, 11/15/2035(1)(3)

     111,416  

100,000

    

BX Commercial Mortgage Trust
1 mo. LIBOR + 1.951%, 4.46%, 03/15/2037(1)(3)

     99,185  

101,000

    

Cold Storage Trust
1 mo. USD LIBOR + 1.000%, 3.51%, 04/15/2036(1)(3)

     100,586  

250,000

    

Commercial Mortgage Trust
3.18%, 02/10/2048

     248,607  
    

CWABS Revolving Home Equity Loan Trust

 

20,886

    

1 mo. USD LIBOR + 0.220%, 2.73%, 01/15/2034(3)

     20,603  

25,493

    

1 mo. USD LIBOR + 0.290%, 2.80%, 12/15/2033(3)

     25,309  

95,466

    

Fannie Mae Connecticut Avenue Securities
1 mo. USD LIBOR + 4.900%, 7.41%, 11/25/2024(3)

     107,231  

35,619

    

Flagship Credit Auto Trust
2.77%, 12/15/2020(1)

     35,604  

79,887

    

Flagstar Mortgage Trust
3.50%, 10/25/2047(1)(4)

     79,954  

100,000

    

GS Mortgage Securities Corp. Trust
1 mo. USD LIBOR + 3.300%, 5.81%, 02/15/2037(1)(3)

     98,442  

350,000

    

Hilton USA Trust
4.19%, 11/05/2038(1)(4)

     343,599  

139,000

    

Hospitality Mortgage Trust
1 mo. USD LIBOR + 0.850%, 3.37%, 05/08/2030(1)(3)

     138,431  
    

JP Morgan Mortgage Trust

 

245,069

    

3.00%, 05/25/2047(1)(4)

     239,209  

69,213

    

3.50%, 10/25/2046(1)(4)

     68,959  


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$              49,372

    

3.50%, 08/25/2047(1)(4)

   $ 49,161  

88,032

    

3.50%, 11/25/2048(1)(4)

     87,656  
    

One Market Plaza Trust

 

130,000

    

4.02%, 02/10/2032(1)

     129,643  

100,000

    

4.15%, 02/10/2032(1)

     99,241  
    

OneMain Financial Issuance Trust

 

18,200

    

3.19%, 03/18/2026(1)

     18,200  

284,422

    

3.66%, 02/20/2029(1)

     285,072  
    

Residential Asset Mortgage Products, Inc.

 

250,000

    

1 mo. USD LIBOR + 0.220%, 2.73%, 12/25/2036(3)

     242,736  

250,000

    

1 mo. USD LIBOR + 0.640%, 3.15%, 05/25/2035(3)

     248,139  

57,110

    

SACO I Trust
1 mo. USD LIBOR + 0.460%, 2.97%, 04/25/2036(3)

     56,057  

34,151

    

SASCO Mortgage Loan Trust
1 mo. USD LIBOR + 0.825%, 3.34%, 12/25/2034(3)

     34,099  
    

SoFi Professional Loan Program LLC

 

250,000

    

2.84%, 01/25/2041(1)

     245,255  

250,000

    

2.95%, 02/25/2042(1)

     245,221  

72,500

    

TAL Advantage V LLC
3.55%, 11/20/2038(1)

     72,126  
    

Towd Point Mortgage Trust

 

67,308

    

2.75%, 10/25/2056(1)(4)

     65,871  

99,446

    

2.75%, 04/25/2057(1)(4)

     97,399  

73,566

    

2.75%, 07/25/2057(1)(4)

     71,787  

81,972

    

2.75%, 10/25/2057(1)(4)

     79,763  

66,921

    

1 mo. USD LIBOR + 0.600%, 3.11%, 02/25/2057(1)(3)

     66,973  

87,096

    

Triton Container Finance IV LLC
3.62%, 08/20/2042(1)

     86,166  

91,667

    

Triton Container Finance V LLC
3.95%, 03/20/2043(1)

     91,760  

102,130

    

Triton Container Finance VI LLC
3.52%, 06/20/2042(1)

     100,419  

240,000

    

Waldorf Astoria Boca Raton Trust
1 mo. USD LIBOR + 1.350%, 3.86%, 06/15/2029(1)(3)

     240,223  
    

WaMu Mortgage Pass-Through Certificates Trust

 

240,146

    

1 mo. USD LIBOR + 0.290%, 2.80%, 10/25/2045(3)

     237,445  

29,378

    

1 mo. USD LIBOR + 0.320%, 2.83%, 08/25/2045(3)

     29,196  
       

 

 

 
     5,341,713  
       

 

 

 
    

Total Asset & Commercial Mortgage Backed Securities
(cost $7,345,135)

   $ 7,281,697  
       

 

 

 

Corporate Bonds - 62.2%

 

    

Australia - 1.1%

 

GBP           250,000

    

BHP Billiton Finance Ltd.
5 year GBP Swap + 4.817%, 6.50%, 10/22/2077(2)(3)

     365,640  

$              40,000

    

Boral Finance Pty Ltd.
3.00%, 11/01/2022(1)

     38,776  

294,000

    

National Australia Bank Ltd.
3 mo. USD LIBOR + 0.890%, 3.67%, 01/10/2022(1)(3)

     296,472  
       

 

 

 
     700,888  
       

 

 

 
    

Bermuda - 0.5%

 

200,000

    

Fly Leasing Ltd.
5.25%, 10/15/2024

     186,000  

155,000

    

VOC Escrow Ltd.
5.00%, 02/15/2028(1)

     151,110  
       

 

 

 
     337,110  
       

 

 

 
    

Canada - 1.5%

 

155,000

    

Bank of Montreal
5 year USD Swap + 1.432%, 3.80%, 12/15/2032(3)

     147,676  

50,000

    

Bank of Nova Scotia
3 mo. USD LIBOR + 2.648%, 4.65%, 10/12/2022(3)(5)

     44,917  

28,000

    

Bausch Health Cos., Inc.
5.50%, 11/01/2025(1)

     27,825  

10,000

    

Canadian Natural Resources Ltd.
2.95%, 01/15/2023

     9,772  


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$     64,000

    

Cenovus Energy, Inc.
5.40%, 06/15/2047

   $ 60,964  

100,000

    

Enbridge, Inc.
3 mo. USD LIBOR + 3.890%, 6.00%, 01/15/2077(3)

     95,503  

GBP     450,000

    

Royal Bank of Canada
3 mo. GBP LIBOR + 0.400%, 1.30%, 09/14/2021(2)(3)

     591,075  
       

 

 

 
          977,732  
       

 

 

 
     Denmark - 1.0%   

$     600,000

    

Danske Bank A/S
5.38%, 01/12/2024(1)

     608,516  
       

 

 

 
     France - 2.0%   

500,000

    

Altice France S.A.
7.38%, 05/01/2026(1)

     481,870  

593,000

    

Banque Federative du Credit Mutuel S.A.
2.20%, 07/20/2020(1)

     585,235  

250,000

    

BPCE S.A.
3.00%, 05/22/2022(1)

     244,086  
       

 

 

 
          1,311,191  
       

 

 

 
     Germany - 1.6%   

100,000

    

Deutsche Bank AG
3.95%, 02/27/2023

     95,579  

GBP     700,000

    

Deutsche Pfandbriefbank AG
3 mo. GBP LIBOR + 0.550%, 1.47%, 01/13/2020(2)(3)

     920,149  
       

 

 

 
          1,015,728  
       

 

 

 
     Ireland - 0.3%   

$       90,000

    

AerCap Ireland Capital DAC / AerCap Global Aviation Trust
4.63%, 07/01/2022

     90,326  

110,000

    

Shire Acquisitions Investments Ireland DAC
2.40%, 09/23/2021

     107,057  
       

 

 

 
          197,383  
       

 

 

 
     Italy - 2.8%   
    

Enel S.p.A.

  

GBP     250,000

    

5 year GBP Swap + 5.662%, 7.75%, 09/10/2075(2)(3)

     349,948  

$     360,000

    

5 year USD Swap + 5.880%, 8.75%, 09/24/2073(1)(3)

     385,200  

EUR     400,000

    

EVOCA S.p.A.
7.00%, 10/15/2023(1)

     483,487  

100,000

    

Sisal Group S.p.A.
7.00%, 07/31/2023(2)

     114,492  

GBP     150,000

    

Telecom Italia S.p.A. /Milano
6.38%, 06/24/2019(2)

     199,382  

$     354,000

    

Wind Tre S.p.A.
5.00%, 01/20/2026(1)

     291,165  
       

 

 

 
          1,823,674  
       

 

 

 
     Luxembourg - 1.4%   
    

Allergan Funding SCS

  

EUR     180,000

    

3 mo. EURIBOR + 0.350%, 0.03%, 06/01/2019(3)

     205,988  

431,000

    

3 mo. LIBOR + 0.350%, 0.03%, 11/15/2020(3)

     490,502  

$     200,000

    

ARD Finance S.A. (PIK 7.88%)
7.13%, 09/15/2023(6)

     193,000  
       

 

 

 
          889,490  
       

 

 

 
     Mexico - 0.6%   
     Petroleos Mexicanos   

270,000

    

6.50%, 03/13/2027

     259,065  

159,000

    

6.50%, 01/23/2029

     149,818  
       

 

 

 
          408,883  
       

 

 

 
     Netherlands - 1.7%   

250,000

    

Cooperatieve Rabobank UA
4.63%, 12/01/2023

     256,371  

GBP     220,000

    

Koninklijke KPN N.V.
5 year GBP Swap + 5.505%, 6.88%, 03/14/2073(2)(3)

     297,266  


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$       50,000     

Teva Pharmaceutical Finance Netherlands B.V.
2.20%, 07/21/2021

   $ 47,262  
500,000     

Ziggo B.V
5.50%, 01/15/2027(1)

     472,500  
       

 

 

 
          1,073,399  
       

 

 

 
    

Spain - 0.2%

  
150,000     

Telefonica Emisiones SAU
4.67%, 03/06/2038

     139,635  
       

 

 

 
    

Sweden - 0.2%

  
EUR     100,000     

Intrum Justitia AB
3 mo. EURIBOR + 0.625%, 2.63%, 07/15/2022(1)(3)

     110,314  
       

 

 

 
    

Switzerland - 1.7%

  
$      605,000     

Credit Suisse Group AG
3 mo. USD LIBOR + 1.240%, 4.02%, 06/12/2024(1)(3)

     598,353  
501,000     

UBS AG
3 mo. USD LIBOR + 0.480%, 3.22%, 12/01/2020(1)(3)

     500,167  
       

 

 

 
          1,098,520  
       

 

 

 
    

United Kingdom - 7.6%

  
    

Aviva plc

  
EUR     122,000     

5 year EUR Swap + 3.480%, 3.88%, 07/03/2044(2)(3)

     144,958  

GBP     220,000

    

6 mo. GBP LIBOR + 1.880%, 5.90%, 07/27/2020(2)(3)(5)

     297,208  
$    1,275,000     

GlaxoSmithKline Capital plc
3 mo. LIBOR + 0.350%, 2.96%, 05/14/2021(3)

     1,270,842  
    

HSBC Holdings plc

  
EUR     800,000     

3 mo. EURIBOR + 0.700%, 0.39%, 09/27/2022(2)(3)

     908,508  

$       978,000

    

3 mo. USD LIBOR + 0.600%, 3.24%, 05/18/2021(3)

     975,842  
GBP     100,000     

Iceland Bondco plc
4.63%, 03/15/2025(1)

     116,444  
300,000     

Investec plc
4.50%, 05/05/2022(2)

     411,966  
300,000     

Jerrold Finco plc
6.25%, 09/15/2021(1)

     392,201  
$      200,000     

Royal Bank of Scotland Group plc
3.88%, 09/12/2023

     196,459  
205,000     

Standard Chartered plc
3 mo. USD LIBOR + 1.080%, 3.89%, 03/15/2024(1)(3)

     201,703  
       

 

 

 
          4,916,131  
       

 

 

 
    

United States - 38.0%

  
51,000     

AbbVie, Inc.
4.25%, 11/14/2028

     50,730  
60,000     

Activision Blizzard, Inc.
4.50%, 06/15/2047

     54,688  
60,000     

Albertsons Cos. LLC / Safeway, Inc. / New Albertsons L.P. / Albertson’s LLC
5.75%, 03/15/2025

     56,175  
27,000     

Altria Group, Inc.
3.88%, 09/16/2046

     20,946  
26,000     

Amazon.com, Inc.
4.05%, 08/22/2047

     26,477  
170,000     

American Axle & Manufacturing, Inc.
6.50%, 04/01/2027

     162,775  
104,000     

American International Group, Inc.
3.30%, 03/01/2021

     104,739  
150,000     

American Tower Corp.
4.00%, 06/01/2025

     150,657  
170,000     

Amgen, Inc.
2.65%, 05/11/2022

     167,641  
28,000     

Amphenol Corp.
3.20%, 04/01/2024

     27,225  
    

Anadarko Petroleum Corp.

  
20,000     

4.50%, 07/15/2044

     18,081  

75,000

    

6.60%, 03/15/2046

     89,293  


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

    

Analog Devices, Inc.

  
$     50,000     

2.95%, 01/12/2021

   $ 49,748  

75,000

    

3.13%, 12/05/2023

     73,100  
55,000     

Anheuser-Busch InBev Finance, Inc.
3.30%, 02/01/2023

     54,873  
    

Anheuser-Busch InBev Worldwide, Inc.

  
25,000     

3 mo. USD LIBOR + 0.740%, 3.54%, 01/12/2024(3)

     24,373  

61,000

    

3.75%, 07/15/2042

     49,991  
    

AT&T, Inc.

  
102,000     

3.00%, 06/30/2022

     101,199  

1,296,000

    

3 mo. USD LIBOR + 0.950%, 3.74%, 07/15/2021(3)

     1,301,293  

37,000

    

4.30%, 12/15/2042

     32,935  

33,000

    

4.75%, 05/15/2046

     30,871  
    

AXA Equitable Holdings, Inc.

  
13,000     

4.35%, 04/20/2028

     12,725  

42,000

    

5.00%, 04/20/2048

     39,051  
    

Bank of America Corp.

  

20,000

    

3 mo. USD LIBOR + 0.930%, 2.82%, 07/21/2023(3)

     19,671  

72,000

    

3 mo. USD LIBOR + 0.790%, 3.00%, 12/20/2023(3)

     71,081  

10,000

    

3 mo. USD LIBOR + 0.810%, 3.37%, 01/23/2026(3)

     9,851  

200,000

    

3 mo. USD LIBOR + 0.650%, 3.47%, 06/25/2022(3)

     199,654  

60,000

    

3 mo. USD LIBOR + 1.512%, 3.71%, 04/24/2028(3)

     59,158  

400,000

    

3 mo. USD LIBOR + 1.160%, 3.92%, 01/20/2023(3)

     403,151  

125,000

    

3 mo. USD LIBOR + 3.705%, 6.25%, 09/05/2024(3)(5)

     131,625  
30,000     

Barrick North America Finance LLC
5.70%, 05/30/2041

     32,889  
190,000     

BAT Capital Corp.
4.54%, 08/15/2047

     156,051  
205,000     

Bayer U.S. Finance II LLC
4.63%, 06/25/2038(1)

     190,627  
120,000     

Becton Dickinson and Co.
3.36%, 06/06/2024

     117,595  
75,000     

BWAY Holding Co.
5.50%, 04/15/2024(1)

     73,266  
140,000     

Caesars Resort Collection LLC / CRC Finco, Inc.
5.25%, 10/15/2025(1)

     131,075  
25,000     

Campbell Soup Co.
4.80%, 03/15/2048

     22,095  
450,000     

Capital One Financial Corp.
2.50%, 05/12/2020

     446,832  
    

CCO Holdings LLC / CCO Holdings Capital Corp.

  
125,000     

5.00%, 02/01/2028(1)

     118,750  

118,000

    

5.88%, 04/01/2024(1)

     120,978  
20,000     

Charter Communications Operating LLC / Charter Communications Operating Capital
4.46%, 07/23/2022

     20,400  
608,000     

Citibank NA
3 mo. USD LIBOR + 0.570%, 3.34%, 07/23/2021(3)

     607,769  
    

Citigroup, Inc.

  
75,000     

3 mo. USD LIBOR + 1.563%, 3.89%, 01/10/2028(3)

     74,771  

120,000

    

3 mo. USD LIBOR + 1.023%, 4.04%, 06/01/2024(3)

     122,553  
    

Comcast Corp.

  
97,000     

4.60%, 10/15/2038

     100,263  

29,000

    

4.70%, 10/15/2048

     30,285  

41,000

    

4.95%, 10/15/2058

     43,294  
40,000     

Comerica, Inc.
3.70%, 07/31/2023

     40,373  
125,000     

CommScope Technologies LLC
5.00%, 03/15/2027(1)

     106,550  
    

Conagra Brands, Inc.

  
230,000     

3 mo. USD LIBOR + 0.750%, 3.51%, 10/22/2020(3)

     228,859  

48,000

    

3.80%, 10/22/2021

     48,184  

42,000

    

4.30%, 05/01/2024

     42,259  
141,000     

Concho Resources, Inc.
3.75%, 10/01/2027

     136,800  
39,000     

Constellation Brands, Inc.
3.20%, 02/15/2023

     38,349  


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$ 65,000     

3 mo. USD LIBOR + 0.700%, 3.21%, 11/15/2021(3)

   $ 64,767  
165,000     

Corning, Inc.
5.35%, 11/15/2048

     173,448  
37,000     

Cox Communications, Inc.
4.60%, 08/15/2047(1)

     33,403  
    

Crown Castle International Corp.

  
145,000     

3.20%, 09/01/2024

     138,938  
15,000     

3.70%, 06/15/2026

     14,559  
150,000     

CrownRock L.P. / CrownRock Finance, Inc.
5.63%, 10/15/2025(1)

     144,000  
200,000     

CSC Holdings LLC
5.50%, 04/15/2027(1)

     195,496  
    

CVS Health Corp.

  
1,280,000     

3 mo. USD LIBOR + 0.720%, 3.49%, 03/09/2021(3)

     1,282,253  
270,000     

5.05%, 03/25/2048

     277,168  
    

Devon Energy Corp.

  
75,000     

5.00%, 06/15/2045

     71,740  
50,000     

5.85%, 12/15/2025

     54,482  
123,000     

Digital Realty Trust L.P.
3.70%, 08/15/2027

     118,068  
121,000     

Discover Financial Services
4.50%, 01/30/2026

     122,284  
49,000     

DISH DBS Corp.
7.75%, 07/01/2026

     42,140  
75,000     

Dollar Tree, Inc.
3 mo. USD LIBOR + 0.700%, 3.47%, 04/17/2020(3)

     74,697  
    

Dow Chemical Co.

  
40,000     

4.63%, 10/01/2044

     37,388  
21,000     

9.40%, 05/15/2039

     31,001  
134,000     

DowDuPont, Inc.
4.21%, 11/15/2023

     138,894  
125,000     

Eldorado Resorts, Inc.
6.00%, 04/01/2025

     125,719  
66,000     

EMD Finance LLC
2.95%, 03/19/2022(1)

     65,242  
50,000     

Encompass Health Corp.
5.75%, 09/15/2025

     50,500  
    

Energy Transfer Partners L.P.

  
78,000     

4.05%, 03/15/2025

     77,050  
55,000     

5.30%, 04/15/2047

     51,122  
120,000     

3 mo. USD LIBOR + 4.155%, 6.63%, 02/15/2028(3)(5)

     106,840  
77,000     

EnLink Midstream Partners L.P.
4.85%, 07/15/2026

     72,187  
45,000     

Enterprise Products Operating LLC
3 mo. USD LIBOR + 2.570%, 5.38%, 02/15/2078(3)

     39,095  
300,000     

EP Energy LLC / Everest Acquisition Finance, Inc.
9.38%, 05/01/2024(1)

     159,750  
134,000     

EQT Corp.
3.90%, 10/01/2027

     121,363  
35,000     

Fidelity National Information Services, Inc.
4.50%, 08/15/2046

     31,820  
95,000     

Fifth Third Bancorp
3.65%, 01/25/2024

     95,725  
250,000     

First Republic Bank
4.63%, 02/13/2047

     246,594  
EUR   518,000     

Ford Motor Credit Co. LLC
3 mo. EURIBOR + 0.430%, 0.11%, 05/14/2021(3)

     564,294  
$     80,000     

Fortive Corp.
4.30%, 06/15/2046

     75,452  
    

General Electric Co.

  
12,000     

3.10%, 01/09/2023

     11,690  
81,000     

4.13%, 10/09/2042

     66,979  
    

General Mills, Inc.

  
40,000     

3 mo. USD LIBOR + 1.010%, 3.78%, 10/17/2023(3)

     39,781  
6,000     

4.00%, 04/17/2025

     6,057  


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$     16,000     

General Motors Financial Co., Inc.
3 mo. USD LIBOR + 3.598%, 5.75%, 09/30/2027(3)(5)

   $ 13,720  
70,000     

GLP Capital L.P. / GLP Financing II, Inc.
5.30%, 01/15/2029

     70,769  
170,000     

Golden Nugget, Inc.
6.75%, 10/15/2024(1)

     170,000  
    

Goldman Sachs Group, Inc.

  
125,000     

3 mo. USD LIBOR + 0.990%, 2.91%, 07/24/2023(3)

     122,325  
1,000,000     

3 mo. USD LIBOR + 0.780%, 3.52%, 10/31/2022(3)

     990,920  
175,000     

3 mo. USD LIBOR + 2.874%, 5.00%, 11/10/2022(3)(5)

     161,219  
50,000     

H&E Equipment Services, Inc.
5.63%, 09/01/2025

     48,875  
41,000     

HCA, Inc.
5.50%, 06/15/2047

     42,714  
110,000     

Hewlett Packard Enterprise Co.
3.60%, 10/15/2020

     110,684  
53,000     

Hexcel Corp.
3.95%, 02/15/2027

     52,262  
40,000     

Ingersoll-Rand Global Holding Co., Ltd.
2.90%, 02/21/2021

     39,631  
76,000     

International Flavors & Fragrances, Inc.
5.00%, 09/26/2048

     78,131  
116,000     

JC Penney Corp., Inc.
5.88%, 07/01/2023(1)(7)

     96,425  
    

JP Morgan Chase & Co.

  
245,000     

3 mo. USD LIBOR + 0.730%, 3.50%, 04/23/2024(3)

     241,992  
909,000     

3 mo. USD LIBOR + 0.890%, 3.66%, 07/23/2024(3)

     903,117  
700,000     

3 mo. USD LIBOR + 0.900%, 3.67%, 04/25/2023(3)

     697,868  
50,000     

3 mo. USD LIBOR + 3.330%, 6.13%, 04/30/2024(3)(5)

     51,375  
130,000     

Kansas City Southern
4.70%, 05/01/2048

     128,378  
20,000     

Keysight Technologies, Inc.
4.60%, 04/06/2027

     20,195  
100,000     

Kinder Morgan, Inc.
4.30%, 06/01/2025

     102,336  
    

Kroger Co.

  
15,000     

3.88%, 10/15/2046

     12,113  
232,000     

4.45%, 02/01/2047

     205,164  
25,000     

5.15%, 08/01/2043

     23,819  
55,000     

M&T Bank Corp.
3 mo. USD LIBOR + 3.520%, 5.13%, 11/01/2026(3)(5)

     53,763  
35,000     

Marathon Petroleum Corp.
4.50%, 04/01/2048(1)

     30,662  
74,000     

Marriott International, Inc.
3 mo. USD LIBOR + 0.600%, 3.23%, 12/01/2020(3)

     73,830  
115,000     

Martin Marietta Materials, Inc.
4.25%, 12/15/2047

     93,909  
102,000     

McDonald’s Corp.
4.45%, 09/01/2048

     100,752  
45,000     

Medtronic, Inc.
3.15%, 03/15/2022

     45,405  
60,000     

MetLife, Inc.
6.40%, 12/15/2066

     64,200  
35,000     

Microsoft Corp.
4.10%, 02/06/2037

     36,880  
30,000     

MidAmerican Energy Co.
3.95%, 08/01/2047

     28,988  
    

Morgan Stanley

  
EUR   781,000     

3 mo. EURIBOR + 0.400%, 0.08%, 05/21/2021(3)

     890,512  
550,000     

3 mo. EURIBOR + 0.700%, 0.38%, 11/08/2022(3)

     625,262  
$     89,000     

3.88%, 01/27/2026

     89,472  
84,000     

Mosaic Co.
3.25%, 11/15/2022

     82,987  
146,000     

Motorola Solutions, Inc.
4.60%, 02/23/2028

     142,456  


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$    125,000

    

MPLX L.P.
4.50%, 04/15/2038

   $ 114,744  

125,000

    

MPT Operating Partnership L.P. / MPT Finance Corp.
5.00%, 10/15/2027

     121,687  

125,000

    

Multi-Color Corp.
4.88%, 11/01/2025(1)

     118,750  

90,000

    

Netflix, Inc.
4.88%, 04/15/2028

     85,612  
    

Newell Brands, Inc.

 

30,000

    

3.85%, 04/01/2023

     29,505  

30,000

    

4.20%, 04/01/2026

     28,829  

26,000

    

Noble Energy, Inc.
5.05%, 11/15/2044

     24,059  

55,000

    

Norfolk Southern Corp.
4.15%, 02/28/2048

     52,984  

76,000

    

Nucor Corp.
4.40%, 05/01/2048

     73,946  

20,000

    

Oasis Petroleum, Inc.
6.25%, 05/01/2026(1)

     18,975  

30,000

    

Packaging Corp. of America
2.45%, 12/15/2020

     29,585  

80,000

    

Progressive Corp.
3 mo. USD LIBOR + 2.539%, 5.38%, 03/15/2023(3)(5)

     77,900  

137,000

    

Prudential Financial, Inc.
3 mo. USD LIBOR + 2.380%, 4.50%, 09/15/2047(3)

     126,177  

70,000

    

Qualitytech L.P. / QTS Finance Corp.
4.75%, 11/15/2025(1)

     65,450  
    

Roper Technologies, Inc.

 

102,000

    

3.65%, 09/15/2023

     102,054  

60,000

    

3.80%, 12/15/2026

     58,990  

177,000

    

S&P Global, Inc.
3.30%, 08/14/2020

     177,967  
    

Sabine Pass Liquefaction LLC

 

110,000

    

4.20%, 03/15/2028

     107,955  

30,000

    

5.63%, 03/01/2025

     32,329  

115,000

    

SBA Communications Corp.
4.88%, 09/01/2024

     115,144  

65,000

    

Scientific Games International, Inc.
5.00%, 10/15/2025(1)

     61,607  
    

Sempra Energy

 

67,000

    

2.90%, 02/01/2023

     65,089  

65,000

    

3.80%, 02/01/2038

     56,956  

115,000

    

Sherwin-Williams Co.
2.75%, 06/01/2022

     112,825  

20,000

    

SM Energy Co.
6.75%, 09/15/2026

     19,703  

42,000

    

Southern California Edison Co.
4.13%, 03/01/2048

     37,854  
    

SunTrust Banks, Inc.

 

122,000

    

2.70%, 01/27/2022

     119,907  

185,000

    

3 mo. USD LIBOR + 2.786%, 5.13%, 12/15/2027(3)(5)

     166,500  

55,000

    

Synchrony Financial
3.95%, 12/01/2027

     50,347  

95,000

    

T-Mobile USA, Inc.
6.00%, 04/15/2024

     97,375  

115,000

    

Targa Resources Partners L.P. / Targa Resources Partners Finance Corp.
5.00%, 01/15/2028

     108,028  

50,000

    

Target Corp.
3.90%, 11/15/2047

     48,004  

125,000

    

Tenet Healthcare Corp.
5.13%, 05/01/2025

     122,135  

58,000

    

Texas Instruments, Inc.
4.15%, 05/15/2048

     59,828  

9,000

    

Union Pacific Corp.
3.35%, 08/15/2046

     7,585  


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

  $     115,000       

United Rentals North America, Inc.
4.88%, 01/15/2028

   $ 109,106  
  410,000       

United Technologies Corp.
3 mo. USD LIBOR + 0.650%, 3.28%, 08/16/2021(3)

     410,007  
  79,000       

4.45%, 11/16/2038

     79,372  
  30,000       

UnitedHealth Group, Inc.
4.45%, 12/15/2048

     32,173  
  46,000       

Valero Energy Corp.
4.90%, 03/15/2045

     46,180  
    

Verizon Communications, Inc.

  
  82,000       

3.38%, 02/15/2025

     81,884  
  79,000       

3.85%, 11/01/2042

     70,812  
  37,000       

4.27%, 01/15/2036

     36,013  
    

Volkswagen Group of America Finance LLC

  
  1,288,000       

3 mo. USD LIBOR + 0.770%, 3.39%, 11/13/2020(1)(3)

     1,287,541  
  200,000       

4.25%, 11/13/2023(1)

     202,286  
  60,000       

Vornado Realty L.P.
3.50%, 01/15/2025

     57,926  
  34,000       

Voya Financial, Inc.
3 mo. USD LIBOR + 2.084%, 4.70%, 01/23/2048(3)

     28,220  
  65,000       

Vulcan Materials Co.
4.70%, 03/01/2048

     57,816  
  32,000       

Walmart, Inc.
4.05%, 06/29/2048

     32,883  
  600,000       

Wells Fargo & Co.
3 mo. USD LIBOR + 1.110%, 3.89%, 01/24/2023(3)

     603,687  
  20,000       

Whiting Petroleum Corp.
6.63%, 01/15/2026

     19,600  
  165,000       

Williams Cos., Inc.
4.00%, 09/15/2025

     164,854  
  91,000       

Wynn Las Vegas LLC / Wynn Las Vegas Capital Corp.
5.25%, 05/15/2027(1)

     85,085  
       

 

 

 
     24,511,570  
       

 

 

 
    

Total Corporate Bonds
(cost $41,009,421)

   $ 40,120,164  
       

 

 

 
 

Escrows - 0.2%(8)

 
    

United States - 0.2%

 

  100,000       

Keurig Dr Pepper, Inc.*(1)

     100,721  
       

 

 

 
    

Total Escrows
(cost $100,000)

   $ 100,721  
       

 

 

 
 

Foreign Government Obligations - 18.7%

 
    

Spain - 13.9%

 

    

Spain Government Bond

 

  EUR    6,234,000       

1.40%, 07/30/2028(1)(2)

     7,263,443  
  1,489,000       

1.45%, 04/30/2029

     1,725,715  
       

 

 

 
     8,989,158  
       

 

 

 
    

Supranational - 3.0%

 

  $    1,931,000       

International Bank for Reconstruction & Development
SOFR + 0.220%, 2.61%, 08/21/2020(3)

     1,930,691  
       

 

 

 
    

United Kingdom - 1.8%

 

  266,000       

Bank of England Euro Note
2.50%, 03/05/2021(1)

     265,527  
  GBP       680,224       

United Kingdom Treasury Bill
0.70%, 03/25/2019(9)

     891,243  
       

 

 

 
     1,156,770  
       

 

 

 
    

Total Foreign Government Obligations
(cost $11,906,239)

   $ 12,076,619  
       

 

 

 
 

U.S. Government Agencies - 0.9%

 
    

United States - 0.9%

 

    

Mortgage-Backed Agencies - 0.9%

 

    

FHLMC - 0.9%

 

  $       109,041       

1 mo. USD LIBOR + 0.380%, 2.88%, 05/25/2022(3)

   $ 108,874  


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

75,238

    

1 mo. USD LIBOR + 2.600%, 5.11%, 12/25/2027(3)

 

    76,173  

101,534

    

1 mo. USD LIBOR + 2.800%, 5.31%, 05/25/2028(3)

 

    103,644  

250,000

    

1 mo. USD LIBOR + 3.300%, 5.81%, 10/25/2027(3)

 

    273,889  
         

 

 

 
    

Total U.S. Government Agencies
(cost $568,058)

 

  $ 562,580  
         

 

 

 

U.S. Government Securities - 0.0%

 

    

United States - 0.0%

 

    

U.S. Treasury Notes - 0.0%

 

20,000

    

2.75%, 04/30/2023

 

    20,245  
         

 

 

 
    

Total U.S. Government Securities
(cost $19,952)

 

  $ 20,245  
         

 

 

 
    

Total Long-Term Investments
(cost $60,948,805)

     $ 60,162,026  
         

 

 

 

Short-Term Investments - 3.3%

 

    

Other Investment Pools & Funds - 3.1%

 

1,998,741

    

Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.25%(9)

 

    1,998,741  
         

 

 

 
    

Securities Lending Collateral - 0.2%

 

4,859

    

Citibank NA DDCA, 2.39%, 2/1/2019(9)

 

    4,859  

53,978

    

Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.31%(9)

 

    53,978  

21,498

    

Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(9)

 

    21,498  

2,949

    

Invesco Government & Agency Portfolio, Institutional Class, 2.28%(9)

 

    2,949  

12,595

    

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(9)

 

    12,595  

1,306

    

Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(9)

 

    1,306  
         

 

 

 
            97,185  
         

 

 

 
    

Total Short-Term Investments
(cost $2,095,926)

 

  $ 2,095,926  
         

 

 

 
    

Total Investments Excluding Purchased Options
(cost $63,044,731)

     96.6   $ 62,257,952  
    

Total Purchased Options
(cost $269,835)

     0.1   $ 74,963  
       

 

 

   

 

 

 
    

Total Investments
(cost $63,314,566)

     96.7   $ 62,332,915  
    

Other Assets and Liabilities

     3.3     2,139,389  
       

 

 

   

 

 

 
    

Total Net Assets

     100.0   $ 64,472,304  
       

 

 

   

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

Equity Industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing. For long-term debt securities, items identified are in default as to payment of interest and/or principal.

(1)

Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At January 31, 2019, the aggregate value of these securities was $21,237,113, representing 32.9% of net assets.

(2)

Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At January 31, 2019, the aggregate value of these securities was $13,158,722, representing 20.4% of net assets.

(3)

Variable rate securities; the rate reported is the coupon rate in effect at January 31, 2019.

(4)

Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end.


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

(5)

Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first.

(6)

Security has the ability to pay in kind (“PIK”) or pay income in cash. When applicable, separate rates of such payments are disclosed.

(7)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(8)

Share amount represents shares of the issuer previously held that resulted in receipt of the escrow.

(9)

Current yield as of period end.

 

OTC Option Contracts Outstanding at January 31, 2019

 

Description
  

Counter

-party

  

Exercise Price/FX

Rate/Rate

    

Expiration

Date

     Number of
Contracts
   

Notional

Amount

    Market
Value †
   

Premiums

Paid

(Received)

by Fund

   

Unrealized

Appreciation/

(Depreciation)

 

Purchased option contracts:

 

Calls

 

USD Call/CAD Put

   BNP    1.34 CAD per USD        02/22/19        2,571,000       USD        2,571,000     $ 2,401     $ 15,014     $ (12,613

USD Call/KRW Put

   JPM    1,135.00 KRW per USD        07/19/19        2,570,000       USD        2,570,000       32,858       50,578       (17,720

USD Call/KRW Put

   JPM    1,135.00 KRW per USD        07/19/19        2,577,000       USD        2,577,000       32,032       32,032        
                   

 

 

   

 

 

   

 

 

   

 

 

 

    Total Calls

 

             7,718,000     $ 67,291     $ 97,624     $ (30,333
                   

 

 

   

 

 

   

 

 

   

 

 

 

    Total purchased option contracts

 

             7,718,000     $ 67,291     $ 97,624     $ (30,333
                   

 

 

   

 

 

   

 

 

   

 

 

 
Description
  

Counter

-party

  

Exercise Price/FX

Rate/Rate

     Expiration
Date
     Number of
Contracts
           

Notional

Amount

    Market
Value †
    Premiums
Paid
(Received)
by Fund
    Unrealized
Appreciation/
(Depreciation)
 

Written option contracts:

 

Calls

 

USD Call/KRW Put

   JPM    1,200.00 KRW per USD        07/19/19        (2,577,000     USD        (2,577,000   $ (10,540   $ (10,540   $  

USD Call/KRW Put

   JPM    1,200.00 KRW per USD        07/19/19        (2,570,000     USD        (2,570,000     (10,663     (17,682     7,019  
                   

 

 

   

 

 

   

 

 

   

 

 

 

    Total Calls

                   (5,147,000   $ (21,203   $ (28,222   $ 7,019  
                   

 

 

   

 

 

   

 

 

   

 

 

 

Written option contracts:

 

Puts

 

USD Put/KRW Call

   JPM    1,095.00 KRW per USD        07/19/19        (2,577,000     USD        (2,577,000   $ (39,789   $ (39,789   $  

USD Put/KRW Call

   JPM    1,095.00 KRW per USD        07/19/19        (2,570,000     USD        (2,570,000     (39,038     (29,580     (9,458
                   

 

 

   

 

 

   

 

 

   

 

 

 

    Total Puts

                (5,147,000   $ (78,827   $ (69,369   $ (9,458
                   

 

 

   

 

 

   

 

 

   

 

 

 

    Total written option contracts

                (10,294,000   $ (100,030   $ (97,591   $ (2,439
                   

 

 

   

 

 

   

 

 

   

 

 

 

 

OTC Swaption Contracts Outstanding at January 31, 2019

 

 

Description    Counter-
party
     Exercise
Price/FX
Rate/
Rate
    Pay/
Receive
Floating
Rate
     Expiration
Date
     Notional Amount      Number of
Contracts
     Market
Value †
     Premiums
Paid
(Received)
by Fund
     Unrealized
Appreciation/
(Depreciation)
 

Purchased swaption contracts:

 

Puts

 

10 year USD LIBOR Interest Rate Swap terminating 05/02/29*      MSC        3.05     Receive        04/30/19        USD    7,000,000        7,000,000        $7,094        $157,938      $ (150,844
10 year USD LIBOR Interest Rate Swap terminating 5/2/19*      MSC        3.05     Receive        04/30/19        USD       570,940        570,940        578        14,273        (13,695
                

 

 

    

 

 

    

 

 

    

 

 

 

Total Puts

                   7,570,940      $ 7,672      $ 172,211      $ (164,539
                

 

 

    

 

 

    

 

 

    

 

 

 

Total purchased swaption contracts

 

             7,570,940      $ 7,672      $ 172,211      $ (164,539
                

 

 

    

 

 

    

 

 

    

 

 

 

* Swaptions with forward premiums.


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

Futures Contracts Outstanding at January 31, 2019

 

 

Description

    

Number  

of  

Contracts  

 

 

 

     Expiration Date       

Current

Notional

Amount

 

 

 

    

Value and   

Unrealized   

Appreciation/   

(Depreciation)   

 

 

 

 

Long position contracts:

 

Australian 10-Year Bond Future

     11        03/15/2019      $         1,067,606      $             19,861   

Euro BUXL 30-Year Bond Future

     24        03/07/2019        5,105,647        74,386   

U.S. Treasury 10-Year Note Future

     15        03/20/2019        1,837,031        18,020   
           

 

 

 

        Total

 

   $ 112,267   
           

 

 

 

Short position contracts:

 

90-Day Euro Future

     65        12/16/2019      $ 15,825,875      $ (72,462)  

90-Day Euro Future

     263        12/14/2020        64,148,988        (462,154)  

Euro-Bund Future

     27        03/07/2019        5,119,897        (20,759)  

Long Gilt Future

     61        03/27/2019        9,883,333        (74,729)  

U.S. Treasury 2-Year Note Future

     3        03/29/2019        636,984        (4,412)  

U.S. Treasury 5-Year Note Future

     92        03/29/2019        10,567,062        (83,748)  

U.S. Treasury 10-Year Note Future

     47        03/20/2019        5,756,031        (144,765)  

U.S. Treasury Long Bond Future

     26        03/20/2019        3,813,875        (198,095)  

U.S. Treasury Ultra Bond Future

     12        03/20/2019        1,933,500        (9,278)  
           

 

 

 

        Total

 

   $ (1,070,402)  
           

 

 

 
                    
           

 

 

 

            Total futures contracts

 

   $ (958,135)  
           

 

 

 

 

OTC Credit Default Swap Contracts Outstanding at January 31,  2019

 

 

        Reference Entity

 

    

Counter-

party

 

 

    

Notional

Amount (a)

 

 

   

(Pay)/Receive

Fixed Rate

 

 

   

Expiration

Date

 

 

    

Periodic

Payment

Frequency

 

 

 

    

Upfront

Premiums

Paid

 

 

 

    

Upfront

Premiums

Received

 

 

 

   

Market

Value †

 

 

   

Unrealized

Appreciation/

(Depreciation)

 

 

 

Credit default swaps on single-name issues:

 

  Buy protection:

 

Intesa S.p.A.

     BNP        EUR        300,000       (1.00%)       06/20/21        Quarterly      $ 1,572      $     $ (7,931   $ (9,503

Standard Chartered Bank

     CBK        EUR        470,000       (1.00%)       09/20/20        Quarterly        7,693              (6,112     (13,805

Wendel S.A.

     BNP        EUR        150,000       (5.00%)       06/20/21        Quarterly               (13,942     (19,843     (5,901
                  

 

 

    

 

 

   

 

 

   

 

 

 

Total

 

                $ 9,265      $ (13,942   $ (33,886   $ (29,209
                  

 

 

    

 

 

   

 

 

   

 

 

 
                                  
                  

 

 

    

 

 

   

 

 

   

 

 

 

Total single-name issues

 

        $ 9,265      $ (13,942   $ (33,886   $ (29,209
                  

 

 

    

 

 

   

 

 

   

 

 

 
                       
                  

 

 

    

 

 

   

 

 

   

 

 

 

Total OTC contracts

 

                $ 9,265      $ (13,942   $ (33,886   $ (29,209
                  

 

 

    

 

 

   

 

 

   

 

 

 

 

(a)  The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under the terms of that particular swap agreement.

 

Centrally Cleared Credit Default Swap Contracts Outstanding at January 31, 2019

 

 

        Reference Entity

             

Notional

Amount (a)

 

 

  (Pay)/Receive

Fixed Rate

  Expiration

Date

   Periodic

Payment

Frequency

     Cost Basis       Value †      

Unrealized

Appreciation/

(Depreciation)

 

 

 

Credit default swaps on indices:

 

  Buy protection:

 

CDX.NA.HY.30

     USD        424,252     (5.00%)   06/20/23    Quarterly    $ (27,129   $ (30,544   $ (3,415

CDX.NA.HY.31

     USD        3,519,180     (5.00%)   12/20/23    Quarterly      (139,695     (228,133     (88,438

ITRAXX.XO.30.V

     EUR        2,471,090     (5.00%)   12/20/23    Quarterly      (284,730     (250,533     34,197  

ITRAXX.XOV.29.V

     EUR        527,300     (5.00%)   06/20/23    Quarterly      (52,646     (49,767     2,879  
               

 

 

   

 

 

   

 

 

 

Total

     $ (504,200   $ (558,977   $ (54,777
               

 

 

   

 

 

   

 

 

 

Credit default swaps on indices:

 

  Sell protection:

 

ITRAXX.EUR.30.V

     EUR        3,616,000     1.00%   12/20/23    Quarterly    $ 20,746     $ 64,174     $ 43,428  
               

 

 

   

 

 

   

 

 

 
                   
               

 

 

   

 

 

   

 

 

 

Total

     $ (483,454   $ (494,803   $ (11,349
               

 

 

   

 

 

   

 

 

 

 

(a)

The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under the terms of that particular swap agreement.


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

Centrally Cleared Interest Rate Swap Contracts Outstanding at  January 31, 2019

 

 

Payments made by

Fund

           Payments

        received by

        Fund

    Notional Amount      Expiration

Date

    

Periodic

Payment

Frequency

 

 

 

    

Upfront  

Premiums  

Paid  

 

 

 

    

Upfront  

Premiums  

Received  

 

 

 

    Value †         

Unrealized  

Appreciation/  

(Depreciation)  

 

 

 

2.76% Fixed

   3 Mo. CAD CDOR           CAD        2,143,150      11/29/28      Semi-Annual      $ 23      $     $ (53,100   $ (53,123

2.79% Fixed

   3 Mo. CAD CDOR           CAD        2,143,150      11/20/28      Semi-Annual        24              (57,879     (57,903

2.79% Fixed

   3 Mo. CAD CDOR           CAD        2,143,150      11/20/28      Semi-Annual        25              (58,322     (58,347

2.80% Fixed

   3 Mo. CAD CDOR           CAD        2,143,150      11/27/28      Semi-Annual        25              (59,556     (59,581

1.88% Fixed

   3M BBSW           AUD        11,583,000      01/30/22      Quarterly                     (1,314     (1,314

1.91% Fixed

   3M BBSW           AUD        5,791,500      01/31/22      Quarterly                     (4,584     (4,584

2.85% Fixed

   3M LIBOR           USD        779,100      02/01/49      Semi-Annual                     (9,714     (9,714

3M LIBOR

   2.63% Fixed           USD        3,626,500      02/01/24      Quarterly                     18,511       18,511  

3M LIBOR

   3.11% Fixed           USD        1,661,525      11/23/28      Quarterly                     68,171       68,171  

3M LIBOR

   3.11% Fixed           USD        1,661,525      11/23/28      Quarterly                     67,874       67,874  

3M LIBOR

   3.11% Fixed           USD        1,661,525      11/29/28      Quarterly                     68,140       68,140  

3M LIBOR

   3.06% Fixed           USD        1,661,525      12/03/28      Quarterly                     59,620       59,620  

6M EURIBOR

   1.49% Fixed           EUR        1,184,718      07/04/48      Semi-Annual               (2,574     121,012       123,586  

0.26% Fixed

   6M EURIBOR           EUR        6,163,000      12/12/23      Annual               (15     (57,982     (57,967

2.30% Fixed

   CPURNSA           USD        8,500,425      07/30/23      Maturity                     (179,999     (179,999

2.34% Fixed

   CPURNSA           USD        4,800,240      05/24/23      Maturity                     (104,189     (104,189
                

 

 

    

 

 

   

 

 

   

 

 

 

           Total

 

         $ 97      $ (2,589   $ (183,311   $ (180,819
                

 

 

    

 

 

   

 

 

   

 

 

 

Foreign Currency Contracts Outstanding at January 31, 2019

 

 

Amount and Description

of Currency to be

Purchased

   

Amount and Description

of Currency to be

Sold

 

 

 

   Counterparty       

Settlement

Date

 

 

              Appreciation       Depreciation     

240,000

   AUD     172,610        USD      CBK        02/15/19        $                1,883     $  

2,481,400

   BRL     640,940        USD      CBK        02/04/19        39,242        

2,481,400

   BRL     679,482        USD      BCLY        02/04/19        700        

2,481,400

   BRL     657,177        USD      BCLY        03/06/19        21,744        

2,441,400

   BRL     662,002        USD      BCLY        03/06/19        5,974        

474,000

   CAD     356,790        USD      UBS        02/15/19        4,072        

272,000

   CAD     204,741        USD      UBS        02/15/19        2,337        

665,000

   CZK     29,857        USD      JPM        02/15/19              (296

142,117,048

   CZK     6,364,400        USD      JPM        02/15/19              (46,848

1,030,123

   EUR     1,168,695        USD      UBS        02/15/19        11,800        

320,000

   EUR     365,291        USD      MSC        02/15/19        1,421        

2,155,902

   EUR     2,470,340        USD      UBS        02/15/19        269        

2,797,426

   GBP     3,571,583        USD      UBS        02/15/19        100,205        

1,498,013

   GBP     1,934,808        USD      BOA        02/15/19        31,423        

314,585

   GBP     401,644        USD      UBS        02/15/19        11,269        

86,000

   GBP     109,800        USD      UBS        02/15/19        3,081        

46,962,259,384

   IDR     3,322,010        USD      BNP        02/15/19        33,346        

4,399,800

   JPY     40,214        USD      ANZ        02/15/19        225        

6,206,026

   JPY     57,154        USD      BCLY        02/15/19              (113

138,665,700

   JPY     1,285,751        USD      SSG        02/15/19              (11,240

49,396,401

   MXN     2,543,794        USD      JPM        02/15/19        33,760        

12,165,739

   MXN     634,032        USD      CBK        02/15/19        789        

1,031,035

   MXN     53,096        USD      JPM        02/15/19        705        

12,288,625

   MXN     642,116        USD      CBK        02/15/19              (883


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

24,700,136

   MXN      1,291,517      USD    CBK    02/15/19    $      $ (2,639

53,755,169

   NOK      6,300,934      USD    UBS    02/15/19      77,051         

86,431,700

   RUB      1,282,103      USD    CBK    02/15/19      37,485         

3,705,085

   SEK      408,607      USD    UBS    02/15/19      1,330         

1,176,364

   SEK      129,723      USD    UBS    02/15/19      432         

954,201

   SEK      105,215      USD    UBS    02/15/19      359         

13,234,074

   TWD      429,622      USD    BCLY    02/15/19      1,559         

8,734,489

   TWD      283,219      USD    BNP    02/15/19      1,360         

13,234,075

   TWD      429,957      USD    BCLY    02/15/19      1,224         

4,302,062

   TWD      139,451      USD    BCLY    02/15/19      715         

161,304

   USD      225,000      AUD    BOA    02/15/19             (2,283

346,866

   USD      486,000      AUD    UBS    02/15/19             (6,482

593,098

   USD      831,000      AUD    UBS    02/15/19             (11,083

2,195,397

   USD      3,076,009      AUD    UBS    02/15/19             (41,026

679,482

   USD      2,481,400      BRL    CBK    02/04/19             (700

658,371

   USD      2,481,400      BRL    BCLY    02/04/19             (21,811

1,275,702

   USD      4,817,600      BRL    JPM    03/06/19             (42,411

173,597

   USD      230,000      CAD    BOA    02/15/19             (1,505

5,074,806

   USD      4,969,047      CHF    UBS    02/15/19      71,258         

155,943

   USD      155,000      CHF    JPM    02/15/19             (133

2,823,777

   USD      2,458,665      EUR    BNP    02/15/19      6,209         

77,059

   USD      67,000      EUR    BOA    02/15/19      279         

1,192,173

   USD      1,040,426      EUR    UBS    02/15/19             (130

1,475,855

   USD      1,288,000      EUR    UBS    02/15/19             (161

1,509,686

   USD      1,317,525      EUR    UBS    02/15/19             (164

3,764,770

   USD      3,285,569      EUR    UBS    02/15/19             (410

3,583,940

   USD      3,138,092      EUR    BNP    02/15/19             (12,234

3,606,171

   USD      3,159,504      EUR    JPM    02/15/19             (14,541

87,233

   USD      68,000      GBP    ANZ    02/15/19             (2,021

2,217,787

   USD      1,737,072      GBP    UBS    02/15/19             (62,223

4,470,780

   USD      3,501,718      GBP    UBS    02/15/19             (125,433

1,277,704

   USD      988,263      GBP    MSC    02/20/19             (19,753

103,547

   USD      1,464,668,000      IDR    JPM    02/15/19             (1,101

1,317,556

   USD      143,065,500      JPY    BCLY    02/15/19      2,605         

4,538,079

   USD      5,077,611,350      KRW    BCLY    02/15/19             (27,199

646,823

   USD      12,273,400      MXN    CBK    02/15/19      6,385         

990,126

   USD      18,906,451      MXN    CBK    02/15/19      3,568         

643,341

   USD      12,273,400      MXN    CBK    02/15/19      2,903         

644,718

   USD      12,313,600      MXN    UBS    02/15/19      2,182         

641,771

   USD      12,269,050      MXN    CBK    02/15/19      1,559         

306,583

   USD      5,850,949      MXN    CBK    02/15/19      1,274         

497,762

   USD      9,515,875      MXN    CBK    02/15/19      1,215         

144,013

   USD      2,753,175      MXN    CBK    02/15/19      350         

301,675

   USD      5,779,246      MXN    UBS    02/15/19      108         

113,310

   USD      2,170,857      MXN    UBS    02/15/19      32         

114,879

   USD      2,203,749      MXN    UBS    02/15/19             (115

114,865

   USD      2,203,748      MXN    CBK    02/15/19             (129

317,942

   USD      6,109,995      MXN    CBK    02/15/19             (883

964,681

   USD      18,540,205      MXN    CBK    02/15/19             (2,765

54,116

   USD      222,472      MYR    BCLY    02/15/19             (183

374,461

   USD      1,540,922      MYR    BCLY    02/15/19             (1,637

422,621

   USD      1,739,298      MYR    BCLY    02/15/19             (1,895

429,127

   USD      1,767,908      MYR    BCLY    02/15/19             (2,373

1,115

   USD      75,100      RUB    BNP    02/15/19             (32

322,224

   USD      21,643,800      RUB    CBK    02/15/19             (8,221

957,925

   USD      64,712,800      RUB    JPM    02/15/19             (30,072

97,236

   USD      2,990,000      TWD    BCLY    02/15/19             (182

65,015

   USD      2,007,000      TWD    JPM    02/15/19             (376

2,218,982

   USD      68,400,113      TWD    CBK    02/15/19             (9,570

6,675,570

   USD      205,200,337      TWD    BCLY    02/15/19             (10,085

73,309

   USD      1,021,000      ZAR    JPM    02/15/19             (3,543

321,423

   USD      4,458,500      ZAR    BCLY    02/15/19             (14,172

964,815

   USD      13,274,500      ZAR    BCLY    02/15/19             (34,367

966,585

   USD      13,343,700      ZAR    CBK    02/15/19             (37,806

958,079

   USD      13,379,300      ZAR    BCLY    02/15/19             (48,991

18,850,450

   ZAR      1,347,741      USD    CBK    02/15/19      71,146         

26,454,600

   ZAR      1,977,199      USD    BCLY    02/15/19      14,059         

      Total

   $             610,892      $             (662,220


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

Foreign Cross Currency Contracts Outstanding at January 31,  2019

 

 

Contract Amount

 

      Counterparty    Delivery Date    Contract Amount       

  Unrealized    

  Appreciation    

 

 

CHF

    753,256     UBS      02/15/19    EUR      750,436      $ 2,820  

CHF

    646,389     UBS      02/15/19    EUR      644,556        1,833  

CHF

    646,055     UBS      02/15/19    EUR      644,866        1,189  

EUR

    1,507,618     CBK      02/15/19    CZK      1,501,221        6,397  

EUR

    1,242,685     CBK      02/15/19    CZK      1,237,581        5,104  

EUR

    1,042,574     CBK      02/15/19    CZK      1,038,292        4,282  

EUR

    1,127,602     CBK      02/15/19    CZK      1,123,977        3,625  

EUR

    893,557     CBK      02/15/19    CZK      890,251        3,306  

EUR

    557,677     CBK      02/15/19    CZK      555,246        2,431  

EUR

    1,273,371     UBS      02/15/19    NOK      1,286,971        (13,601

EUR

    1,285,812     UBS      02/15/19    NOK      1,300,379        (14,567

EUR

    1,277,116     CBK      02/15/19    AUD      1,294,301        (17,185

GBP

    1,313,766     CBK      02/15/19    CZK      1,266,373        47,393  

GBP

    1,304,925     CBK      02/15/19    EUR      1,282,862        22,063  

GBP

    1,299,745     SSG      02/15/19    EUR      1,282,862        16,884  

HUF

    401,268     BNP      02/15/19    CZK      395,518        5,750  

HUF

    251,200     BNP      02/15/19    CZK      248,309        2,891  

HUF

    211,398     BNP      02/15/19    CZK      208,888        2,510  

HUF

    30,164     BNP      02/15/19    CZK      29,803        361  

JPY

    1,273,285     JPM      02/15/19    AUD      1,292,191        (18,906

JPY

    1,593,502     JPM      02/15/19    AUD      1,612,801        (19,299

NOK

    656,078     UBS      02/15/19    CAD      653,421        2,657  

NOK

    89,994     UBS      02/15/19    CAD      90,292        (297

NOK

    564,510     UBS      02/15/19    CAD      566,373        (1,863
                 

 

 

 

Total

     $             45,778  
                 

 

 

 

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Counterparty Abbreviations:

ANZ

   Australia and New Zealand Banking Group

BCLY

   Barclays

BNP

   BNP Paribas Securities Services

BOA

   Banc of America Securities LLC

CBK

   Citibank NA

JPM

   JP Morgan Chase & Co.

MSC

   Morgan Stanley

SSG

   State Street Global Markets LLC

UBS

   UBS AG

Currency Abbreviations:

AUD

   Australian Dollar

BRL

   Brazilian Real

CAD

   Canadian Dollar

CHF

   Swiss Franc

CZK

   Czech Koruna

EUR

   Euro

GBP

   British Pound

HUF

   Hungarian Forint

IDR

   Indonesian Rupiah

JPY

   Japanese Yen

KRW

   South Korean Won

MXN

   Mexican Peso

MYR

   Malaysian Ringgit

NOK

   Norwegian Krone

RUB

   Russian Ruble

SEK

   Swedish Krona

TWD

   Taiwanese Dollar

USD

   United States Dollar

ZAR

   South African Rand


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

Index Abbreviations:

CDX.NA.HY

   Credit Derivatives North American High Yield

CPURNSA

   Consumer Price All Urban Non-Seasonally Adjusted

ITRAXX.EUR

   Markit iTraxx - Europe

ITRAXX.XOV

   Markit iTraxx Index - Europe Crossover

S&P

   Standard & Poors

Other Abbreviations:

BBSW

   Bank Bill Swap Referance Rate

CDOR

   Canadian Dollar Offered Rate

CMO

   Collateralized Mortgage Obligation

DDCA

   Dollars on Deposit in Custody Account

EURIBOR

   Euro Interbank Offered Rate

LIBOR

   London Interbank Offered Rate

OTC

   Over-the-Counter

PAC

   Planned Amortization Class

PIK

   Payment-in-kind

SOFR

   Secured Overnight Financing Rate


 

  Hartford Schroders Global Strategic Bond Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description           Total                     Level 1                     Level 2                   Level 3(1)        

Assets

 

Asset & Commercial Mortgage Backed Securities

  $ 7,281,697     $     $ 7,281,697     $  

Corporate Bonds

    40,120,164             40,120,164        

Escrows

    100,721             100,721        

Foreign Government Obligations

    12,076,619             12,076,619        

U.S. Government Agencies

    562,580             562,580        

U.S. Government Securities

    20,245             20,245        

Short-Term Investments

    2,095,926       2,095,926              

Purchased Options

    74,963             74,963        

Foreign Currency Contracts(2)

    742,388             742,388        

Futures Contracts(2)

    112,267       112,267              

Swaps - Credit Default(2)

    80,504             80,504        

Swaps - Interest Rate(2)

    405,902             405,902        
 

 

 

   

 

 

   

 

 

   

 

 

 

Total

  $ 63,673,976     $ 2,208,193     $ 61,465,783     $  
 

 

 

   

 

 

   

 

 

   

 

 

 

Liabilities

 

Foreign Currency Contracts(2)

  $ (747,938   $     $ (747,938   $  

Futures Contracts(2)

    (1,070,402     (1,070,402            

Swaps - Credit Default(2)

    (121,062           (121,062      

Swaps - Interest Rate(2)

    (586,721           (586,721      

Written Options

    (100,030           (100,030      
 

 

 

   

 

 

   

 

 

   

 

 

 

Total

  $ (2,626,153   $ (1,070,402   $ (1,555,751   $  
 

 

 

   

 

 

   

 

 

   

 

 

 

 

(1) 

For the period ended January 31, 2019, there were no transfers in and out of Level 3.

 

(2) 

Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Shares or Principal Amount    Market Value  

Common Stocks - 94.9%

 

       Australia - 2.8%  
352,166     

Adelaide Brighton Ltd.

   $ 1,149,730  

53,753

     ASX Ltd.      2,495,832  

3,754,295

     Beach Energy Ltd.      4,938,666  

22,416

     BGP Holdings plc(1)(2)       

362,348

     BHP Group Ltd.      9,251,796  

130,840

     BlueScope Steel Ltd.      1,195,402  

482,668

     carsales.com Ltd.      4,438,752  

586,569

     Coca-Cola Amatil Ltd.      3,582,448  

61,175

     Collection House Ltd.      61,860  

145,586

     Computershare Ltd.      1,886,012  

275,158

     DuluxGroup Ltd.      1,372,126  

7,355

     DWS Ltd.      6,469  

439,683

     IPH Ltd.      1,752,564  

78,700

     Macquarie Group Ltd.      6,693,254  

55,044

     McMillan Shakespeare Ltd.      615,189  

222,513

     Medusa Mining Ltd.*      61,438  

517,180

     Metcash Ltd.(3)      933,294  

67,047

     Perpetual Ltd.      1,596,813  

2,646,937

     Perseus Mining Ltd.*      800,891  

302,151

     Platinum Asset Management Ltd.(3)      993,983  

177,322

     Qantas Airways Ltd.      703,002  

523,400

     Sandfire Resources NL      2,670,070  

425,909

     Santos Ltd.      2,009,524  

1,253,938

     South32 Ltd.      3,208,526  

927,107

     Telstra Corp. Ltd.      2,101,969  
       

 

 

 
          54,519,610  
       

 

 

 
    

Austria - 0.3%

 

104,767

     OMV AG      5,209,305  

52,495

     Raiffeisen Bank International AG      1,388,637  
       

 

 

 
          6,597,942  
       

 

 

 
     Belgium - 0.4%

 

137,247

     Ageas      6,381,490  

4,217

     Sofina S.A.      836,414  
       

 

 

 
          7,217,904  
       

 

 

 
     Brazil - 1.3%

 

141,600

     AES Tiete Energia S.A. UNIT      452,303  

170,300

     Alupar Investimento S.A.      1,006,242  

201,979

     Banco BTG Pactual S.A.      1,638,670  

214,300

     Cia de Saneamento Basico do Estado de Sao Paulo ADR      2,539,455  

1,574,000

     Cielo S.A.      5,152,874  

286,500

     Engie Brasil Energia S.A.      3,287,460  

166,900

     Grendene S.A.      418,257  

457,300

     MRV Engenharia e Participacoes S.A.      1,880,758  

238,900

     Multiplus S.A.      1,703,060  

156,800

     QGEP Participacoes S.A.      518,052  

453,772

     Qualicorp S.A.      1,972,002  

121,000

     Smiles Fidelidade S.A.      1,482,973  

360,400

     Transmissora Alianca de Energia Eletrica S.A. UNIT      2,541,535  

56,800

     Unipar Carbocloro S.A.      583,543  
       

 

 

 
          25,177,184  
       

 

 

 
     Canada - 4.2%

 

126,000

     BCE, Inc.      5,478,428  

71,200

     Canfor Corp.*      981,882  

56,000

     Canfor Pulp Products, Inc.      788,888  

168,300

     Centerra Gold, Inc.*      853,060  

689,200

     CI Financial Corp.      9,278,852  

14,600

     Cogeco, Inc.      748,917  

477,600

     Corus Entertainment, Inc. Class B      2,024,607  

71,500

     Crescent Point Energy Corp.(3)      213,311  

250,100

     Crew Energy, Inc.*      171,308  


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

200

     E-L Financial Corp. Ltd.    $ 118,422  

49,740

     Eldorado Gold.Corp.*      186,248  

87,800

     Ensign Energy Services, Inc.      336,780  

138,400

     Genworth MI Canada, Inc.(3)      4,709,360  

33,400

     Goldcorp, Inc.      373,667  

53,000

     Great-West Lifeco, Inc.      1,137,486  

100,500

     Husky Energy, Inc.      1,192,431  

111,700

     Interfor Corp.*      1,522,544  

49,900

     Linamar Corp.      1,934,553  

95,400

     Magna International, Inc.      5,048,987  

633,000

     Manulife Financial Corp.      10,169,816  

145,700

     Medical Facilities Corp.(3)      1,916,128  

37,100

     Methanex Corp.      2,021,660  

1,300

     Morguard Real Estate Investment Trust REIT(3)      12,120  

89,000

     Norbord, Inc.      2,573,918  

225,033

     Parex Resources, Inc.*      3,373,911  

47,100

     Peyto Exploration & Development Corp.(3)      242,320  

226,400

     Precision Drilling Corp.*      497,961  

167,000

     Suncor Energy, Inc.      5,386,400  

498,100

     Surge Energy, Inc.      511,766  

201,600

     Teck Resources Ltd. Class B      4,909,776  

69,800

     Tourmaline Oil Corp.      951,951  

59,400

     TransAlta Renewables, Inc.      527,116  

221,600

     Transcontinental, Inc. Class A      3,529,882  

82,000

     West Fraser Timber Co., Ltd.      4,884,615  

116,265

     Westshore Terminals Investment Corp.      1,933,400  
       

 

 

 
          80,542,471  
       

 

 

 
     Cayman Islands - 0.1%

 

254,000

     Chlitina Holding Ltd.      2,436,719  
       

 

 

 
     Chile - 0.5%

 

2,912,022

     Aguas Andinas S.A. Class A      1,721,104  

280,396

     Antofagasta plc      3,205,467  

256,032

     Cia Cervecerias Unidas S.A.      3,480,520  

4,721,717

     Enel Chile S.A.      497,515  

137,700

     Enel Chile S.A. ADR      747,711  

1,129,229

     Enel Generacion Chile S.A.      789,496  
       

 

 

 
          10,441,813  
       

 

 

 
     China - 6.3%

 

1,178,000

     AAC Technologies Holdings, Inc.      7,393,547  

13,653,000

     Agricultural Bank of China Ltd. Class H      6,464,042  

413,500

     Anhui Conch Cement Co., Ltd. Class H      2,254,954  

2,344,000

     Anhui Expressway Co., Ltd. Class H      1,496,430  

6,955,500

     BAIC Motor Corp. Ltd. Class H(4)      4,538,967  

10,588,000

     Bank of China Ltd. Class H      4,922,802  

2,869,000

     Bank of Communications Co., Ltd. Class H      2,438,812  

30,000

     Baoye Group Co., Ltd. Class H*      16,933  

2,682,000

     Beijing Capital International Airport Co., Ltd. Class H      2,515,730  

47,600

     Changyou.com Ltd. ADR      963,900  

4,676,000

     China BlueChemical Ltd. Class H      1,524,500  

1,475,000

     China Conch Venture Holdings Ltd.      4,932,956  

8,464,000

     China Construction Bank Corp. Class H      7,624,381  

416,000

     China Lilang Ltd.      368,406  

733,000

     China Machinery Engineering Corp. Class H      361,186  

3,775,000

     China Medical System Holdings Ltd.      3,928,681  

1,710,000

     China Oriental Group Co., Ltd.      1,156,925  

5,858,000

     China Petroleum & Chemical Corp. Class H      4,898,425  

80,000

     China Taifeng Beddings Holdings Ltd.*(1)(2)       

3,149,000

     CNOOC Ltd.      5,263,300  

1,708,000

     Consun Pharmaceutical Group Ltd.      1,287,919  

2,636,000

     Dongfeng Motor Group Co., Ltd. Class H      2,763,420  

920,000

     Geely Automobile Holdings Ltd.      1,565,286  

3,576,000

     Guangzhou Automobile Group Co., Ltd. Class H      3,883,840  

1,093,000

     Haitian International Holdings Ltd.      2,517,793  

1,411,500

     Hengan International Group Co., Ltd.      11,042,092  


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

7,230,000

     Industrial & Commercial Bank of China Ltd. Class H    $ 5,616,725  

1,924,000

     Jiangsu Expressway Co., Ltd. Class H      2,785,486  

6,273,000

     Lonking Holdings Ltd.      2,120,026  

1,264,000

     Maanshan Iron & Steel Co., Ltd. Class H(3)      606,691  

147,000

     On-Bright Electronics, Inc.      840,013  

202,000

     Shenzhen Expressway Co., Ltd. Class H      229,214  

7,256,000

     Sihuan Pharmaceutical Holdings Group Ltd.      1,532,097  

814,000

     Sinopec Engineering Group Co., Ltd. Class H      800,136  

4,264,000

     Sinopec Shanghai Petrochemical Co., Ltd. Class H      2,025,992  

1,608,500

     Sinotruk Hong Kong Ltd.(3)      2,979,226  

502,000

     Tian Ge Interactive Holdings Ltd.(4)      209,105  

1,380,000

     Tiangong International Co., Ltd.      294,125  

788,000

     Tianneng Power International Ltd.      735,510  

8,101,000

     Want Want China Holdings Ltd.      6,565,171  

2,625,000

     Weichai Power Co., Ltd. Class H      3,542,797  

1,639,300

     Yangzijiang Shipbuilding Holdings Ltd.      1,713,318  

1,242,000

     Youyuan International Holdings Ltd.*      459,328  

8,300

     YY, Inc. ADR*      576,269  

2,294,000

     Zhejiang Expressway Co., Ltd. Class H      2,361,945  
       

 

 

 
          122,118,401  
       

 

 

 
     Colombia - 0.3%

 

272,700

     Ecopetrol S.A. ADR      5,140,395  
       

 

 

 
     Czech Republic - 0.0%

 

537

     Philip Morris CR A.S.      345,523  
       

 

 

 
     Denmark - 0.3%

 

95,151

     Pandora A/S      4,132,177  

116,501

     Scandinavian Tobacco Group A/S Class A(4)      1,507,251  

80,953

     Spar Nord Bank A/S      687,233  
       

 

 

 
          6,326,661  
       

 

 

 
     Finland - 0.6%

 

285,816

     Nokian Renkaat Oyj      9,508,877  

9,744

     Tieto Oyj      279,476  

54,411

     UPM-Kymmene Oyj      1,580,190  
       

 

 

 
          11,368,543  
       

 

 

 
     France - 5.4%

 

238,929

     AXA S.A.      5,540,804  

179,203

     BNP Paribas S.A.      8,445,114  

120,871

     Bureau Veritas S.A.      2,685,262  

37,951

     Cie Generale des Etablissements Michelin SCA      4,122,309  

90,477

     Coface S.A.      830,968  

21,704

     Faurecia S.A.      949,538  

10,926

     Gaztransport Et Technigaz S.A.      922,882  

19,138

     Kaufman & Broad S.A.      772,248  

132,097

     Legrand S.A.      7,826,275  

194,157

     Metropole Television S.A.      2,967,815  

80,131

     Neopost S.A.      2,011,194  

68,769

     Peugeot S.A.      1,729,912  

297,797

     Publicis Groupe S.A.      18,183,463  

19,675

     Sanofi      1,710,109  

301,446

     Schneider Electric SE      21,439,326  

53,607

     Societe BIC S.A.      5,368,788  

258,511

     Societe Generale S.A.      8,060,242  

204,857

     Total S.A.      11,230,490  
       

 

 

 
          104,796,739  
       

 

 

 
     Germany - 2.6%

 

221,684

     BASF SE      16,240,044  

95,026

     Bayer AG      7,202,567  

31,051

     Continental AG      4,907,188  

199,922

     Covestro AG(4)      11,047,606  

411,221

     Deutsche Bank AG      3,655,473  

150,624

     ProSiebenSat.1 Media SE      2,688,725  

48,488

     Siltronic AG      4,817,240  
       

 

 

 
          50,558,843  
       

 

 

 


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Greece - 0.1%

 

83,183

     JUMBO S.A.    $ 1,359,616  

142,374

     Piraeus Bank S.A.*      93,480  
       

 

 

 
          1,453,096  
       

 

 

 
     Hong Kong - 3.3%

 

606,000

     Allied Properties HK Ltd.      137,696  

221,016

     Asian Citrus Holdings Ltd.*(1)(2)       

510,000

     China Lumena New Materials Corp.*(1)(2)       

1,184,000

     China Resources Cement Holdings Ltd.      1,202,498  

25,000

     Chong Hing Bank Ltd.      43,589  

1,293,000

     CK Asset Holdings Ltd.      10,885,515  

810,000

     CSI Properties Ltd.      38,323  

401,200

     Dah Sing Banking Group Ltd.      784,981  

111,600

     Dah Sing Financial Holdings Ltd.      618,571  

285,000

     Emperor Entertainment Hotel Ltd.      61,277  

1,352,000

     First Pacific Co., Ltd.      586,386  

1,352,000

     Giordano International Ltd.      680,566  

522,000

     Guangdong Investment Ltd.      996,852  

417,000

     Hang Lung Group Ltd.      1,225,461  

1,277,000

     Hang Lung Properties Ltd.      2,796,174  

107,800

     Hang Seng Bank Ltd.      2,480,141  

6,811

     Hanison Construction Holdings Ltd.      1,251  

182,508

     Henderson Land Development Co., Ltd.      1,037,506  

802,500

     Kerry Properties Ltd.      3,333,200  

10,020

     Lai Sun Development Co., Ltd.      16,727  

1,629,500

     Lifestyle International Holdings Ltd.      2,460,238  

68,000

     Qingling Motors Co., Ltd. Class H      17,529  

2,074,000

     Sands China Ltd.      9,949,651  

648,000

     Shanghai Industrial Holdings Ltd.      1,364,837  

1,528,000

     Sino Land Co., Ltd.      2,747,780  

20,000

     Soundwill Holdings Ltd.      28,686  

376,000

     Sun Hung Kai Properties Ltd.      6,306,478  

41,000

     TAI Cheung Holdings Ltd.      42,537  

460,000

     Wharf Real Estate Investment Co., Ltd.      3,146,849  

340,000

     Wheelock & Co., Ltd.      2,179,612  

6,348,000

     Xinyi Glass Holdings Ltd.      7,732,077  

2,272,000

     Yuexiu Transport Infrastructure Ltd.(3)      1,753,148  
       

 

 

 
          64,656,136  
       

 

 

 
     Hungary - 0.4%

 

270,238

     MOL Hungarian Oil & Gas plc      3,242,244  

105,624

     OTP Bank Nyrt      4,357,364  
       

 

 

 
          7,599,608  
       

 

 

 
     India - 0.2%

 

116,732

     GAIL India Ltd. GDR      3,268,496  

24,800

     Vedanta Ltd. ADR      277,016  
       

 

 

 
          3,545,512  
       

 

 

 
     Indonesia - 0.9%

 

6,019,300

     Bank Negara Indonesia Persero Tbk PT      3,927,338  

1,206,600

     Bank Pembangunan Daerah Jawa Timur Tbk PT      64,408  

5,789,400

     Media Nusantara Citra Tbk PT      351,299  

1,837,000

     Panin Financial Tbk PT*      40,079  

2,101,200

     Perusahaan Perkebunan London Sumatra Indonesia Tbk PT      221,167  

34,999,300

     Telekomunikasi Indonesia Persero Tbk PT      9,767,558  

1,955,800

     United Tractors Tbk PT      3,607,093  
       

 

 

 
          17,978,942  
       

 

 

 
     Ireland - 0.0%

 

145,399

     Bank of Ireland Group plc      872,478  
       

 

 

 
     Isle of Man - 0.2%

 

812,183

     Playtech plc      4,130,072  
       

 

 

 


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Israel - 0.9%

 

644,396

     Bank Hapoalim BM    $ 4,367,848  

902,990

     Bank Leumi Le-Israel BM      5,970,025  

10,220

     FIBI Holdings Ltd.      285,670  

49,900

     Ituran Location and Control Ltd.      1,644,205  

23,753

     Kerur Holdings Ltd.*      601,479  

726,876

     Phoenix Holdings Ltd.      4,086,749  
       

 

 

 
          16,955,976  
       

 

 

 
     Italy - 1.4%

 

87,361

     ASTM S.p.A.      2,096,145  

44,639

     Banca IFIS S.p.A      858,193  

101,148

     Cerved Group S.p.A.      890,254  

225,885

     Eni S.p.A.      3,830,066  

26,508

     Gima TT S.p.A.(4)      213,601  

109,536

     Immobiliare Grande Distribuzione SIIQ S.p.A. REIT      775,067  

327,551

     Mediaset S.p.A.*      1,076,432  

721,798

     Mediobanca Banca di Credito Finanziario S.p.A.      6,290,288  

206,926

     Recordati S.p.A.      7,498,243  

112,722

     Societa Cattolica di Assicurazioni S.c.r.l.      1,040,146  

27,945

     Societa Iniziative Autostradali e Servizi S.p.A.      430,103  

210,524

     Sogefi S.p.A.*      441,289  

149,124

     UniCredit S.p.A.      1,723,944  
       

 

 

 
          27,163,771  
       

 

 

 
     Japan - 16.7%

 

56,300

     ABC-Mart, Inc.      3,234,596  

52,800

     ADEKA Corp.      832,937  

69,400

     Aica Kogyo Co., Ltd.      2,439,980  

5,800

     Aichi Bank Ltd.      189,123  

107,500

     Aida Engineering Ltd.      777,106  

35,500

     Aisin Seiki Co., Ltd.      1,403,478  

6,700

     Ajis Co., Ltd.      194,643  

3,000

     Akita Bank Ltd.      60,236  

3,400

     Amiyaki Tei Co., Ltd.      112,395  

34,800

     Aozora Bank Ltd.      1,071,851  

34,500

     Arakawa Chemical Industries Ltd.      420,609  

2,200

     Arcland Sakamoto Co., Ltd.      27,668  

1,652,200

     Astellas Pharma, Inc.      24,515,712  

48,000

     Ateam, Inc.      771,617  

1,900

     Atsugi Co., Ltd.      16,995  

34,400

     Awa Bank Ltd.      952,872  

1,500

     Bando Chemical Industries Ltd.      15,009  

44,900

     Bank of Kyoto Ltd.      1,908,693  

138,400

     Brother Industries Ltd.      2,335,633  

300

     C Uyemura & Co., Ltd.      18,372  

1,000

     Central Automotive Products Ltd.      14,279  

97,900

     Central Japan Railway Co.      21,158,367  

229,000

     Chiba Bank Ltd.      1,393,949  

3,100

     Corona Corp.      28,937  

15,900

     Daiho Corp.      508,018  

146,600

     Daikyonishikawa Corp.      1,517,393  

1,800

     Dainichi Co., Ltd.      11,578  

26,900

     Dainichiseika Color & Chemicals Manufacturing Co., Ltd.      689,124  

63,200

     Daiwa House Industry Co., Ltd.      2,049,028  

1,593,600

     Daiwa Securities Group, Inc.      7,947,691  

81,500

     Ebara Corp.      2,249,527  

6,000

     Eidai Co., Ltd.      24,250  

26,600

     Exedy Corp.      670,767  

25,900

     FCC Co., Ltd.      658,613  

23,900

     First Bank of Toyama Ltd.      83,796  

53,700

     FJ Next Co., Ltd.      453,196  

8,400

     Fujikura Kasei Co., Ltd.      43,371  

7,200

     Fujimori Kogyo Co., Ltd.      187,772  

1,600

     Fujishoji Co., Ltd.      14,046  

1,100

     FuKoKu Co., Ltd.      8,824  

53,800

     Geo Holdings Corp.      824,910  


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

24,100

     Goldcrest Co., Ltd.    $ 365,785  

117,000

     Gunma Bank Ltd.      515,693  

237,400

     Hachijuni Bank Ltd.      1,051,195  

37,600

     Hamakyorex Co., Ltd.      1,344,616  

15,200

     Happinet Corp.      222,982  

400,400

     Hazama Ando Corp.      2,652,003  

44,000

     Heiwa Real Estate Co., Ltd.      813,041  

127,900

     Honda Motor Co., Ltd.      3,839,808  

69,300

     Horiba Ltd.      3,411,254  

18,500

     Hosokawa Micron Corp.      755,413  

10,500

     Imasen Electric Industrial      97,357  

24,200

     Inaba Denki Sangyo Co., Ltd.      944,912  

218,700

     Inpex Corp.      2,102,236  

87,900

     Isuzu Motors Ltd.      1,307,543  

280,200

     ITOCHU Corp.      5,140,044  

1,400

     Iwatsu Electric Co., Ltd.      9,975  

324,200

     Iyo Bank Ltd.      1,791,495  

3,900

     Japan Foundation Engineering Co., Ltd.      12,286  

62,000

     Japan Petroleum Exploration Co., Ltd.      1,163,233  

208,700

     Japan Post Bank Co., Ltd.      2,429,030  

32,700

     Kaga Electronics Co., Ltd.      607,799  

193,000

     Kajima Corp.      2,745,360  

23,500

     Kanamoto Co., Ltd.      652,939  

30,000

     Kandenko Co., Ltd.      281,818  

662,400

     KDDI Corp.      16,549,818  

49,400

     Keihanshin Building Co., Ltd.      404,462  

69,700

     Keihin Corp.      1,247,732  

56,600

     Kumagai Gumi Co., Ltd.      1,775,389  

1,900

     Kyodo Printing Co., Ltd.      40,573  

31,200

     Kyokuto Kaihatsu Kogyo Co., Ltd.      440,438  

77,000

     Maeda Road Construction Co., Ltd.      1,499,193  

15,900

     Makino Milling Machine Co., Ltd.      650,960  

105,100

     Mamezou Holdings Co., Ltd.      977,732  

151,600

     Marubeni Corp.      1,181,661  

79,800

     Mazda Motor Corp.      883,165  

3,100

     Mitani Corp.      155,056  

412,700

     Mitsubishi Chemical Holdings Corp.      3,546,551  

130,100

     Mitsubishi Corp.      3,812,999  

117,500

     Mitsubishi Gas Chemical Co., Inc.      1,858,455  

216,300

     Mitsubishi UFJ Financial Group, Inc.      1,160,215  

267,600

     Mitsui & Co., Ltd.      4,372,027  

43,200

     Mitsui Sugar Co., Ltd.      1,172,827  

42,100

     Mixi, Inc.      1,067,242  

24,300

     Mizuno Corp.      568,126  

3,900

     Murakami Corp.      90,292  

105,800

     Musashi Seimitsu Industry Co., Ltd.      1,538,538  

2,600

     Natoco Co., Ltd.      26,072  

90,900

     NHK Spring Co., Ltd.      843,318  

70,300

     Nichicon Corp.      558,634  

4,000

     Nichireki Co., Ltd.      35,426  

10,868

     Nichirin Co., Ltd.      191,389  

370,800

     Nikon Corp.      6,340,094  

49,200

     Nippo Corp.      939,178  

10,400

     Nippon Carbon Co., Ltd.      413,452  

35,600

     Nippon Electric Glass Co., Ltd.      991,411  

2,900

     Nippon Road Co., Ltd.      168,572  

467,400

     Nippon Telegraph & Telephone Corp.      20,092,669  

81,800

     Nishimatsu Construction Co., Ltd.      1,907,047  

53,300

     Nishio Rent All Co., Ltd.      1,673,569  

69,400

     Nissin Electric Co., Ltd.      607,632  

40,300

     Nissin Kogyo Co., Ltd.      548,874  

19,900

     Nitto Denko Corp.      1,125,648  

1,285,300

     Nomura Holdings, Inc.      5,018,868  

80,300

     Nomura Real Estate Holdings, Inc.      1,559,553  

8,000

     Noritake Co. Ltd/Nagoya Japan      379,962  

955,200

     NTT DOCOMO, Inc.      22,950,388  


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

191,000

     Obayashi Corp.    $ 1,817,417  

3,500

     Okinawa Cellular Telephone Co.      124,098  

29,200

     OKUMA Corp.      1,510,251  

33,300

     Okumura Corp.      1,052,275  

20,600

     Okura Industrial Co., Ltd.      334,953  

2,800

     Pack Corp.      74,121  

36,000

     Piolax, Inc.      735,023  

92,200

     Press Kogyo Co., Ltd.      500,520  

14,700

     Ryobi Ltd.      378,264  

48,400

     San-In Godo Bank Ltd.      351,252  

2,000

     Sanko Metal Industrial Co., Ltd.      53,142  

111,700

     Seino Holdings Co., Ltd.      1,544,230  

29,200

     Sekisui Jushi Corp.      550,057  

19,100

     Shikoku Chemicals Corp.      210,603  

70,600

     Shinnihon Corp.      650,711  

213,800

     Shinsei Bank Ltd.      2,894,672  

295,900

     Shizuoka Bank Ltd.      2,475,884  

123,800

     Showa Corp.      1,596,286  

81,600

     Sinko Industries Ltd.      1,041,259  

43,000

     Sintokogio Ltd.      363,950  

128,000

     SKY Perfect JSAT Holdings, Inc.      563,746  

312,700

     Stanley Electric Co., Ltd.      9,082,381  

62,600

     Subaru Corp.      1,469,977  

286,800

     Sumco Corp.      3,993,181  

665,000

     Sumitomo Chemical Co., Ltd.      3,469,029  

195,600

     Sumitomo Corp.      3,028,577  

5,200

     Sumitomo Densetsu Co., Ltd.      85,201  

154,100

     Sumitomo Electric Industries Ltd.      2,195,670  

76,000

     Sumitomo Heavy Industries Ltd.      2,578,158  

238,700

     Sumitomo Mitsui Construction Co., Ltd.      1,524,324  

164,600

     Sumitomo Mitsui Financial Group, Inc.      6,123,444  

33,600

     Sumitomo Seika Chemicals Co., Ltd.      1,332,378  

100,000

     Suzuki Motor Corp.      5,222,054  

32,900

     Tachi-S Co., Ltd.      452,068  

55,300

     Tadano Ltd.      630,387  

33,400

     Taisei Corp.      1,572,551  

23,400

     Takasago Thermal Engineering Co., Ltd.      369,027  

41,200

     Takeuchi Manufacturing Co., Ltd.      750,569  

55,000

     Teijin Ltd.      950,558  

14,900

     TKC Corp.      525,171  

131,900

     Tocalo Co., Ltd.      1,126,694  

174,300

     Tokyu Construction Co., Ltd.      1,622,718  

23,300

     Torii Pharmaceutical Co., Ltd.      513,039  

12,900

     Toshiba Machine Co., Ltd.      259,520  

36,100

     Towa Bank Ltd.      237,088  

38,200

     Toyo Ink SC Holdings Co., Ltd.      865,734  

56,100

     Toyoda Gosei Co., Ltd.      1,227,406  

110,400

     Toyota Boshoku Corp.      1,796,884  

44,400

     TPR Co., Ltd.      948,650  

75,800

     TS Tech Co., Ltd.      2,280,583  

34,400

     Tsubakimoto Chain Co.      1,273,900  

62,000

     Ube Industries Ltd.      1,401,995  

58,700

     Ulvac, Inc.      1,936,337  

102,900

     Unipres Corp.      1,991,355  

148,200

     Ushio, Inc.      1,687,479  

3,100

     Utoc Corp.      14,531  

10,400

     V Technology Co., Ltd.      1,484,660  

92,000

     Wakita & Co., Ltd.      978,876  

114,500

     Yamaha Motor Co., Ltd.      2,454,155  

25,800

     Yamanashi Chuo Bank Ltd.      329,180  

22,900

     Yamazen Corp.      230,227  

18,500

     Yuasa Trading Co., Ltd.      541,810  

458,700

     Zeon Corp.      4,716,075  
       

 

 

 
          321,556,300  
       

 

 

 


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Luxembourg - 0.2%

 

70,173

     RTL Group S.A.    $ 3,838,334  
       

 

 

 
     Malaysia - 0.5%

 

48,400

     AFFIN Bank Bhd      26,210  

674,400

     AMMB Holdings Bhd      743,605  

885,300

     Astro Malaysia Holdings Bhd      364,054  

1,777,100

     Genting Bhd      3,017,101  

4,401,700

     Hibiscus Petroleum Bhd*      1,037,154  

35,200

     Lingkaran Trans Kota Holdings Bhd      38,328  

430,200

     Maxis Bhd      605,132  

1,234,900

     Petronas Chemicals Group Bhd      2,552,144  

365,700

     Petronas Gas Bhd      1,616,500  
       

 

 

 
          10,000,228  
       

 

 

 
     Mexico - 0.8%

 

388,000

     Banco Santander Mexico S.A. Institucion de Banca Multiple Grupo Financiero Santand ADR      2,890,600  

365,201

     Bolsa Mexicana de Valores S.A.B. de C.V.      730,507  

470,700

     GMexico Transportes S.A.B. de C.V.(3)(4)      660,429  

335,253

     Grupo Aeroportuario del Centro Norte S.A.B. de C.V.      1,872,602  

37,383

     Grupo Aeroportuario del Pacifico S.A.B. de C.V. ADR      3,369,704  

747,500

     Grupo Financiero Inbursa S.A.B. de C.V.      1,080,073  

1,342,500

     Grupo Mexico S.A.B. de C.V. Class B      3,195,083  

1,505,500

     Kimberly-Clark de Mexico S.A.B. de C.V. Class A*      2,521,731  

50

     Urbi Desarrollos Urbanos S.A.B. de C.V.*      6  
       

 

 

 
          16,320,735  
       

 

 

 
     Monaco - 0.0%

 

138,900

     Costamare, Inc.      705,612  
       

 

 

 
     Netherlands - 2.0%

 

18,625

     Aegon N.V.      95,951  

17,572

     ASR Nederland N.V.      741,154  

29,519

     Euronext N.V.(4)      1,818,416  

55,864

     Intertrust N.V.(4)      907,727  

283,601

     NN Group N.V.      11,975,717  

545,224

     Royal Dutch Shell plc Class A      16,879,922  

211,981

     Royal Dutch Shell plc Class B      6,581,721  
       

 

 

 
          39,000,608  
       

 

 

 
     New Zealand - 0.1%

 

55,177

     Freightways Ltd.      289,313  

522,838

     SKY Network Television Ltd.      683,552  
       

 

 

 
          972,865  
       

 

 

 
     Norway - 2.4%

 

221,371

     Austevoll Seafood ASA      2,827,007  

2,422,068

     DNO ASA      4,658,598  

996,847

     Equinor ASA      22,794,086  

25,324

     Salmar ASA      1,326,001  

454,956

     Telenor ASA      8,613,197  

237,016

     TGS Nopec Geophysical Co. ASA      7,026,347  
       

 

 

 
          47,245,236  
       

 

 

 
     Philippines - 0.1%

 

8,501,700

     DMCI Holdings, Inc.      2,056,053  
       

 

 

 
     Poland - 0.3%

 

433,393

     PGE Polska Grupa Energetyczna S.A.*      1,386,187  

1,923,322

     Polskie Gornictwo Naftowe i Gazownictwo S.A.      3,948,094  
       

 

 

 
          5,334,281  
       

 

 

 
     Portugal - 0.8%

 

2,945,589

     Banco Comercial Portugues S.A.*      812,162  

882,800

     Galp Energia SGPS S.A.      13,793,318  
       

 

 

 
          14,605,480  
       

 

 

 


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Russia - 1.5%

 

336,999

     Evraz plc    $ 2,207,547  

580,204

     Gazprom PJSC ADR      2,836,743  

136,705

     Globaltrans Investment plc GDR      1,353,380  

97,306

     LUKOIL PJSC ADR      7,809,789  

64,003

     MMC Norilsk Nickel PJSC ADR      1,344,703  

320,900

     Mobile TeleSystems PJSC ADR      2,759,740  

20,341

     Novatek PJSC GDR      3,734,585  

59,346

     Severstal PJSC GDR      905,620  

555,644

     Surgutneftegas PJSC ADR      2,300,029  

49,026

     Tatneft PJSC ADR      3,603,356  
       

 

 

 
          28,855,492  
       

 

 

 
     Singapore - 2.0%

 

14,100

     Boustead Projects Ltd.      9,479  

1,080,200

     CapitaLand Ltd.      2,678,050  

30,206

     China Yuchai International Ltd.      508,367  

298,900

     City Developments Ltd.      2,045,791  

1,330,800

     ComfortDelGro Corp. Ltd.      2,309,248  

707,000

     First Resources Ltd.      898,775  

1,400,000

     IGG, Inc.      2,129,524  

100,800

     Jardine Cycle & Carriage Ltd.      2,832,513  

986,100

     Singapore Exchange Ltd.      5,607,372  

6,768,600

     Singapore Telecommunications Ltd.      15,107,191  

535,887

     UMS Holdings Ltd.      256,210  

591,300

     UOL Group Ltd.      2,926,192  

386,400

     Yanlord Land Group Ltd.      365,342  
       

 

 

 
          37,674,054  
       

 

 

 
     South Africa - 1.8%

 

122,663

     AECI Ltd.      823,071  

10,524

     Assore Ltd.      272,722  

57,879

     Astral Foods Ltd.      709,712  

323,021

     AVI Ltd.      2,265,866  

142,218

     Exxaro Resources Ltd.      1,657,654  

91,192

     Kumba Iron Ore Ltd.      2,347,318  

1,012,492

     MMI Holdings Ltd.*      1,282,866  

190,390

     Reunert Ltd.      1,011,968  

844,585

     RMB Holdings Ltd.      5,348,212  

366,223

     Standard Bank Group Ltd.      5,410,836  

234,436

     Tiger Brands Ltd.      4,915,783  

303,896

     Truworths International Ltd.      1,849,603  

741,994

     Vodacom Group Ltd.      6,751,692  
       

 

 

 
          34,647,303  
       

 

 

 
     South Korea - 3.3%

 

64,427

     DGB Financial Group, Inc.      503,203  

39,205

     Hana Financial Group, Inc.      1,409,675  

18,238

     Handsome Co., Ltd.      606,485  

99,902

     Hankook Tire Co., Ltd.      3,757,923  

60,014

     Huchems Fine Chemical Corp.      1,243,666  

22,874

     Hyundai Engineering & Construction Co., Ltd.      1,285,305  

4,025

     Hyundai Home Shopping Network Corp.      372,844  

34,841

     Hyundai Mobis Co., Ltd.      7,057,642  

44,793

     KB Financial Group, Inc.      1,924,635  

31,466

     Kortek Corp.      412,695  

42,529

     KT&G Corp.      3,786,858  

8,778

     Kumho Petrochemical Co., Ltd.      711,934  

48,929

     LG Corp.      3,421,185  

31,784

     LOTTE Fine Chemical Co., Ltd.      1,299,699  

150,677

     Mirae Asset Life Insurance Co., Ltd.      658,433  

33,366

     Orion Holdings Corp.      567,392  

14,975

     PSK, Inc.      183,384  

282,659

     Samsung Electronics Co., Ltd.      11,785,215  

5,715

     Samsung Electronics Co., Ltd. GDR      5,889,738  

104,422

     SFA Engineering Corp.      3,852,623  

95,399

     SK Hynix, Inc.      6,379,304  

10,979

     SK Telecom Co., Ltd.      2,541,730  

19,865

     SL Corp.      361,016  


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

45,734

     Soulbrain Co., Ltd.    $ 2,095,763  

17,011

     Tokai Carbon Korea Co., Ltd.      827,995  

6,890

     Value Added Technology Co., Ltd.      143,925  
       

 

 

 
          63,080,267  
       

 

 

 
     Spain - 2.2%

 

119,821

     Atresmedia Corp. de Medios de Comunicacion S.A.(3)      581,549  

473,706

     Banco Bilbao Vizcaya Argentaria S.A.      2,811,515  

100,643

     Bolsas y Mercados Espanoles SHMSF S.A.      3,041,272  

7,844

     Corp. Financiera Alba S.A.      388,944  

1,672,655

     Mapfre S.A.      4,653,948  

452,815

     Mediaset Espana Comunicacion S.A.      3,190,357  

762,827

     Red Electrica Corp. S.A.      17,579,671  

419,942

     Repsol S.A.      7,371,261  

312,774

     Zardoya Otis S.A.      2,478,070  
       

 

 

 
          42,096,587  
       

 

 

 
     Sweden - 3.2%

 

824,625

     Atlas Copco AB Class A      21,513,918  

114,643

     Betsson AB*      1,055,849  

128,575

     Boliden AB*      3,218,006  

36,473

     Industrivarden AB Class C      751,933  

66,865

     Intrum AB(3)      1,910,812  

88,701

     Nobia AB      514,352  

475,661

     Sandvik AB      7,600,987  

1,020,195

     SKF AB Class B      17,184,378  

80,673

     Swedish Match AB      3,614,317  

111,733

     Tethys Oil AB      854,280  

140,838

     Thule Group AB(4)      2,875,451  
       

 

 

 
          61,094,283  
       

 

 

 
     Switzerland - 5.4%

 

634,090

     Credit Suisse Group AG*      7,707,582  

8,504

     dormakaba Holding AG*      5,602,062  

319,820

     Ferrexpo plc      1,086,246  

4,548

     Kuehne + Nagel International AG      615,031  

146,217

     Nestle S.A.      12,747,765  

276,324

     Novartis AG      24,123,296  

109,528

     Oriflame Holding AG*      2,436,502  

84,940

     Roche Holding AG      22,597,072  

18,117

     SFS Group AG*      1,458,017  

3,943

     SGS S.A.      9,518,562  

678,586

     UBS Group AG*      8,796,984  

22,311

     Zurich Insurance Group AG      7,002,368  
       

 

 

 
          103,691,487  
       

 

 

 
     Taiwan - 4.2%

 

605,000

     Asia Cement Corp.      727,430  

1,301,000

     Catcher Technology Co., Ltd.      10,015,149  

190,000

     Chin-Poon Industrial Co., Ltd.      232,378  

626,000

     China Motor Corp.      489,468  

1,273,000

     Chunghwa Telecom Co., Ltd.      4,465,667  

97,000

     Cleanaway Co., Ltd.      537,624  

285,780

     Elite Advanced Laser Corp.      624,050  

124,000

     Elite Material Co., Ltd.      330,439  

561,000

     Globalwafers Co., Ltd.      5,547,553  

1,667,000

     Grand Pacific Petrochemical      1,370,683  

426,000

     Holtek Semiconductor, Inc.      999,491  

95,000

     Innodisk Corp.      334,063  

1,201,000

     Innolux Corp.      414,168  

702,000

     ITEQ Corp.      1,420,608  

301,000

     King’s Town Bank Co., Ltd.      288,966  

58,500

     Lumax International Corp. Ltd.      125,906  

647,000

     Mitac Holdings Corp.      588,736  

1,139,000

     Nanya Technology Corp.      2,313,194  

381,000

     Nichidenbo Corp.      668,855  

1,014,000

     Novatek Microelectronics Corp.      5,327,076  


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

34,000

     Phison Electronics Corp.    $ 282,089  

403,000

     Radiant Opto-Electronics Corp.      1,156,296  

582,600

     Ruentex Development Co., Ltd.      891,882  

767,000

     Sigurd Microelectronics Corp.      718,671  

1,041,000

     Sino-American Silicon Products, Inc.*      2,290,267  

25,600

     Sirtec International Co., Ltd.      20,818  

116,250

     Syncmold Enterprise Corp.      264,836  

253,000

     TaiDoc Technology Corp.      1,532,735  

971,200

     Taiwan Cement Corp.      1,203,705  

812,000

     Taiwan Semiconductor Manufacturing Co., Ltd.      6,023,387  

638,600

     Taiwan Semiconductor Manufacturing Co., Ltd. ADR      24,024,132  

343,000

     Thinking Electronic Industrial Co., Ltd.      886,083  

347,000

     TPK Holding Co., Ltd.      585,968  

360,800

     United Integrated Services Co., Ltd.      1,115,414  

225,000

     Yageo Corp.      2,460,233  
       

 

 

 
          80,278,020  
       

 

 

 
     Thailand - 1.3%

 

213,300

     Bangkok Bank PCL NVDR      1,471,875  

1,426,000

     Esso Thailand PCL NVDR      499,544  

283,900

     Kasikornbank plc NVDR      1,821,953  

665,000

     Kiatnakin Bank PCL NVDR      1,461,700  

3,402,600

     Krung Thai Bank plc NVDR      2,161,063  

2,261,600

     Land & Houses plc NVDR      775,683  

1,335,100

     PTT Exploration & Production plc NVDR      5,273,450  

5,131,600

     PTT plc NVDR      7,991,089  

101,300

     Siam Cement plc NVDR      1,517,354  

6,023,300

     TMB Bank plc NVDR      424,901  

4,264,100

     TTW PCL NVDR      1,733,346  
       

 

 

 
          25,131,958  
       

 

 

 
     Turkey - 0.9%

 

1,431,937

     Akbank T.A.S.      1,966,492  

336,191

     Aygaz AS      792,951  

1,819,906

     Dogan Sirketler Grubu Holding AS*      397,832  

1,376,071

     Emlak Konut Gayrimenkul Yatirim Ortakligi AS REIT      420,829  

1,270,975

     Enka Insaat ve Sanayi AS      1,216,303  

304,614

     Eregli Demir ve Celik Fabrikalari T.A.S.      500,309  

499,019

     Iskenderun Demir ve Celik AS      653,792  

365,127

     TAV Havalimanlari Holding AS      1,971,591  

393,545

     Tekfen Holding AS      1,877,216  

736,891

     Trakya Cam Sanayii AS      517,982  

2,040,360

     Turkiye Garanti Bankasi AS      3,579,706  

451,430

     Turkiye Halk Bankasi AS      665,507  

1,397,406

     Turkiye Is Bankasi AS Class C      1,537,901  

2,313,132

     Turkiye Sinai Kalkinma Bankasi AS      380,756  

517,760

     Turkiye Sise ve Cam Fabrikalari AS      681,316  

413,277

     Turkiye Vakiflar Bankasi TAO Class D      383,009  

1,095,860

     Yapi ve Kredi Bankasi AS *      414,096  
       

 

 

 
          17,957,588  
       

 

 

 
     United Kingdom - 12.5%

 

374,423

     Acacia Mining plc*      958,122  

260,673

     Anglo American plc      6,661,700  

675,500

     Aviva plc      3,673,781  

187,290

     Babcock International Group plc      1,304,490  

4,317,458

     Barclays plc      8,999,106  

606,879

     Barratt Developments plc      4,292,531  

84,585

     Berkeley Group Holdings plc      4,164,672  

436,278

     BHP Group plc      9,747,627  

378,085

     British American Tobacco plc      13,327,510  

183,073

     Britvic plc      2,114,667  

154,808

     Burberry Group plc      3,659,499  

288,297

     Close Brothers Group plc      5,623,049  

220,665

     Countryside Properties plc(4)      889,027  

45,755

     Dialog Semiconductor plc*      1,337,716  

49,116

     EMIS Group plc      577,208  


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

1,193,689

     GlaxoSmithKline plc    $ 23,186,888  

399,600

     HSBC Holdings plc      3,384,119  

429,825

     IG Group Holdings plc      3,581,951  

729,230

     IMI plc      9,162,342  

350,193

     Imperial Brands plc      11,624,325  

247,532

     KAZ Minerals plc      1,932,812  

3,694,853

     Legal & General Group plc      12,587,985  

4,708,458

     Lloyds Banking Group plc      3,589,561  

133,319

     Mediclinic International plc      550,592  

61,895

     Next plc      3,936,438  

873,873

     Ophir Energy plc*      624,663  

121,213

     Persimmon plc      3,781,307  

141,251

     Rio Tinto Ltd.      8,981,542  

138,999

     Rio Tinto plc      7,689,720  

2,368,721

     Royal Bank of Scotland Group plc      7,514,084  

436,867

     Royal Mail plc      1,539,265  

1,112,691

     Smiths Group plc      21,129,397  

288,231

     Soco International plc      278,996  

13,141

     Staffline Group plc(2)      115,479  

1,037,192

     Standard Chartered plc      8,365,069  

850,923

     Taylor Wimpey plc      1,845,012  

407,099

     TI Fluid Systems plc(4)      1,014,507  

573,064

     Tullow Oil plc*      1,538,836  

234,043

     Unilever N.V.      12,533,044  

153,728

     Unilever plc      8,075,954  

250,369

     Victrex plc      7,518,136  

224,869

     William Hill plc      520,465  

559,997

     WPP plc      6,408,330  
       

 

 

 
          240,341,524  
       

 

 

 
     United States - 0.2%

 

299,100

     Alacer Gold Corp.*      689,732  

393,300

     Argonaut Gold, Inc.*      529,808  

107,300

     Bausch Health Cos., Inc.*      2,634,421  
       

 

 

 
          3,853,961  
       

 

 

 
    

Total Common Stocks
(cost $1,925,107,386)

   $ 1,832,282,595  
       

 

 

 

Preferred Stocks - 0.6%

 

     Brazil - 0.3%

 

803,800

     AES Tiete Energia S.A., 12.66%      513,505  

382,200

     Banco do Estado do Rio Grande do Sul S.A. Class B, 4.34%      2,462,629  

778,800

     Cia de Saneamento do Parana, 5.51%      2,882,704  
       

 

 

 
          5,858,838  
       

 

 

 
     Germany - 0.3%

 

21,776

     Porsche Automobil Holding SE      1,416,027  

521,910

     Schaeffler AG, 4.39%      4,634,997  

2,328

     STO SE & Co. KGaA, 2.59%      230,490  
       

 

 

 
          6,281,514  
       

 

 

 
    

Total Preferred Stocks
(cost $14,590,311)

   $ 12,140,352  
       

 

 

 
    

Total Long-Term Investments
(cost $1,939,697,697)

   $ 1,844,422,947  

Short-Term Investments - 3.4%

 

     Other Investment Pools & Funds - 2.8%

 

54,412,562

     Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.25%(5)      54,412,562  
       

 

 

 
     Securities Lending Collateral - 0.6%

 

528,076

     Citibank NA DDCA, 2.39%, 2/1/2019(5)      528,076  

5,865,997

     Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.31%(5)      5,865,997  

2,336,264

     Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(5)      2,336,264  

320,491

     Invesco Government & Agency Portfolio, Institutional Class, 2.28%(5)      320,491  


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

1,368,755

    

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(5)

         $ 1,368,755  

141,927

    

Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(5)

           141,927  
             

 

 

 
                10,561,510  
             

 

 

 
    

Total Short-Term Investments
(cost $64,974,072)

         $ 64,974,072  
             

 

 

 
    

Total Investments
(cost $2,004,671,769)

         98.9%     $ 1,909,397,019  
     Other Assets & Liabilities          1.1%       20,641,199  
           

 

 

   

 

 

 
     Total Net Assets          100.0%     $ 1,930,038,218  
           

 

 

   

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Investment valued using significant unobservable inputs.

(2)

These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At January 31, 2019, the aggregate fair value of these securities was $115,479, which represented 0.0% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

(3)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(4)

Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At January 31, 2019, the aggregate value of these securities was $25,682,087, representing 1.3% of net assets.

(5)

Current yield as of period end.

 

 

Futures Contracts Outstanding at January 31, 2019

 
 

Description

      

Number

of

Contracts

 

 

 

     Expiration Date       

Current

Notional

Amount

 

 

 

    

Value and

Unrealized

Appreciation/

(Depreciation)

 

 

 

 

 

 

 

Long position contracts:

 

 

 

MSCI EAFE Index Future

       454        03/15/2019      $ 41,497,870      $ 754,099  
                      

 

 

 
             
                      

 

 

 
 

        Total futures contracts

     $ 754,099  
                      

 

 

 
 

Foreign Currency Contracts Outstanding at January 31, 2019

 
 

Amount and Description
of Currency to be
Purchased

    

Amount and Description

of Currency to be

Sold

       Counterparty       

Settlement

Date

 

 

     Appreciation        Depreciation  
  9,230,400      GBP      11,982,526      USD        CBK        02/27/19      $ 139,714      $  
  21,956,268      USD      17,060,700      GBP        BOA        02/27/19               (449,467
 

            Total

     $ 139,714      $ (449,467

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Counterparty Abbreviations:

BOA

   Banc of America Securities LLC

CBK

   Citibank NA

Currency Abbreviations:

GBP

   British Pound

USD

   United States Dollar

Index Abbreviations:

EAFE

   Europe, Australasia and Far East

MSCI

   Morgan Stanley Capital International

Other Abbreviations:

ADR

   American Depositary Receipt

CMO

   Collateralized Mortgage Obligation

DDCA

   Dollars on Deposit in Custody Account

EM

   Emerging Markets

GDR

   Global Depositary Receipt

NVDR

   Non-Voting Depositary Receipt

PJSC

   Private Joint Stock Company

PT

   Perseroan Terbatas

REIT

   Real Estate Investment Trust


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description    Total     Level 1      Level 2   Level 3(1)  

Assets

 

Common Stocks

 

Australia

   $ 54,519,610     $ 6,469      $ 54,513,141     $  

Austria

     6,597,942              6,597,942        

Belgium

     7,217,904              7,217,904        

Brazil

     25,177,184       25,177,184               

Canada

     80,542,471       80,542,471               

Cayman Islands

     2,436,719              2,436,719        

Chile

     10,441,813       7,236,346        3,205,467        

China

     122,118,401       1,540,169        120,578,232        

Colombia

     5,140,395       5,140,395               

Czech Republic

     345,523       345,523               

Denmark

     6,326,661              6,326,661        

Finland

     11,368,543              11,368,543        

France

     104,796,739              104,796,739        

Germany

     50,558,843              50,558,843        

Greece

     1,453,096       1,359,616        93,480        

Hong Kong

     64,656,136              64,656,136        

Hungary

     7,599,608              7,599,608        

India

     3,545,512       3,545,512               

Indonesia

     17,978,942              17,978,942        

Ireland

     872,478              872,478        

Isle of Man

     4,130,072              4,130,072        

Israel

     16,955,976       1,644,205        15,311,771        

Italy

     27,163,771       775,067        26,388,704        

Japan

     321,556,300              321,556,300        

Luxembourg

     3,838,334              3,838,334        

Malaysia

     10,000,228       38,328        9,961,900        

Mexico

     16,320,735       16,320,735               

Monaco

     705,612       705,612               

Netherlands

     39,000,608              39,000,608        

New Zealand

     972,865              972,865        

Norway

     47,245,236              47,245,236        

Philippines

     2,056,053              2,056,053        

Poland

     5,334,281              5,334,281        

Portugal

     14,605,480              14,605,480        

Russia

     28,855,492       9,354,743        19,500,749        

Singapore

     37,674,054       517,846        37,156,208        

South Africa

     34,647,303       5,083,339        29,563,964        

South Korea

     63,080,267       606,485        62,473,782        

Spain

     42,096,587              42,096,587        

Sweden

     61,094,283              61,094,283        

Switzerland

     103,691,487              103,691,487        

Taiwan

     80,278,020       24,024,132        56,253,888        

Thailand

     25,131,958       1,733,346        23,398,612        

Turkey

     17,957,588              17,957,588        

United Kingdom

     240,341,524       3,453,496        236,772,549       115,479  

United States

     3,853,961       3,853,961               

Preferred Stocks

     12,140,352       6,089,328        6,051,024        

Short-Term Investments

     64,974,072       64,974,072               

Foreign Currency Contracts(2)

     139,714              139,714        

Futures Contracts(2)

     754,099       754,099               
  

 

 

   

 

 

    

 

 

 

 

 

 

 

Total

   $     1,910,290,832     $       264,822,479      $     1,645,352,874     $         115,479  
  

 

 

   

 

 

    

 

 

 

 

 

 

 

Liabilities

 

Foreign Currency Contracts(2)

   $ (449,467   $      $ (449,467   $  
  

 

 

   

 

 

    

 

 

 

 

 

 

 

Total

   $ (449,467   $      $ (449,467   $  
  

 

 

   

 

 

    

 

 

 

 

 

 

 

 

(1) 

For the period ended January 31, 2019, investments valued at $460,360 were transferred out of Level 3 due to the expiration of trading restrictions and investments valued at $566,706 were transferred in to Level 3 due to to the unavailability of active market pricing.


 

  Hartford Schroders International Multi-Cap Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

 

(2) 

Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.

Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the period ended January 31, 2019 is not presented.


 

  Hartford Schroders International Stock Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Shares or Principal Amount

  

Market Value

 

Common Stocks - 97.8%

 

     Austria - 1.3%

 

100,049

     Erste Group Bank AG    $ 3,492,250  
       

 

 

 
     Brazil - 3.5%

 

628,971

     B3 S.A. - Brasil Bolsa Balcao      5,427,100  

247,741

     Raia Drogasil S.A.*      4,211,434  
       

 

 

 
          9,638,534  
       

 

 

 
     China - 8.1%

 

35,687

     Alibaba Group Holding Ltd. ADR*      6,012,903  

923,400

     China Pacific Insurance Group Co., Ltd. Class H      3,251,683  

288,185

     Meituan Dianping Class B*(1)      1,973,293  

250,700

     Tencent Holdings Ltd.      11,159,806  
       

 

 

 
          22,397,685  
       

 

 

 
     France - 9.6%

 

43,237

     EssilorLuxottica S.A.      5,477,223  

94,285

     Schneider Electric SE      6,705,701  

165,176

     Total S.A.      9,055,134  

212,835

     Vivendi S.A.      5,427,072  
       

 

 

 
          26,665,130  
       

 

 

 
     Germany - 8.2%

 

19,264

     adidas AG      4,583,697  

64,313

     Bayerische Motoren Werke AG      5,418,394  

87,495

     GEA Group AG      2,410,533  

257,825

     Infineon Technologies AG      5,734,922  

47,590

     Knorr-Bremse AG*      4,708,947  
       

 

 

 
          22,856,493  
       

 

 

 
     Hong Kong - 2.9%

 

881,600

     AIA Group Ltd.      7,960,412  
       

 

 

 
     India - 3.2%

 

156,665

     HDFC Bank Ltd.      4,581,769  

829,009

     Zee Entertainment Enterprises Ltd.      4,444,385  
       

 

 

 
          9,026,154  
       

 

 

 
     Japan - 12.5%

 

124,700

     Bridgestone Corp.      4,799,875  

8,400

     Keyence Corp.      4,322,767  

17,300

     Nintendo Co., Ltd.      5,246,881  

201,800

     Recruit Holdings Co., Ltd.      5,416,415  

321,000

     Sekisui Chemical Co., Ltd.      4,982,404  

16,600

     SMC Corp.      5,478,782  

109,800

     Takeda Pharmaceutical Co., Ltd.      4,432,982  
       

 

 

 
          34,680,106  
       

 

 

 
     Luxembourg - 1.1%

 

242,738

     Tenaris S.A.      3,049,081  
       

 

 

 
     Netherlands - 1.5%

 

24,613

     ASML Holding N.V.      4,304,013  
       

 

 

 
     New Zealand - 1.1%

 

92,549

     Xero Ltd.*      2,948,573  
       

 

 

 
     Norway - 2.9%

 

247,995

     DNB ASA      4,401,718  

767,465

     Norsk Hydro ASA      3,557,987  
       

 

 

 
          7,959,705  
       

 

 

 
     Singapore - 2.0%

 

645,600

     Oversea-Chinese Banking Corp. Ltd.      5,538,400  
       

 

 

 
     South Korea - 2.3%

 

150,827

     Samsung Electronics Co., Ltd.      6,288,597  
       

 

 

 
     Spain - 1.8%

 

864,664

     Banco Bilbao Vizcaya Argentaria S.A.      5,131,909  
       

 

 

 


 

  Hartford Schroders International Stock Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Sweden - 3.0%

 

479,237

     Skandinaviska Enskilda Banken AB Class A    $ 5,030,378  

202,837

     SKF AB Class B      3,416,629  
       

 

 

 
          8,447,007  
       

 

 

 
     Switzerland - 9.6%

 

63,469

     Cie Financiere Richemont S.A.      4,374,784  

13,544

     Lonza Group AG*      3,578,299  

118,370

     Nestle S.A.      10,319,956  

20,075

     Schindler Holding AG      4,270,352  

311,670

     UBS Group AG*      4,040,396  
       

 

 

 
          26,583,787  
       

 

 

 
     Taiwan - 2.4%

 

908,000

     Taiwan Semiconductor Manufacturing Co., Ltd.      6,735,512  
       

 

 

 
     United Kingdom - 16.1%

 

69,887

     AstraZeneca plc      5,062,745  

263,097

     BHP Group plc      5,878,296  

193,163

     Diageo plc      7,372,339  

345,054

     GlaxoSmithKline plc      6,702,524  

257,112

     Ocado Group plc*      3,345,163  

83,959

     Reckitt Benckiser Group plc      6,460,197  

2,161,081

     Vodafone Group plc      3,941,342  

92,580

     Whitbread plc      5,932,079  
       

 

 

 
          44,694,685  
       

 

 

 
     United States - 4.7%

 

2,454

     Booking Holdings, Inc.*      4,497,715  

64,722

     Philip Morris International, Inc.      4,965,472  

1,220,400

     Samsonite International S.A.*(2)      3,629,489  
       

 

 

 
          13,092,676  
       

 

 

 
    

Total Common Stocks
(cost $258,917,427)

   $     271,490,709  
       

 

 

 
    

Total Long-Term Investments
(cost $258,917,427)

   $ 271,490,709  
       

 

 

 

Short-Term Investments - 4.3%

 

     Other Investment Pools & Funds - 3.8%

 

10,596,685

     Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.25%(3)      10,596,685  
       

 

 

 
     Securities Lending Collateral - 0.5%

 

63,256

     Citibank NA DDCA, 2.39%, 2/1/2019(3)      63,256  
702,661     

Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.31%(3)

     702,661  
279,851     

Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(3)

     279,851  
38,390     

Invesco Government & Agency Portfolio, Institutional Class, 2.28%(3)

     38,390  
163,957     

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(3)

     163,957  
17,001     

Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(3)

     17,001  
       

 

 

 
          1,265,116  
       

 

 

 
    

Total Short-Term Investments
(cost $11,861,801)

   $ 11,861,801  
       

 

 

 


 

  Hartford Schroders International Stock Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

    

Total Investments
(cost $270,779,228)

         102.1%      $ 283,352,510  
    

Other Assets and Liabilities

         (2.1)%        (5,796,427
           

 

 

 

  

 

 

 
     Total Net Assets          100.0%      $     277,556,083  
           

 

 

 

  

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At January 31, 2019, the aggregate value of this security was $3,629,489, representing 1.3% of net assets.

(3)

Current yield as of period end.

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

    

Other Abbreviations:

    

ADR

     American Depositary Receipt     

DDCA

     Dollars on Deposit in Custody Account     


 

  Hartford Schroders International Stock Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description    Total      Level 1      Level 2      Level  3(1)  

Assets

 

Common Stocks

 

Austria

   $ 3,492,250      $      $ 3,492,250      $  

Brazil

     9,638,534        9,638,534                

China

     22,397,685        6,012,903        16,384,782         

France

     26,665,130               26,665,130         

Germany

     22,856,493               22,856,493         

Hong Kong

     7,960,412               7,960,412         

India

     9,026,154               9,026,154         

Japan

     34,680,106               34,680,106         

Luxembourg

     3,049,081               3,049,081         

Netherlands

     4,304,013               4,304,013         

New Zealand

     2,948,573               2,948,573         

Norway

     7,959,705               7,959,705         

Singapore

     5,538,400               5,538,400         

South Korea

     6,288,597               6,288,597         

Spain

     5,131,909               5,131,909         

Sweden

     8,447,007               8,447,007         

Switzerland

     26,583,787               26,583,787         

Taiwan

     6,735,512               6,735,512         

United Kingdom

     44,694,685               44,694,685         

United States

     13,092,676        9,463,187        3,629,489         

Short-Term Investments

     11,861,801        11,861,801                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $       283,352,510      $         36,976,425      $         246,376,085      $                 —  
  

 

 

    

 

 

    

 

 

    

 

 

 

(1) For the period ended January 31, 2019, there were no transfers in and out of Level 3.


 

  Hartford Schroders Tax-Aware Bond Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Shares or Principal Amount

  

Market Value

 

Corporate Bonds - 13.3%

 

     Aerospace/Defense - 1.0%

 

$        2,135,000     

United Technologies Corp.
4.13%, 11/16/2028

   $ 2,196,013  
       

 

 

 
     Agriculture - 0.1%

 

182,000     

Reynolds American, Inc.
5.70%, 08/15/2035

     182,897  
       

 

 

 
     Beverages - 0.5%

 

1,087,000     

Anheuser-Busch InBev Worldwide, Inc.
4.15%, 01/23/2025

     1,116,419  
       

 

 

 
     Commercial Banks - 5.5%

 

1,183,000     

Barclays plc
4.38%, 01/12/2026

     1,162,866  
     Citigroup, Inc.

 

8,000

    

6.88%, 06/01/2025

     9,228  

1,430,000

    

8.13%, 07/15/2039

     2,085,302  
1,159,000     

Fifth Third Bancorp
3.65%, 01/25/2024

     1,167,844  
1,654,000     

Morgan Stanley
3 mo. USD LIBOR + 1.628%, 4.43%, 01/23/2030(1)

     1,718,448  
2,655,000     

PNC Financial Services Group, Inc.
3.50%, 01/23/2024

     2,681,979  
1,265,000     

Regions Financial Corp.
3.80%, 08/14/2023

     1,275,413  
1,934,000     

Wells Fargo & Co.
3.75%, 01/24/2024

     1,967,747  
       

 

 

 
          12,068,827  
       

 

 

 
     Healthcare-Services - 0.5%

 

1,190,000     

Cigna Holding Co.
3.05%, 10/15/2027

     1,102,343  
       

 

 

 
     Insurance - 2.4%

 

730,000     

Aflac, Inc.
6.45%, 08/15/2040

     900,967  
2,097,000     

MetLife, Inc.
6.40%, 12/15/2066

     2,243,790  
2,342,000     

Prudential Financial, Inc.
3 mo. USD LIBOR + 2.380%, 4.50%, 09/15/2047(1)

     2,156,982  
       

 

 

 
          5,301,739  
       

 

 

 
     Media - 0.7%

 

1,365,000     

Fox Corp.
4.71%, 01/25/2029(2)

     1,423,985  
       

 

 

 
     Oil & Gas - 0.7%

 

990,000     

Marathon Petroleum Corp.
4.75%, 09/15/2044

     918,954  
613,000     

Petroleos Mexicanos
5.63%, 01/23/2046

     485,741  
       

 

 

 
          1,404,695  
       

 

 

 
     Pipelines - 0.9%

 

900,000     

Enterprise Products Operating LLC
5.10%, 02/15/2045

     931,422  
997,000     

Kinder Morgan Energy Partners L.P.
5.80%, 03/15/2035

     1,049,076  
       

 

 

 
          1,980,498  
       

 

 

 
     REITS - 1.0%

 

2,140,000     

Crown Castle International Corp.
4.30%, 02/15/2029(3)

     2,148,464  
       

 

 

 
    

Total Corporate Bonds
(cost $27,660,260)

   $ 28,925,880  
       

 

 

 


 

  Hartford Schroders Tax-Aware Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

Municipal Bonds - 69.4%

 

     Arizona - 0.7%

 

     City of Phoenix, AZ, Civic Improvement Corp.

 

$        350,000

    

5.00%, 07/01/2026

   $ 421,425  

350,000

    

5.00%, 07/01/2027

     427,252  

460,000

    

5.00%, 07/01/2028

     556,802  
100,000     

Scottsdale, AZ, Municipal Property Corp.
5.00%, 07/01/2030

     123,636  
       

 

 

 
          1,529,115  
       

 

 

 
     California - 3.2%

 

220,000     

California Educational Facs Auth
5.25%, 04/01/2040

     287,729  
700,000     

California State Communities Dev Auth Rev
2.63%, 11/01/2033(4)

     687,519  
20,000     

East Side, CA, Union High School Dist GO
5.25%, 02/01/2024

     23,374  
2,000,000     

Escondido, CA, Union High School Dist GO
0.00%, 08/01/2041(5)

     819,360  
1,000,000     

Merced, CA, Union High School Dist GO
0.00%, 08/01/2034(5)

     579,770  
4,675,000     

Moreno Valley, CA, Unified School Dist GO
0.00%, 08/01/2025(5)

     3,973,563  
200,000     

North Orange County, CA, Community College Dist GO
0.00%, 08/01/2028(5)

     155,926  
300,000     

Rialto, CA, Unified School Dist GO
0.00%, 08/01/2029(5)

     221,556  
100,000     

Southern California Metropolitan Water Dist
5.75%, 07/01/2021

     104,543  
       

 

 

 
              6,853,340  
       

 

 

 
     Colorado - 0.2%

 

420,000     

Univ. of Colorado
5.00%, 06/01/2028

     519,842  
       

 

 

 
     Connecticut - 2.6%

 

2,940,000     

Connecticut Housing Finance Auth
4.25%, 05/15/2042

     3,159,735  
2,420,000     

State of Connecticut, Special Tax Rev
5.00%, 01/01/2021

     2,555,230  
       

 

 

 
          5,714,965  
       

 

 

 
     District of Columbia - 4.2%

 

1,910,000     

District of Columbia Housing Finance Agency
2.00%, 09/01/2021(4)

     1,910,287  
     District of Columbia Water & Sewer Auth

 

230,000

    

5.00%, 10/01/2044

     252,473  

5,425,000

    

5.00%, 10/01/2049

     6,171,588  
600,000     

District of Columbia, GO
5.00%, 06/01/2032

     701,808  
       

 

 

 
          9,036,156  
       

 

 

 
     Florida - 2.4%

 

1,025,000     

Florida Housing Finance Corp.
4.00%, 07/01/2049

     1,088,489  
1,840,000     

Miami-Dade County, FL, Transit System
5.00%, 07/01/2042

     1,988,727  
1,945,000     

Miami-Dade County, FL, Water & Sewer System Rev
5.00%, 10/01/2042

     2,112,503  
       

 

 

 
          5,189,719  
       

 

 

 
     Georgia - 2.1%

 

     Georgia Municipal Association, Inc.

 

50,000

    

5.00%, 12/01/2026

     59,616  

35,000

    

5.00%, 12/01/2027

     42,197  

25,000

    

5.00%, 12/01/2028

     29,881  

80,000

    

5.00%, 12/01/2029

     95,120  

55,000

    

5.00%, 12/01/2030

     64,872  


 

  Hartford Schroders Tax-Aware Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$            55,000

    

5.00%, 12/01/2032

   $ 64,121  

35,000

    

5.00%, 12/01/2033

     40,656  

55,000

    

5.00%, 12/01/2034

     63,563  
3,945,000     

Main Street Natural Gas, Inc., GA
4.00%, 08/01/2048(4)

     4,184,698  
       

 

 

 
          4,644,724  
       

 

 

 
     Illinois - 4.8%

 

     Champaign County, IL, Community Unit School Dist No. 4 Champaign

 

235,000

    

5.00%, 01/01/2027

     272,163  

475,000

    

5.00%, 01/01/2029

     544,388  
1,390,000     

Chicago, IL, Board of Education
5.00%, 12/01/2020

     1,430,213  
695,000     

Chicago, IL, Metropolitan Water Reclamation Dist GO
5.25%, 12/01/2032

     847,907  
1,145,000     

Chicago, IL, Transit Auth
5.00%, 06/01/2025

     1,305,712  
1,775,000     

Illinois Housing Dev Auth
4.50%, 10/01/2048

     1,926,887  
     Metropolitan Pier & Exposition Auth, IL

 

80,000

    

0.00%, 06/15/2020(5)

     76,868  

330,000

    

5.00%, 06/15/2050

     337,719  
1,350,000     

Railsplitter, IL, Tobacco Settlement Auth
5.00%, 06/01/2022

     1,467,355  
2,110,000     

State of Illinois
5.00%, 11/01/2028

     2,278,779  
       

 

 

 
              10,487,991  
       

 

 

 
     Indiana - 0.5%

 

1,075,000     

Indiana Housing & Community Dev Auth
4.00%, 07/01/2048

     1,141,736  
       

 

 

 
     Iowa - 0.4%

 

875,000     

Iowa Finance Auth
4.00%, 07/01/2048

     930,676  
       

 

 

 
     Kentucky - 4.1%

 

6,080,000     

Kentucky Public Energy Auth
4.00%, 12/01/2049(4)

     6,407,347  
     Kentucky State Property & Building Commission

 

660,000

    

5.00%, 05/01/2024

     743,675  

1,175,000

    

5.00%, 08/01/2024

     1,330,018  

445,000

    

5.00%, 05/01/2025

     507,251  
       

 

 

 
          8,988,291  
       

 

 

 
     Louisiana - 0.2%

 

425,000     

Louisiana Housing Corp.
4.50%, 12/01/2047

     461,172  
       

 

 

 
     Maine - 1.1%

 

2,135,000     

Maine State Housing Auth
4.00%, 11/15/2048

     2,270,765  
       

 

 

 
     Maryland - 1.1%

 

2,210,000     

Maryland Community Dev Administration
4.50%, 09/01/2048

     2,394,756  
       

 

 

 
     Massachusetts - 1.1%

 

     Commonwealth of Massachusetts, GO

 

1,685,000

    

5.00%, 01/01/2035

     1,965,317  

250,000

    

5.25%, 09/01/2024

     294,970  
45,000     

Massachusetts Bay Transportation Auth
5.25%, 07/01/2031

     57,522  
75,000     

Massachusetts Health & Educational Facs Auth
1.44%, 07/01/2027(4)

     75,000  
       

 

 

 
          2,392,809  
       

 

 

 
     Michigan - 0.8%

 

480,000     

Michigan Finance Auth
5.00%, 08/01/2023

     540,686  
     Southgate, MI, Community School Dist GO

 


 

  Hartford Schroders Tax-Aware Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$            255,000

    

5.00%, 05/01/2024

   $ 292,335  

350,000

    

5.00%, 05/01/2025

     406,630  
320,000     

State of Michigan
5.00%, 03/15/2027

     386,250  
       

 

 

 
          1,625,901  
       

 

 

 
     Minnesota - 0.6%

 

1,355,000     

Housing & Redevelopment Auth of The City of St. Paul Minnesota, MN
1.25%, 08/01/2020(4)

     1,349,661  
       

 

 

 
     Missouri - 2.1%

 

     Missouri Housing Dev Commission

 

2,200,000

    

4.25%, 05/01/2049

     2,365,748  

1,905,000

    

4.75%, 05/01/2049

     2,091,233  
       

 

 

 
          4,456,981  
       

 

 

 
     Nebraska - 0.7%

 

1,445,000     

Nebraska Investment Finance Auth Rev
4.00%, 09/01/2048

     1,534,908  
       

 

 

 
     Nevada - 1.8%

 

3,525,000     

County of Clark, NV, GO
5.00%, 05/01/2048

     4,002,497  
       

 

 

 
     New Jersey - 3.4%

 

1,430,000     

Garden State, NJ, Preservation Trust
5.75%, 11/01/2028

     1,730,157  
     New Jersey Economic Dev Auth

 

70,000

    

5.00%, 03/01/2026

     75,582  

285,000

    

5.00%, 06/15/2027

     321,927  

565,000

    

5.00%, 06/15/2028

     633,806  
     New Jersey Transportation Trust Fund Auth

 

405,000

    

5.00%, 06/15/2024

     453,361  

1,330,000

    

5.00%, 12/15/2028

     1,511,798  

100,000

    

5.25%, 12/15/2022

     110,415  

685,000

    

5.50%, 12/15/2022

     764,501  
     New Jersey Turnpike Auth

 

110,000

    

5.00%, 01/01/2023

     122,696  

605,000

    

5.00%, 01/01/2029

     724,572  
740,000     

Tobacco Settlement Financing Corp., NJ
5.00%, 06/01/2029

     855,018  
       

 

 

 
          7,303,833  
       

 

 

 
     New Mexico - 0.6%

 

1,155,000     

New Mexico Mortgage Finance Auth
4.00%, 01/01/2049

     1,227,118  
       

 

 

 
     New York - 3.4%

 

6,335,000     

New York State Dormitory Auth
5.00%, 02/15/2030

     7,490,884  
       

 

 

 
     Ohio - 2.5%

 

     Ohio Housing Finance Agency

 

615,000

    

1.25%, 09/01/2020(4)

     612,792  

1,880,000

    

4.50%, 09/01/2048

     2,038,691  
     Ohio State University

 

5,000

    

5.00%, 12/01/2021

     5,449  

5,000

    

5.00%, 12/01/2030

     6,349  

125,000

    

5.00%, 12/01/2031

     157,286  
     Ohio Turnpike & Infrastructure Commission

 

1,680,000

    

0.00%, 02/15/2038(5)

     816,127  

1,395,000

    

0.00%, 02/15/2041(5)

     584,226  
965,000     

State of Ohio
5.00%, 08/01/2027

     1,181,614  
       

 

 

 
          5,402,534  
       

 

 

 
     Oregon - 0.2%

 

425,000     

State of Oregon Department of Transportation
5.00%, 11/15/2026

     517,119  
       

 

 

 


 

  Hartford Schroders Tax-Aware Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Pennsylvania - 2.5%   
$      635,000     

Commonwealth Financing Auth, PA
5.00%, 06/01/2032

   $ 723,748  
1,295,000     

Geisinger, PA, Health System Auth
5.00%, 02/15/2032

     1,495,595  
    

Pennsylvania Turnpike Commission

  
240,000     

5.00%, 12/01/2026

     283,142  
705,000     

5.00%, 12/01/2027

     835,192  
445,000     

5.00%, 12/01/2028

     521,442  
1,250,000     

Pittsburgh, PA, Housing Auth
1.40%, 10/01/2021(4)

     1,244,375  
    

Reading, PA, School Dist GO

  
85,000     

5.00%, 03/01/2021

     89,943  
50,000     

5.00%, 03/01/2023

     55,407  
70,000     

5.00%, 03/01/2024

     79,146  
70,000     

5.00%, 03/01/2025

     80,486  
55,000     

5.00%, 03/01/2026

     64,098  
50,000     

5.00%, 03/01/2027

     58,848  
       

 

 

 
          5,531,422  
       

 

 

 
     Rhode Island - 1.1%   
2,310,000     

Rhode Island Housing & Mortgage Finance Corp.
4.00%, 10/01/2048

     2,453,128  
       

 

 

 
     South Carolina - 3.9%   
6,375,000     

Patriots Energy Group Financing Agency, SC
4.00%, 10/01/2048(4)

     6,769,740  
1,345,000     

SCAGO Educational Facs Corp., Pickens, SC, School Dist
5.00%, 12/01/2025

     1,567,059  
105,000     

Tobacco Settlement Revenue Magm. Auth, SC
6.38%, 05/15/2030

     141,278  
       

 

 

 
          8,478,077  
       

 

 

 
     Tennessee - 1.9%   
2,010,000     

Knoxville’s Community Dev Corp., TN

1.20%, 02/01/2020

     1,991,548  
345,000     

Metropolitan Gov’t Nashville & Davidson County, TN, Health & Educational Facs Bd
1.80%, 12/01/2020(4)

     344,941  
1,570,000     

Tennessee Housing Dev Agency
4.50%, 07/01/2049

     1,705,444  
       

 

 

 
          4,041,933  
       

 

 

 
     Texas - 10.4%   
815,000     

Aldine, TX, Independent School Dist
5.00%, 02/15/2027

     983,469  
2,375,000     

Arlington, TX, Higher Education Finance Corp.
5.00%, 12/01/2047

     2,650,215  
210,000     

Dallas Area, TX, Rapid Transit
5.25%, 12/01/2030

     266,576  
3,900,000     

Denton, TX, Independent School Dist
5.00%, 08/15/2048

     4,406,493  
2,620,000     

Grand Parkway Transportation Corp., TX
5.00%, 10/01/2048

     2,956,198  
    

Harris County, TX, Cultural Education Facs. Finance Corp.

  
430,000     

5.00%, 11/15/2027

     516,890  
450,000     

5.00%, 11/15/2028

     539,361  
430,000     

5.00%, 11/15/2029

     511,872  
45,000     

Harris County, TX, Flood Control Dist

5.00%, 10/01/2024

     47,376  
3,170,000     

Mesquite, TX, Independent School Dist
5.00%, 08/15/2048

     3,576,648  
100,000     

North East, TX, Independent School Dist GO
5.25%, 02/01/2027

     122,483  
    

North Texas Tollway Auth Rev

  
525,000     

5.00%, 01/01/2024

     598,274  
920,000     

5.00%, 01/01/2048

     1,025,552  


 

  Hartford Schroders Tax-Aware Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

$      1,145,000

    

Texas Department of Housing & Community Affairs
4.75%, 03/01/2049

   $ 1,252,951  

680,000

    

Texas State Affordable Housing Corp.
1.90%, 12/01/2020(4)

     679,442  
     University of Texas

 

450,000

    

5.00%, 08/15/2027

     551,435  

340,000

    

5.00%, 08/15/2028

     411,910  

880,000

    

5.00%, 05/15/2035

     1,020,052  

480,000

    

5.25%, 07/01/2028

     601,478  
       

 

 

 
          22,718,675  
       

 

 

 
     Utah - 0.3%

 

610,000

    

Salt Lake City, UT, Corp. Airport Rev
5.00%, 07/01/2048

     687,482  
       

 

 

 
     Virginia - 1.3%

 

2,355,000

    

Virginia Public Building Auth
5.00%, 08/01/2029

     2,838,905  
       

 

 

 
     Washington - 1.5%

 

3,155,000

    

Washington State Housing Finance Commission
4.00%, 12/01/2048

     3,356,541  
       

 

 

 
     West Virginia - 0.2%

 

360,000

    

West Virginia Commissioner of Highways
5.00%, 09/01/2026

     429,973  
       

 

 

 
     Wisconsin - 0.8%

 

     Wisconsin Health & Educational Facs Auth

 

825,000

    

5.00%, 04/01/2032

     950,037  

650,000

    

5.00%, 04/01/2033

     742,931  
       

 

 

 
          1,692,968  
       

 

 

 
     Wyoming - 0.7%

 

1,520,000

    

Wyoming Community Dev Auth
4.00%, 06/01/2043

     1,612,978  
       

 

 

 
    

Total Municipal Bonds
(cost $147,606,727)

   $ 151,309,575  
       

 

 

 
     U.S. Government Agencies - 5.9%

 

     FNMA - 3.9%

 

$      4,265,483

    

3.50%, 11/01/2047

   $ 4,287,135  

4,222,951

    

3.50%, 12/01/2047

     4,244,387  
       

 

 

 
          8,531,522  
       

 

 

 

$      4,151,488

    

GNMA - 2.0%
4.00%, 10/20/2048

   $ 4,273,156  
       

 

 

 
    

Total U.S. Government Agencies
(cost $12,732,240)

   $ 12,804,678  
       

 

 

 

U.S. Government Securities - 9.9%

  
     U.S. Treasury Securities - 9.9%

 

     U.S. Treasury Notes - 9.9%

 

7,580,053

    

0.75%, 07/15/2028(6)

     7,580,151  

5,000,000

    

2.63%, 12/31/2023

     5,041,406  

7,793,000

    

2.75%, 11/30/2020

     7,830,142  

1,183,500

    

3.13%, 11/15/2028

     1,233,152  
       

 

 

 
    

Total U.S. Government Securities
(cost $21,453,662)

   $ 21,684,851  
       

 

 

 
    

Total Long-Term Investments
(cost $209,452,889)

   $     214,724,984  
       

 

 

 

Short-Term Investments - 2.9%

  
     Other Investment Pools & Funds - 2.9%

 

6,244,253

     Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.25%(7)      6,244,253  
       

 

 

 
    

Total Short-Term Investments
(cost $6,244,253)

   $ 6,244,253  
       

 

 

 


 

  Hartford Schroders Tax-Aware Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

    

    

Total Investments
(cost $215,697,142)

         101.4%      $ 220,969,237  
    

Other Assets & Liabilities

         (1.4)%        (2,964,355
           

 

 

    

 

 

 
    

Total Net Assets

         100.0%      $     218,004,882  
           

 

 

    

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

(1)

Variable rate securities; the rate reported is the coupon rate in effect at January 31, 2019.

(2)

Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At January 31, 2019, the aggregate value of this security was $1,423,985, representing 0.7% of net assets.

(3)

This security, or a portion of this security, was purchased on a when-issued, delayed-delivery or delayed-draw basis. The cost of this security was $2,128,465 at January 31, 2019.

(4)

Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end.

(5)

Security is a zero-coupon bond.

(6)

The principal amount for this security is adjusted for inflation and the interest payments equal a fixed percentage of the inflation-adjusted principal amount.

(7)

Current yield as of period end.

Futures Contracts Outstanding at January 31, 2019

Description      Number
of
Contracts
         Expiration Date          Current
Notional
Amount
     Value and
Unrealized
Appreciation/
(Depreciation)
 

 

Long position contracts:

 

U.S. Treasury 5-Year Note Future

       24        03/29/2019                  2,756,625        49,263  

U.S. Treasury 10-Year Note Future

       4        03/20/2019      $ 489,875      $ 13,374  
             

 

 

 

        Total

 

   $ 62,637  
             

 

 

 
             
             

 

 

 

          Total futures contracts

 

   $                     62,637  
             

 

 

 

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Currency Abbreviations:

USD

     United States Dollar

Other Abbreviations:

FNMA

     Federal National Mortgage Association

GNMA

     Government National Mortgage Association

LIBOR

     London Interbank Offered Rate

Municipal Abbreviations:

Auth

     Authority

Dev

     Development

Dist

     District

Facs

     Facilities

GO

     General Obligation

Rev

     Revenue


 

  Hartford Schroders Tax-Aware Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description    Total      Level 1      Level 2      Level 3(1)  

Assets

 

Corporate Bonds

   $ 28,925,880      $      $ 28,925,880      $  

Municipal Bonds

     151,309,575               151,309,575         

U.S. Government Agencies

     12,804,678               12,804,678         

U.S. Government Securities

     21,684,851               21,684,851         

Short-Term Investments

     6,244,253        6,244,253                

Futures Contracts(2)

     62,637        62,637                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $     221,031,874      $         6,306,890      $     214,724,984      $                 —  
  

 

 

    

 

 

    

 

 

    

 

 

 

(1) For the period ended January 31, 2019, there were no transfers in and out of Level 3.

(2) Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.


 

  Hartford Schroders US Small Cap Opportunities Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Shares or Principal Amount

  

Market Value

 
Common Stocks - 92.1%

 

     Automobiles & Components - 2.3%

 

20,286

     Cooper-Standard Holdings, Inc.*    $ 1,551,068  

41,048

     Gentherm, Inc.*      1,747,003  

11,959

     Standard Motor Products, Inc.      587,904  
       

 

 

 
          3,885,975  
       

 

 

 
     Banks - 12.0%

 

43,291

     CenterState Bank Corp.      1,073,617  

34,847

     Chemical Financial Corp.      1,549,298  

5,512

     First Citizens BancShares, Inc. Class A      2,246,305  

87,805

     First Horizon National Corp.      1,288,977  

36,459

     First Interstate BancSystem, Inc. Class A      1,418,984  

37,629

     First Merchants Corp.      1,378,350  

91,578

     First Midwest Bancorp, Inc.      2,016,548  

43,865

     Heritage Financial Corp.      1,358,938  

21,783

     Lakeland Financial Corp.      980,889  

57,836

     OceanFirst Financial Corp.      1,388,642  

21,210

     Union Bankshares Corp.      669,388  

60,632

     United Community Banks, Inc.      1,559,455  

23,834

     Westamerica Bancorp(1)      1,493,438  

38,756

     Western Alliance Bancorp*      1,716,116  
       

 

 

 
          20,138,945  
       

 

 

 
     Capital Goods - 10.5%

 

17,334

     Apogee Enterprises, Inc.      590,569  

16,515

     Dycom Industries, Inc.*      958,696  

33,537

     EnPro Industries, Inc.      2,215,119  

26,535

     ESCO Technologies, Inc.      1,727,694  

15,316

     Fortune Brands Home & Security, Inc.      693,815  

19,981

     Generac Holdings, Inc.*      1,057,594  

33,967

     Hexcel Corp.      2,299,905  

9,851

     IDEX Corp.      1,358,059  

40,819

     MasTec, Inc.*      1,811,547  

53,372

     REV Group, Inc.      443,521  

15,357

     Simpson Manufacturing Co., Inc.      942,613  

68,649

     Univar, Inc.*      1,429,959  

15,784

     Valmont Industries, Inc.      2,036,136  
       

 

 

 
          17,565,227  
       

 

 

 
     Commercial & Professional Services - 2.7%

 

77,850

     Advanced Disposal Services, Inc.*      1,961,820  

21,003

     ASGN, Inc.*      1,322,979  

15,107

     Healthcare Services Group, Inc.(1)      658,967  

27,641

     Knoll, Inc.      557,243  
       

 

 

 
          4,501,009  
       

 

 

 
     Consumer Durables & Apparel - 5.5%

 

42,086

     Brunswick Corp.      2,117,768  

11,563

     Cavco Industries, Inc.*(1)      1,922,811  

21,982

     Oxford Industries, Inc.      1,683,382  

62,067

     Skyline Champion Corp.      1,120,930  

71,054

     Steven Madden Ltd.      2,319,913  
       

 

 

 
          9,164,804  
       

 

 

 
     Consumer Services - 6.1%

 

41,048

     Cheesecake Factory, Inc.      1,842,234  

36,740

     Del Frisco’s Restaurant Group, Inc.*      290,981  

87,668

     Extended Stay America, Inc.      1,499,123  

1,884

     Graham Holdings Co. Class B      1,252,860  

64,359

     PlayAGS, Inc.*      1,612,836  

64,787

     Red Rock Resorts, Inc. Class A      1,644,294  

51,724

     ServiceMaster Global Holdings, Inc.*      2,016,719  
       

 

 

 
          10,159,047  
       

 

 

 
     Diversified Financials - 1.6%

 

79,274

     Compass Diversified Holdings      1,199,416  

76,209

     Golub Capital BDC, Inc.(1)      1,393,100  
       

 

 

 
          2,592,516  
       

 

 

 


 

  Hartford Schroders US Small Cap Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Energy - 2.5%

 

25,200

     New Fortress Energy LLC    $ 329,364  

43,006

     ProPetro Holding Corp.*      702,718  

108,309

     Solaris Oilfield Infrastructure, Inc. Class A*(1)      1,628,967  

143,457

     SRC Energy, Inc.*      705,809  

35,387

     World Fuel Services Corp.      880,782  
       

 

 

 
          4,247,640  
       

 

 

 
     Food & Staples Retailing - 1.1%

 

55,648

     Performance Food Group Co.*      1,900,936  
       

 

 

 
     Food, Beverage & Tobacco - 1.4%

 

81,783

     Darling Ingredients, Inc.*      1,739,524  

30,254

     Hain Celestial Group, Inc.*      554,556  
       

 

 

 
          2,294,080  
       

 

 

 
     Health Care Equipment & Services - 3.7%

 

3,234

     Cooper Cos., Inc.      901,510  

27,552

     DENTSPLY SIRONA, Inc.      1,155,806  

12,986

     Masimo Corp.*      1,615,329  

30,805

     Patterson Cos., Inc.      686,643  

13,294

     Teladoc Health, Inc.*(1)      853,475  

8,238

     West Pharmaceutical Services, Inc.      891,928  
       

 

 

 
          6,104,691  
       

 

 

 
     Insurance - 3.7%

 

25,005

     AMERISAFE, Inc.      1,485,547  

75,040

     Brown & Brown, Inc.      2,038,086  

39,525

     National General Holdings Corp.      954,529  

11,764

     Reinsurance Group of America, Inc.      1,699,310  
       

 

 

 
          6,177,472  
       

 

 

 
     Materials - 5.4%

 

46,912

     Ardagh Group S.A.      568,574  

24,097

     Ashland Global Holdings, Inc.      1,828,962  

160,795

     Graphic Packaging Holding Co.      1,940,796  

63,970

     Pretium Resources, Inc.*(1)      502,804  

22,369

     Sensient Technologies Corp.      1,404,326  

23,636

     Steel Dynamics, Inc.      864,841  

86,129

     Valvoline, Inc.      1,904,312  
       

 

 

 
          9,014,615  
       

 

 

 
     Media & Entertainment - 1.8%

 

77,658

     Cineplex, Inc.(1)      1,680,881  

23,228

     Hemisphere Media Group, Inc.*      308,003  

210,480

     MDC Partners, Inc. Class A*      625,126  

12,848

     Yelp, Inc.*      467,924  
       

 

 

 
          3,081,934  
       

 

 

 
     Pharmaceuticals, Biotechnology & Life Sciences - 5.4%

 

10,491

     Bio-Techne Corp.      1,830,260  

51,985

     Catalent, Inc.*      1,919,806  

31,561

     Evolus, Inc.*(1)      516,022  

37,045

     Flexion Therapeutics, Inc.*(1)      544,191  

42,230

     Fluidigm Corp.*(1)      365,290  

24,433

     Intra-Cellular Therapies, Inc.*      294,173  

20,822

     Pacira Pharmaceuticals, Inc.*      847,039  

11,743

     Repligen Corp.*      669,469  

38,696

     Syneos Health, Inc.*      1,975,044  
       

 

 

 
          8,961,294  
       

 

 

 
     Real Estate - 5.5%

 

67,386

     Columbia Property Trust, Inc. REIT      1,487,209  

55,479

     CorePoint Lodging, Inc. REIT      679,063  

30,955

     Douglas Emmett, Inc. REIT      1,171,028  

15,989

     Equity LifeStyle Properties, Inc. REIT      1,692,915  


 

  Hartford Schroders US Small Cap Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

54,710

     Kennedy-Wilson Holdings, Inc.    $ 1,093,653  

10,287

     Mid-America Apartment Communities, Inc. REIT      1,041,867  

48,771

     Terreno Realty Corp. REIT      1,967,422  
       

 

 

 
          9,133,157  
       

 

 

 
     Retailing - 2.5%

 

19,509

     Asbury Automotive Group, Inc.*      1,378,311  

44,700

     Caleres, Inc.      1,333,848  

111,906

     Hudson Ltd. Class A*      1,441,349  
       

 

 

 
          4,153,508  
       

 

 

 
     Semiconductors & Semiconductor Equipment - 3.6%

 

48,035

     Entegris, Inc.      1,587,557  

24,398

     Integrated Device Technology, Inc.*      1,191,842  

79,569

     ON Semiconductor Corp.*      1,594,563  

47,020

     Versum Materials, Inc.      1,728,925  
       

 

 

 
          6,102,887  
       

 

 

 
     Software & Services - 8.0%

 

15,706

     Cadence Design Systems, Inc.*      754,359  

57,030

     CoreLogic, Inc.*      2,070,189  

32,223

     CSG Systems International, Inc.      1,166,150  

9,527

     EPAM Systems, Inc.*      1,347,880  

13,259

     Fortinet, Inc.*      1,015,242  

18,103

     Leidos Holdings, Inc.      1,049,974  

12,833

     LiveRamp Holdings, Inc.*      557,465  

13,482

     Perficient, Inc.*      343,926  

22,526

     PTC, Inc.*      1,909,980  

18,101

     Science Applications International Corp.      1,215,301  

39,828

     WNS Holdings Ltd. ADR*      1,943,208  
       

 

 

 
          13,373,674  
       

 

 

 
     Technology Hardware & Equipment - 3.2%

 

11,533

     Arrow Electronics, Inc.*      875,931  

54,822

     Ciena Corp.*      2,088,170  

82,510

     Extreme Networks, Inc.*      623,776  

26,030

     Novanta, Inc.*      1,813,770  
       

 

 

 
          5,401,647  
       

 

 

 
     Transportation - 1.4%

 

19,624

     Ryder System, Inc.      1,136,426  

21,605

     Spirit Airlines, Inc.*      1,270,806  
       

 

 

 
          2,407,232  
       

 

 

 
     Utilities - 2.2%

 

17,401

     Avista Corp.      728,232  

21,577

     IDACORP, Inc.      2,103,758  

14,301

     SJW Corp.      857,345  
       

 

 

 
          3,689,335  
       

 

 

 
     Total Common Stocks
    (cost $128,161,468)
   $     154,051,625  
       

 

 

 
     Total Long-Term Investments
    (cost $128,161,468)
   $ 154,051,625  
       

 

 

 

  Short-Term Investments - 11.8%

 

     Other Investment Pools & Funds - 7.6%

 

12,661,512

     Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.25%(2)      12,661,512  
       

 

 

 
     Securities Lending Collateral - 4.2%

 

354,391

     Citibank NA DDCA, 2.39%, 2/1/2019(2)      354,391  

3,936,662

     Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.31%(2)      3,936,662  

1,567,864

     Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(2)      1,567,864  

215,081

     Invesco Government & Agency Portfolio, Institutional Class, 2.28%(2)      215,081  

918,569

     Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.37%(2)      918,569  


 

  Hartford Schroders US Small Cap Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

95,247

     Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(2)           $ 95,247  
              

 

 

 

                 7,087,814  
              

 

 

 

     Total Short-Term Investments
    (cost $19,749,326)
          $ 19,749,326  
              

 

 

 

     Total Investments
    (cost $147,910,794)
         103.9%      $ 173,800,951  
     Other Assets and Liabilities          (3.9)%        (6,465,575
           

 

 

    

 

 

 

     Total Net Assets          100.0%      $ 167,335,376  
           

 

 

    

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Current yield as of period end.

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

ADR

     American Depositary Receipt

DDCA

     Dollars on Deposit in Custody Account

REIT

     Real Estate Investment Trust


 

  Hartford Schroders US Small Cap Opportunities Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

  Fair Valuation Summary

  The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description    Total      Level 1      Level 2      Level 3(1)  

Assets

 

Common Stocks

 

Automobiles & Components

   $ 3,885,975      $ 3,885,975      $      $  

Banks

     20,138,945        20,138,945                

Capital Goods

     17,565,227        17,565,227                

Commercial & Professional Services

     4,501,009        4,501,009                

Consumer Durables & Apparel

     9,164,804        9,164,804                

Consumer Services

     10,159,047        10,159,047                

Diversified Financials

     2,592,516        2,592,516                

Energy

     4,247,640        4,247,640                

Food & Staples Retailing

     1,900,936        1,900,936                

Food, Beverage & Tobacco

     2,294,080        2,294,080                

Health Care Equipment & Services

     6,104,691        6,104,691                

Insurance

     6,177,472        6,177,472                

Materials

     9,014,615        9,014,615                

Media & Entertainment

     3,081,934        3,081,934                

Pharmaceuticals, Biotechnology & Life Sciences

     8,961,294        8,961,294                

Real Estate

     9,133,157        9,133,157                

Retailing

     4,153,508        4,153,508                

Semiconductors & Semiconductor Equipment

     6,102,887        6,102,887                

Software & Services

     13,373,674        13,373,674                

Technology Hardware & Equipment

     5,401,647        5,401,647                

Transportation

     2,407,232        2,407,232                

Utilities

     3,689,335        3,689,335                

Short-Term Investments

     19,749,326        19,749,326                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $         173,800,951      $         173,800,951      $                     —      $                     —  
  

 

 

    

 

 

    

 

 

    

 

 

 

(1) For the period ended January 31, 2019, there were no transfers in and out of Level 3.


 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

  Shares or Principal Amount    Market Value  
  Common Stocks - 91.1%

 

     Automobiles & Components - 0.7%

 

182,293

     BorgWarner, Inc.    $ 7,455,784  
       

 

 

 
     Banks - 8.3%

 

254,256

     CenterState Bank Corp.      6,305,549  

210,484

     Chemical Financial Corp.      9,358,119  

220,129

     Commerce Bancshares, Inc.      13,163,714  

94,429

     East West Bancorp, Inc.      4,751,667  

593,457

     First Horizon National Corp.      8,711,949  

40,982

     First Republic Bank      3,960,091  

319,727

     United Community Banks, Inc.      8,223,378  

147,749

     Webster Financial Corp.      7,960,716  

50,359

     Westamerica Bancorp(1)      3,155,495  

240,268

     Western Alliance Bancorp*      10,639,067  

183,271

     Zions Bancorporation      8,721,867  
       

 

 

 
          84,951,612  
       

 

 

 
     Capital Goods - 11.8%

 

135,106

     AGCO Corp.      8,673,805  

121,238

     BWX Technologies, Inc.      5,627,868  

126,481

     Dycom Industries, Inc.*      7,342,222  

344,303

     Fortune Brands Home & Security, Inc.      15,596,926  

603,460

     GrafTech International Ltd.      7,971,706  

219,984

     Hexcel Corp.      14,895,117  

60,558

     IDEX Corp.      8,348,526  

20,931

     Lennox International, Inc.      4,799,060  

220,187

     MasTec, Inc.*      9,771,899  

70,950

     Nordson Corp.      9,197,958  

157,106

     Owens Corning      8,230,783  

276,399

     Pentair plc      11,384,875  

64,919

     Valmont Industries, Inc.      8,374,551  
       

 

 

 
          120,215,296  
       

 

 

 
     Commercial & Professional Services - 3.5%

 

316,713

     KAR Auction Services, Inc.      16,472,243  

193,240

     Stericycle, Inc.*      8,518,019  

49,020

     Verisk Analytics, Inc.*      5,755,438  

65,342

     Waste Connections, Inc.      5,459,978  
       

 

 

 
          36,205,678  
       

 

 

 
     Consumer Durables & Apparel - 1.9%

 

272,978

     Brunswick Corp.      13,736,253  

40,283

     Mohawk Industries, Inc.*      5,188,048  
       

 

 

 
          18,924,301  
       

 

 

 
     Consumer Services - 5.7%

 

632,294

     Aramark      20,834,087  

638,265

     Extended Stay America, Inc.      10,914,331  

7,372

     Graham Holdings Co. Class B      4,902,380  

319,441

     Red Rock Resorts, Inc. Class A      8,107,413  

352,448

     ServiceMaster Global Holdings, Inc.*      13,741,948  
       

 

 

 
          58,500,159  
       

 

 

 
     Diversified Financials - 2.3%

 

45,076

     Affiliated Managers Group, Inc.      4,730,726  

278,220

     Ares Capital Corp.      4,534,986  

83,015

     Raymond James Financial, Inc.      6,682,708  

394,254

     Santander Consumer USA Holdings, Inc.      7,514,481  
       

 

 

 
          23,462,901  
       

 

 

 
     Energy - 2.4%

 

259,494

     Centennial Resource Development, Inc. Class A*      3,417,536  

68,314

     Core Laboratories N.V.      4,608,463  

624,429

     Gulfport Energy Corp.*      5,238,959  

153,846

     New Fortress Energy LLC      2,010,767  

513,069

     Parsley Energy, Inc. Class A*      9,532,822  
       

 

 

 
          24,808,547  
       

 

 

 


 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Food & Staples Retailing - 1.3%

 

382,779

     Performance Food Group Co.*    $     13,075,731  
       

 

 

 
     Food, Beverage & Tobacco - 0.3%

 

184,973

     Hain Celestial Group, Inc.*      3,390,555  
       

 

 

 
     Health Care Equipment & Services - 5.4%

 

37,451

     Cooper Cos., Inc.      10,439,841  

404,279

     DENTSPLY SIRONA, Inc.      16,959,504  

93,446

     Masimo Corp.*      11,623,748  

49,802

     Universal Health Services, Inc. Class B      6,600,259  

89,880

     West Pharmaceutical Services, Inc.      9,731,307  
       

 

 

 
          55,354,659  
       

 

 

 
     Insurance - 5.2%

 

151,934

     Arthur J Gallagher & Co.      11,350,989  

511,237

     Brown & Brown, Inc.      13,885,197  

102,591

     Reinsurance Group of America, Inc.      14,819,270  

19,696

     RenaissanceRe Holdings Ltd.      2,718,639  

121,464

     Torchmark Corp.      10,173,825  
       

 

 

 
          52,947,920  
       

 

 

 
     Materials - 6.0%

 

138,170

     Ashland Global Holdings, Inc.      10,487,103  

264,157

     Crown Holdings, Inc.*      13,472,007  

857,453

     Graphic Packaging Holding Co.      10,349,458  

68,677

     Reliance Steel & Aluminum Co.      5,623,273  

100,602

     Sensient Technologies Corp.      6,315,793  

104,153

     Steel Dynamics, Inc.      3,810,958  

490,335

     Valvoline, Inc.      10,841,307  
       

 

 

 
          60,899,899  
       

 

 

 
     Media & Entertainment - 1.6%

 

1,050,159

     TEGNA, Inc.      12,328,866  

118,871

     Yelp, Inc.*      4,329,282  
       

 

 

 
          16,658,148  
       

 

 

 
     Pharmaceuticals, Biotechnology & Life Sciences - 3.1%

 

382,301

     Catalent, Inc.*      14,118,376  

238,016

     Intra-Cellular Therapies, Inc.*      2,865,713  

131,828

     Pacira Pharmaceuticals, Inc.*      5,362,763  

101,351

     PerkinElmer, Inc.      9,172,265  
       

 

 

 
          31,519,117  
       

 

 

 
     Real Estate - 7.1%

 

67,992

     Alexandria Real Estate Equities, Inc. REIT      8,955,226  

643,807

     Brixmor Property Group, Inc. REIT      11,028,414  

221,562

     Douglas Emmett, Inc. REIT      8,381,691  

116,133

     Equity LifeStyle Properties, Inc. REIT      12,296,162  

193,923

     Lamar Advertising Co. Class A, REIT      14,437,567  

93,142

     Mid-America Apartment Communities, Inc. REIT      9,433,422  

46,698

     SBA Communications Corp. REIT*      8,523,786  
       

 

 

 
          73,056,268  
       

 

 

 
     Retailing - 2.7%

 

103,674

     Advance Auto Parts, Inc.      16,504,901  

239,838

     Nordstrom, Inc.      11,130,881  
       

 

 

 
          27,635,782  
       

 

 

 
     Semiconductors & Semiconductor Equipment - 3.3%

 

243,696

     Entegris, Inc.      8,054,153  

160,348

     Integrated Device Technology, Inc.*      7,833,000  

73,775

     Microchip Technology, Inc.(1)      5,929,296  

575,850

     ON Semiconductor Corp.*      11,540,034  
       

 

 

 
          33,356,483  
       

 

 

 


 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

     Software & Services - 8.7%

 

132,816

     Black Knight, Inc.*    $ 6,533,219  

173,814

     Cadence Design Systems, Inc.*      8,348,286  

217,197

     CoreLogic, Inc.*      7,884,251  

28,482

     Gartner, Inc.*      3,870,419  

185,672

     Genpact Ltd.      5,538,596  

213,592

     Leidos Holdings, Inc.      12,388,336  

109,902

     PTC, Inc.*      9,318,590  

398,216

     Sabre Corp.      9,151,004  

88,852

     Synopsys, Inc.*      8,294,334  

214,320

     Teradata Corp.*      9,511,522  

44,662

     VeriSign, Inc.*      7,559,937  
       

 

 

 
          88,398,494  
       

 

 

 
     Technology Hardware & Equipment - 3.9%

 

169,808

     Arrow Electronics, Inc.*      12,896,918  

375,956

     Ciena Corp.*      14,320,164  

194,272

     Dolby Laboratories, Inc. Class A      12,555,799  
       

 

 

 
          39,772,881  
       

 

 

 
     Transportation - 2.7%

 

193,572

     Alaska Air Group, Inc.      12,378,929  

82,121

     Kirby Corp.*      6,151,684  

44,807

     Ryder System, Inc.      2,594,773  

109,719

     Spirit Airlines, Inc.*      6,453,672  
       

 

 

 
              27,579,058  
       

 

 

 
     Utilities - 3.2%

 

268,839

     Alliant Energy Corp.      11,955,270  

77,450

     Evergy, Inc.      4,439,434  

81,750

     IDACORP, Inc.      7,970,625  

319,934

     NiSource, Inc.      8,727,800  
       

 

 

 
          33,093,129  
       

 

 

 
    

Total Common Stocks
(cost $871,952,345)

   $ 931,262,402  
       

 

 

 

Exchange-Traded Funds - 1.0%

 

     Other Investment Pools & Funds - 1.0%

 

47,245

     iShares Russell 2000 ETF(1)      7,042,340  

61,243

     iShares Russell Mid-Cap ETF(1)      3,148,502  
       

 

 

 
          10,190,842  
       

 

 

 
    

Total Exchange-Traded Funds
(cost $9,235,188)

   $ 10,190,842  
       

 

 

 
    

Total Long-Term Investments
(cost $881,187,533)

   $ 941,453,244  
       

 

 

 

Short-Term Investments - 7.9%

 

     Other Investment Pools & Funds - 7.6%

 

77,964,141

     Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional
Class, 2.25%(2)
     77,964,141  
       

 

 

 
     Securities Lending Collateral - 0.3%

 

135,143

     Citibank NA DDCA, 2.39%, 2/1/2019(2)      135,143  

1,501,209

    

Fidelity Investments Money Market Funds, Government Portfolio, Institutional
Class, 2.31%(2)

     1,501,209  

597,890

     Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.29%(2)      597,890  

82,019

     Invesco Government & Agency Portfolio, Institutional Class, 2.28%(2)      82,019  

350,288

    

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional
Class, 2.37%(2)

     350,288  

36,321

     Western Asset Institutional Government Class A Fund, Institutional Class, 2.25%(2)      36,321  
       

 

 

 
          2,702,870  
       

 

 

 
    

Total Short-Term Investments
(cost $80,667,011)

   $ 80,667,011  
       

 

 

 


 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2019 (Unaudited)

 

 

Total Investments
(cost $961,854,544)

        100.0%      $ 1,022,120,255  

Other Assets and Liabilities

        0.0%        (199,227
     

 

 

    

 

 

 

Total Net Assets

        100.0%      $     1,021,921,028  
     

 

 

    

 

 

 

 

Note:

Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Current yield as of period end.

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

    

Other Abbreviations:

    

DDCA

    

Dollars on Deposit in Custody Account

    

ETF

    

Exchange-Traded Fund

    

REIT

    

Real Estate Investment Trust

    


 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

  Schedule of Investments

  January 31, 2019 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2019 in valuing the Fund’s investments.

 

Description    Total      Level 1      Level 2      Level 3(1)  

Assets

           

Common Stocks

           

Automobiles & Components

   $ 7,455,784      $ 7,455,784      $                 —      $                 —  

Banks

     84,951,612        84,951,612                

Capital Goods

     120,215,296        120,215,296                

Commercial & Professional Services

     36,205,678        36,205,678                

Consumer Durables & Apparel

     18,924,301        18,924,301                

Consumer Services

     58,500,159        58,500,159                

Diversified Financials

     23,462,901        23,462,901                

Energy

     24,808,547        24,808,547                

Food & Staples Retailing

     13,075,731        13,075,731                

Food, Beverage & Tobacco

     3,390,555        3,390,555                

Health Care Equipment & Services

     55,354,659        55,354,659                

Insurance

     52,947,920        52,947,920                

Materials

     60,899,899        60,899,899                

Media & Entertainment

     16,658,148        16,658,148                

Pharmaceuticals, Biotechnology & Life Sciences

     31,519,117        31,519,117                

Real Estate

     73,056,268        73,056,268                

Retailing

     27,635,782        27,635,782                

Semiconductors & Semiconductor Equipment

     33,356,483        33,356,483                

Software & Services

     88,398,494        88,398,494                

Technology Hardware & Equipment

     39,772,881        39,772,881                

Transportation

     27,579,058        27,579,058                

Utilities

     33,093,129        33,093,129                

Exchange-Traded Funds

     10,190,842        10,190,842                

Short-Term Investments

     80,667,011        80,667,011                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $     1,022,120,255      $     1,022,120,255      $      $  
  

 

 

    

 

 

    

 

 

    

 

 

 

(1) For the period ended January 31, 2019, there were no transfers in and out of Level 3.


The Hartford Mutual Funds II, Inc. (the “Company”)

Notes to the Schedules of Investments

1. Investment Valuation and Fair Value Measurements:

For purposes of calculating the net asset value per share (“NAV”) of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions.

If market prices are not readily available or are deemed unreliable, a Fund will use the fair value of the security or other instrument as determined in good faith under policies and procedures established by and under the supervision of the Board of the Directors of the Company (the “Board of Directors”) (“Valuation Procedures”). Market prices are considered not readily available where there is an absence of current or reliable market-based data (e.g., trade information or broker quotes), including where events occur after the close of the relevant market, but prior to the NYSE Close, that materially affect the values of a Fund’s portfolio holdings or assets. In addition, market prices are considered not readily available when, due to extraordinary circumstances, the exchanges or markets on which the securities or other instruments trade do not open for trading for the entire day and no other market prices are available. Fair value pricing is subjective in nature and the use of fair value pricing by a Fund may cause the NAV of its shares to differ significantly from the NAV that would have been calculated using market prices at the close of the exchange on which a portfolio holding is primarily traded. There can be no assurance that a Fund could obtain the fair value assigned to an investment if the Fund were to sell the investment at approximately the time at which the Fund determines its NAV.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase or redeem shares of the Fund.

Fixed income investments (other than short-term obligations) held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost if their original term to maturity was 60 days or less, or by amortizing their value on the 61st day prior to maturity, if the original term exceeded 60 days.

Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange (“Exchange Close”). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close. Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures.

Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund.

Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date.

Investments in open-end mutual funds, if any, are valued at the respective NAV of each open-end mutual fund on the Valuation Date. Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Such open-end mutual funds and listed investment companies may use fair value pricing as disclosed in their prospectuses.

Financial instruments for which prices are not available from an independent pricing service may be valued using market quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures.

U.S. Generally Accepted Accounting Principles (“U.S. GAAP”) defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable.


These levels are:

• Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants.

• Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract.

• Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price.

The Board of Directors has delegated the day-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee. The Valuation Committee will consider all relevant factors in determining an investment’s fair value, and may seek the advice of such Fund’s sub-advisers, as applicable, knowledgeable brokers, and legal counsel in making such determination. The Valuation Committee reports to the Audit Committee of the Board of Directors.

Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.

For additional information, refer to the Fair Valuation Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund’s Schedule of Investments.

For information regarding a Fund’s other significant accounting policies, please refer to the Fund’s most recent Semiannual or Annual Report.

2. Securities Lending:

A Fund may lend portfolio securities to certain borrowers in U.S. and non-U.S. markets in an amount not to exceed one-third (33 1/3%) of the value of its total assets. If a Fund security is on loan, under the lending agreement, the borrower is required to deposit cash or liquid securities as collateral at least equal to 100% of the market value of the loaned securities; cash collateral is invested for the benefit of the Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned.

A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the risk that the principal value of the collateral invested may decline; (iv) the risk that the borrower may use the loaned securities to cover a short sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; and (vi) the risk that any efforts to restrict the securities for purposes of voting may not be effective. These events could also trigger adverse tax consequences for the Fund.

At January 31, 2019, the following Funds had securities on loan at market value, cash collateral and non-cash collateral as follows:

 

        Fund          Market Value of  
Securities  on
Loan(1)
  Cash Collateral   Non - Cash
Collateral(2)(3)

The Hartford Growth Opportunities Fund

       $     52,209,279        $         50,364,944        $         1,990,618   

The Hartford Small Cap Growth Fund

       9,798,264       15,731,238      

Hartford Quality Value Fund

       4,271,330       4,424,000      

Hartford Schroders Emerging Markets Equity Fund

       5,519,137       5,629,162      

Hartford Schroders Emerging Markets Multi-Sector Bond Fund

       2,837,658       2,943,030      

Hartford Schroders Global Strategic Bond Fund

       94,763       97,185      

Hartford Schroders International Multi-Cap Value Fund

       14,105,496       10,561,510       4,311,404

Hartford Schroders International Stock Fund

       1,664,168       1,265,116       488,617

Hartford Schroders US Small Cap Opportunities Fund

       7,030,464       7,087,814      

Hartford Schroders US Small/Mid Cap Opportunities Fund

       5,781,323       2,702,870       3,158,694

 

(1)

It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract.


(2)

These securities are held for the benefit of the Fund at the Fund’s custodian. The Fund cannot repledge or resell this collateral.

(3)

U.S. Government securities

The following table reflects a breakdown of transactions accounted for as secured borrowings, the gross obligation by the type of collateral pledged, and the remaining contractual maturity of those transactions as of January 31, 2019.

The Hartford Growth Opportunities Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  
Securities Lending Transactions(1)

 

    Common Stocks

   $     50,364,944      $  —    $  —    $  —    $     50,364,944  

Total Borrowings

   $ 50,364,944      $  —    $  —    $  —    $ 50,364,944  

Gross amount of recognized liabilities for securities lending transactions

   $ 50,364,944  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

The Hartford Small Cap Growth Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  

Securities Lending Transactions(1)

 

    Common Stocks

   $     15,731,238      $  —    $  —    $  —    $     15,731,238  

Total Borrowings

   $ 15,731,238      $  —    $  —    $  —    $ 15,731,238  

Gross amount of recognized liabilities for securities lending transactions

   $ 15,731,238  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Hartford Quality Value Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  

Securities Lending Transactions(1)

 

    Common Stocks

   $     4,424,000      $  —    $  —    $  —    $     4,424,000  

Total Borrowings

   $ 4,424,000      $  —    $  —    $  —    $ 4,424,000  

Gross amount of recognized liabilities for securities lending transactions

   $ 4,424,000  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.


Hartford Schroders Emerging Markets Equity Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  
Securities Lending Transactions(1)

 

    Common Stocks

   $     5,629,162      $  —    $  —    $  —    $     5,629,162  

Total Borrowings

   $ 5,629,162      $  —    $  —    $  —    $ 5,629,162  

Gross amount of recognized liabilities for securities lending transactions

   $ 5,629,162  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Hartford Schroders Emerging Markets Multi-Sector Bond Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  
Securities Lending Transactions(1)

 

    Corporate Bonds

   $     1,339,545      $  —    $  —    $  —    $     1,339,545  

    Foreign Government Obligations

     1,603,485          —        —        —      1,603,485  

Total Borrowings

   $ 2,943,030      $  —    $  —    $  —    $ 2,943,030  

Gross amount of recognized liabilities for securities lending transactions

   $ 2,943,030  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Hartford Schroders Global Strategic Bond Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  
Securities Lending Transactions(1)

 

    Corporate Bonds

   $     97,185      $  —    $  —    $  —    $     97,185  

Total Borrowings

   $ 97,185      $  —    $  —    $  —    $ 97,185  

Gross amount of recognized liabilities for securities lending transactions

   $ 97,185  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.


Hartford Schroders International Multi-Cap Value Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  

Securities Lending Transactions(1)

 

    Common Stocks

   $     10,561,510      $  —    $  —    $  —    $     10,561,510  

Total Borrowings

   $ 10,561,510      $  —    $  —    $  —    $ 10,561,510  

Gross amount of recognized liabilities for securities lending transactions

   $ 10,561,510  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Hartford Schroders International Stock Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  

Securities Lending Transactions(1)

 

    Common Stocks

   $     1,265,116      $  —    $  —    $  —    $     1,265,116  

Total Borrowings

   $     1,265,116      $  —    $  —    $  —    $ 1,265,116  

Gross amount of recognized liabilities for securities lending transactions

   $ 1,265,116  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Hartford Schroders US Small Cap Opportunities Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  

Securities Lending Transactions(1)

 

    Common Stocks

   $     7,087,814      $  —    $  —    $  —    $     7,087,814  

Total Borrowings

   $     7,087,814      $  —    $  —    $  —    $ 7,087,814  

Gross amount of recognized liabilities for securities lending transactions

   $ 7,087,814  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.


Hartford Schroders US Small/Mid Cap Opportunities Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous
     <30 days    Between
30 & 90 days
   >90 days    Total  

Securities Lending Transactions(1)

 

    Common Stocks

   $ 117,715      $  —    $  —    $  —    $ 117,715  

    Exchange-Traded Funds

     2,585,155          —        —        —      2,585,155  

Total Borrowings

   $     2,702,870      $  —    $  —    $  —    $     2,702,870  

Gross amount of recognized liabilities for securities lending transactions

   $ 2,702,870  

 

  (1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

3. Subsequent Events:

Effective May 1, 2019, the name, principal investment strategy and primary benchmark of the Hartford Schroders US Small/Mid Cap Opportunities Fund will change. Please see the supplement dated March 1, 2019 to the Hartford Schroders US Small/Mid Cap Opportunities Fund’s prospectus for additional information.


Item 2. Controls and Procedures.

(a) The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are generally effective to provide reasonable assurance, as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on their evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13a-15(b) or 240.15d-15(b)).

(b) There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.

Item 3. Exhibits.

 

  (a)

Separate certifications for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)) are attached herewith.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   THE HARTFORD MUTUAL FUNDS II, INC.
Date: March 28, 2019    By:   /s/ James E. Davey
     James E. Davey
     President and Chief Executive Officer

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

Date: March 28, 2019    By:   /s/ James E. Davey
     James E. Davey
     President and Chief Executive Officer
Date: March 28, 2019    By:   /s/ Amy N. Furlong
     Amy N. Furlong
     Treasurer
     (Principal Financial Officer and Principal Accounting Officer)