N-Q 1 d626864dnq.htm THE HARTFORD MUTUAL FUNDS II INC. The Hartford Mutual Funds II Inc.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-00558

THE HARTFORD MUTUAL FUNDS II, INC.

(Exact name of registrant as specified in charter)

690 Lee Road, Wayne, PA 19087

(Address of Principal Executive Offices) (Zip Code)

Thomas R. Phillips, Esq.

Hartford Funds Management Company, LLC

690 Lee Road

Wayne, PA 19087

(Name and Address of Agent for Service)

Registrant’s telephone number, including area code: (610) 386-4068

Date of fiscal year end: October 31

Date of reporting period: July 31, 2018

Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to Rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Schedule of Investments.

 

  The Hartford Growth Opportunities Fund

 

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

Shares or Principal Amount         Market Value†  
Common Stocks - 92.9%

 

    

Automobiles & Components - 0.6%

      
236,541     

Ferrari N.V. Keurig Dr Pepper, Inc

       $ 31,370,067  
          

 

 

  
    

Capital Goods - 4.5%

      
260,130     

Harris Corp.

         42,908,443  
374,347     

IDEX Corp.

         57,492,212  
436,437     

Rockwell Automation, Inc.

         81,858,124  
3,034,551     

Williams Scotsman Corp.*(1)

             50,677,002  
          

 

 

  
        232,935,781  
          

 

 

  
    

Commercial & Professional Services - 3.6%

      
5,996,384     

ADT, Inc.(1)

        54,027,420  
258,499     

CoStar Group, Inc.*

        107,496,809  
63,425     

Klarna Holding AB*(2)(3)(4)(5)

        9,124,654  
1,557,896     

Landscape Acquisition Holdings Ltd.*

        14,137,906  
          

 

 

  
        184,786,789  
          

 

 

  
    

Consumer Durables & Apparel - 3.1%

      
231,450     

Mohawk Industries, Inc.*

        43,595,922  
341,833     

Polaris Industries, Inc.

         36,036,035  
865,066     

Skechers USA, Inc. Class A*

        23,979,630  
701,765     

Under Armour, Inc. Class A*(1)

        14,014,247  
2,226,410     

Under Armour, Inc. Class C*(1)

        41,722,923  
          

 

 

  
        159,348,757  
          

 

 

  
    

Consumer Services - 3.5%

      
4,858,252     

DraftKings, Inc.*(2)(3)(4)(5)

        9,036,349  
824,020     

Hilton Worldwide Holdings, Inc.

         64,817,413  
596,840     

Marriott Vacations Worldwide Corp.

         71,089,613  
143,713     

Vail Resorts, Inc.

         39,789,818  
          

 

 

  
        184,733,193  
          

 

 

  
    

Diversified Financials - 4.3%

      
1,214,159     

American Express Co.

         120,833,104  
3,523,981     

J2 Acquisition Ltd.*(5)

        32,667,304  
1,500,000     

Platinum Eagle Acquisition Corp.*

        15,187,500  
966,450     

TD Ameritrade Holding Corp.

         55,232,617  
          

 

 

  
        223,920,525  
          

 

 

  
    

Energy - 2.0%

      
156,390     

Diamondback Energy, Inc.

         20,635,660  
174,489     

EOG Resources, Inc.

         22,498,612  
1,180,303     

Newfield Exploration Co.*

        33,898,302  
1,315,579     

WPX Energy, Inc.*

        24,693,418  
          

 

 

  
        101,725,992  
          

 

 

  
    

Food, Beverage & Tobacco - 1.2%

      
922,650     

Lamb Weston Holdings, Inc.

         64,834,615  
          

 

 

  
    

Health Care Equipment & Services - 9.5%

      
209,918     

Align Technology, Inc.*

        74,867,254  
1,483,423     

Baxter International, Inc.

         107,473,996  
288,886     

DexCom, Inc.*

        27,481,725  
749,815     

Edwards Lifesciences Corp.*

        106,811,147  
639,720     

Haemonetics Corp.*

        62,462,261  
911,787     

Insulet Corp.*

        75,824,207  
550,490     

Veeva Systems, Inc. Class A*

        41,633,559  
          

 

 

  
        496,554,149  
          

 

 

  
    

Materials - 2.6%

      
648,914     

Packaging Corp. of America

         73,262,391  
534,181     

Vulcan Materials Co.

         59,828,272  
          

 

 

  
        133,090,663  
          

 

 

  
    

Media - 1.7%

      
2,063,598     

Ocean Outdoor Ltd.*(2)(3)(4)(5)

        19,758,951  

 

  The Hartford Growth Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

607,077     

Walt Disney Co.

       $ 68,939,664  
          

 

 

  
             88,698,615  
          

 

 

  
    

Pharmaceuticals, Biotechnology & Life Sciences - 3.1%

      
1,449,952     

AstraZeneca plc ADR

         56,736,622  
78,712     

Bluebird Bio, Inc.*

        12,192,489  
1,129,548     

Exact Sciences Corp.*

        66,022,080  
381,059     

Seattle Genetics, Inc.*

        26,826,554  
          

 

 

  
             161,777,745  
          

 

 

  
    

Real Estate - 0.0%

      
29,564     

WeWork Companies, Inc. Class A, REIT*(2)(3)(4)(5)

        1,845,385  
          

 

 

  
    

Retailing - 14.1%

      
195,420     

Amazon.com, Inc.*

        347,347,325  
1,144,264     

Dollar Tree, Inc.*

        104,448,418  
1,850,378     

Floor & Decor Holdings, Inc. Class A*

        88,355,550  
123,196     

JAND, Inc. Class A*(2)(3)(4)(5)

        1,693,945  
398,870     

Tiffany & Co.

         54,868,557  
171,581     

Tory Burch LLC*(2)(3)(4)(5)

        9,986,012  
1,211,167     

TripAdvisor, Inc.*

        70,235,574  
536,094     

Wayfair, Inc. Class A*(1)

        58,337,749  
          

 

 

  
                735,273,130  
          

 

 

  
    

Semiconductors & Semiconductor Equipment - 3.5%

      
526,001     

Microchip Technology, Inc.

         49,144,273  
146,811     

NVIDIA Corp.

         35,948,141  
2,264,622     

Teradyne, Inc.

         97,944,902  
          

 

 

  
             183,037,316  
          

 

 

  
    

Software & Services - 31.7%

      
769,577     

2U, Inc.*

        58,226,196  
314,553     

Adobe Systems, Inc.*

        76,964,828  
311,743     

Alphabet, Inc. Class C*

        379,472,284  
594,493     

Autodesk, Inc.*

        76,356,681  
16,944     

Fair Isaac Corp.*

        3,413,538  
261,250     

FleetCor Technologies, Inc.*

        56,691,250  
438,743     

ForeScout Technologies, Inc.*

        14,899,712  
705,288     

GoDaddy, Inc. Class A*

        51,923,303  
1,240,257     

Guidewire Software, Inc.*

        106,910,153  
210,027     

Okta, Inc.*

        10,427,841  
1,030,353     

PayPal Holdings, Inc.*

        84,633,196  
992,309     

salesforce.com, Inc.*

        136,095,179  
531,171     

ServiceNow, Inc.*

        93,464,849  
610,102     

Shopify, Inc. Class A*

        84,322,198  
557,202     

Spotify Technology S.A.*

        101,873,242  
1,749,191     

SS&C Technologies Holdings, Inc.

         92,829,566  
641,129     

Trade Desk, Inc. Class A*

        54,059,997  
693,883     

Wix.com Ltd.*

        65,918,885  
841,394     

Workday, Inc. Class A*

        104,349,684  
          

 

 

  
             1,652,832,582  
          

 

 

  
    

Technology Hardware & Equipment - 2.2%

      
223,606     

IPG Photonics Corp.*

        36,680,328  
895,409     

Logitech International S.A.

         39,379,583  
292,327     

Zebra Technologies Corp. Class A*

        40,320,663  
          

 

 

  
             116,380,574  
          

 

 

  
     Transportation - 1.7%

 

1,254,620     

CSX Corp.

         88,676,542  
          

 

 

  
    

Total Common Stocks
(cost $4,281,881,230)

       $ 4,841,822,420  
          

 

 

  
Preferred Stocks - 4.5%      
     Commercial & Professional Services - 0.3%

 

470,535     

Rubicon Global Holdings LLC Class C *(2)(3)(4)(5)

        14,116,050  
          

 

 

  
     Real Estate - 0.8%

 

404,267     

WeWork Companies, Inc. Class D-1 *(2)(3)(4)(5)

        25,234,346  

 

  The Hartford Growth Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

317,638     

WeWork Companies, Inc. Class D-2 *(2)(3)(4)(5)

      $ 19,826,964  
          

 

 

  
             45,061,310  
          

 

 

  
     Retailing - 0.5%

 

4,434,460     

Coupang LLC *(2)(3)(4)(5)

        22,070,751  
275,096     

JAND, Inc. Class D *(2)(3)(4)(5)

        3,867,849  
          

 

 

  
             25,938,600  
          

 

 

  
     Software & Services - 2.9%

 

5,668,755     

Essence Group Holdings Corp. Class 3*(2)(3)(4)(5)

        14,115,200  
743,470     

Lookout, Inc. Class F*(2)(3)(4)(5)

        6,304,626  
1,078,374     

MarkLogic Corp. Class F*(2)(3)(4)(5)

        10,686,686  
1,410,890     

Pinterest, Inc. Class G*(2)(3)(4)(5)

        9,001,478  
1,815,430     

Uber Technologies, Inc. Class D*(2)(3)(4)(5)

        72,617,200  
1,597,411     

Zuora, Inc. Class F*(2)(3)(4)(5)(6)

        37,638,882  
          

 

 

  
             150,364,072  
          

 

 

  
    

Total Preferred Stocks
(cost $118,788,282)

       $ 235,480,032  
          

 

 

  
Convertible Preferred Stocks - 0.2%      
     Retailing - 0.2%

 

272,032     

Honest Co. Class C *(2)(3)(4)(5)

        8,302,417  
          

 

 

  
    

Total Convertible Preferred Stocks
(cost $7,360,451)

       $ 8,302,417  
          

 

 

  
Escrows - 0.1%      
     Capital Goods - 0.0%

 

4,106,956     

Lithium Technology Corp., Escrow*(2)(3)(4)(5)

        1,232,087  
          

 

 

  
     Consumer Durables & Apparel - 0.0%

 

923,832     

One Kings Lane, Inc., Escrow*(2)(3)(4)(5)

        166,290  
          

 

 

  
     Software & Services - 0.1%

 

1,526,069     

Birst, Inc. Earn Out Escrow*(2)(3)(4)(5)

        1  
1,526,069     

Birst, Inc. Escrow*(2)(3)(4)(5)

        289,953  
566,228     

Veracode, Inc. Escrow*(2)(3)(4)(5)

        2,276,237  
          

 

 

  
             2,566,191  
          

 

 

  
     Telecommunication Services - 0.0%

 

132,381     

Docusign Earnout, Escrow*(2)(3)(4)(5)

        297,857  
          

 

 

  
    

Total Escrows
(cost $—)

       $ 4,262,425  
          

 

 

  
Warrants - 0.2%      
     Capital Goods - 0.1%

 

1,928,514     

Williams Corp. Expires 09/16/2020*

        5,399,839  
          

 

 

  
     Commercial & Professional Services - 0.0%

 

1,609,100     

Landscape Acquisition Holdings Ltd. Expires 11/23/2022*

        563,185  
          

 

 

  
     Diversified Financials - 0.1%

 

3,702,800     

J2 Acquisition Ltd. Expires 09/07/2027*

        1,666,260  
          

 

 

  
     Real Estate - 0.0%

 

138,000     

Vinhomes JSC Expires 05/23/2028*(4)

        653,756  
          

 

 

  
    

Total Warrants
(cost $2,437,511)

       $ 8,283,040  
          

 

 

  
    

Total Long-Term Investments
(cost $4,410,467,474)

       $    5,098,150,334  
          

 

 

  
Short-Term Investments - 1.8%      
     Other Investment Pools & Funds - 1.1%

 

57,232,863     

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 1.82%(7)

        57,232,863  
          

 

 

  
     Securities Lending Collateral - 0.7%

 

1,979,224     

Citibank NA DDCA, 1.91%, 08/01/2018(7)

        1,979,224  
20,348,036     

Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(7)

        20,348,036  
8,150,767     

Invesco Government & Agency Portfolio, 1.81%(7)

        8,150,768  
    

Morgan Stanley Institutional Liquidity Funds, Government Portfolio,

      
4,201,448     

Institutional Class, 1.82%(7)

        4,201,448  

 

  The Hartford Growth Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

4,905,010     

Western Asset Institutional Government Class A Fund, 1.76%(7)

       $ 4,905,010  
           

 

 

  
              39,584,486  
           

 

 

  
    

Total Short-Term Investments
(cost $96,817,349)

        $ 96,817,349  
           

 

 

  
    

Total Investments
(cost $4,507,284,823)

      99.7%       $ 5,194,967,683  
    

Other Assets and Liabilities

      0.3%         13,747,707  
           

 

 

  
    

Total Net Assets

        100.0 %    $     5,208,715,390  
         

 

 

    

 

 

  

 

Note:

 

  

Percentage of investments as shown is the ratio of the total market value to total net assets.

 

   

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing
service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but
before the close of the New York Stock Exchange.

 

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive
property and service mark of MSCI, Inc. and Standard & Poor’s.

 

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for
financial reporting purposes.

 

*   Non-income producing.
(1)   Represents entire or partial securities on loan. See Note 2 for securities lending information.
(2)   Investment valued using significant unobservable inputs.
(3)   These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2018, the aggregate fair value of these securities was $299,490,170, which represents 5.7% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.
(4)   This security has been identified as illiquid. Illiquid securities are often purchased in private placement transactions, are often not registered under the Securities Act of 1933, as amended, and may have contractual restrictions on resale. A security may also be considered illiquid if the security lacks a readily available market or if its valuation has not changed for a certain period of time. The identification of illiquid securities is unaudited. At July 31, 2018, the aggregate value of these securities was $300,143,926, which represented 5.8% of total net assets.
(5)   Securities issued within terms of a private placement memorandum, exempt from registration under Rule 144A under the Securities Act of 1933, as amended, and may be sold only to qualified institutional buyers. Unless otherwise indicated, these holdings are determined to be liquid. At July 31, 2018, the aggregate value of these securities was $332,157,474, which represents 6.4% of total net assets.
(6)   The following illiquid securities are considered restricted due to a contractual lock-up period associated with the securities.

 

        Period Acquired            Security Name            Shares/Par Value            Base Total Cost                    Base Market Value        
01/2015   

Zuora, Inc. Class F Preferred

    1,597,411    $    12,138,091    $    37,638,882

 

(7)   Current yield as of period end.
† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

ADR   

        American Depositary Receipt

DDCA   

        Dollars on Deposit in Custody Account

JSC   

        Joint Stock Company

REIT   

        Real Estate Investment Trust

 

  The Hartford Growth Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total

 

      Level 1(1)

 

      Level 2(1)

 

      Level 3(1)

 

  

Assets

            

Common Stocks

            

Automobiles & Components

    $ 31,370,067      $ 31,370,067      $ —      $ —  

Capital Goods

      232,935,781        232,935,781        —        —  

Commercial & Professional Services

      184,786,789        175,662,135        —        9,124,654  

Consumer Durables & Apparel

      159,348,757        159,348,757        —        —  

Consumer Services

      184,733,193        175,696,844        —        9,036,349  

Diversified Financials

      223,920,525        223,920,525        —        —  

Energy

      101,725,992        101,725,992        —        —  

Food, Beverage & Tobacco

      64,834,615        64,834,615        —        —  

Health Care Equipment & Services

      496,554,149        496,554,149        —        —  

Materials

      133,090,663        133,090,663        —        —  

Media

      88,698,615        68,939,664        —        19,758,951  

Pharmaceuticals, Biotechnology & Life Sciences

      161,777,745        161,777,745        —        —  

Real Estate

      1,845,385        —        —        1,845,385  

Retailing

      735,273,130        723,593,173        —        11,679,957  

Semiconductors & Semiconductor Equipment

      183,037,316        183,037,316        —        —  

Software & Services

      1,652,832,582        1,652,832,582        —        —  

Technology Hardware & Equipment

      116,380,574        77,000,991        39,379,583        —  

Transportation

      88,676,542        88,676,542        —        —  

Preferred Stocks

      235,480,032        —        —        235,480,032  

Convertible Preferred Stocks

      8,302,417        —        —        8,302,417  

Escrows

      4,262,425        —        —        4,262,425  

Warrants

      8,283,040        7,629,284        653,756        —  

Short-Term Investments

      96,817,349        96,817,349        —        —  
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

      $  5,194,967,683      $   4,855,444,174      $         40,033,339      $   299,490,170  
  

 

 

     

 

 

     

 

 

     

 

 

  

(1) For the period ended July 31, 2018, there were no transfers between Level 1 and Level 2; investments valued at $15,167,450 were transferred from Level 1 to Level 3 due to the unavailability of active market pricing.

The following is a rollforward of the Fund’s investments that were valued using unobservable inputs (Level 3) for the period ended July 31, 2018:

 

    Common Stocks     Convertible
Preferred Stocks		     Escrows     Preferred Stocks     Total  
 

 

 

  

Beginning balance

       $        45,874,568             $   8,302,417     $ -           $ 254,192,119       $308,369,104  

Conversions*

     (4,152,445 )      -       4,152,445       -       -  

Purchases

     5,174,467       -       -       -       5,174,467  

Sales

     (14,415,109 )      -       -       (35,805,783 )      (50,220,892)  

Accrued discounts/(premiums)

     -       -       -       -       -  

Total realized gain/(loss)

     (38,244 )      -       -       11,767,514       11,729,270  
Net change in unrealized appreciation/depreciation     3,834,609       -       (187,877 )      5,326,182       8,972,914  

Transfers into Level 3

     15,167,450       -       297,857       -       15,465,307  

Transfers out of Level 3

     -       -       -       -       -  
 

 

 

  

Ending balance

       $        51,445,296             $   8,302,417     $   4,262,425           $ 235,480,032       $299,490,170  
 

 

 

  

The change in net unrealized appreciation/depreciation relating to the Level 3 investments held at July 31, 2018 was $20,195,766.

* Private Equity securities that were a common stock are now trading as escrow.

 

  Hartford Quality Value Fund (formerly, The Hartford Value Opportunities Fund)

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

 

Shares or Principal Amount        

Market Value†

  
Common Stocks - 98.8%

 

    

Banks - 17.5%

      
439,681     

Bank of America Corp.

       $ 13,577,349  
42,674     

Bank of Nova Scotia

         2,528,435  
143,623     

Citigroup, Inc.

         10,325,058  
119,213     

JP Morgan Chase & Co.

         13,703,534  
20,256     

M&T Bank Corp.

         3,511,378  
36,364     

PNC Financial Services Group, Inc.

         5,266,598  
82,877     

Wells Fargo & Co.

         4,748,023  
          

 

 

  
             53,660,375  
          

 

 

  
    

Capital Goods - 6.5%

      
47,916     

Eaton Corp. plc

         3,985,174  
14,930     

General Dynamics Corp.

         2,982,417  
27,373     

Honeywell International, Inc.

         4,370,099  
107,463     

Johnson Controls International plc

         4,030,937  
13,682     

Lockheed Martin Corp.

         4,461,700  
          

 

 

  
             19,830,327  
          

 

 

  
    

Commercial & Professional Services - 1.1%

      
37,679     

Waste Management, Inc.

         3,391,110  
          

 

 

  
    

Diversified Financials - 0.8%

      
88,998     

Synchrony Financial

         2,575,602  
          

 

 

  
    

Energy - 13.5%

      
49,344     

Anadarko Petroleum Corp.

         3,609,514  
55,520     

Canadian Natural Resources Ltd.

         2,034,253  
72,937     

Chevron Corp.

         9,209,755  
33,573     

EOG Resources, Inc.

         4,328,903  
65,014     

Exxon Mobil Corp.

         5,299,291  
90,491     

Halliburton Co.

         3,838,628  
84,351     

Hess Corp.

         5,535,956  
77,853     

Suncor Energy, Inc.

         3,280,725  
68,250     

Total S.A. ADR

         4,453,313  
          

 

 

  
                 41,590,338  
          

 

 

  
    

Food & Staples Retailing - 1.4%

      
62,393     

Walgreens Boots Alliance, Inc.

         4,219,015  
          

 

 

  
    

Food, Beverage & Tobacco - 3.0%

      
49,689     

Altria Group, Inc.

         2,915,751  
51,155     

General Mills, Inc.

         2,356,199  
45,394     

Philip Morris International, Inc.

         3,917,502  
          

 

 

  
             9,189,452  
          

 

 

  
    

Health Care Equipment & Services - 5.0%

      
43,830     

Cardinal Health, Inc.

         2,189,308  
70,159     

Medtronic plc

         6,330,447  
26,939     

STERIS plc

         3,083,707  
14,363     

UnitedHealth Group, Inc.

         3,636,999  
          

 

 

  
             15,240,461  
          

 

 

  
    

Household & Personal Products - 2.0%

      
220,210     

Coty, Inc. Class A

         2,953,016  
56,868     

Unilever N.V.

         3,267,635  
          

 

 

  
             6,220,651  
          

 

 

  
    

Insurance - 7.2%

      
80,562     

American International Group, Inc.

         4,447,828  
28,630     

Chubb Ltd.

         4,000,184  
44,921     

Marsh & McLennan Cos., Inc.

         3,744,614  
67,587     

MetLife, Inc.

         3,091,429  
51,258     

Principal Financial Group, Inc.

         2,977,065  
39,403     

Prudential Financial, Inc.

         3,976,157  
          

 

 

  
             22,237,277  
          

 

 

  
    

Materials - 4.4%

      
70,921     

Ball Corp.

         2,763,791  

 

  Hartford Quality Value Fund (formerly, The Hartford Value Opportunities Fund)

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

  84,805     

CRH plc ADR

       $ 2,907,964  
  21,597     

FMC Corp.

         1,941,138  
  40,160     

Methanex Corp.(1)

        2,775,056  
  29,029     

PPG Industries, Inc.

         3,212,349  
        

 

 

  
           13,600,298  
        

 

 

  
  

Media - 1.6%

      
  140,777     

Comcast Corp. Class A

         5,037,001  
        

 

 

  
  

Pharmaceuticals, Biotechnology & Life Sciences - 8.3%

      
  21,088     

Allergan plc

         3,882,090  
  130,601     

AstraZeneca plc ADR

         5,110,417  
  102,469     

Bristol-Myers Squibb Co.

         6,020,054  
  108,441     

Merck & Co., Inc.

         7,143,009  
  38,566     

Novartis AG ADR

         3,235,687  
        

 

 

  
           25,391,257  
        

 

 

  
  

Real Estate - 3.1%

      
  19,909     

American Tower Corp. REIT

         2,951,310  
  100,706     

Corporate Office Properties Trust REIT

         2,994,997  
  16,048     

Public Storage REIT

         3,495,736  
        

 

 

  
           9,442,043  
        

 

 

  
  

Retailing - 4.5%

      
  571,800     

Allstar Co.*(2)(3)(4)(5)

        291,618  
  28,216     

Expedia Group, Inc.

         3,776,429  
  55,262     

Lowe’s Cos., Inc.

         5,489,727  
  54,438     

Target Corp.

         4,392,058  
        

 

 

  
           13,949,832  
        

 

 

  
  

Semiconductors & Semiconductor Equipment - 4.5%

      
  158,948     

Intel Corp.

         7,645,399  
  28,059     

KLA-Tencor Corp.

         3,294,688  
  46,461     

QUALCOMM, Inc.

         2,977,685  
        

 

 

  
           13,917,772  
        

 

 

  
  

Software & Services - 4.2%

      
  19,739     

Accenture plc Class A

         3,145,015  
  33,231     

International Business Machines Corp.

         4,816,169  
  47,382     

Microsoft Corp.

         5,026,282  
        

 

 

  
           12,987,466  
        

 

 

  
  

Technology Hardware & Equipment - 2.7%

      
  110,606     

Cisco Systems, Inc.

         4,677,528  
  29,946     

Motorola Solutions, Inc.

         3,632,450  
        

 

 

  
           8,309,978  
        

 

 

  
  

Telecommunication Services - 2.4%

      
  139,523     

Verizon Communications, Inc.

         7,204,968  
        

 

 

  
  

Transportation - 1.0%

      
  26,616     

United Parcel Service, Inc. Class B

         3,190,992  
        

 

 

  
  

Utilities - 4.1%

      
  67,587     

Alliant Energy Corp.

         2,904,213  
  62,273     

Avangrid, Inc.

         3,117,386  
  51,540     

Eversource Energy

         3,129,509  
  62,376     

UGI Corp.

         3,314,661  
        

 

 

  
           12,465,769  
        

 

 

  
  

Total Common Stocks
(cost $283,464,055)

       $   303,651,984  
        

 

 

  
  

Total Long-Term Investments
(cost $283,464,055)

       $ 303,651,984  
        

 

 

  
  Short-Term Investments - 1.2%      
   Other Investment Pools & Funds - 1.2%

 

  3,516,680     

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class,1.82%(6)

        3,516,680  
        

 

 

  
   Securities Lending Collateral - 0.0%

 

  6,255     

Citibank NA DDCA, 1.91%, 08/01/2018(6)

        6,255  

 

  Hartford Quality Value Fund (formerly, The Hartford Value Opportunities Fund)

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

64,306     

Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(6)

       $   64,307  
25,759     

Invesco Government & Agency Portfolio, 1.81%(6)

             25,759  
13,278     

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 1.82%(6)

             13,278  
15,501     

Western Asset Institutional Government Class A Fund, 1.76%(6)

             15,501  
           

 

 

  
                  125,100  
           

 

 

  
    

Total Short-Term Investments
(cost $3,641,780)

        $   3,641,780  
           

 

 

  
    

Total Investments
(cost $287,105,835)

      100.0%       $   307,293,764  
    

Other Assets and Liabilities

      0.0%         (117,016 ) 
         

 

 

    

 

 

  
    

Total Net Assets

        100.0 %    $   307,176,748  
         

 

 

    

 

 

  

 

Note:

 

  

Percentage of investments as shown is the ratio of the total market value to total net assets.

 

 

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

 

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

 

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for financial reporting purposes.

 

*   Non-income producing.
(1)   Represents entire or partial securities on loan. See Note 2 for securities lending information .
(2)   Investment valued using significant unobservable inputs.
(3)   This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2018, the aggregate fair value of this security was $291,618, which represented 0.1% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.
(4)   This security has been identified as illiquid. Illiquid securities are often purchased in private placement transactions, are often not registered under the Securities Act of 1933, as amended, and may have contractual restrictions on resale. A security may also be considered illiquid if the security lacks a readily available market or if its valuation has not changed for a certain period of time. The identification of illiquid securities is unaudited. At July 31, 2018, the aggregate value of this security was $291,618, which represented 0.1% of total net assets.
(5)   Securities issued within terms of a private placement memorandum and exempt from registration under Rule 144A under the Securities Act of 1933, as amended, and may be sold to qualified institutional buyers. Unless otherwise indicated, this holding is determined to be liquid. At July 31, 2018, the aggregate value of this security was $291,618, which represented 0.1% of total net assets.
(6)   Current yield as of period end.

 

†

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

ADR   

        American Depositary Receipt

DDCA   

        Dollars on Deposit in Custody Account

REIT   

        Real Estate Investment Trust

 

  Hartford Quality Value Fund (formerly, The Hartford Value Opportunities Fund)

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total

 

      Level 1(1)

 

      Level 2(1)

 

      Level 3(1)

 

  

Assets

            

Common Stocks

            

Banks

    $ 53,660,375       $ 53,660,375       $ —       $ —   

Capital Goods

      19,830,327         19,830,327         —         —   

Commercial & Professional Services

      3,391,110         3,391,110         —         —   

Diversified Financials

      2,575,602         2,575,602         —         —   

Energy

      41,590,338         41,590,338         —         —   

Food & Staples Retailing

      4,219,015         4,219,015         —         —   

Food, Beverage & Tobacco

      9,189,452         9,189,452         —         —   

Health Care Equipment & Services

      15,240,461         15,240,461         —         —   

Household & Personal Products

      6,220,651         6,220,651         —         —   

Insurance

      22,237,277         22,237,277         —         —   

Materials

      13,600,298         13,600,298         —         —   

Media

      5,037,001         5,037,001         —         —   

Pharmaceuticals, Biotechnology & Life Sciences

      25,391,257         25,391,257         —         —   

Real Estate

      9,442,043         9,442,043         —         —   

Retailing

      13,949,832         13,658,214         —         291,618   

Semiconductors & Semiconductor Equipment

      13,917,772         13,917,772         —         —   

Software & Services

      12,987,466         12,987,466         —         —   

Technology Hardware & Equipment

      8,309,978         8,309,978         —         —   

Telecommunication Services

      7,204,968         7,204,968         —         —   

Transportation

      3,190,992         3,190,992         —         —   

Utilities

      12,465,769         12,465,769         —         —   

Short-Term Investments

      3,641,780         3,641,780         —         —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $       307,293,764       $       307,002,146       $                 —       $         291,618   
  

 

 

     

 

 

     

 

 

     

 

 

  

(1)   For the period ended July 31, 2018, there were no transfers between any levels.

Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the period ended July 31, 2018 is not presented.

 

  The Hartford Small Cap Growth Fund

 

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

 

Shares or Principal Amount         Market Value†  
Common Stocks - 96.5%

 

    

Automobiles & Components - 1.7%

      
155,897     

Cooper Tire & Rubber Co.

       $ 4,450,859  
216,025     

Tenneco, Inc.

         9,958,753  
59,879     

Visteon Corp.*

        7,010,633  
          

 

 

  
             21,420,245  
          

 

 

  
    

Banks - 4.1%

      
18,017     

Bank of NT Butterfield & Son Ltd.

         891,121  
20,539     

Cadence BanCorp.

         559,277  
35,199     

Essent Group Ltd.*

        1,351,642  
63,900     

FCB Financial Holdings, Inc. Class A*

        3,258,900  
138,074     

First Busey Corp.

         4,379,707  
170,160     

First Hawaiian, Inc.

         4,808,721  
125,254     

Great Western Bancorp, Inc.

         5,241,880  
90,706     

IBERIABANK Corp.

         7,537,668  
4,558     

Independent Bank Group, Inc.

         305,842  
679,023     

MGIC Investment Corp.*

        8,474,207  
350,854     

Sterling Bancorp

         7,788,959  
111,328     

Triumph Bancorp, Inc.*

        4,269,429  
17,499     

Walker & Dunlop, Inc.

         1,036,991  
          

 

 

  
             49,904,344  
          

 

 

  
    

Capital Goods - 11.1%

      
208,914     

Aerojet Rocketdyne Holdings, Inc.*

        7,040,402  
194,363     

Altra Industrial Motion Corp.

         8,532,536  
67,300     

American Woodmark Corp.*

        5,616,185  
117,185     

Applied Industrial Technologies, Inc.

         8,747,860  
118,564     

Armstrong World Industries, Inc.*

        8,050,496  
82,850     

Astec Industries, Inc.

         4,070,420  
12,476     

Atkore International Group, Inc.*

        295,182  
104,176     

AZZ, Inc.

         5,646,339  
212,362     

BMC Stock Holdings, Inc.*

        4,671,964  
10,050     

Caesarstone Ltd.(1)

        158,288  
58,917     

Continental Building Products, Inc.*

        1,879,452  
18,176     

EMCOR Group, Inc.

         1,398,643  
12,252     

EnerSys

         1,005,522  
174,722     

Evoqua Water Technologies Corp.*

        3,728,567  
200,694     

Generac Holdings, Inc.*

        10,787,302  
16,859     

Global Brass & Copper Holdings, Inc.

         555,504  
7,491     

GMS, Inc.*

        196,564  
42,413     

Hillenbrand, Inc.

         2,129,133  
12,993     

Hyster-Yale Materials Handling, Inc.

         854,420  
167,187     

ITT, Inc.

         9,474,487  
257,276     

JELD-WEN Holding, Inc.*

        7,059,653  
115,301     

John Bean Technologies Corp.

         12,752,291  
13,999     

KBR, Inc.

         279,700  
129,900     

Mercury Systems, Inc.*

        5,420,727  
37,836     

Meritor, Inc.*

        779,422  
323,746     

Milacron Holdings Corp.*

        6,750,104  
2,623     

Proto Labs, Inc.*

        326,957  
258,621     

Rexnord Corp.*

        7,820,699  
18,309     

Rush Enterprises, Inc. Class A*

        825,553  
58,708     

SiteOne Landscape Supply, Inc.*

        5,234,405  
21,851     

Wabash National Corp.

         432,650  
181,331     

Welbilt, Inc.*

        4,134,347  
          

 

 

  
                 136,655,774  
          

 

 

  
    

Commercial & Professional Services - 4.8%

      
185,064     

Advanced Disposal Services, Inc.*

        4,552,574  
148,090     

ASGN, Inc.*

        13,372,527  
6,225     

Brink’s Co.

         497,066  
767     

Cimpress N.V.*

        112,036  
121,970     

Clean Harbors, Inc.*

        6,943,752  
16,699     

Deluxe Corp.

         984,072  
204,968     

Exponent, Inc.

         10,022,935  

 

  The Hartford Small Cap Growth Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

37,930     

Herman Miller, Inc.

       $ 1,435,651  
103,933     

Huron Consulting Group, Inc.*

        4,536,675  
16,246     

Insperity, Inc.

         1,544,995  
11,126     

Korn/Ferry International

         734,093  
84,386     

MSA Safety, Inc.

         8,512,860  
48,652     

Quad/Graphics, Inc.

         1,000,285  
80,509     

Steelcase, Inc. Class A

         1,106,999  
4,575     

TriNet Group, Inc.*

        246,364  
15,591     

TrueBlue, Inc.*

        421,737  
47,314     

WageWorks, Inc.*

        2,498,179  
          

 

 

  
                 58,522,800  
          

 

 

  
    

Consumer Durables & Apparel - 5.6%

      
95,513     

Carter’s, Inc.

         10,012,628  
52,221     

Crocs, Inc.*

        945,722  
4,706     

Deckers Outdoor Corp.*

        530,978  
18,549     

Fossil Group, Inc.*

        485,984  
151,007     

Installed Building Products, Inc.*

        8,244,982  
62,285     

KB Home

         1,479,269  
28,803     

La-Z-Boy, Inc.

         878,491  
98,521     

Oxford Industries, Inc.

         9,075,755  
253,001     

Steven Madden Ltd.

         13,674,704  
143,633     

TopBuild Corp.*

        10,669,059  
11,177     

William Lyon Homes, Inc. Class A*

        243,994  
361,008     

Wolverine World Wide, Inc.

         12,772,463  
22,889     

ZAGG, Inc.*

        341,046  
          

 

 

  
             69,355,075  
          

 

 

  
    

Consumer Services - 3.4%

      
21,833     

American Public Education, Inc.*

        962,835  
22,047     

BJ’s Restaurants, Inc.

         1,394,473  
52,797     

Bloomin’ Brands, Inc.

         1,021,094  
5,296     

Brinker International, Inc.(1)

        249,812  
2,378     

Churchill Downs, Inc.

         679,989  
11,842     

Dine Brands Global, Inc.

         841,137  
117,975     

Dunkin’ Brands Group, Inc.

         8,214,599  
82,483     

Marriott Vacations Worldwide Corp.

         9,824,550  
118,111     

Papa John’s International, Inc.(1)

        4,955,938  
46,663     

Penn National Gaming, Inc.*

        1,495,549  
8,600     

SeaWorld Entertainment, Inc.*

        183,180  
13,190     

Sotheby’s*

        700,521  
8,144     

Weight Watchers International, Inc.*

        729,133  
203,996     

Wingstop, Inc.

         10,067,203  
          

 

 

  
             41,320,013  
          

 

 

  
    

Diversified Financials - 2.5%

      
187,493     

Blucora, Inc.*

        6,515,382  
20,908     

Enova International, Inc.*

        648,148  
90,368     

Evercore, Inc. Class A

         10,211,584  
15,511     

FirstCash, Inc.

         1,259,493  
9,559     

Green Dot Corp. Class A*

        758,220  
2,641     

Houlihan Lokey, Inc.

         129,831  
119,287     

OneMain Holdings, Inc.*

        3,966,293  
665,898     

SLM Corp.*

        7,517,988  
          

 

 

  
             31,006,939  
          

 

 

  
    

Energy - 2.3%

      
9,781     

CONSOL Energy, Inc.*

        407,183  
24,171     

CVR Energy, Inc.(1)

        949,679  
23,854     

Delek U.S. Holdings, Inc.

         1,271,895  
7,911     

Mammoth Energy Services, Inc.*(1)

        294,448  
217,407     

Newfield Exploration Co.*

        6,243,929  
104,484     

PDC Energy, Inc.*

        6,580,402  
266,187     

ProPetro Holding Corp.*

        4,376,114  
16,326     

Renewable Energy Group, Inc.*

        278,358  
10,933     

REX American Resources Corp.*

        841,841  
80,750     

W&T Offshore, Inc.*

        560,405  

 

  The Hartford Small Cap Growth Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

278,929     

WildHorse Resource Development Corp.*

      $ 6,116,913  
          

 

 

  
             27,921,167  
          

 

 

  
    

Food & Staples Retailing - 1.7%

      
37,939     

Casey’s General Stores, Inc.

         4,149,768  
262,958     

Performance Food Group Co.*

        9,427,044  
93,029     

PriceSmart, Inc.

         7,605,121  
          

 

 

  
             21,181,933  
          

 

 

  
    

Food, Beverage & Tobacco - 1.1%

      
4,869     

Boston Beer Co., Inc. Class A*

        1,338,732  
460,224     

Hostess Brands, Inc.*

        6,447,738  
62,591     

Post Holdings, Inc.*

        5,417,877  
          

 

 

  
             13,204,347  
          

 

 

  
    

Health Care Equipment & Services - 10.8%

      
213,888     

AtriCure, Inc.*

        6,127,891  
184,165     

Cardiovascular Systems, Inc.*

        6,985,378  
15,804     

Encompass Health Corp.

         1,195,257  
235,000     

Globus Medical, Inc. Class A*

        12,097,800  
56,359     

Haemonetics Corp.*

        5,502,893  
9,070     

HealthEquity, Inc.*

        684,785  
338,065     

HMS Holdings Corp.*

        8,089,895  
31,816     

ICU Medical, Inc.*

        9,124,829  
112,315     

Insulet Corp.*

        9,340,115  
133,441     

Integra LifeSciences Holdings Corp.*

        8,317,378  
1,795     

Magellan Health, Inc.*

        130,586  
84,789     

Medidata Solutions, Inc.*

        6,300,671  
176,737     

Merit Medical Systems, Inc.*

        9,596,819  
81,894     

Molina Healthcare, Inc.*

        8,524,347  
181,938     

Omnicell, Inc.*

        10,825,311  
318,674     

OraSure Technologies, Inc.*

        5,350,537  
97,998     

Orthofix International N.V.*

        5,927,899  
69,825     

Providence Service Corp.*

        4,893,336  
41,932     

Quality Systems, Inc.*

        844,091  
5,397     

Quidel Corp.*

        366,240  
52,064     

Teladoc, Inc.*

        3,116,030  
27,843     

Tenet Healthcare Corp.*

        1,047,732  
40,956     

Triple-S Management Corp. Class B*

        1,454,348  
60,567     

U.S. Physical Therapy, Inc.

         6,344,393  
          

 

 

  
                 132,188,561  
          

 

 

  
    

Household & Personal Products - 0.3%

      
9,943     

Medifast, Inc.

         1,707,014  
13,714     

USANA Health Sciences, Inc.*

        1,813,677  
          

 

 

  
             3,520,691  
          

 

 

  
    

Insurance - 0.8%

      
6,716     

American Equity Investment Life Holding Co.

         239,963  
209,852     

James River Group Holdings Ltd.

         8,685,774  
28,570     

Universal Insurance Holdings, Inc.

         1,268,508  
          

 

 

  
             10,194,245  
          

 

 

  
    

Materials - 3.5%

      
14,476     

AdvanSix, Inc.*

        585,844  
177,162     

Boise Cascade Co.

         7,662,257  
466,419     

Graphic Packaging Holding Co.

         6,777,068  
18,695     

Kronos Worldwide, Inc.

         425,124  
257,487     

Louisiana-Pacific Corp.

         6,931,550  
389,727     

OMNOVA Solutions, Inc.*

        3,643,947  
244,744     

PolyOne Corp.

         10,976,768  
6,487     

Stepan Co.

         568,131  
208,410     

Summit Materials, Inc. Class A*

        5,231,091  
4,655     

Trinseo S.A.

         347,729  
          

 

 

  
             43,149,509  
          

 

 

  
    

Media - 0.1%

      
13,934     

World Wrestling Entertainment, Inc. Class A

         1,102,319  
          

 

 

  

 

  The Hartford Small Cap Growth Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

    

Pharmaceuticals, Biotechnology & Life Sciences - 14.7%

      
177,596     

Abeona Therapeutics, Inc.*(1)

      $     2,566,262  
28,909     

Acorda Therapeutics, Inc.*

        721,280  
95,905     

Aerie Pharmaceuticals, Inc.*

        6,478,383  
44,693     

Agios Pharmaceuticals, Inc.*

        3,861,922  
5,564     

Aimmune Therapeutics, Inc.*

        160,911  
50,086     

Akebia Therapeutics, Inc.*

        515,886  
33,959     

AMAG Pharmaceuticals, Inc.*

        748,796  
483,797     

Amicus Therapeutics, Inc.*

        7,039,246  
346,255     

Amneal Pharmaceuticals, Inc.*

        6,637,708  
85,900     

Aptinyx, Inc.*

        1,882,928  
150,075     

Arena Pharmaceuticals, Inc.*

        5,791,394  
136,982     

ArQule, Inc.*

        682,170  
39,708     

Array BioPharma, Inc.*

        611,106  
12,705     

Assembly Biosciences, Inc.*

        561,942  
117,828     

Audentes Therapeutics, Inc.*

        4,436,224  
110,536     

Blueprint Medicines Corp.*

        6,581,313  
55,301     

Calithera Biosciences, Inc.*

        246,089  
233,919     

Catalent, Inc.*

        9,754,422  
164,204     

Coherus Biosciences, Inc.*

        3,128,086  
9,165     

Collegium Pharmaceutical, Inc.*(1)

        176,610  
538     

Corcept Therapeutics, Inc.*

        7,064  
235,307     

Cytokinetics, Inc.*

        1,729,506  
243,606     

Dermira, Inc.*

        2,372,722  
27,905     

Editas Medicine, Inc.*

        829,895  
35,159     

Emergent BioSolutions, Inc.*

        1,910,892  
10,705     

Enanta Pharmaceuticals, Inc.*

        1,043,952  
24,750     

Endocyte, Inc.*

        379,170  
190,884     

Five Prime Therapeutics, Inc.*

        2,844,172  
124,252     

Flexion Therapeutics, Inc.*(1)

        2,964,653  
66,006     

G1 Therapeutics, Inc.*

        3,389,408  
8,970     

Genomic Health, Inc.*

        481,510  
10,635     

Global Blood Therapeutics, Inc.*

        444,543  
142,238     

GlycoMimetics, Inc.*

        2,089,476  
73,938     

Halozyme Therapeutics, Inc.*

        1,338,278  
215,781     

Heron Therapeutics, Inc.*

        8,080,999  
64,807     

Horizon Pharma plc*

        1,142,547  
75,118     

ImmunoGen, Inc.*

        698,597  
5,448     

Innoviva, Inc.*

        77,089  
281,920     

Intersect ENT, Inc.*

        9,120,112  
20,099     

Iovance Biotherapeutics, Inc.*

        285,406  
147,290     

Ironwood Pharmaceuticals, Inc.*

        2,839,751  
98,200     

Karyopharm Therapeutics, Inc.*

        1,745,996  
69,672     

Loxo Oncology, Inc.*

        11,676,331  
54,282     

Luminex Corp.

         1,837,989  
125,768     

Medicines Co.*

        4,996,763  
5,376     

Mirati Therapeutics, Inc.*

        330,086  
32,967     

Momenta Pharmaceuticals, Inc.*

        975,823  
117,039     

MyoKardia, Inc.*

        6,718,039  
3,400     

Myriad Genetics, Inc.*

        148,750  
286,385     

NanoString Technologies, Inc.*

        3,359,296  
381,892     

Novavax, Inc.*(1)

        485,003  
497,890     

PDL BioPharma, Inc.*

        1,249,704  
121,413     

Portola Pharmaceuticals, Inc.*

        4,346,585  
32,896     

Prothena Corp. plc*(1)

        488,835  
23,315     

PTC Therapeutics, Inc.*

        887,602  
67,005     

REGENXBIO, Inc.*

        4,710,452  
89,805     

Revance Therapeutics, Inc.*

        2,581,894  
798,841     

Rigel Pharmaceuticals, Inc.*

        2,252,732  
17,105     

Sangamo Therapeutics, Inc.*(1)

        233,483  
89,299     

Spark Therapeutics, Inc.*

        6,851,019  
176,007     

Syneos Health, Inc.*

        8,672,745  
114,704     

Ultragenyx Pharmaceutical, Inc.*

        9,074,233  
18,972     

Verastem, Inc.*(1)

        146,084  

 

  The Hartford Small Cap Growth Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

15,170     

Voyager Therapeutics, Inc.*

      $ 286,106  
          

 

 

  
                  180,707,970  
          

 

 

  
    

Real Estate - 2.2%

      
104,764     

CareTrust, Inc. REIT

         1,771,559  
37,291     

Coresite Realty Corp. REIT

         4,180,321  
140,645     

Corporate Office Properties Trust REIT

         4,182,782  
174,030     

HFF, Inc. Class A

         7,833,090  
22,922     

National Health Investors, Inc. REIT

         1,715,483  
20,667     

RLJ Lodging Trust REIT

         466,868  
418,140     

Sunstone Hotel Investors, Inc. REIT

         6,803,138  
          

 

 

  
             26,953,241  
          

 

 

  
    

Retailing - 3.5%

      
22,192     

American Eagle Outfitters, Inc.

         558,794  
45,980     

Buckle, Inc.(1)

        1,105,819  
180,689     

Caleres, Inc.

         6,051,275  
28,784     

Cato Corp. Class A

         716,722  
256,588     

Core-Mark Holding Co., Inc.

         6,204,298  
102,132     

Five Below, Inc.*

        9,923,145  
203,078     

Floor & Decor Holdings, Inc. Class A*

        9,696,974  
7,582     

Liberty Expedia Holdings, Inc. Class A*

        365,225  
255,987     

Michaels Cos., Inc.*

        5,224,695  
5,823     

RH*(1)

        791,113  
20,132     

Shutterfly, Inc.*

        1,656,058  
26,162     

Tailored Brands, Inc.

         527,426  
14,066     

Zumiez, Inc.*

        318,595  
          

 

 

  
             43,140,139  
          

 

 

  
    

Semiconductors & Semiconductor Equipment - 2.8%

      
147,219     

Amkor Technology, Inc.*

        1,277,861  
8,807     

Cabot Microelectronics Corp.

         1,060,803  
223,500     

Cohu, Inc.

         5,627,730  
153,554     

Diodes, Inc.*

        5,706,067  
313,496     

Entegris, Inc.

         11,019,384  
584,070     

FormFactor, Inc.*

        7,563,707  
58,702     

Kulicke & Soffa Industries, Inc.

         1,547,385  
14,569     

Rudolph Technologies, Inc.*

        416,673  
          

 

 

  
             34,219,610  
          

 

 

  
    

Software & Services - 14.5%

      
86,967     

2U, Inc.*

        6,579,923  
247,295     

8x8, Inc.*

        4,933,535  
212,350     

Acxiom Corp.*

        8,608,669  
63,844     

Blackbaud, Inc.

         6,372,270  
33,133     

Bottomline Technologies de, Inc.*

        1,785,869  
46,491     

CACI International, Inc. Class A*

        8,145,223  
172,570     

Carbonite, Inc.*

        5,919,151  
386,265     

Cloudera, Inc.*

        5,172,088  
6,132     

Coupa Software, Inc.*

        375,953  
38,779     

CSG Systems International, Inc.

         1,577,142  
28,819     

eGain Corp.*

        374,647  
63,454     

EPAM Systems, Inc.*

        8,262,345  
256,373     

Etsy, Inc.*

        10,475,401  
139,248     

Everbridge, Inc.*

        6,263,375  
31,286     

EVERTEC, Inc.

         728,964  
45,329     

Fair Isaac Corp.*

        9,131,980  
187,351     

Five9, Inc.*

        5,976,497  
156,451     

ForeScout Technologies, Inc.*

        5,313,076  
230,726     

Glu Mobile, Inc.*

        1,229,770  
60,481     

HubSpot, Inc.*

        7,505,692  
145,715     

Instructure, Inc.*

        5,639,171  
50,448     

LogMeIn, Inc.

         4,088,810  
33,694     

MAXIMUS, Inc.

         2,183,708  
7,515     

MicroStrategy, Inc. Class A*

        978,077  
147,524     

MINDBODY, Inc. Class A*

        5,510,022  
114,364     

MongoDB, Inc.*(1)

        6,188,236  

 

  The Hartford Small Cap Growth Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

13,249     

NIC, Inc.

       $ 217,284  
77,868     

Okta, Inc.*

        3,866,146  
122,928     

Paylocity Holding Corp.*

        7,129,824  
136,952     

Pegasystems, Inc.

         7,614,531  
156,353     

Pivotal Software, Inc. Class A*

        3,588,301  
46,908     

Progress Software Corp.

         1,725,745  
70,984     

Q2 Holdings, Inc.*

        4,198,704  
21,368     

Qualys, Inc.*

        1,861,153  
108,040     

Science Applications International Corp.

         9,115,335  
35,943     

Shutterstock, Inc.*

        1,655,894  
3,129     

SPS Commerce, Inc.*

        268,437  
39,127     

Sykes Enterprises, Inc.*

        1,160,507  
14,018     

TechTarget, Inc.*

        398,392  
31,196     

Travelport Worldwide Ltd.

         589,604  
436,118     

TrueCar, Inc.*

        4,849,632  
11,969     

TTEC Holdings, Inc.

         384,803  
3,053     

Verint Systems, Inc.*

        137,080  
2,556     

Yelp, Inc.*

        94,265  
          

 

 

  
             178,175,231  
          

 

 

  
    

Technology Hardware & Equipment - 2.7%

      
90,138     

ePlus, Inc.*

        8,892,114  
171,702     

Fabrinet*

        6,716,982  
110,564     

II-VI, Inc.*

        4,334,109  
23,304     

Immersion Corp.*

        327,188  
73,967     

Lumentum Holdings, Inc.*

        3,864,776  
1,582     

NETGEAR, Inc.*

        104,175  
8,772     

Plantronics, Inc.

         602,285  
50,039     

Rogers Corp.*

        5,833,046  
6,369     

Tech Data Corp.*

        531,238  
53,447     

Vishay Intertechnology, Inc.

         1,336,175  
          

 

 

  
             32,542,088  
          

 

 

  
    

Telecommunication Services - 0.8%

      
15,171     

Boingo Wireless, Inc.*

        350,602  
320,823     

ORBCOMM, Inc.*

        3,067,068  
545,687     

Vonage Holdings Corp.*

        6,990,250  
          

 

 

  
             10,407,920  
          

 

 

  
    

Transportation - 1.5%

      
16,400     

ArcBest Corp.

         763,420  
3,103     

Avis Budget Group, Inc.*

        108,140  
93,515     

Genesee & Wyoming, Inc. Class A*

        8,042,290  
26,342     

Hawaiian Holdings, Inc.

         1,056,314  
78,153     

Knight-Swift Transportation Holdings, Inc.*

        2,543,880  
247,013     

Marten Transport Ltd.

         5,397,234  
974     

Saia, Inc.*

        73,391  
2,702     

Werner Enterprises, Inc.

         100,649  
          

 

 

  
             18,085,318  
          

 

 

  
    

Total Common Stocks
(cost $975,710,197)

       $     1,184,879,479  
          

 

 

  
Exchange-Traded Funds - 1.6%      
    

Other Investment Pools & Funds - 1.6%

      
92,170     

iShares Russell 2000 Growth ETF(1)

        19,129,883  
          

 

 

  
    

Total Exchange-Traded Funds
(cost $18,940,421)

       $ 19,129,883  
          

 

 

  
Warrants - 0.0%      
    

Diversified Financials - 0.0%

      
1,613     

Emergent Capital, Inc. Expires 04/11/2019(2)(3)

        —  
          

 

 

  
    

Total Warrants
(cost $—)

       $ —  
          

 

 

  

 

  The Hartford Small Cap Growth Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

    

Total Long-Term Investments
(cost $994,650,618)

      $ 1,204,009,362  
         

 

 

  

Short-Term Investments - 7.9%

     
     Other Investment Pools & Funds - 5.0%     
9,894,320     

BlackRock Liquidity Funds TempFund Portfolio, Institutional Class, 1.82%(4)

     $ 9,894,320  
51,605,940     

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class,1.82%(4)

       51,605,940  
         

 

 

  
            61,500,260  
         

 

 

  
     Securities Lending Collateral - 2.9%     
1,786,569     

Citibank NA DDCA, 1.91%, 08/01/2018(4)

       1,786,569  
18,367,384     

Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(4)

       18,367,384  
7,357,382     

Invesco Government & Agency Portfolio, 1.81%(4)

       7,357,382  
3,792,485     

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 1.82%(4)

       3,792,485  
4,427,562     

Western Asset Institutional Government Class A Fund, 1.76%(4)

       4,427,562  
         

 

 

  
            35,731,382  
         

 

 

  
    

Total Short-Term Investments
(cost $97,231,642)

      $ 97,231,642  
         

 

 

  
    

Total Investments
(cost $1,091,882,260)

      106.0%     $ 1,301,241,004  
    

Other Assets and Liabilities

      (6.0)%       (74,049,284 ) 
       

 

 

    

 

 

  
    

Total Net Assets

      100.0%     $     1,227,191,720  
       

 

 

    

 

 

  

 

Note:

 

  

Percentage of investments as shown is the ratio of the total market value to total net assets.

 

   

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry
Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

 

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for
financial reporting purposes.

 

*   Non-income producing.
(1)   Represents entire or partial securities on loan. See Note 2 for securities lending information .
(2)   This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2018, the aggregate fair value of this security was $0, which represented 0.0% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.
(3)   This security has been identified as illiquid. Illiquid securities are often purchased in private placement transactions, are often not registered under the Securities Act of 1933, as amended, and may have contractual restrictions on resale. A security may also be considered illiquid if the security lacks a readily available market or if its valuation has not changed for a certain period of time. The identification of illiquid securities is unaudited. At July 31, 2018, the aggregate value of this security was $0, which represented 0.0% of total net assets.
(4)  

Current yield as of period end.

 

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

DDCA   

        Dollars on Deposit in Custody Account

ETF   

        Exchange-Traded Fund

REIT   

        Real Estate Investment Trust

 

  The Hartford Small Cap Growth Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total

 

      Level 1(1)

 

      Level 2(1)

 

      Level 3(1)

 

  

Assets

            

Common Stocks

            

Automobiles & Components

    $ 21,420,245        $ 21,420,245        $ —        $ —    

Banks

      49,904,344          49,904,344          —          —    

Capital Goods

      136,655,774          136,655,774          —          —    

Commercial & Professional Services

      58,522,800          58,522,800          —          —    

Consumer Durables & Apparel

      69,355,075          69,355,075          —          —    

Consumer Services

      41,320,013          41,320,013          —          —    

Diversified Financials

      31,006,939          31,006,939          —          —    

Energy

      27,921,167          27,921,167          —          —    

Food & Staples Retailing

      21,181,933          21,181,933          —          —    

Food, Beverage & Tobacco

      13,204,347          13,204,347          —          —    

Health Care Equipment & Services

      132,188,561          132,188,561          —          —    

Household & Personal Products

      3,520,691          3,520,691          —          —    

Insurance

      10,194,245          10,194,245          —          —    

Materials

      43,149,509          43,149,509          —          —    

Media

      1,102,319          1,102,319          —          —    

Pharmaceuticals, Biotechnology & Life Sciences

      180,707,970          180,707,970          —          —    

Real Estate

      26,953,241          26,953,241          —          —    

Retailing

      43,140,139          43,140,139          —          —    

Semiconductors & Semiconductor Equipment

      34,219,610          34,219,610          —          —    

Software & Services

      178,175,231          178,175,231          —          —    

Technology Hardware & Equipment

      32,542,088          32,542,088          —          —    

Telecommunication Services

      10,407,920          10,407,920          —          —    

Transportation

      18,085,318          18,085,318          —          —    

Exchange-Traded Funds

      19,129,883          19,129,883          —          —    

Warrants

      —          —          —          —    

Short-Term Investments

      97,231,642          97,231,642          —          —    
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

      $    1,301,241,004        $     1,301,241,004        $                 —        $                 —    
  

 

 

     

 

 

     

 

 

     

 

 

  

(1) For the period ended July 31, 2018, there were no transfers between any levels.

 

  Hartford Schroders Emerging Markets Equity Fund

 

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

 

 

Shares or Principal Amount    Market Value†
  

Common Stocks - 96.6%

 

  

Argentina - 0.3%

 

641,948   

BBVA Banco Frances S.A. ADR(1)

   $ 8,749,751  
  

Brazil - 7.4%

 

1,462,400   

B3 S.A. - Brasil Bolsa Balcao

      9,269,309  
2,037,351   

Banco Bradesco S.A. ADR

      16,461,796  
1,461,037   

CCR S.A.

      4,098,985  
812,600   

Equatorial Energia S.A.

      13,260,797  
4,009,172   

Itau Unibanco Holding S.A. ADR

      48,069,972  
2,608,400   

Klabin S.A.

      14,038,228  
2,914,200   

Lojas Renner S.A.

      23,976,366  
600,000   

Pagseguro Digital Ltd. Class A*

     16,152,000  
1,490,855   

Petroleo Brasileiro S.A. ADR

      17,045,251  
754,100   

Raia Drogasil S.A.

      14,940,153  
1,011,286   

Telefonica Brasil S.A. ADR

      11,164,597  
2,348,437   

Vale S.A. ADR

      34,428,086  
2,881,810   

WEG S.A.

      14,212,108  
        237,117,648  
  

Chile - 0.9%

 

496,595   

Banco Santander Chile ADR

      16,293,282  
568,787   

Enel Americas S.A. ADR

      4,988,262  
823,769   

SACI Falabella

      7,660,627  
        28,942,171  
  

China - 27.7%

 

879,904   

Alibaba Group Holding Ltd. ADR*

     164,744,426  
4,755,500   

Anhui Conch Cement Co., Ltd. Class H

      30,583,558  
111,706,320   

China Construction Bank Corp. Class H

      102,131,147  
12,159,000   

China Mengniu Dairy Co., Ltd.*

     37,733,059  
11,309,800   

China Pacific Insurance Group Co., Ltd. Class H

      44,252,748  
74,943,600   

China Petroleum & Chemical Corp. Class H

      72,038,940  
31,895,000   

CNOOC Ltd.

      53,435,211  
11,270,000   

Guangzhou Automobile Group Co., Ltd. Class H

      10,608,434  
23,348,000   

Industrial & Commercial Bank of China Ltd. Class H

      17,351,386  
270,281   

iQIYI, Inc. ADR*(1)

     8,654,398  
4,636,276   

Midea Group Co., Ltd. Class A

      32,415,932  
404,523   

New Oriental Education & Technology Group, Inc. ADR

      34,805,159  
32,096,000   

PICC Property & Casualty Co., Ltd. Class H

      36,266,450  
2,437,000   

Shenzhou International Group Holdings Ltd.

      29,927,213  
4,263,100   

Tencent Holdings Ltd.

      194,032,292  
3,041,900   

Zhuzhou CRRC Times Electric Co., Ltd. Class H

      18,273,854  
        887,254,207  
  

Egypt - 0.5%

 

970,991   

Commercial International Bank Egypt S.A.E.

      4,563,169  
2,591,827   

Commercial International Bank Egypt S.A.E. GDR

      11,857,608  
        16,420,777  
  

Greece - 1.3%

 

7,721,711   

Alpha Bank A.E.*

     16,858,733  
1,375,670   

Hellenic Telecommunications Organization S.A.

      17,877,612  
24,679,984   

National Bank of Greece S.A.*

     8,031,609  
        42,767,954  
  

Hong Kong - 3.2%

 

7,690,400   

AIA Group Ltd.

      67,318,324  
1,248,000   

China Mobile Ltd.

      11,273,701  
5,028,000   

China Resources Beer Holdings Co., Ltd.

      22,656,570  
        101,248,595  
  

Hungary - 1.9%

 

1,468,603   

MOL Hungarian Oil & Gas plc

      14,389,211  
790,502   

OTP Bank Nyrt

      29,734,046  
947,977   

Richter Gedeon Nyrt

      17,132,267  
        61,255,524  

 

  Hartford Schroders Emerging Markets Equity Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

  

India - 6.0%

 

1,835,881   

HDFC Bank Ltd.(2)(3)

   $ 57,282,405  
1,276,983   

Hindustan Unilever Ltd.

      32,287,048  
2,711,648   

Infosys Ltd.

      53,852,620  
4,185,043   

ITC Ltd.

      18,189,332  
223,833   

Maruti Suzuki India Ltd.

      31,110,176  
        192,721,581  
  

Indonesia - 0.3%

 

21,186,000   

Astra International Tbk PT

      10,510,856  
  

Luxembourg - 0.2%

 

1,070,536   

PLAY Communications S.A.(4)

     6,263,882  
6,732   

Ternium S.A. ADR

      244,035  
        6,507,917  
  

Mexico - 1.0%

 

1,534,719   

America Movil S.A.B. de C.V. Class L, ADR

      26,259,042  
63,593   

Fomento Economico Mexicano S.A.B. de C.V. ADR

      6,241,017  
        32,500,059  
  

Pakistan - 0.3%

 

3,442,700   

Habib Bank Ltd.

      4,936,251  
3,625,800   

United Bank Ltd.

      5,134,964  
        10,071,215  
  

Peru - 0.7%

 

98,455   

Credicorp Ltd.

      22,523,550  
  

Poland - 3.2%

 

951,828   

Bank Polska Kasa Opieki S.A.

      29,144,308  
3,850,118   

Powszechna Kasa Oszczednosci Bank Polski S.A.*

     43,936,302  
2,621,625   

Powszechny Zaklad Ubezpieczen S.A.

      30,152,313  
        103,232,923  
  

Russia - 6.7%

 

1,271,903   

LUKOIL PJSC ADR

      91,235,206  
469,639   

Mail.Ru Group Ltd. GDR*

     12,683,346  
150,902   

Novatek PJSC GDR

      23,959,987  
5,477,829   

Sberbank of Russia PJSC ADR

      77,059,732  
379,071   

X5 Retail Group N.V. GDR

      10,157,162  
        215,095,433  
  

South Africa - 4.4%

 

2,073,982   

Absa Group Ltd.

      27,019,273  
1,497,986   

AVI Ltd.

      12,457,146  
5,362,633   

FirstRand Ltd.

      28,186,551  
493,075   

Foschini Group Ltd.(1)

     6,438,166  
266,978   

Naspers Ltd. Class N

      65,721,623  
        139,822,759  
  

South Korea - 16.8%

 

85,019   

Amorepacific Corp.

      20,343,109  
126,526   

CJ CGV Co., Ltd.

      6,800,898  
949,164   

DGB Financial Group, Inc.

      7,946,390  
825,398   

Hana Financial Group, Inc.

      33,187,294  
273,532   

Hyundai Motor Co.

      31,700,517  
147,329   

Korea Kolmar Co., Ltd.

      8,991,111  
50,910   

Korea Zinc Co., Ltd.

      18,800,315  
131,545   

LG Chem Ltd.

      44,241,656  
16,012   

Medy-Tox, Inc.

      10,292,146  
35,872   

NAVER Corp.

      23,015,237  
69,910   

NCSoft Corp.

      24,133,346  
4,666,583   

Samsung Electronics Co., Ltd.

      193,710,923  
974,713   

Shinhan Financial Group Co., Ltd.

      38,022,872  
72,120   

SK Holdings Co., Ltd.

      17,000,090  
173,399   

SK Hynix, Inc.

      13,402,071  
264,876   

SK Innovation Co., Ltd.

      47,043,683  
        538,631,658  

 

  Hartford Schroders Emerging Markets Equity Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

 

  

Taiwan - 10.0%

 

7,501,036   

ASE Industrial Holding, Co., Ltd.*

 

    $ 19,228,108  
26,517,489   

Cathay Financial Holding Co., Ltd.

 

      45,731,979  
691,000   

Ennoconn Corp.

 

      8,568,819  
13,362,213   

Hon Hai Precision Industry Co., Ltd.

 

      36,652,265  
286,000   

Largan Precision Co., Ltd.

 

      48,158,355  
20,278,139   

Taiwan Semiconductor Manufacturing Co., Ltd.

            162,138,061  
              320,477,587  
  

Thailand - 2.5%

 

2,642,700   

Bangkok Bank PCL NVDR

 

      16,387,798  
818,275   

Kasikornbank PCL

 

      5,537,722  
4,711,325   

Kasikornbank PCL NVDR

 

      30,758,980  
3,504,900   

PTT Exploration & Production PCL

 

      14,537,908  
11,197,000   

Thai Beverage PCL(1)

 

      6,257,942  
2,324,300   

Thai Oil PCL NVDR

            5,608,490  
              79,088,840  
  

Turkey - 0.7%

 

540,804   

Tupras Turkiye Petrol Rafinerileri AS

 

      11,849,788  
3,670,632   

Turkcell Iletisim Hizmetleri AS

            9,645,990  
              21,495,778  
  

United Arab Emirates - 0.6%

 

713,032   

DP World Ltd.

 

      16,399,736  
3,029,590   

Emaar Properties PJSC

            4,364,281  
              20,764,017  
  

Total Common Stocks
(cost $2,350,483,298)

          $   3,097,200,800  

Preferred Stocks - 0.4%

 

  

South Korea - 0.4%

 

148,911   

Hyundai Motor Co. 3.94%

 

      11,689,360  
  

Total Preferred Stocks
(cost $13,020,967)

 

    $ 11,689,360  
  

Total Long-Term Investments
(cost $2,363,504,265)

 

    $ 3,108,890,160  

Short-Term Investments - 3.0%

 

   Other Investment Pools & Funds - 2.3%         
73,946,548   

Morgan Stanley Institutional Liquidity, Funds Treasury Portfolio,
Institutional Class, 1.82%(5)

 

      73,946,548  
   Securities Lending Collateral - 0.7%         
1,131,827   

Citibank NA DDCA, 1.91%, 08/01/2018(5)

 

      1,131,827  
11,636,099   

Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(5)

 

      11,636,099  
4,661,046   

Invesco Government & Agency Portfolio, 1.81%(5)

 

      4,661,046  
2,402,614   

Morgan Stanley Institutional Liquidity Funds, Government Portfolio,
Institutional Class, 1.82%(5)

 

      2,402,614  
2,804,948   

Western Asset Institutional Government Class A Fund, 1.76%(5)

 

      2,804,948  
              22,636,534  
  

Total Short-Term Investments
(cost $96,583,082)

 

    $ 96,583,082  
  

Total Investments
(cost $2,460,087,347)

      100.0%         $ 3,205,473,242  
  

Other Assets and Liabilities

      0.0%     

 

 

        (1,269,195 )
  

Total Net Assets

         100.0%      $ 3,204,204,047  
        

 

 

     

 

 

  

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for financial reporting purposes.

 

  Hartford Schroders Emerging Markets Equity Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 for securities lending information .

(2)

This security has been identified as illiquid. Illiquid securities are often purchased in private placement transactions, are often not registered under the Securities Act of 1933, as amended, and may have contractual restrictions on resale. A security may also be considered illiquid if the security lacks a readily available market or if its valuation has not changed for a certain period of time. The identification of illiquid securities is unaudited. At July 31, 2018, the aggregate value of this security was $57,282,405, which represented 1.8% of total net assets.

(3)

This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2018, the aggregate fair value of this security was $57,282,405, which represented 1.8% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

(4)

Securities issued within terms of a private placement memorandum and exempt from registration under Rule 144A under the Securities Act of 1933, as amended, and may be sold to qualified institutional buyers. Unless otherwise indicated, this holding is determined to be liquid. At July 31, 2018, the aggregate value of this security was $6,263,882, which represented 0.2% of total net assets.

(5)

Current yield as of period end.

 

†

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

   

Other Abbreviations:

   
ADR    American Depositary Receipt   
DDCA    Dollars on Deposit in Custody Account   
GDR    Global Depositary Receipt   
NVDR    Non-Voting Depositary Receipt   
PJSC    Private Joint Stock Company   

 

  Hartford Schroders Emerging Markets Equity Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

        Total             Level 1(1)              Level 2(1)            Level 3(1)       

Assets

        

Common Stocks

        

Argentina

   $ 8,749,751       $ 8,749,751      $ —      $ —   

Brazil

     237,117,648         237,117,648        —        —   

Chile

     28,942,171         28,942,171        —        —   

China

     887,254,207         208,203,983        679,050,224        —   

Egypt

     16,420,777         16,420,777        —        —   

Greece

     42,767,954         —        42,767,954        —   

Hong Kong

     101,248,595         —        101,248,595        —   

Hungary

     61,255,524         —        61,255,524        —   

India

     192,721,581         —        135,439,176        57,282,405   

Indonesia

     10,510,856         —        10,510,856        —   

Luxembourg

     6,507,917         244,035        6,263,882        —   

Mexico

     32,500,059         32,500,059        —        —   

Pakistan

     10,071,215         10,071,215        —        —   

Peru

     22,523,550         22,523,550        —        —   

Poland

     103,232,923         —        103,232,923        —   

Russia

     215,095,433         —        215,095,433        —   

South Africa

     139,822,759         12,457,146        127,365,613        —   

South Korea

     538,631,658         —        538,631,658        —   

Taiwan

     320,477,587         —        320,477,587        —   

Thailand

     79,088,840         14,537,908        64,550,932        —   

Turkey

     21,495,778         —        21,495,778        —   

United Arab Emirates

     20,764,017         16,399,736        4,364,281        —   

Preferred Stocks

     11,689,360         —        11,689,360        —   

Short-Term Investments

     96,583,082         96,583,082        —        —   
 

 

 

    

 

 

    

 

 

 

  

 

 

  

Total

   $     3,205,473,242      $     704,751,061      $   2,443,439,776      $   57,282,405   
 

 

 

    

 

 

    

 

 

 

  

 

 

  

 

(1)

For the period ended July 31, 2018, investments valued at $67,790,395 were transferred from Level 1 to Level 2 due to the application of a fair valuation factor; investments valued at $7,022,612 were transferred from Level 2 to Level 1 due to the discontinuation of a fair valuation factor and investments valued at $39,755,803 were transferred from Level 2 to Level 3 due to unavailability of active market pricing.

Note: For purposes of reporting transfers between different hierarchy levels, both transfers in and out of each level, as applicable, are shown as if they occurred at the beginning of the period.

The following is a rollforward of the Fund’s investments that were valued using unobservable inputs (Level 3) for the period ended July 31, 2018:

 

     Common
Stocks		      Total  
  

 

 

  

Beginning balance

      $ -      $ -  

Purchases

      12,559,264        12,559,264  

Sales

      -        -  

Accrued discounts/(premiums)

      -        -  

Total realized gain/(loss)

      -        -  

Net change in unrealized appreciation/depreciation

      4,967,338        4,967,338  

Transfers into Level 3

      39,755,803        39,755,803  

Transfers out of Level 3

      -        -  
  

 

 

  

Ending balance

        $   57,282,405      $   57,282,405  
  

 

 

  

The change in net unrealized appreciation/depreciation relating to the Level 3 investments held at July 31, 2018 was $4,967,338.

 
  Hartford Schroders Emerging Markets Multi-Sector Bond Fund
 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

Shares or Principal Amount    Market Value†  

Corporate Bonds - 38.3%

   
      Argentina - 2.1%   
     

YPF S.A.

   
$      2,718,000     

    6.95%, 07/21/2027(1)

   $ 2,422,417  
        

 

 

  
      Austria - 0.2%   
     

ESAL GmbH

   
     278,000     

    6.25%, 02/05/2023(1)

     268,965  
        

 

 

  
      Bermuda - 0.7%   
     

Digicel Group Ltd.

   
     1,325,000     

    7.13%, 04/01/2022(1)(2)

     843,031  
        

 

 

  
      Brazil - 1.9%   
     

Banco do Brasil S.A.

   
     907,000     

    10 year CMT + 7.327%, 9.25%, 04/15/2023(1)(2)(3)(4)

     944,423  
     

Cemig Geracao e Transmissao S.A.

   
     365,000     

    9.25%, 12/05/2024(1)

     380,476  
     

Light Servicos de Electricidade S.A.

   
     900,000     

    7.25%, 05/03/2023(1)

     891,000  
        

 

 

  
           2,215,899  
        

 

 

  
      British Virgin Islands - 1.7%   
     

China Railway Xunjie Co., Ltd.

   
     765,000     

    3.25%, 07/28/2026(5)

     710,338  
     

CLP Power Hong Kong Financing Ltd.

   
     735,000     

    3.13%, 05/06/2025(5)

     701,479  
     

Talent Yield Investments Ltd.

   
     600,000     

    4.50%, 04/25/2022(1)

     603,861  
        

 

 

  
           2,015,678  
        

 

 

  
      Canada - 0.8%   
     

Canacol Energy Ltd.

   
     945,000     

    7.25%, 05/03/2025(1)

     927,281  
        

 

 

  
      Cayman Islands - 2.7%   
     

361 Degrees International Ltd.

   
     353,000     

    7.25%, 06/03/2021(5)

     339,408  
     

Alibaba Group Holding Ltd.

   
     715,000     

    3.60%, 11/28/2024

      705,425  
     

Braskem Finance Ltd.

   
     1,155,000     

    7.38%, 08/08/2018(1)(2)(3)

     1,164,529  
     

CSN Islands XII Corp.

   
     1,190,000     

    7.00%, 09/23/2018(1)(3)

     912,254  
        

 

 

  
           3,121,616  
        

 

 

  
      Chile - 1.8%   
     

Empresa de Transporte de Pasajeros Metro S.A.

   
     384,000     

    4.75%, 02/04/2024(1)

     400,271  
     

Empresa Electrica Angamos S.A.

   
     1,147,800     

    4.88%, 05/25/2029(1)

     1,121,640  
     

Empresa Nacional del Petroleo

   
     540,000     

    4.38%, 10/30/2024(1)

     543,111  
        

 

 

  
           2,065,022  
        

 

 

  
      China - 0.6%   
     

Bank of China Ltd.

   
     702,000     

    3.88%, 06/30/2025(5)

     690,708  
        

 

 

  
      Colombia - 2.2%   
     

Credivalores-Crediservicios SAS

   
     905,000     

    9.75%, 07/27/2022(1)(2)

     923,100  
     

Ecopetrol S.A.

   
     1,231,000     

    5.88%, 05/28/2045

      1,230,385  
     

Empresa de Telecomunicaciones de Bogota

   
COP      1,298,000,000     

    7.00%, 01/17/2023(1)

     374,334  
        

 

 

  
           2,527,819  
        

 

 

  

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

      Hong Kong - 1.3%   
     

Beijing State-Owned Assets Management Hong Kong Co., Ltd.

   
$      835,000     

    4.13%, 05/26/2025

    $ 811,093  
     

CRCC Yuxiang Ltd.

   
     740,000     

    3.50%, 05/16/2023(5)

     717,790  
        

 

 

  
           1,528,883  
        

 

 

  
      Indonesia - 0.7%   
     

ABM Investama Tbk PT

   
     915,000     

    7.13%, 08/01/2022(1)

     851,252  
        

 

 

  
      Ireland - 0.7%   
     

C&W Senior Financing Designated Activity Co.

   
     769,000     

    6.88%, 09/15/2027(1)

     753,620  
        

 

 

  
      Luxembourg - 1.4%   
     

Hidrovias International Finance S.a.r.l.

   
     740,000     

    5.95%, 01/24/2025(1)

     698,375  
     

JSL Europe S.A.

   
     985,000     

    7.75%, 07/26/2024(1)

     933,396  
        

 

 

  
           1,631,771  
        

 

 

  
      Mexico - 7.6%   
     

Alfa S.A.B. de C.V.

   
     525,000     

    6.88%, 03/25/2044(1)

     546,368  
     

Alpek S.A.B. de C.V.

   
     575,000     

    4.50%, 11/20/2022(1)

     575,000  
     

Alpha Holding S.A. de C.V.

   
     750,000     

    10.00%, 12/19/2022(1)

     693,750  
     

Axtel S.A.B. de C.V.

   
     835,000     

    6.38%, 11/14/2024(1)

     819,344  
     

Banco Nacional de Comercio Exterior SNC

   
     557,000     

    4.38%, 10/14/2025(1)

     553,107  
     

BBVA Bancomer S.A.

   
     280,000     

    6.75%, 09/30/2022(1)

     304,976  
     

Cometa Energia S.A. de C.V.

   
     1,130,000     

    6.38%, 04/24/2035(1)

     1,111,637  
     

Comision Federal de Electricidad

   
     540,000     

    5.75%, 02/14/2042(1)

     541,760  
     

Credito Real S.A.B. de C.V. SOFOM ER

   
     790,000     

    5 year CMT + 7.026%, 9.13%, 11/29/2022(1)(3)(4)

     782,100  
     

Grupo Bimbo S.A.B. de C.V.

   
     347,000     

    4.88%, 06/27/2044(1)

     330,308  
     

Sixsigma Networks Mexico S.A. de C.V.

   
     985,000     

    7.50%, 05/02/2025(1)

     981,257  
     

TV Azteca S.A.B. de C.V.

   
     775,000     

    8.25%, 08/09/2024(5)

     786,625  
     

Unifin Financiera S.A.B. de C.V. SOFOM ENR

   
     835,000     

    7.25%, 09/27/2023(1)

     828,737  
        

 

 

  
           8,854,969  
        

 

 

  
      Netherlands - 1.6%   
     

Metinvest B.V.

   
     945,000     

    7.75%, 04/23/2023(1)

     914,221  
     

Nostrum Oil & Gas Finance B.V.

   
     1,115,000     

    7.00%, 02/16/2025(1)

     981,758  
        

 

 

  
           1,895,979  
        

 

 

  
      Panama - 1.1%   
     

AES El Salvador Trust II

   
     1,100,000     

    6.75%, 03/28/2023(1)

     1,034,000  
     

Banistmo S.A.

   
     271,000     

    3.65%, 09/19/2022(1)

     260,499  
        

 

 

  
           1,294,499  
        

 

 

  
      Peru - 0.7%   
     

Petroleos del Peru S.A.

   
     810,000     

    4.75%, 06/19/2032(1)

     792,180  
        

 

 

  

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

      Singapore - 0.6%   
     

SingTel Group Treasury Pte Ltd.

   
$      715,000     

    3.25%, 06/30/2025(5)

   $ 690,621  
        

 

 

  
      South Africa - 4.1%   
     

Eskom Holdings SOC Ltd.

   
     4,830,000     

    6.75%, 08/06/2023(1)

     4,733,690  
        

 

 

  
      South Korea - 1.2%   
     

Hyundai Capital Services, Inc.

   
     725,000     

    3.00%, 03/06/2022(1)

     698,580  
     

Kia Motors Corp.

   
     740,000     

    3.00%, 04/25/2023(1)

     702,501  
        

 

 

  
           1,401,081  
        

 

 

  
      Turkey - 2.0%   
     

Akbank Turk AS

   
     370,000     

5 year USD Swap + 4.029%, 6.80%, 04/27/2028(1)(4)

     283,078  
     

Petkim Petrokimya Holding AS

   
     675,000     

    5.88%, 01/26/2023(1)

     604,281  
     

Turk Telekomunikasyon AS

   
     630,000     

    4.88%, 06/19/2024(1)

     564,770  
     

Turkcell Iletisim Hizmetleri AS

   
     1,040,000     

    5.80%, 04/11/2028(1)

     921,700  
        

 

 

  
           2,373,829  
        

 

 

  
      United Kingdom - 0.6%   
     

Marb BondCo plc

   
     670,000     

    6.88%, 01/19/2025(1)

     646,557  
        

 

 

  
     

Total Corporate Bonds
(cost $46,065,980)

    $   44,547,367  
        

 

 

  

Foreign Government Obligations - 53.8%

   
      Argentina - 10.2%   
     

Argentine Republic Government International Bond

   
     1,935,000     

    6.88%, 01/11/2048

      1,517,059  
     1,195,000     

    7.50%, 04/22/2026

      1,138,238  
     1,031,000     

    7.63%, 04/22/2046

      874,298  
     

Autonomous City of Buenos Aires Argentina

   
     550,000     

    8.95%, 02/19/2021(1)

     561,935  
     

Provincia de Buenos Aires

   
     4,798,000     

    7.88%, 06/15/2027(1)

     4,246,278  
     1,291,000     

    9.13%, 03/16/2024(1)

     1,258,738  
     

Provincia de Cordoba

   
     2,295,000     

    7.13%, 06/10/2021(1)

     2,214,698  
        

 

 

  
           11,811,244  
        

 

 

  
      Bahrain - 1.9%   
     

Bahrain Government International Bond

   
     1,660,000     

    5.88%, 01/26/2021(1)

     1,647,550  
     645,000     

    7.00%, 10/12/2028(1)

     601,463  
        

 

 

  
           2,249,013  
        

 

 

  
      Brazil - 6.8%   
     

Brazil Notas do Tesouro Nacional

   
BRL      5,790,000     

    10.00%, 01/01/2019

      1,562,520  
     15,382,000     

    10.00%, 01/01/2023

      4,070,804  
     6,825,000     

    10.00%, 01/01/2025

      1,758,051  
     1,855,000     

    10.00%, 01/01/2027

      468,317  
        

 

 

  
           7,859,692  
        

 

 

  
      Colombia - 1.1%   
     

Colombia Government International Bond

   
COP      766,000,000     

    4.38%, 03/21/2023

      250,736  
$      815,000     

    5.00%, 06/15/2045

      810,925  
COP      582,000,000     

    7.75%, 04/14/2021

      211,276  
        

 

 

  
           1,272,937  
        

 

 

  

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

      Ecuador - 2.9%   
     

Ecuador Government International Bond

   
$      3,147,000     

    10.75%, 03/28/2022(1)

   $   3,403,480  
        

 

 

  
      Egypt - 0.7%   
     

Egypt Government International Bond

   
     555,000     

    6.13%, 01/31/2022(1)

     562,662  
     295,000     

    7.90%, 02/21/2048(1)

     292,777  
        

 

 

  
           855,439  
        

 

 

  
      Ghana - 1.3%   
     

Ghana Government International Bond

   
     1,390,000     

    7.88%, 08/07/2023(1)

     1,499,880  
        

 

 

  
      Hungary - 0.7%   
     

Hungary Government Bond

   
HUF      232,610,000     

    3.00%, 10/27/2027

      832,474  
        

 

 

  
      Indonesia - 2.2%   
     

Indonesia Treasury Bond

   
IDR      9,995,000,000     

    7.00%, 05/15/2022

      679,695  
     16,563,000,000     

    7.00%, 05/15/2027

      1,087,736  
     11,852,000,000     

    7.50%, 08/15/2032

      775,708  
        

 

 

  
           2,543,139  
        

 

 

  
      Lebanon - 2.9%   
     

Lebanon Government International Bond

   
$      10,000     

    6.00%, 01/27/2023(5)

     8,717  
     676,000     

    6.25%, 05/27/2022

      606,710  
     1,675,000     

    6.40%, 05/26/2023

      1,472,191  
     735,000     

    6.85%, 03/23/2027(5)

     619,385  
     705,000     

    8.25%, 04/12/2021(5)

     689,278  
        

 

 

  
           3,396,281  
        

 

 

  
      Mexico - 0.2%   
     

Mexico Government International Bond

   
     280,000     

    3.60%, 01/30/2025

      272,258  
        

 

 

  
      Peru - 1.2%   
     

Corp. Financiera de Desarrollo S.A.

   
     810,000     

    4.75%, 07/15/2025(1)

     826,200  
     

Peru Government Bond

   
PEN      1,765,000     

    6.95%, 08/12/2031

      597,447  
        

 

 

  
           1,423,647  
        

 

 

  
      Poland - 1.4%   
     

Republic of Poland Government Bond

   
PLN      5,900,000     

    3.25%, 07/25/2025

      1,647,422  
        

 

 

  
      Qatar - 5.9%   
     

Qatar Government International Bond

   
$      5,490,000     

    3.88%, 04/23/2023(1)

     5,510,313  
     1,315,000     

    5.10%, 04/23/2048(1)

     1,342,983  
        

 

 

  
           6,853,296  
        

 

 

  
      Russia - 3.6%   
     

Russian Federal Bond - OFZ

   
RUB      10,530,000     

    7.00%, 01/25/2023

      166,676  
     24,000,000     

    7.00%, 08/16/2023

      379,129  
     12,480,000     

    7.05%, 01/19/2028

      193,076  
     46,655,000     

    7.25%, 05/10/2034

      712,822  
     30,500,000     

    7.60%, 04/14/2021

      492,540  
     26,375,000     

    7.60%, 07/20/2022

      426,297  
     10,465,000     

    7.70%, 03/23/2033

      167,353  
     

Russian Foreign Bond - Eurobond

   
$      800,000     

    4.25%, 06/23/2027(1)

     779,723  
     800,000     

    4.75%, 05/27/2026(1)

     811,000  
        

 

 

  
           4,128,616  
        

 

 

  

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

      Saudi Arabia - 1.4%   
     

Saudi Government International Bond

   
$      1,740,000     

    2.88%, 03/04/2023(1)

   $ 1,671,444  
        

 

 

  
      South Africa - 2.1%   
     

Republic of South Africa Government Bond

   
ZAR      6,990,000     

    6.25%, 03/31/2036

      392,855  
     5,945,000     

    7.75%, 02/28/2023

      446,298  
     6,870,000     

    8.75%, 02/28/2048

      484,330  
     6,910,000     

    9.00%, 01/31/2040

      503,694  
     6,765,000     

    10.50%, 12/21/2026

      570,382  
        

 

 

  
           2,397,559  
        

 

 

  
      South Korea - 0.6%   
     

Korea Gas Corp.

   
$      725,000     

    2.75%, 07/20/2022(1)

     696,281  
        

 

 

  
      Tajikistan - 0.5%   
     

Republic of Tajikistan International Bond

   
     600,000     

    7.13%, 09/14/2027(1)

     535,277  
        

 

 

  
      Turkey - 1.8%   
     

Export Credit Bank of Turkey

   
     605,000     

    5.00%, 09/23/2021(1)

     564,513  
     

Turkey Government Bond

   
TRY      3,010,000     

    7.10%, 03/08/2023

      386,830  
     435,000     

    8.00%, 03/12/2025

      54,756  
     

Turkey Government International Bond

   
$      1,095,000     

    7.00%, 06/05/2020

      1,112,520  
        

 

 

  
           2,118,619  
        

 

 

  
      Ukraine - 3.9%   
     

Ukraine Government International Bond

   
     4,435,000     

    7.75%, 09/01/2023(1)

     4,462,896  
        

 

 

  
      Uruguay - 0.5%   
     

Uruguay Government International Bond

   
UYU      17,315,000     

    9.88%, 06/20/2022(5)

     562,418  
        

 

 

  
     

Total Foreign Government Obligations
(cost $63,817,237)

    $ 62,493,312  
        

 

 

  
     

Total Long-Term Investments
(cost $109,883,217)

    $ 107,040,680  
        

 

 

  

Short-Term Investments - 7.5%

   
      Other Investment Pools & Funds - 1.2%   
     1,428,318     

Morgan Stanley Institutional Liquidity, Funds Treasury Portfolio,
Institutional Class, 1.82%(6)

     1,428,318  
        

 

 

  
      Securities Lending Collateral - 2.7%   
     155,969     

Citibank NA DDCA, 1.91%, 08/01/2018(6)

     155,969  
     1,603,485     

Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(6)

     1,603,485  
     642,304     

Invesco Government & Agency Portfolio, 1.81%(6)

     642,304  
     331,086     

Morgan Stanley Institutional Liquidity Funds, Government Portfolio,
Institutional Class, 1.82%(6)

     331,086  
     386,529     

Western Asset Institutional Government Class A Fund, 1.76%(6)

     386,529  
        

 

 

  
           3,119,373  
        

 

 

  
      U.S. Treasury - 3.6%   
      U.S. Treasury Bills - 3.6%   
$      3,480,000     

    1.78%, 08/23/2018(6)

     3,476,092  
     730,000     

    1.81%, 08/23/2018(6)

     729,168  
        

 

 

  
           4,205,260  
        

 

 

  
     

Total Short-Term Investments
(cost $8,752,951)

    $ 8,752,951  
        

 

 

  

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

   Total Investments
    (cost $118,636,168)		      99.6 %      $ 115,793,630  
   Other Assets and Liabilities      0.4 %        477,963  
       

 

 

    

 

 

  
   Total Net Assets        100.0 %    $ 116,271,593  
       

 

 

    

 

 

  

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for financial reporting purposes.

 

(1)

Securities issued within terms of a private placement memorandum and exempt from registration under Rule 144A under the Securities Act of 1933, as amended, and may be sold to qualified institutional buyers. Unless otherwise indicated, these holdings are determined to be liquid. At July 31, 2018, the aggregate value of these securities was $70,653,586, which represented 60.8% of total net assets.

(2)

Represents entire or partial securities on loan. See Note 2 for securities lending information.

(3)

Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first.

(4)

Variable rate securities; the rate reported is the coupon rate in effect at July 31, 2018.

(5)

These securities were sold to the Fund under Regulation S, rules governing offers and sales made outside the United States without registration under the Securities Act of 1933, as amended. The Fund may only be able to resell these securities in the United States if an exemption from registration under the federal and state securities laws is available, or the Fund may only be able to sell these securities outside of the United States (such as on a foreign exchange) to a non-U.S. person. Unless otherwise indicated, these holdings are determined to be liquid. At July 31, 2018, the aggregate value of these securities was $6,516,767, which represented 5.6% of total net assets.

(6)

Current yield as of period end.

 

Futures Contracts Outstanding at July 31, 2018  
Description    Number
of
Contracts		      Expiration Date      Current
Notional
Amount		      Value and
Unrealized
Appreciation/
(Depreciation)		  

Long position contracts:

            

U.S. Treasury Long Bond Future

      16        09/19/2018      $         2,287,500      $ (1,533)    
           

 

 

  
           
           

 

 

  

Total futures contracts

             $ (1,533)    
           

 

 

  

 

Amount and Description
of Currency to be
Purchased

   Foreign Currency Contracts Outstanding at July 31, 2018            
  Amount and Description
of Currency to be
Sold		     Counterparty   Settlement
Date		   Appreciation     Depreciation      

31,100,000

   ARS     1,045,026       USD     CBK   09/14/18   $ 39,642     $ —     

30,930,000

   ARS     1,057,436       USD     CBK   09/21/18     14,066       —     

8,700,000

   BRL     2,249,806       USD     CBK   08/20/18     62,385       —     

4,250,000

   BRL     1,131,222       USD     CBK   09/18/18     —       (4,985)    

3,400,000,000

   COP     1,188,396       USD     CBK   08/06/18     —       (12,423)    

5,870,000,000

   COP     2,067,629       USD     UBS   08/30/18     —       (39,470)    

2,490,000,000

   COP     861,890       USD     CBK   10/18/18     —       (3,494)    

32,000,000

   MXN     1,632,012       USD     CBK   08/14/18     80,746       —     

23,400,000

   MXN     1,249,740       USD     JPM   09/27/18     —       (6,068)    

7,500,000

   PEN     2,279,635       USD     CBK   08/20/18     10,681       —     

7,890,000

   PEN     2,389,823       USD     CBK   08/21/18     19,477       —     

770,000

   PEN     234,756       USD     CBK   08/21/18     372       —     

1,065,981

   USD     31,100,000       ARS     CBK   09/14/18     —       (18,687)    

2,278,083

   USD     8,700,000       BRL     UBS   08/20/18     —       (34,108)    

1,133,938

   USD     4,250,000       BRL     CBK   09/18/18     7,702       —     

1,196,762

   USD     3,400,000,000       COP     CBK   08/06/18     20,789       —     

2,019,959

   USD     5,870,000,000       COP     CBK   08/30/18     —       (8,201)    

861,741

   USD     2,490,000,000       COP     CBK   10/18/18     3,344       —     

1,599,933

   USD     32,000,000       MXN     CBK   08/14/18     —       (112,824)    

2,219,038

   USD     45,200,000       MXN     CBK   09/27/18     —       (183,268)    

2,283,453

   USD     7,500,000       PEN     CBK   08/20/18     —       (6,864)    

760,436

   USD     2,489,667       PEN     CBK   08/21/18     188       —     

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

  756,685     USD     2,485,333       PEN     CBK   08/21/18   $ —     $ (2,239)    
  1,120,401     USD     3,685,000       PEN     CBK   08/21/18     —       (4,854)    
  1,681,228     USD     8,230,000       TRY     JPM   08/13/18     20,324       —     
  1,116,075     USD     15,000,000       ZAR     JPM   10/11/18     —       (12,570)    
  1,642,941     USD     22,200,000       ZAR     UBS   10/22/18     —       (25,049)    
  15,000,000     ZAR     1,109,641       USD     UBS   10/11/18     19,004       —     
  22,200,000     ZAR     1,617,288       USD     JPM   10/22/18     50,699       —     
  Total                                 $         349,419     $         (475,104)    

 

†

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

   

Counterparty Abbreviations:

   

CBK

    Citibank NA   

JPM

    JP Morgan Chase & Co.   

UBS

    UBS AG   

Currency Abbreviations:

   

ARS

    Argentine Peso   

BRL

    Brazilian Real   

COP

    Colombian Peso   

HUF

    Hungarian Forint   

IDR

    Indonesian Rupiah   

MXN

    Mexican Peso   

PEN

    Peruvian Sol   

PLN

    Polish Zloty   

RUB

    Russian Ruble   

TRY

    Turkish Lira   

USD

    United States Dollar   

UYU

    Uruguayan Peso   

ZAR

    South African Rand   

Index Abbreviations:

   

CMT

    Constant Maturity Treasury Index   

Other Abbreviations:

   

DDCA

    Dollars on Deposit in Custody Account   

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total      Level 1(1)      Level 2(1)      Level 3(1)  

Assets

            

Corporate Bonds

    $         44,547,367       $         —       $         44,547,367       $         —   

Foreign Government Obligations

      62,493,312         —         62,493,312         —   

Short-Term Investments

      8,752,951         4,547,691         4,205,260         —   

Foreign Currency Contracts(2)

     349,419         —         349,419         —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $ 116,143,049       $         4,547,691       $ 111,595,358       $ —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Liabilities

            

Foreign Currency Contracts(2)

   $ (475,104)      $ —       $ (475,104)      $ —   

Futures Contracts(2)

     (1,533)        (1,533)        —         —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $ (476,637)      $ (1,533)      $ (475,104)      $ —   
  

 

 

     

 

 

     

 

 

     

 

 

  

 

(1)

For the period ended July 31, 2018, there were no transfers between any levels.

 

(2)

Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/ (depreciation) on the investments.

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

 

 

Shares or Principal Amount

    Market Value†  

Asset & Commercial Mortgage Backed Securities - 11.3%

   
   Cayman Islands - 0.9%   

$        546,685

   

ECAF I Ltd.
3.47%, 06/15/2040(1)

    $   541,377  
     

 

 

  
   United Kingdom - 0.5%   

GBP        107,496

   

Alba plc
3 mo. GBP LIBOR + 0.170%, 0.80%, 03/17/2039(2)(3)

      134,058  

54,853

   

EMF-UK plc
3 mo. GBP LIBOR + 0.980%, 1.61%, 03/13/2046(2)(3)

      71,367  

35,261

   

Eurohome UK Mortgages plc
3 mo. GBP LIBOR + 0.190%, 0.82%, 09/15/2044(2)(3)

      45,871  

68,287

   

Newgate Funding plc
0.85%, 12/01/2050

      86,186  
     

 

 

  
        337,482  
     

 

 

  
   United States - 9.9%   

$          98,924

   

Aegis Asset Backed Securities Trust Mortgage Pass- Through Certificates
1 mo. USD LIBOR + 0.450%, 2.51%, 10/25/2035(2)

      99,196  

150,000

   

American Express Credit Account Master Trust
1 mo. USD LIBOR + 0.370%, 2.44%, 12/15/2021(2)

      150,302  
  

AmeriCredit Automobile Receivables Trust

   

16,435

   

1.82%, 07/08/2020

      16,419  

74,180

   

2.08%, 09/08/2020

      74,115  

9,888

   

Asset-Backed Pass-Through Certificates
1 mo. USD LIBOR + 0.720%, 2.78%, 04/25/2035(2)

      9,897  

62,999

   

Bayview Commercial Asset Trust
1 mo. USD LIBOR + 0.270%, 2.33%, 07/25/2037(1)(2)

      61,964  

100,000

   

BX Commercial Mortgage Trust
4.02%, 03/15/2037(1)(4)

      99,827  
  

Capital One Multi-Asset Execution Trust

   

128,000

   

1 mo. USD LIBOR + 0.450%, 2.52%, 02/15/2022(2)

      128,346  

166,000

   

1 mo. USD LIBOR + 0.510%, 2.58%, 09/16/2024(2)

      167,240  

100,000

   

Chase Issuance Trust
1 mo. USD LIBOR + 0.370%, 2.44%, 04/15/2021(2)

      100,171  

410,000

   

Citigroup Commercial Mortgage Trust
2.23%, 09/10/2031(1)

      409,598  

123,507

   

CLI Funding V LLC
3.22%, 06/18/2028(1)

      120,936  

101,000

   

Cold Storage Trust
1 mo. USD LIBOR + 1.000%, 3.07%, 04/15/2036(1)(2)

      101,314  
  

CWABS Revolving Home Equity Loan Trust

   

26,880

   

1 mo. USD LIBOR + 0.220%, 2.29%, 01/15/2034(2)

      26,522  

28,941

   

2.36%, 12/15/2033(2)

      28,730  

103,025

   

Fannie Mae Connecticut Avenue Securities
1 mo. USD LIBOR + 4.900%, 6.96%, 11/25/2024(2)

      117,855  

112,575

   

Flagship Credit Auto Trust
2.77%, 12/15/2020(1)

      112,589  

85,400

   

Flagstar Mortgage Trust
3.50%, 10/25/2047(1)(4)

      84,310  

100,000

   

GS Mortgage Securities Corp. Trust
5.37%, 02/15/2037(1)(4)

      99,883  

350,000

   

Hilton USA Trust
4.19%, 11/05/2038(1)(4)

      343,753  

139,000

   

Hospitality Mortgage Trust
1 mo. USD LIBOR + 0.850%, 2.95%, 05/08/2030(1)(2)

      139,087  

100,000

   

Hyatt Hotel Portfolio Trust
4.42%, 08/09/2032(1)(4)

      100,437  

13,393

   

IndyMac INDX Mortgage Loan Trust
1 mo. USD LIBOR + 0.240%, 2.30%, 06/25/2037(2)

      13,139  
  

JP Morgan Mortgage Trust

   

258,708

   

3.00%, 05/25/2047(1)(4)

              253,590  

72,661

   

3.50%, 10/25/2046(1)(4)

      71,622  

53,418

   

3.50%, 08/25/2047(1)(4)

      52,621  

93,828

   

3.50%, 11/25/2048(1)(4)

      92,503  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

$        88,508   

Nationstar Home Equity Loan Trust
1 mo. USD LIBOR + 0.230%, 2.29%, 03/25/2037(2)

    $ 87,686  
  

One Market Plaza Trust

   
130,000   

4.02%, 02/10/2032(1)

      129,034  
100,000   

4.15%, 02/10/2032(1)

      98,687  
  

OneMain Financial Issuance Trust

   
61,201   

3.19%, 03/18/2026(1)

      61,283  
295,000   

3.66%, 02/20/2029(1)

      296,585  
  

Residential Asset Mortgage Products, Inc.

   
250,000   

1 mo. USD LIBOR + 0.220%, 2.28%, 12/25/2036(2)

      241,810  
250,000   

1 mo. USD LIBOR + 0.640%, 2.70%, 05/25/2035(2)

      248,735  
66,344   

SACO I Trust
1 mo. USD LIBOR + 0.460%, 2.52%, 04/25/2036(2)

      65,124  
  

Santander Drive Auto Receivables Trust

   
9,807   

2.46%, 06/15/2020

      9,812  
38,803   

2.65%, 08/17/2020

      38,803  
48,279   

2.76%, 02/18/2020

      48,275  
59,042   

SASCO Mortgage Loan Trust
1 mo. USD LIBOR + 0.825%, 2.89%, 12/25/2034(2)

      58,916  
  

SoFi Professional Loan Program LLC

   
250,000   

2.84%, 01/25/2041(1)

      243,610  
250,000   

2.95%, 02/25/2042(1)

      243,954  
100,000   

Structured Asset Investment Loan Trust
1 mo. USD LIBOR + 0.480%, 2.54%, 07/25/2035(2)

      98,748  
80,000   

TAL Advantage V LLC
3.55%, 11/20/2038(1)

      79,209  
  

Towd Point Mortgage Trust

   
78,939   

1 mo. USD LIBOR + 0.600%, 2.66%, 02/25/2057(1)(2)

      78,762  
75,367   

2.75%, 10/25/2056(1)(4)

      73,838  
110,258   

2.75%, 04/25/2057(1)(4)

      108,083  
81,987   

2.75%, 07/25/2057(1)(4)

      79,982  
89,790   

2.75%, 10/25/2057(1)(4)

      87,417  
91,769   

Triton Container Finance IV LLC
3.62%, 08/20/2042(1)

      90,008  
96,667   

Triton Container Finance V LLC
3.95%, 03/20/2043(1)

      95,886  
240,000   

Waldorf Astoria Boca Raton Trust
1 mo. USD LIBOR + 1.350%, 3.42%, 06/15/2029(1)(2)

      240,072  
33,293   

WaMu Mortgage Pass-Through Certificates Trust
1 mo. USD LIBOR + 0.320%, 2.38%, 08/25/2045(2)

      33,297  
     

 

 

  
        6,013,582  
     

 

 

  
  

Total Asset & Commercial Mortgage Backed Securities
(cost $6,942,961)

    $         6,892,441  
     

 

 

  

Corporate Bonds - 57.0%

   
  

Australia - 0.7%

   
GBP        250,000   

BHP Billiton Finance Ltd.
5 year GBP Swap + 4.817%, 6.50%, 10/22/2077(2)(3)

      373,104  
$          40,000   

Boral Finance Pty Ltd.
3.00%, 11/01/2022(1)

      38,444  
     

 

 

  
        411,548  
     

 

 

  
  

Bermuda - 0.3%

   
200,000   

Fly Leasing Ltd.
5.25%, 10/15/2024

      188,500  
     

 

 

  
  

Canada - 1.7%

   
155,000   

Bank of Montreal
3.80%, 12/15/2032(4)

      144,798  
50,000   

Bank of Nova Scotia
4.65%, 10/12/2022(4)(5)

      45,635  
28,000   

Bausch Health Cos., Inc.
5.50%, 11/01/2025(1)

      28,050  
110,000   

Cenovus Energy, Inc.
5.40%, 06/15/2047

      110,855  
100,000   

Enbridge, Inc.
3 mo. USD LIBOR + 3.890%, 6.00%, 01/15/2077(2)

      98,060  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

GBP        450,000

   

Royal Bank of Canada
3 mo. GBP LIBOR + 0.400%, 1.03%, 09/14/2021(2)(3)

    $ 593,022  
     

 

 

  
                1,020,420  
     

 

 

  
   Chile - 0.3%

 

$        200,000

   

Corp. Nacional del Cobre de Chile
4.50%, 09/16/2025(1)

      202,975  
     

 

 

  
   France - 2.2%

 

500,000

   

Altice France S.A.
7.38%, 05/01/2026(1)

      494,375  

593,000

   

Banque Federative du Credit Mutuel S.A.
2.20%, 07/20/2020(1)

      579,291  

250,000

   

BPCE S.A.
3.00%, 05/22/2022(1)

      242,381  
     

 

 

  
        1,316,047  
     

 

 

  
   Germany - 1.7%

 

100,000

   

Deutsche Bank AG
3.95%, 02/27/2023

      96,758  

GBP        700,000

   

Deutsche Pfandbriefbank AG
3 mo. GBP LIBOR + 0.550%, 1.29%, 01/13/2020(2)(3)

      921,863  
     

 

 

  
        1,018,621  
     

 

 

  
   Ireland - 0.4%

 

$          90,000

   

AerCap Ireland Capital DAC / AerCap Global Aviation Trust
4.63%, 07/01/2022

      91,534  

65,000

   

Johnson Controls International plc
4.50%, 02/15/2047

      62,352  

110,000

   

Shire Acquisitions Investments Ireland DAC
2.40%, 09/23/2021

      106,022  
     

 

 

  
        259,908  
     

 

 

  
   Italy - 3.1%   
   Enel S.p.A.

 

GBP        250,000

   

5 year GBP Swap + 5.662%, 7.75%, 09/10/2075(2)(3)

      362,236  

$        360,000

   

5 year USD Swap + 5.880%, 8.75%, 09/24/2073(1)(2)

      397,800  

EUR        400,000

   

EVOCA S.p.A.
7.00%, 10/15/2023(1)

      494,812  
100,000   

Sisal Group S.p.A.
7.00%, 07/31/2023(3)

      119,356  
GBP        150,000   

Telecom Italia S.p.A. /Milano
6.38%, 06/24/2019

      204,379  
$        354,000   

Wind Tre S.p.A.
5.00%, 01/20/2026(1)

      317,927  
     

 

 

  
        1,896,510  
     

 

 

  
   Luxembourg - 0.7%   

EUR        180,000

   

Allergan Funding SCS
3 mo. EURIBOR + 0.350%, 0.03%, 06/01/2019(2)

      210,687  

$        200,000

   

ARD Finance S.A. (7.88% PIK)
7.13%, 09/15/2023(6)

      202,000  
     

 

 

  
        412,687  
     

 

 

  
   Mexico - 0.9%   

200,000

   

Mexico City Airport Trust
5.50%, 07/31/2047

      179,452  
  

Petroleos Mexicanos

   

109,000

   

6.35%, 02/12/2048(1)

      96,874  

270,000

   

6.50%, 03/13/2027

      274,050  
     

 

 

  
        550,376  
     

 

 

  
   Netherlands - 2.1%   

250,000

   

Cooperatieve Rabobank UA
4.63%, 12/01/2023

      253,967  

GBP        220,000

   

Koninklijke KPN N.V.
5 year GBP Swap + 5.505%, 6.88%, 03/14/2073(2)(3)

      305,732  

$        209,000

   

Petrobras Global Finance B.V.
7.38%, 01/17/2027

      217,360  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

$          50,000

   

Teva Pharmaceutical Finance Netherlands B.V.
2.20%, 07/21/2021

    $ 46,621  

500,000

   

Ziggo Secured Finance B.V.
5.50%, 01/15/2027(1)

      476,250  
     

 

 

  
                1,299,930  
     

 

 

  
   Spain - 0.2%

 

150,000

   

Telefonica Emisiones SAU
4.67%, 03/06/2038

      143,983  
     

 

 

  
   Sweden - 2.2%

 

EUR        100,000

   

Intrum Justitia AB
3 Mo. EUR LIBOR + 0.262%, 2.63%, 07/15/2022(1)(2)

      112,786  

$    1,215,000

   

Nordea Bank AB
3 mo. USD LIBOR + 0.620%, 2.95%, 09/30/2019(1)(2)

      1,222,036  
     

 

 

  
        1,334,822  
     

 

 

  
   Switzerland - 1.8%

 

605,000

   

Credit Suisse Group AG
3 mo. USD LIBOR + 1.240%, 3.57%, 06/12/2024(1)(2)

      609,131  

501,000

   

UBS AG
2.78%, 12/01/2020(1)(4)

      501,565  
     

 

 

  
        1,110,696  
     

 

 

  
   United Kingdom - 6.8%

 

   Aviva plc

 

EUR        122,000

   

EUR LIBOR + 3.480%, 3.88%, 07/03/2044(2)(3)

      154,148  

GBP        220,000

   

6 mo. GBP LIBOR + 1.880%, 5.90%, 07/27/2020(2)(5)

      303,257  
   HSBC Holdings plc   

EUR        800,000

   

3 Mo. EUR LIBOR + 0.700%, 0.38%, 09/27/2022(2)(3)

      941,830  

$        978,000

   

3 mo. USD LIBOR + 0.600%, 2.93%, 05/18/2021(2)

      981,125  

GBP        100,000

   

Iceland Bondco plc
4.63%, 03/15/2025(1)

      120,755  

300,000

   

Investec plc
4.50%, 05/05/2022(3)

      421,655  

300,000

   

Jerrold Finco plc
6.25%, 09/15/2021(1)

      399,750  
   Royal Bank of Scotland Group plc

 

$        200,000

   

3.88%, 09/12/2023

      195,937  

EUR        300,000

   

5.25%, 09/30/2018(3)(5)

      352,998  

$        205,000

   

Standard Chartered plc
3.89%, 03/15/2024(1)(4)

      201,075  

59,000

   

Vodafone Group plc
4.13%, 05/30/2025

      59,006  
     

 

 

  
        4,131,536  
     

 

 

  
   United States - 31.9%

 

80,000

   

Abbott Laboratories
4.75%, 11/30/2036

      85,881  

60,000

   

Activision Blizzard, Inc.
4.50%, 06/15/2047

      58,840  

10,000

   

Altria Group, Inc.
2.85%, 08/09/2022

      9,769  

170,000

   

American Axle & Manufacturing, Inc.
6.50%, 04/01/2027(7)

      165,325  
   American International Group, Inc.   

104,000

   

3.30%, 03/01/2021

      103,799  

46,000

   

3.88%, 01/15/2035

      41,952  

150,000

   

American Tower Corp.
4.00%, 06/01/2025

      148,185  

170,000

   

Amgen, Inc.
2.65%, 05/11/2022

      165,222  

28,000

   

Amphenol Corp.
3.20%, 04/01/2024

      26,943  

75,000

   

Anadarko Petroleum Corp.
6.60%, 03/15/2046

      92,396  
   Analog Devices, Inc.   

70,000

   

2.95%, 01/12/2021

      69,192  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

$        75,000   

3.13%, 12/05/2023

    $ 72,502  
   Andeavor   
25,000   

3.80%, 04/01/2028

      23,896  
35,000   

4.50%, 04/01/2048

      33,056  
   Anheuser-Busch InBev Worldwide, Inc.   
25,000   

3.08%, 01/12/2024(4)

      25,234  
240,000   

4.38%, 04/15/2038

      238,113  
160,000   

AT&T, Inc.
4.30%, 02/15/2030(1)

              152,994  
   AXA Equitable Holdings, Inc.   
50,000   

4.35%, 04/20/2028(1)

      48,934  
30,000   

5.00%, 04/20/2048(1)

      28,696  
   Bank of America Corp.   
20,000   

3 mo. USD LIBOR + 0.930%, 2.82%, 07/21/2023(2)

      19,337  
60,000   

3 mo. USD LIBOR + 1.021%, 2.88%, 04/24/2023(2)

      58,288  
72,000   

3.00%, 12/20/2023(4)

      69,879  
60,000   

3 mo. USD LIBOR + 1.512%, 3.71%, 04/24/2028(2)

      57,917  
125,000   

3 mo. USD LIBOR + 3.705%, 6.25%, 09/05/2024(2)(5)

      130,156  
30,000   

Barrick North America Finance LLC
5.70%, 05/30/2041

      32,748  
235,000   

BAT Capital Corp.
3.22%, 08/15/2024(1)

      224,449  
200,000   

Bayer U.S. Finance LLC
4.25%, 12/15/2025(1)

      202,253  
120,000   

Becton Dickinson and Co.
3.36%, 06/06/2024

      115,757  
53,000   

Boston Properties L.P.
3.20%, 01/15/2025

      50,300  
40,000   

Burlington Northern Santa Fe LLC
4.15%, 04/01/2045

      39,986  
175,000   

BWAY Holding Co.
5.50%, 04/15/2024(1)

      170,844  
140,000   

Caesars Resort Collection LLC / CRC Finco, Inc.
5.25%, 10/15/2025(1)

      134,750  
25,000   

Campbell Soup Co.
4.80%, 03/15/2048

      22,553  
450,000   

Capital One Financial Corp.
2.50%, 05/12/2020

      444,061  
   CCO Holdings LLC / CCO Holdings Capital Corp.   
125,000   

5.00%, 02/01/2028(1)

      117,422  
118,000   

5.88%, 04/01/2024(1)

      120,065  
65,000   

Charter Communications Operating LLC / Charter Communications Operating Capital
4.91%, 07/23/2025

      66,129  
608,000   

Citibank NA
2.92%, 07/23/2021(4)

      610,036  
   Citigroup, Inc.   
195,000   

3 mo. USD LIBOR + 1.563%, 3.89%, 01/10/2028(2)

      189,430  
60,000   

4.65%, 07/23/2048

      61,034  
40,000   

Comerica, Inc.
3.70%, 07/31/2023

      40,049  
125,000   

CommScope Technologies LLC
5.00%, 03/15/2027(1)

      120,156  
145,000   

Concho Resources, Inc.
3.75%, 10/01/2027

      139,071  
45,000   

Cox Communications, Inc.
4.60%, 08/15/2047(1)

      41,425  
   Crown Castle International Corp.   
145,000   

3.20%, 09/01/2024

      137,803  
15,000   

3.70%, 06/15/2026

      14,193  
150,000   

CrownRock L.P. / CrownRock Finance, Inc.
5.63%, 10/15/2025(1)

      144,750  
200,000   

CSC Holdings LLC
5.50%, 04/15/2027(1)

      192,500  
230,000   

CVS Health Corp.
5.05%, 03/25/2048

      238,348  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

  

Devon Energy Corp.

   
$        75,000   

5.00%, 06/15/2045

    $ 77,521  
50,000   

5.85%, 12/15/2025

      55,208  
123,000   

Digital Realty Trust L.P.
3.70%, 08/15/2027

      117,573  
100,000   

Discovery Communications LLC
3.95%, 03/20/2028

      95,846  
100,000   

DISH DBS Corp.
7.75%, 07/01/2026

      87,375  
75,000   

Dollar Tree, Inc.
3 mo. USD LIBOR + 0.700%, 3.04%, 04/17/2020(2)

      75,153  
  

Dow Chemical Co.

   
40,000   

4.63%, 10/01/2044

      39,498  
21,000   

9.40%, 05/15/2039

      32,107  
20,000   

Duke Energy Corp.
2.65%, 09/01/2026

      18,157  
125,000   

Eldorado Resorts, Inc.
6.00%, 04/01/2025

      126,250  
66,000   

EMD Finance LLC
2.95%, 03/19/2022(1)

      64,491  
  

Energy Transfer Partners L.P.

   
78,000   

4.05%, 03/15/2025

      76,349  
55,000   

5.30%, 04/15/2047

      52,280  
120,000   

6.63%, 02/15/2028(4)(5)

      114,000  
160,000   

EnLink Midstream Partners L.P.
4.85%, 07/15/2026

      153,791  
45,000   

Enterprise Products Operating LLC
5.38%, 02/15/2078(4)

      42,272  
300,000   

EP Energy LLC / Everest Acquisition Finance, Inc.
9.38%, 05/01/2024(1)

      246,750  
185,000   

EQT Corp.
3.90%, 10/01/2027

      174,374  
30,000   

Equifax, Inc.
3.95%, 06/15/2023

      29,868  
35,000   

Fidelity National Information Services, Inc.
4.50%, 08/15/2046

      32,959  
250,000   

First Republic Bank
4.63%, 02/13/2047

      244,089  
EUR        518,000   

Ford Motor Credit Co. LLC
3 Mo. EUR LIBOR + 0.430%, 0.10%, 05/14/2021(2)

      604,217  
$          80,000   

Fortive Corp.
4.30%, 06/15/2046

      76,696  
45,000   

General Electric Co.
3 mo. USD LIBOR + 3.330%, 5.00%, 01/21/2021(2)(5)

      44,285  
40,000   

General Mills, Inc.
3.35%, 10/17/2023(4)

      40,472  
60,000   

General Motors Financial Co., Inc.
4.38%, 09/25/2021

      60,999  
170,000   

Golden Nugget, Inc.
6.75%, 10/15/2024(1)

      169,575  
  

Goldman Sachs Group, Inc.

   
195,000   

3 mo. USD LIBOR + 0.990%, 2.91%, 07/24/2023(2)

      188,281  
1,000,000   

3 mo. USD LIBOR + 0.780%, 3.12%, 10/31/2022(2)

              1,002,190  
175,000   

5.00%, 11/10/2022(4)(5)

      163,187  
50,000   

H&E Equipment Services, Inc.
5.63%, 09/01/2025

      49,375  
110,000   

Hewlett Packard Enterprise Co.
3.60%, 10/15/2020

      110,652  
53,000   

Hexcel Corp.
3.95%, 02/15/2027

      51,674  
65,000   

Home Depot, Inc.
4.25%, 04/01/2046

      67,096  
25,000   

Hubbell, Inc.
3.50%, 02/15/2028

      23,726  
40,000   

Ingersoll-Rand Global Holding Co., Ltd.
2.90%, 02/21/2021

      39,589  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

$            116,000   

JC Penney Corp., Inc.
5.88%, 07/01/2023(1)(7)

    $         109,510  
  

JP Morgan Chase & Co.

   
245,000   

3 mo. USD LIBOR + 0.730%, 3.08%, 04/23/2024(2)

      243,793  
700,000   

3 mo. USD LIBOR + 0.900%, 3.24%, 04/25/2023(2)

      705,991  
909,000   

3 mo. USD LIBOR + 0.890%, 3.24%, 07/23/2024(2)

      910,393  
35,000   

4.20%, 07/23/2029(4)

      35,029  
50,000   

3 mo. USD LIBOR + 3.330%, 6.13%, 04/30/2024(2)(5)

      51,813  
130,000   

Kansas City Southern
4.70%, 05/01/2048

      129,101  
20,000   

Keysight Technologies, Inc.
4.60%, 04/06/2027

      20,261  
100,000   

Kinder Morgan, Inc.
4.30%, 06/01/2025

      101,038  
  

Kroger Co.

   
240,000   

4.45%, 02/01/2047

      222,650  
25,000   

5.15%, 08/01/2043

      24,995  
55,000   

M&T Bank Corp.
3 mo. USD LIBOR + 3.520%, 5.13%, 11/01/2026(2)(5)

      54,725  
70,000   

Markel Corp.
3.50%, 11/01/2027

      64,956  
115,000   

Martin Marietta Materials, Inc.
4.25%, 12/15/2047

      101,593  
45,000   

Medtronic, Inc.
3.15%, 03/15/2022

      44,748  
60,000   

MetLife, Inc.
6.40%, 12/15/2066

      63,750  
35,000   

Microsoft Corp.
4.10%, 02/06/2037

      36,707  
30,000   

MidAmerican Energy Co.
3.95%, 08/01/2047

      28,850  
  

Morgan Stanley

   
EUR        781,000   

3 Mo. EUR LIBOR + 0.400%, 0.07%, 05/21/2021(2)

      913,043  
550,000   

3 Mo. EUR LIBOR + 0.700%, 0.37%, 11/08/2022(2)

      645,074  
$          89,000   

3.88%, 01/27/2026

      87,903  
84,000   

Mosaic Co.
3.25%, 11/15/2022

      81,783  
115,000   

Motorola Solutions, Inc.
4.60%, 02/23/2028

      113,434  
140,000   

MPLX L.P.
4.50%, 04/15/2038

      132,996  
125,000   

MPT Operating Partnership L.P. / MPT Finance Corp.
5.00%, 10/15/2027

      120,938  
125,000   

Multi-Color Corp.
4.88%, 11/01/2025(1)

      115,938  
30,000   

Nabors Industries, Inc.
5.50%, 01/15/2023

      28,912  
90,000   

Netflix, Inc.
4.88%, 04/15/2028(1)

      85,163  
  

Newell Brands, Inc.

   
30,000   

3.85%, 04/01/2023

      29,422  
45,000   

4.20%, 04/01/2026

      43,405  
30,000   

Noble Energy, Inc.
5.05%, 11/15/2044

      30,407  
55,000   

Norfolk Southern Corp.
4.15%, 02/28/2048

      54,183  
105,000   

Nucor Corp.
4.40%, 05/01/2048

      104,933  
30,000   

Packaging Corp. of America
2.45%, 12/15/2020

      29,472  
80,000   

Progressive Corp.
5.38%, 03/15/2023(4)(5)

      79,900  
137,000   

Prudential Financial, Inc.
3 mo. USD LIBOR + 2.380%, 4.50%, 09/15/2047(2)

      126,040  
70,000   

Qualitytech L.P. / QTS Finance Corp.
4.75%, 11/15/2025(1)

      66,325  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

  

Roper Technologies, Inc.

  
$        25,000   

2.80%, 12/15/2021

   $ 24,447  
60,000   

3.80%, 12/15/2026

     58,056  
177,000   

S&P Global, Inc.
3.30%, 08/14/2020

     176,890  
  

Sabine Pass Liquefaction LLC

  
110,000   

4.20%, 03/15/2028

     107,795  
30,000   

5.63%, 03/01/2025

     32,161  
115,000   

SBA Communications Corp.
4.88%, 09/01/2024

     111,263  
65,000   

Scientific Games International, Inc.
5.00%, 10/15/2025(1)

     62,563  
65,000   

Sempra Energy
3.80%, 02/01/2038

     59,653  
130,000   

Sherwin-Williams Co.
3.45%, 06/01/2027

     123,910  
64,000   

Smithfield Foods, Inc.
2.70%, 01/31/2020(1)

     62,994  
  

SunTrust Banks, Inc.

  
55,000   

2.70%, 01/27/2022

     53,426  
185,000   

5.13%, 12/15/2027(4)(5)

     174,131  
50,000   

Synchrony Financial
3.95%, 12/01/2027

     45,376  
95,000   

T-Mobile USA, Inc.
6.00%, 04/15/2024

     98,147  
115,000   

Targa Resources Partners L.P. / Targa Resources Partners Finance Corp.
5.00%, 01/15/2028(1)

     108,531  
  

Target Corp.

  
5,000   

3.63%, 04/15/2046

     4,548  
50,000   

3.90%, 11/15/2047

     47,708  
125,000   

Tenet Healthcare Corp.
5.13%, 05/01/2025

     121,250  
40,000   

Texas Instruments, Inc.
4.15%, 05/15/2048

     41,076  
115,000   

United Rentals North America, Inc.
4.88%, 01/15/2028

     107,419  
50,000   

Valero Energy Corp.
4.90%, 03/15/2045

     51,728  
65,000   

Ventas Realty L.P.
3.13%, 06/15/2023

     62,822  
  

Verizon Communications, Inc.

  
26,000   

2.63%, 08/15/2026

     23,510  
22,000   

3.38%, 02/15/2025

     21,322  
116,000   

4.27%, 01/15/2036

     110,896  
155,000   

VOC Escrow Ltd.
5.00%, 02/15/2028(1)

     148,413  
60,000   

Vornado Realty L.P.
3.50%, 01/15/2025

     57,406  
61,000   

Voya Financial, Inc.
4.70%, 01/23/2048(1)(4)

     53,756  
65,000   

Vulcan Materials Co.
4.70%, 03/01/2048(1)

     61,592  
913,000   

Walmart, Inc.
3 mo. USD LIBOR + 0.230%, 2.57%, 06/23/2021(2)

     917,108  
165,000   

Williams Partners L.P.
4.00%, 09/15/2025

     163,402  
91,000   

Wynn Las Vegas LLC / Wynn Las Vegas Capital Corp.
5.25%, 05/15/2027(1)

     85,550  
    

 

 

  
       19,462,566  
    

 

 

  
  

Total Corporate Bonds
(cost $35,259,326)

   $     34,761,125  
    

 

 

  

Escrows - 0.2%

     
  

United States - 0.2%

  
50,000   

Keurig Dr Pepper, Inc.(1)

     50,164  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

50,000   

Keurig Dr Pepper, Inc.(1)

    $ 50,263  
     

 

 

  
        100,427  
     

 

 

  
  

Total Escrows
(cost $100,000)

    $ 100,427  
     

 

 

  

Foreign Government Obligations - 14.0%

   
  

Argentina - 1.3%

   
641,000   

Argentine Republic Government International Bond
5.88%, 01/11/2028

      540,042  
266,000   

Provincia de Cordoba
7.13%, 08/01/2027(1)

      217,458  
     

 

 

  
        757,500  
     

 

 

  
  

Brazil - 0.6%

   
406,000   

Brazilian Government International Bond
5.63%, 02/21/2047

      372,505  
     

 

 

  
  

Mexico - 1.5%

   
MXN      17,000,000   

Mexican Bonos
7.50%, 06/03/2027

      896,703  
     

 

 

  
  

South Africa - 2.8%

   
  

Republic of South Africa Government Bond

   
ZAR        8,000,000   

7.00%, 02/28/2031

      514,236  
6,700,000   

8.00%, 01/31/2030

      473,552  
8,260,000   

10.50%, 12/21/2026

      696,431  
     

 

 

  
        1,684,219  
     

 

 

  
  

Spain - 7.4%

   
  

Spain Government Bond

   
EUR        2,730,000   

1.40%, 04/30/2028(1)(3)

      3,210,183  
1,083,000   

2.70%, 10/31/2048(1)(3)

      1,323,014  
     

 

 

  
        4,533,197  
     

 

 

  
  

United Kingdom - 0.4%

   
$            266,000   

Bank of England Euro Note
2.50%, 03/05/2021(1)

      263,188  
     

 

 

  
  

Total Foreign Government Obligations
(cost $8,630,980)

    $ 8,507,312  
     

 

 

  

U.S. Government Agencies - 1.1%

   
  

United States - 1.1%

   
  

Mortgage-Backed Agencies - 1.1%

   
  

FHLMC - 1.1%

   
$            250,000   

1 mo. USD LIBOR + 3.300%, 5.36%, 10/25/2027(2)

    $ 279,348  
100,927   

1 mo. USD LIBOR + 2.600%, 4.66%, 12/25/2027(2)

      102,989  
129,010   

1 mo. USD LIBOR + 2.800%, 4.86%, 05/25/2028(2)

      132,428  
139,885   

1 mo. USD LIBOR + 0.380%, 2.47%, 05/25/2022(2)

      140,059  
     

 

 

  
  

Total U.S. Government Agencies
(cost $655,014)

    $ 654,824  
     

 

 

  

U.S. Government Securities - 0.1%

   
  

United States - 0.1%

   
  

U.S. Treasury Notes - 0.1%

   
26,100   

2.25%, 08/15/2027

      24,631  
20,000   

2.75%, 04/30/2023

      19,913  
35,000   

2.88%, 05/15/2028

      34,732  
     

 

 

  
  

Total U.S. Government Securities
(cost $80,567)

    $ 79,276  
     

 

 

  
  

Total Long-Term Investments
(cost $51,668,848)

    $     50,995,405  
     

 

 

  

Short-Term Investments - 11.4%

   
  

Other Investment Pools & Funds - 2.7%

   
1,682,555   

Morgan Stanley Institutional Liquidity, Funds Treasury Portfolio,
Institutional Class, 1.82%(8)

      1,682,555  
     

 

 

  
  

Securities Lending Collateral - 0.5%

   
14,097   

Citibank NA DDCA, 1.91%, 08/01/2018(8)

    $ 14,097  
144,929   

Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(8)

      144,929  
58,054   

Invesco Government & Agency Portfolio, 1.81%(8)

    $ 58,054  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

29,925   

Morgan Stanley Institutional Liquidity Funds, Government Portfolio,
Institutional Class, 1.82%(8)

            29,925  
34,936   

Western Asset Institutional Government Class A Fund, 1.76%(8)

            34,936  
           

 

 

  
              281,941  
           

 

 

  
  

U.S. Treasury - 8.2%

         
  

U.S. Treasury Bills - 8.2%

         
$        900,000   

1.79%, 01/17/2019(9)

            891,064  
2,100,000   

1.89%, 10/18/2018(9)

            2,093,306  
2,000,000   

1.95%, 11/01/2018(9)

            1,989,778  
           

 

 

  
              4,974,148  
           

 

 

  
  

Total Short-Term Investments
(cost $6,939,054)

          $ 6,938,644  
           

 

 

  
  

Total Investments Excluding Purchased Options
(cost $58,607,902)

         95.1%      $     57,934,049  
  

Total Purchased Options
(cost $777,480)

         1.3%      $ 759,433  
        

 

 

     

 

 

  
  

Total Investments
(cost $59,385,382)

         96.4%      $ 58,693,482  
  

Other Assets and Liabilities

         3.6%        2,222,694  
        

 

 

     

 

 

  
  

Total Net Assets

         100.0%      $ 60,916,176  
        

 

 

     

 

 

  

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

Equity Industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for financial reporting purposes.

 

(1)

Securities issued within terms of a private placement memorandum and exempt from registration under Rule 144A under the Securities Act of 1933, as amended, and may be sold to qualified institutional buyers. Unless otherwise indicated, these holdings are determined to be liquid. At July 31, 2018, the aggregate value of these securities was $19,482,757, which represented 32.0% of total net assets.

(2)

Variable rate securities; the rate reported is the coupon rate in effect at July 31, 2018.

(3)

These securities were sold to the Fund under Regulation S, rules governing offers and sales made outside the United States without registration under the Securities Act of 1933, as amended. The Fund may only be able to resell these securities in the United States if an exemption from registration under the federal and state securities laws is available, or the Fund may only be able to sell these securities outside of the United States (such as on a foreign exchange) to a non-U.S. person. Unless otherwise indicated, these holdings are determined to be liquid. At July 31, 2018, the aggregate value of these securities was $9,330,437, which represented 15.3% of total net assets.

(4)

Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end.

(5)

Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first.

(6)

Security has the ability to pay in kind (“PIK”) or pay income in cash. When applicable, separate rates of such payments are disclosed.

(7)

Represents entire or partial securities on loan. See Note 2 for securities lending information.

(8)

Current yield as of period end.

(9)

The rate shown represents current yield to maturity.

OTC Option Contracts Outstanding at July 31, 2018

 

Description    Counter-
party		      Exercise Price/FX
Rate/ Rate		      Expiration
Date		      Number of
Contracts		     

Notional
Amount

      Market
Value †		      Premiums
Paid
(Received)
by Fund		      Unrealized
Appreciation/
(Depreciation)		  

Purchased option contracts:

 

Calls

 

JPY Put/USD Call

     JPM        112.50 JPY per USD        08/15/18        2,730,000        USD       2,730,000      $ 9,178      $ 22,159      $ (12,981 ) 
                

 

 

     

 

 

     

 

 

     

 

 

  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Puts

                       

USD Put/ ZAR Call

    CBK      13.10 ZAR per USD        11/20/18        4,910,000       USD        4,910,000     $ 127,100     $ 213,740     $ (86,640 ) 

USD Put/MXN Call

    BCLY      19.20 MXN per USD        10/15/18        3,600,000       USD        3,600,000       122,217       122,761       (544 ) 
                

 

 

    

 

 

    

 

 

    

 

 

  

Total Puts

 

      8,510,000     $ 249,317     $ 336,501     $ (87,184 ) 
                

 

 

    

 

 

    

 

 

    

 

 

  

Total purchased option contracts

 

      11,240,000     $ 258,495     $ 358,660     $ (100,165 ) 
                

 

 

    

 

 

    

 

 

    

 

 

  

Written option contracts:

 

Calls

                       

JPY Put/USD Call

   JPM      115.00 JPY per USD        08/15/18        (2,730,000 )      USD        (2,730,000 )    $ (453 )    $ (4,720 )    $ 4,267  

USD Call/MXN Put

   BCLY      21.00 MXN per USD        10/15/18        (3,600,000 )      USD        (3,600,000 )      (9,623 )      (147,600 )      137,977  

USD Put/ ZAR Call

   CBK      15.20 ZAR per USD        11/20/18        (4,910,000 )      USD        (4,910,000 )      (66,948 )      (103,978 )      37,030  
                

 

 

    

 

 

    

 

 

    

 

 

  

Total Calls

 

      (11,240,000 )    $ (77,024 )    $ (256,298 )    $ 179,274  
                

 

 

    

 

 

    

 

 

    

 

 

  

Written option contracts:

 

Puts

                       

USD Put/MXN Call

   JPM      110.50 MXN per USD        08/15/18        (2,730,000 )      USD        (2,730,000 )    $ (8,212 )    $ (9,522 )    $ 1,310  

USD Put/ZAR Call

   CBK      12.35 ZAR per USD        11/20/18        (4,910,000 )      USD        (4,910,000 )      (33,854 )      (83,901 )      50,047  
                

 

 

    

 

 

    

 

 

    

 

 

  

Total Puts

 

      (7,640,000 )    $ (42,066 )    $ (93,423 )    $ 51,357  
                

 

 

    

 

 

    

 

 

    

 

 

  

Total written option contracts

 

      (18,880,000 )    $ (119,090 )    $ (349,721 )    $ 230,631  
                

 

 

    

 

 

    

 

 

    

 

 

  

OTC Swaption Contracts Outstanding at July 31, 2018

 

Description   Counter-
party		     Exercise
Price/FX
Rate/
Rate		     Pay/Receive
Floating
Rate		     Expiration
Date		     Notional
Amount		     Number of
Contracts		     Market
Value †		     Premiums
Paid
(Received)
by Fund		     Unrealized
Appreciation/
(Depreciation)		  

Purchased swaption contracts:

 

Puts

                    
10 year USD-LBOR-BBA Interest Rate Swap terminating 01/25/29     MSCI       2.880 %      Receive       01/23/19       USD       15,300,000       15,300,000     $ 363,632     $ 260,883     $ 102,749  
10 year USD-LBOR-BBA Interest Rate Swap terminating 05/02/29     MSCI       3.050 %      Receive       04/30/19       USD       7,000,000       7,000,000       137,306       157,937       (20,631 ) 
             

 

 

    

 

 

    

 

 

    

 

 

  

Total Puts

 

     22,300,000     $ 500,938     $ 418,820     $ 82,118  
             

 

 

    

 

 

    

 

 

    

 

 

  

Total purchased swaption contracts

 

             22,300,000     $ 500,938     $ 418,820     $ 82,118  
             

 

 

    

 

 

    

 

 

    

 

 

  

Futures Contracts Outstanding at July 31, 2018

 

Description    Number
of
Contracts		      Expiration Date      Current
Notional
Amount		      Value and
Unrealized
Appreciation/
(Depreciation)		  

Long position contracts:

 

Euro-BTP Future

      12        09/06/2018      $ 1,786,299      $ 6,033  

U.S. Treasury 5-Year Note Future

      64        09/28/2018        7,240,000        (19,367 ) 

U.S. Treasury 10-Year Note Future

      21        09/19/2018        2,507,860        (3,653 ) 

U.S. Treasury 10-Year Ultra Bond Future

      1        09/19/2018        127,109        (18 ) 

U.S. Treasury Ultra Bond Future

      11        09/19/2018        1,725,969        (37,494 ) 
           

 

 

  

Total

 

    $ (54,499 ) 
           

 

 

  

Short position contracts:

 

Euro-BOBL Future

      42        09/06/2018      $         6,463,722      $ 12,485  

Euro-Bund Future

      75        09/06/2018        14,170,767        70,867  

Euro-OAT Future

      28        09/06/2018        5,033,397        27,154  

U.S. Treasury 2-Year Note Future

      7        09/28/2018        1,479,625        689  

U.S. Treasury 5-Year Note Future

      39        09/28/2018        4,411,875        (3,065 ) 

U.S. Treasury 10-Year Note Future

      42        09/19/2018        5,015,719        (20,290 ) 

U.S. Treasury 10-Year Ultra Future

      1        09/19/2018        127,109        10  

U.S. Treasury Long Bond Future

      25        09/19/2018        3,574,219        (39,114 ) 

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

           

 

 

  

Total

             $             48,736  
           

 

 

  
           
           

 

 

  

Total futures contracts

             $ (5,763 ) 
           

 

 

  

OTC Credit Default Swap Contracts Outstanding at July 31, 2018

 

Reference Entity      Counter-
party		      Notional
Amount
(a)		      (Pay)/
Receive
Fixed
Rate		              Expiration
Date		      Periodic
Payment
Frequency		      Upfront
Premiums
Paid		      Upfront
Premiums
Received		     Market
Value †		     Unrealized
Appreciation/
(Depreciation)		  

Credit default swaps on single-name issues:

 

Buy protection:

 

Intesa S.p.A.

     BNP        EUR        300,000        (1.00%)        06/20/21        Quarterly      $ 1,922      $ —     $ (40 )    $ (1,962 ) 

Standard Chartered Bank

     CBK        EUR        470,000        (1.00%)        09/20/20        Quarterly        10,267        —       (7,098 )      (17,365 ) 

Wendel S.A.

     BNP        EUR        150,000        (5.00%)        06/20/21        Quarterly        —        (16,502 )      (2,323 )      14,179  
                       

 

 

     

 

 

    

 

 

    

 

 

  

Total

 

                   $ 12,189      $ (16,502 )    $ (9,461 )    $ (5,148 ) 
                       

 

 

     

 

 

    

 

 

    

 

 

  
                              
                       

 

 

     

 

 

    

 

 

    

 

 

  

Total single-name issues

 

          $ 12,189      $ (16,502 )    $ (9,461 )    $ (5,148 ) 
                       

 

 

     

 

 

    

 

 

    

 

 

  
                              
                       

 

 

     

 

 

    

 

 

    

 

 

  

Total OTC contracts

 

                   $ 12,189      $ (16,502 )    $ (9,461 )    $ (5,148 ) 
                       

 

 

     

 

 

    

 

 

    

 

 

  

 

(a)

The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under the terms of that particular swap agreement.

Centrally Cleared Credit Default Swap Contracts Outstanding at July 31, 2018

 

Reference Entity      Notional
Amount
(a)		      (Pay)/
Receive
Fixed
Rate		     Expiration
Date		      Periodic
Payment
Frequency		      Cost
Basis		     Value†     Unrealized
Appreciation/
(Depreciation)		  

Credit default swaps on indices:

 

Buy protection:

 

CDX.NA.IG.1

     USD        9,530,000        (1.00 %)      06/20/23        Quarterly      $ (143,035 )    $ (188,204 )    $ (45,169 ) 

CDX.NA.IG.5

     USD        12,227,910        (5.00 %)      06/20/23        Quarterly        (754,193 )      (893,048 )      (138,855 ) 

ITRAXX.EUR.5

      EUR        901,929        (5.00 %)      06/20/23        Quarterly        (100,321 )      (105,374 )      (5,053 ) 
                

 

 

    

 

 

    

 

 

  

Total

 

         $ (997,549 )    $ (1,186,626 )    $ (189,077 ) 
                

 

 

    

 

 

    

 

 

  
                    
                

 

 

    

 

 

    

 

 

  

Total

 

         $ (997,549 )    $ (1,186,626 )    $ (189,077 ) 
                

 

 

    

 

 

    

 

 

  

 

(a)

The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under the terms of that particular swap agreement.

Centrally Cleared Interest Rate Swap Contracts Outstanding at July 31, 2018

 

Payments made by Fund    Payments
received
by Fund		   Notional Amount      Expiration
Date		      Periodic
Payment
Frequency		    Upfront
Premiums
Paid		      Upfront
Premiums
Received		      Value†     Unrealized
Appreciation/
(Depreciation)		  

2.96% Fixed

    3 Mo. USD
LIBOR 		    USD        4,175,000        07/26/23      Semi-Annual    $ —      $ —      $ 2,009     $ 2,009  

2.97% Fixed

    3 Mo. USD
LIBOR 		    USD        4,175,000        08/01/23      Semi-Annual      —        —        (787 )      (787 ) 

3 Mo. USD LIBOR

    3.03% Fixed
     USD        3,500,000        05/29/28      Quarterly      —        —        7,213       7,213  

3 Mo. USD LIBOR

    3.01% Fixed
     USD        950,000        07/26/48      Quarterly      —        —        (4,733 )      (4,733 ) 

3 Mo. USD LIBOR

    3.04% Fixed
     USD        950,000        08/01/48      Quarterly      —        —        1,657       1,657  

2.88% Fixed

    3 Mo. USD
LIBOR 		    USD        13,737,600        07/09/23      Semi-Annual      656        —        53,734       53,078  

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

2.91% Fixed

    3 Mo. USD LIBOR    USD    8,712,500    07/02/28    Semi-Annual    $     8,053          $         —        $  87,075       $  79,022   

6M EURIBOR

    1.49% Fixed     EUR    1,550,000    07/04/48    Semi-Annual      —            —          (10,468)        (10,468)  

2.30% Fixed

    CPURNSA    USD    1,562,500    07/23/23    Maturity      —            —          749         749   

2.30% Fixed

    CPURNSA    USD    1,562,500    07/23/23    Maturity      —            —          636         636   

2.30% Fixed

    CPURNSA    USD    17,000,000    07/30/23    Maturity      —                    —          (6,995)        (6,995)  

2.35% Fixed

    CPURNSA    USD    4,687,500    07/09/23    Maturity      —            —          (4,895)        (4,895)  

2.03% Fixed

    CPURNSA    USD    2,150,000    11/27/22    Maturity      866            —          32,354         31,488   

2.14% Fixed

    CPURNSA    USD    1,550,000    02/15/23    Maturity      —            —          14,462         14,462   

2.15% Fixed

    CPURNSA    USD    1,550,000    02/15/23    Maturity      —            —          13,900         13,900   

2.23% Fixed

    CPURNSA    USD    3,175,000    03/16/23    Maturity      —            —          13,611         13,611   

2.23% Fixed

    CPURNSA    USD    2,500,000    03/20/23    Maturity      —            —          10,270         10,270   

2.23% Fixed

    CPURNSA    USD    1,250,000    03/21/23    Maturity      —            —          5,064         5,064   

2.28% Fixed

    CPURNSA    USD    1,500,000    03/09/23    Maturity      —            —          3,795         3,795   

2.31% Fixed

    CPURNSA    USD    3,125,000    07/23/23    Maturity      —            —          —         —   

2.34% Fixed

    CPURNSA    USD    9,600,000    05/24/23    Maturity      —            —          (6,974)        (6,974)  

1.54% Fixed

    HICP    EUR    1,087,500    07/15/23    Maturity      —            —          (2,599)        (2,599)  

1.54% Fixed

    HICP    EUR    3,262,500    07/15/23    Maturity      —            —          (7,545)        (7,545)  

1.54% Fixed

    HICP    EUR    3,262,500    07/15/23    Maturity      —            —          (7,746)        (7,746)  

1.40% Fixed

    HICP    EUR    2,450,000    04/15/23    Maturity      —            —          5,624         5,624   

1.40% Fixed

    HICP    EUR    2,450,000    04/15/23    Maturity      —            —          5,549         5,549   

1.40% Fixed

    HICP    EUR    1,225,000    04/15/23    Maturity      —            —          827         827   

1.54% Fixed

    HICP    EUR    1,087,500    07/15/23    Maturity      —            —          (2,431)        (2,431)  
                 

 

 

     

 

 

     

 

 

     

 

 

  

Total

         $ 9,575      $ —        $ 203,356      $ 193,781  
                 

 

 

     

 

 

     

 

 

     

 

 

  

Foreign Currency Contracts Outstanding at July 31, 2018

 

Amount and Description
of Currency to be
Purchased		    Amount and Description
of Currency to be
Sold		    Counterparty   

Settlement    

Date    

      Appreciation      Depreciation          

1,578,985

    AUD    1,165,883    USD    SSG      08/16/18      $ 7,342      $ —     

94,124

    AUD    69,432    USD    BNP      08/16/18        504        —     

3,840,481

    BRL    982,095    USD    CBK      08/02/18                    40,903        —     

2,057,980

    BRL    539,077    USD    CBK      08/02/18        9,112        —     

768,777

    BRL    196,618    USD    CBK      08/02/18        8,163        —     

1,242,982

    BRL    328,249    USD    BCLY      08/02/18        2,847        —     

926,660

    BRL    244,498    USD    CBK      08/02/18        2,338        —     

373,578

    BRL    98,034    USD    CBK      08/02/18        1,477        —     

114,542

    BRL    29,291    USD    CBK      08/02/18        1,220        —     

131,999,500

    CZK    5,951,151    USD    CBK      08/16/18        88,266        —     

150,000

    EUR    175,016    USD    JPM      08/16/18        604        —     

60,000

    EUR    70,452    USD    CBK      08/16/18        —        (204)    

2,798,800

    EUR    3,281,436    USD    UBS      08/16/18        —        (4,613)    

811,223

    GBP    1,065,313    USD    JPM      08/16/18        196        —     

80,000

    GBP    105,037    USD    JPM      08/16/18        40        —     

99,858

    GBP    131,296    USD    UBS      08/16/18        —        (137)    

818,573

    GBP    1,076,187    USD    CBK      08/16/18        —        (1,025)    

171,617

    GBP    227,161    USD    UBS      08/16/18        —        (1,750)    

33,766,115,384

    IDR    2,336,270    USD    BCLY      08/16/18        1,044        —     

26,392,783,300

    IDR    1,831,306    USD    BNP      08/16/18        —        (4,379)    

82,227,400

    INR    1,190,046    USD    BCLY      08/16/18        6,469        —     

683,171,612

    JPY    6,081,050    USD    CBK      n08/16/18        35,544        —     

6,206,026

    JPY    55,244    USD    CBK      08/16/18        320        —     

2,689,699,300

    KRW    2,397,066    USD    JPM      08/16/18        8,125        —     

15,646,400

    KRW    13,878    USD    BCLY      08/16/18        113        —     

47,504,963

    MXN    2,510,000    USD    CBK      08/16/18        31,697        —     

1,180,000

    MXN    62,462    USD    CBK      08/16/18        673        —     

48,827,668

    NOK    6,022,904    USD    UBS      08/16/18        —                    (32,463)    

2,146,500

    NZD    1,461,101    USD    CBK      08/16/18        1,928        —     

4,455,800

    PLN    1,199,301    USD    UBS      08/16/18        20,184        —     

178,132

    USD    240,000    AUD    UBS      08/16/18        —        (194)    

6,879

    USD    26,600    BRL    BCLY      08/02/18        —        (207)    

1,197,900

    USD    4,528,900    BRL    CBK      08/02/18        —        (8,474)    

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

1,243,904

    USD    4,769,500    BRL    CBK      08/02/18      $                 —      $ (26,559)  

610,204

    USD    804,700    CAD    CBK      08/16/18        —        (8,572)  

6,097,198

    USD    5,200,000    EUR    CIBC      08/16/18        9,059                            —   

894,264

    USD    767,000    EUR    JPM      08/16/18        —        (3,737)  

9,414,755

    USD    8,044,581    EUR    CBK      08/16/18        —        (3,808)  

1,240,562

    USD    1,064,016    EUR    JPM      08/16/18        —        (5,184)  

2,226,788

    USD    1,909,891    EUR    JPM      08/16/18        —        (9,305)  

3,328,211

    USD    2,854,569    EUR    JPM      08/16/18        —        (13,907)  

2,493,051

    USD    1,896,103    GBP    UBS      08/16/18        2,597        —   

1,737,007

    USD    1,321,089    GBP    UBS      08/16/18        1,810        —   

38,555

    USD    29,000    GBP    BNP      08/16/18        464        —   

267,527

    USD    205,798    GBP    JPM      08/16/18        —        (2,781)  

267,654

    USD    205,896    GBP    JPM      08/16/18        —        (2,782)  

1,201,280

    USD    920,800    GBP    CIBC      08/16/18        —        (8,153)  

1,596,824

    USD    1,228,375    GBP    JPM      08/16/18        —        (16,596)  

282,985

    USD    215,427    GBP    CBK      08/24/18        —        (73)  

2,387,667

    USD    2,705,345,700    KRW    JPM      08/16/18        —        (31,515)  

1,819,187

    USD    34,010,400    MXN    JPM      08/16/18        —        (499)  

917,984

    USD    17,529,921    MXN    CBK      08/16/18        —        (19,933)  

3,289,465

    USD    62,786,025    MXN    SSG      08/16/18        —        (69,826)  

1,518,890

    USD    6,131,000    MYR    BCLY      08/16/18        11,435        —   

2,914,255

    USD    4,308,600    NZD    ANZ      08/16/18        —        (22,435)  

3,269,673

    USD    99,836,200    TWD    JPM      08/16/18        5,561        —   

1,287,156

    USD    16,890,400    ZAR    UBS      08/16/18        7,343        —   

674,385

    USD    8,850,000    ZAR    BCLY      08/16/18        3,806        —   

148,486

    USD    1,948,800    ZAR    BCLY      08/16/18        822        —   

106,626

    USD    1,400,000    ZAR    UBS      08/16/18        546        —   

67,960

    USD    903,390    ZAR    JPM      08/16/18        —        (491)  

135,921

    USD    1,806,779    ZAR    JPM      08/16/18        —        (982)  

110,648

    USD    1,476,042    ZAR    CBK      08/16/18        —        (1,194)  

61,379

    USD    829,392    ZAR    BCLY      08/16/18        —        (1,465)  

100,244

    USD    1,354,558    ZAR    BCLY      08/16/18        —        (2,393)  

226,490

    USD    3,071,534    ZAR    JPM      08/16/18        —        (6,245)  

1,927,897

    USD    25,859,554    ZAR    BNP      08/16/18        —        (31,522)  

16,111,200

    ZAR    1,192,089    USD    CBK      08/16/18        28,682        —   

5,536,525

    ZAR    415,613    USD    JPM      08/16/18        3,898        —   

1,814,730

    ZAR    133,815    USD    JPM      08/16/18        3,690        —   

1,019,145

    ZAR    75,422    USD    BCLY      08/16/18        1,800        —   

657,016

    ZAR    48,623    USD    BCLY      08/16/18        1,161        —   

1,168,257

    ZAR    87,576    USD    CBK      08/16/18        945        —   

1,357,424

    ZAR    102,116    USD    JPM      08/16/18        738        —   

678,712

    ZAR    51,058    USD    JPM      08/16/18        369        —   

Total

 

    $ 353,835      $ (343,403)  

Foreign Cross Currency Contracts Outstanding at July 31, 2018

 

Contract Amount      Counterparty   

Delivery

Date

    Contract Amount      Unrealized
Appreciation		  

AUD

      725,502      UBS    08/16/18      JPY      726,058      $ (556)  

EUR

      3,527      UBS    08/16/18      MXN      3,521        6   

EUR

      2,115,072      BCLY    08/16/18      MXN      2,156,364                    (41,292)  

JPY

      709,141      UBS    08/16/18      AUD      710,226        (1,085)  

JPY

      1,203,001      UBS    08/16/18      AUD      1,206,440        (3,439)  

MXN

      2,159,885      UBS    08/16/18      EUR      2,168,673        (8,788)  
                    

 

 

  

Total

 

    $ (55,154)  
                    

 

 

  

 

†

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)
Counterparty Abbreviations:
ANZ    Australia and New Zealand Banking Group
BCLY    Barclays
BNP    BNP Paribas Securities Services

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

CBK

    Citibank NA

CIBC

    Canadian Imperial Bank of Commerce

JPM

    JP Morgan Chase & Co.

LCH

    LCH Clearnet

MSC

    Morgan Stanley

SSG

    State Street Global Markets LLC

UBS

    UBS AG
Currency Abbreviations:

AUD

    Australian Dollar

BRL

    Brazilian Real

CAD

    Canadian Dollar

CZK

    Czech Koruna

EUR

    Euro

GBP

    British Pound

IDR

    Indonesian Rupiah

INR

    Indian Rupee

JPY

    Japanese Yen

KRW

    South Korean Won

MXN

    Mexican Peso

MYR

    Malaysian Ringgit

NOK

    Norwegian Krone

NZD

    New Zealand Dollar

PLN

    Polish Zloty

TWD

    Taiwanese Dollar

USD

    United States Dollar

ZAR

    South African Rand
Index Abbreviations:

CDX.NA.IG

    Credit Derivatives North American Investment Grade

CPURNSA

    Consumer Price All Urban Non-Seasonally Adjusted

ITRAXX.EUR

    Markit iTraxx - Europe

MSCI

    Morgan Stanley Capital International

S&P

    Standard & Poors
Other Abbreviations:

CMO

    Collateralized Mortgage Obligation

DDCA

    Dollars on Deposit in Custody Account

EURIBOR

    Euro Interbank Offered Rate

FHLMC

    Federal Home Loan Mortgage Corp.

HICP

    Harmonised Index of Consumer Prices

LIBOR

    London Interbank Offered Rate

MSCI

    Morgan Stanley Capital International

OTC

    Over-the-Counter

PAC

    Planned Amortization Class

PIK

    Payment-in-kind

 

  Hartford Schroders Global Strategic Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total      Level 1(1)      Level 2(1)      Level 3(1)  

Assets

            

Asset & Commercial Mortgage Backed Securities

    $ 6,892,441       $ —       $ 6,892,441       $ —   

Corporate Bonds

      34,761,125         —         34,761,125         —   

Escrows

      100,427         —         100,427         —   

Foreign Government Obligations

      8,507,312         —         8,507,312         —   

U.S. Government Agencies

      654,824         —         654,824         —   

U.S. Government Securities

      79,276         —         79,276         —   

Short-Term Investments

      6,938,644         1,964,496         4,974,148         —   

Purchased Options

      759,433         —         759,433         —   

Foreign Currency Contracts(2)

      353,841         —         353,841         —   

Futures Contracts(2)

      117,238         117,238         —         —   

Swaps - Credit Default(2)

      14,179         —         14,179         —   

Swaps - Interest Rate(2)

      248,954         —         248,954         —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $             59,427,694       $             2,081,734       $             57,345,960       $                     —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Liabilities

            

Foreign Currency Contracts(2)

    $ (398,563)      $ —       $ (398,563)      $ —   

Futures Contracts(2)

      (123,001)        (123,001)        —         —   

Swaps - Credit Default(2)

      (208,404)        —         (208,404)        —   

Swaps - Interest Rate(2)

      (55,173)        —         (55,173)        —   

Written Options

      (119,090)        —         (119,090)        —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $ (904,231)      $ (123,001)      $ (781,230)      $ —   
  

 

 

     

 

 

     

 

 

     

 

 

  

 

(1)

For the period ended July 31, 2018, there were no transfers between any levels.

 

(2)

Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

 

Shares or Principal Amount    Market Value†  

Common Stocks - 95.9%

   
    

Australia - 4.6%

   
352,166     

Adelaide Brighton Ltd.

    $ 1,802,584  
40,260     

ASX Ltd.

      1,965,960  
22,416     

BGP Holdings plc(1)(2)(3)

      —  
291,255     

BHP Billiton Ltd.

      7,606,568  
284,569     

BHP Billiton plc

      6,548,989  
162,304     

Coca-Cola Amatil Ltd.

      1,156,107  
61,175     

Collection House Ltd.

      66,584  
828,096     

Computershare Ltd.

      11,208,895  
7,355     

DWS Ltd.

      7,596  
797,759     

Fortescue Metals Group Ltd.

      2,594,746  
202,250     

HT&E Ltd.(4)

      375,328  
439,683     

IPH Ltd.

      1,602,983  
244,870     

Karoon Gas Australia Ltd.*

      213,984  
44,744     

Macquarie Group Ltd.

      4,082,343  
222,513     

Medusa Mining Ltd.*

      60,245  
517,180     

Metcash Ltd.

      1,011,110  
201,369     

Oil Search Ltd.

      1,343,280  
91,558     

OZ Minerals Ltd.

      646,557  
121,747     

Pendal Group Ltd.

      841,503  
54,739     

Perpetual Ltd.

      1,776,970  
2,646,937     

Perseus Mining Ltd.*

      788,497  
191,785     

Platinum Asset Management Ltd.(4)

      782,871  
177,322     

Qantas Airways Ltd.

      886,279  
316,136     

Retail Food Group Ltd.(4)

      96,298  
456,936     

Sandfire Resources NL

      2,510,069  
1,045,867     

Santos Ltd.*

      4,954,039  
1,181,556     

South32 Ltd.

      3,144,573  
158,712     

Super Retail Group Ltd.

      1,090,667  
5,389,286     

Telstra Corp. Ltd.

      11,364,072  
802,394     

Woodside Petroleum Ltd.

      21,506,891  
          92,036,588  
    

Austria - 0.3%

   
14,747     

EVN AG

      293,335  
87,973     

OMV AG

      4,971,629  
43,807     

Raiffeisen Bank International AG

      1,460,752  
          6,725,716  
    

Belgium - 0.6%

   
173,158     

Ageas

      9,287,360  
91,846     

AGFA-Gevaert N.V.*

      438,481  
62,978     

Proximus SADP

      1,543,534  
1,755     

Sofina S.A.

      318,043  
              11,587,418  
    

Brazil - 1.3%

   
141,600     

AES Tiete Energia S.A.(3)

      381,795  
170,300     

Alupar Investimento S.A.

      741,855  
437,800     

Ambev S.A.

      2,264,060  
165,379     

Banco BTG Pactual S.A.

      872,433  
89,700     

BB Seguridade Participacoes S.A.

      585,286  
425,900     

CCR S.A.

      1,194,876  
214,300     

Cia de Saneamento Basico do Estado de Sao Paulo ADR

      1,435,810  
50,200     

Cia de Saneamento de Minas Gerais-COPASA

      544,091  
60,100     

Cia Hering

      236,186  
780,500     

Cielo S.A.

      2,984,087  
229,200     

Engie Brasil Energia S.A.

      2,283,268  
244,800     

Grendene S.A.

      508,084  
238,900     

Multiplus S.A.

      1,763,123  
324,200     

Petroleo Brasileiro S.A. ADR

      3,600,682  
156,800     

QGEP Participacoes S.A.

      675,945  
396,400     

Qualicorp S.A.

      2,117,555  
80,700     

Smiles Fidelidade S.A.

      1,100,855  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

360,400     

Transmissora Alianca de Energia Eletrica S.A.

    $ 1,940,608  
          25,230,599  
    

Cambodia - 0.0%

   
170,000     

NagaCorp Ltd.

      191,463  
    

Canada - 4.9%

   
196,261     

Advantage Oil & Gas Ltd.*

      678,921  
212,100     

BCE, Inc.

      9,013,251  
48,500     

Canfor Corp.*

      1,063,320  
41,000     

Canfor Pulp Products, Inc.

      858,862  
62,691     

Cardinal Energy Ltd.(4)

      257,829  
185,400     

Cenovus Energy, Inc.

      1,859,915  
168,300     

Centerra Gold, Inc.*

      764,618  
689,200     

CI Financial Corp.

      12,042,523  
12,900     

Cogeco Communications, Inc.

      700,112  
14,600     

Cogeco, Inc.

      703,260  
191,900     

Corus Entertainment, Inc. Class B

      598,927  
71,500     

Crescent Point Energy Corp.(4)

      487,531  
250,100     

Crew Energy, Inc.*

      471,034  
200     

E-L Financial Corp. Ltd.

      126,840  
248,700     

Eldorado Gold Corp.*(4)

      271,479  
51,800     

Enbridge Income Fund Holdings, Inc.

      1,297,340  
87,800     

Ensign Energy Services, Inc.

      382,018  
138,400     

Genworth MI Canada, Inc.(4)

      4,871,689  
26,900     

George Weston Ltd.

      2,237,858  
36,697     

Gluskin Sheff + Associates, Inc.(4)

      473,928  
33,400     

Goldcorp, Inc.

      417,484  
95,600     

Hudbay Minerals, Inc.

      497,530  
146,600     

Husky Energy, Inc.

      2,492,826  
24,600     

IGM Financial, Inc.

      738,463  
425,800     

Imperial Oil Ltd.

          14,582,304  
111,700     

Interfor Corp.*

      1,765,424  
49,900     

Linamar Corp.

      2,280,474  
60,100     

Magna International, Inc.

      3,660,933  
36,400     

Manulife Financial Corp.

      676,038  
145,700     

Medical Facilities Corp.(4)

      1,635,254  
78,900     

Metro, Inc.

      2,660,225  
1,300     

Morguard Real Estate Investment Trust REIT

      13,121  
89,000     

Norbord, Inc.

      3,201,907  
226,400     

Precision Drilling Corp.*

      819,729  
140,600     

Suncor Energy, Inc.

      5,920,796  
498,100     

Surge Energy, Inc.(4)

      938,114  
118,600     

Teck Resources Ltd. Class B

      3,093,437  
221,600     

Transcontinental, Inc. Class A

      5,268,930  
82,000     

West Fraser Timber Co., Ltd.

      5,093,285  
135,853     

Westshore Terminals Investment Corp.

      2,535,658  
          97,453,187  
    

Cayman Islands - 0.0%

   
102,000     

Chlitina Holding Ltd.

      928,443  
    

Chile - 0.6%

   
2,912,022     

Aguas Andinas S.A. Class A

      1,694,762  
526,300     

Enel Americas S.A. ADR

      4,615,651  
9,589,945     

Enel Chile S.A.

      1,018,775  
137,700     

Enel Chile S.A. ADR

      722,925  
63,300     

Sociedad Quimica y Minera de Chile S.A. ADR

      3,055,491  
          11,107,604  
    

China - 4.3%

   
5,524,000     

Agricultural Bank of China Ltd. Class H

      2,684,412  
444,500     

Anhui Conch Cement Co., Ltd. Class H

      2,858,667  
1,004,000     

Anhui Expressway Co., Ltd. Class H

      590,361  
1,890,000     

BAIC Motor Corp. Ltd. Class H(5)

      1,570,854  
5,224,000     

Bank of China Ltd. Class H

      2,467,903  
30,000     

Baoye Group Co., Ltd. Class H*

      17,585  
3,412,000     

Beijing Capital International Airport Co., Ltd. Class H

      3,886,358  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

47,600     

Changyou.com Ltd. ADR

    $ 649,264  
4,676,000     

China BlueChemical Ltd. Class H

      1,737,171  
3,150,000     

China Communications Services Corp. Ltd. Class H

      1,996,964  
1,039,500     

China Conch Venture Holdings Ltd.

      3,921,468  
3,103,000     

China Construction Bank Corp. Class H

      2,837,019  
416,000     

China Lilang Ltd.

      508,238  
1,258,000     

China Oriental Group Co., Ltd.

      1,094,133  
5,016,000     

China Petroleum & Chemical Corp. Class H

      4,821,590  
80,000     

China Taifeng Beddings Holdings Ltd.*(1)(2)(3)

      —  
2,063,000     

CNOOC Ltd.

      3,456,242  
2,636,000     

Dongfeng Motor Group Co., Ltd. Class H

      2,650,288  
1,767,000     

Geely Automobile Holdings Ltd.

      4,052,542  
5,412,000     

Guangzhou Automobile Group Co., Ltd. Class H

      5,094,308  
1,093,000     

Haitian International Holdings Ltd.

      2,576,172  
619,500     

Hengan International Group Co., Ltd.

      5,518,475  
4,970,000     

Industrial & Commercial Bank of China Ltd. Class H

      3,693,524  
1,924,000     

Jiangsu Expressway Co., Ltd. Class H

      2,340,407  
681,500     

Longfor Group Holdings Ltd.

      1,922,684  
6,273,000     

Lonking Holdings Ltd.

      2,882,702  
1,264,000     

Maanshan Iron & Steel Co., Ltd. Class H

      677,270  
147,000     

On-Bright Electronics, Inc.

      1,363,828  
772,000     

Shenzhen Expressway Co., Ltd. Class H

      699,243  
7,256,000     

Sihuan Pharmaceutical Holdings Group Ltd.

      1,565,740  
477,000     

Sinopec Engineering Group Co., Ltd. Class H

      485,962  
1,298,000     

Sinopec Shanghai Petrochemical Co., Ltd. Class H

      780,468  
1,748,500     

Sinotruk Hong Kong Ltd.(4)

      2,472,925  
586,000     

Tianneng Power International Ltd.

      807,957  
2,625,000     

Weichai Power Co., Ltd. Class H

      3,211,515  
122,000     

Xingda International Holdings Ltd.

      38,765  
3,261,300     

Yangzijiang Shipbuilding Holdings Ltd.

      2,273,162  
28,000     

Yirendai Ltd. ADR(4)

      502,600  
8,300     

YY, Inc. ADR*

      773,809  
3,042,000     

Zhejiang Expressway Co., Ltd. Class H

      2,583,750  
1,414,000     

Zijin Mining Group Co., Ltd. Class H

      524,228  
       

 

 

  
              84,590,553  
       

 

 

  
    

Colombia - 0.2%

   
143,600     

Ecopetrol S.A. ADR

      3,068,732  
       

 

 

  
    

Czech Republic - 0.0%

   
537     

Philip Morris CR A.S.

      370,467  
       

 

 

  
    

Denmark - 0.6%

   
71,436     

Bakkafrost P/F

      4,389,597  
63,311     

Pandora A/S

      4,495,859  
156,722     

Scandinavian Tobacco Group A.S. Class A(5)

      2,550,325  
80,953     

Spar Nord Bank A/S

      873,039  
       

 

 

  
          12,308,820  
       

 

 

  
    

Egypt - 0.1%

   
763,853     

Centamin plc

      1,190,853  
       

 

 

  
    

Finland - 1.2%

   
230,271     

Nokian Renkaat Oyj

      9,986,528  
46,808     

Orion Oyj Class B

      1,611,457  
189,222     

Sampo Oyj Class A

      9,610,203  
9,744     

Tieto Oyj

      303,045  
54,411     

UPM-Kymmene Oyj

      1,930,102  
       

 

 

  
          23,441,335  
       

 

 

  
    

France - 5.4%

   
238,929     

AXA S.A.

      6,020,333  
105,805     

BNP Paribas S.A.

      6,863,550  
54,792     

Cie Generale des Etablissements Michelin SCA

      7,036,245  
90,477     

Coface S.A.*

      811,908  
21,704     

Faurecia S.A.

      1,474,314  
9,355     

FFP

      1,255,828  
194,157     

Metropole Television S.A.

      4,177,719  
80,131     

Neopost S.A.

      2,071,162  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

68,769     

Peugeot S.A.

    $ 1,975,180  
198,057     

Publicis Groupe S.A.

      12,639,281  
220,053     

Sanofi

      19,143,796  
282,517     

Schneider Electric SE

      22,676,456  
26,857     

Societe BIC S.A.

      2,567,378  
169,126     

Societe Generale S.A.

      7,542,677  
171,909     

Total S.A.

      11,212,817  
       

 

 

  
              107,468,644  
       

 

 

  
    

Georgia - 0.1%

   
42,928     

Bank of Georgia Group plc

      1,028,873  
       

 

 

  
    

Germany - 2.3%

   
113,452     

BASF SE

      10,875,337  
31,051     

Continental AG

      7,155,887  
156,085     

Covestro AG(5)

      14,989,881  
411,221     

Deutsche Bank AG

      5,378,261  
55,189     

Deutsche Lufthansa AG

      1,548,461  
150,624     

ProSiebenSat.1 Media SE

      4,065,317  
14,740     

Siltronic AG

      2,570,854  
       

 

 

  
          46,583,998  
       

 

 

  
    

Greece - 0.1%

   
37,354     

JUMBO S.A.

      598,312  
142,374     

Piraeus Bank S.A.*

      449,594  
       

 

 

  
          1,047,906  
       

 

 

  
    

Hong Kong - 3.0%

   
606,000     

Allied Properties HK Ltd.

      138,226  
221,016     

Asian Citrus Holdings Ltd.*(1)(2)(3)

      12,164  
130,500     

Beijing Enterprises Holdings Ltd.

      636,682  
510,000     

China Lumena New Materials Corp.*(1)(2)(3)

      —  
423,000     

China Mobile Ltd.

      3,821,134  
2,828,000     

China Resources Cement Holdings Ltd.

      3,233,037  
710,000     

China Resources Gas Group Ltd.

      3,369,829  
25,000     

Chong Hing Bank Ltd.

      46,453  
676,000     

CK Asset Holdings Ltd.

      5,177,132  
810,000     

CSI Properties Ltd.

      45,412  
401,200     

Dah Sing Banking Group Ltd.

      852,237  
111,600     

Dah Sing Financial Holdings Ltd.

      708,287  
285,000     

Emperor Entertainment Hotel Ltd.

      62,510  
1,352,000     

First Pacific Co., Ltd.

      628,217  
1,352,000     

Giordano International Ltd.

      767,937  
1,962,000     

Guangdong Investment Ltd.

      3,382,512  
144,000     

Hang Lung Group Ltd.

      426,092  
1,277,000     

Hang Lung Properties Ltd.

      2,684,938  
6,811     

Hanison Construction Holdings Ltd.

      1,189  
149,508     

Henderson Land Development Co., Ltd.

      835,083  
26,400     

Jardine Matheson Holdings Ltd.

      1,787,512  
709,000     

Kerry Properties Ltd.

      3,596,590  
10,020     

Lai Sun Development Co., Ltd.

      17,191  
1,935,500     

Lifestyle International Holdings Ltd.

      3,853,184  
1,521,000     

Nine Dragons Paper Holdings Ltd.

      1,886,548  
777,000     

NWS Holdings Ltd.

      1,404,443  
68,000     

Qingling Motors Co., Ltd. Class H

      19,530  
855,000     

Shanghai Industrial Holdings Ltd.

      1,995,934  
1,528,000     

Sino Land Co., Ltd.

      2,626,896  
20,000     

Soundwill Holdings Ltd.

      31,906  
113,000     

Sun Hung Kai Properties Ltd.

      1,772,149  
368,800     

Swire Properties Ltd.

      1,452,459  
41,000     

TAI Cheung Holdings Ltd.

      44,191  
374,000     

Wharf Real Estate Investment Co., Ltd.

      2,724,471  
201,000     

Wheelock & Co., Ltd.

      1,426,975  
6,348,000     

Xinyi Glass Holdings Ltd.

      7,514,165  
1,222,000     

Yuexiu Transport Infrastructure Ltd.(4)

      887,033  
       

 

 

  
          59,870,248  
       

 

 

  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

    

Hungary - 0.5%

   
259,070     

Magyar Telekom Telecommunications plc

    $     373,480  
463,880     

MOL Hungarian Oil & Gas plc

      4,545,045  
128,980     

OTP Bank Nyrt

      4,851,471  
          9,769,996  
    

India - 0.5%

   
58,220     

GAIL India Ltd. GDR

      1,991,124  
263,500     

Infosys Ltd. ADR

      5,317,430  
24,800     

Vedanta Ltd. ADR

      320,168  
467,900     

Wipro Ltd. ADR(4)

      2,367,574  
          9,996,296  
    

Indonesia - 0.6%

   
6,019,300     

Bank Negara Indonesia Persero Tbk PT

      3,095,318  
1,206,600     

Bank Pembangunan Daerah Jawa Timur Tbk PT

      54,453  
1,837,000     

Panin Financial Tbk PT*

      26,010  
7,986,000     

Perusahaan Perkebunan London Sumatra Indonesia Tbk PT

      556,972  
22,684,200     

Telekomunikasi Indonesia Persero Tbk PT

      5,624,966  
1,421,600     

United Tractors Tbk PT

      3,482,787  
          12,840,506  
    

Ireland - 0.1%

   
200,354     

Bank of Ireland Group plc

      1,719,515  
    

Isle of Man - 0.2%

   
534,096     

Playtech plc

      3,766,928  
    

Israel - 1.3%

   
644,396     

Bank Hapoalim BM

      4,557,351  
902,990     

Bank Leumi Le-Israel BM

      5,659,300  
46,606     

Clal Insurance Enterprises Holdings Ltd.*

      762,065  
10,220     

FIBI Holdings Ltd.

      258,241  
33,999     

First International Bank Of Israel Ltd.

      731,515  
290,103     

Israel Chemicals Ltd.

      1,388,818  
49,900     

Ituran Location and Control Ltd.

      1,699,095  
23,753     

Kerur Holdings Ltd.

      623,547  
20,804     

Menora Mivtachim Holdings Ltd.

      224,876  
226,350     

Migdal Insurance & Financial Holding Ltd.*

      221,952  
700,495     

Phoenix Holdings Ltd.

      3,745,702  
213,300     

Teva Pharmaceutical Industries Ltd. ADR

      5,106,402  
          24,978,864  
    

Italy - 1.1%

   
87,361     

ASTM S.p.A.

      2,375,743  
44,639     

Banca IFIS S.p.A

      1,396,152  
174,372     

Eni S.p.A.

      3,356,406  
109,536     

Immobiliare Grande Distribuzione SIIQ S.p.A. REIT

      926,189  
118,624     

Mediaset S.p.A.*

      401,622  
511,091     

Mediobanca Banca di Credito Finanziario S.p.A.

      5,292,168  
172,688     

Societa Cattolica di Assicurazioni S.c.r.l.

      1,584,344  
197,998     

Societa Iniziative Autostradali e Servizi S.p.A.

      3,507,063  
210,524     

Sogefi S.p.A.*

      523,295  
87,696     

UniCredit S.p.A.

      1,548,461  
57,888     

Vittoria Assicurazioni S.p.A.

      943,617  
              21,855,060  
    

Japan - 17.2%

   
68,900     

ABC-Mart, Inc.

      3,733,506  
52,800     

ADEKA Corp.

      893,685  
20,200     

Aica Kogyo Co., Ltd.

      746,054  
5,800     

Aichi Bank Ltd.

      272,245  
1,300     

Aichi Steel Corp.

      49,975  
15,800     

Ajis Co., Ltd.

      491,690  
3,000     

Akita Bank Ltd.

      80,891  
3,400     

Amiyaki Tei Co., Ltd.

      135,620  
34,800     

Aozora Bank Ltd.

      1,300,427  
34,500     

Arakawa Chemical Industries Ltd.

      579,025  
2,200     

Arcland Sakamoto Co., Ltd.

      30,803  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

1,485,600     

Astellas Pharma, Inc.

    $     24,231,446  
1,900     

Atsugi Co., Ltd.

      19,949  
172,000     

Awa Bank Ltd.

      1,111,318  
1,500     

Bando Chemical Industries Ltd.

      16,500  
44,900     

Bank of Kyoto Ltd.

      2,175,330  
208,600     

Bridgestone Corp.

      8,228,515  
138,400     

Brother Industries Ltd.

      2,823,236  
300     

C Uyemura & Co., Ltd.

      22,543  
1,000     

Central Automotive Products Ltd.

      16,326  
93,300     

Central Japan Railway Co.

      19,432,321  
229,000     

Chiba Bank Ltd.

      1,634,708  
3,100     

Corona Corp.

      35,566  
247,900     

Daicel Corp.

      2,731,231  
7,000     

Daiichi Jitsugyo Co., Ltd.

      223,396  
146,600     

Daikyonishikawa Corp.

      2,178,561  
1,800     

Dainichi Co., Ltd.

      12,983  
26,900     

Dainichiseika Color & Chemicals Manufacturing Co., Ltd.

      855,497  
79,000     

Daiwa House Industry Co., Ltd.

      2,880,777  
1,303,000     

Daiwa Securities Group, Inc.

      7,599,730  
23,600     

DIC Corp.

      770,632  
6,000     

Eidai Co., Ltd.

      29,730  
23,900     

First Bank of Toyama Ltd.

      105,388  
53,700     

FJ Next Co., Ltd.

      490,448  
34,600     

Foster Electric Co., Ltd.

      463,786  
149,100     

FUJIFILM Holdings Corp.

      6,154,069  
8,400     

Fujikura Kasei Co., Ltd.

      48,724  
7,200     

Fujimori Kogyo Co., Ltd.

      243,466  
1,600     

Fujishoji Co., Ltd.

      16,839  
2,800     

Fujitsu Frontech Ltd.

      33,828  
1,100     

FuKoKu Co., Ltd.

      9,853  
31,300     

Future Corp.

      433,071  
14,200     

G-Tekt Corp.

      246,665  
53,800     

Geo Holdings Corp.

      678,141  
24,100     

Goldcrest Co., Ltd.

      414,682  
770,400     

GungHo Online Entertainment, Inc.

      1,644,759  
117,000     

Gunma Bank Ltd.

      622,965  
237,400     

Hachijuni Bank Ltd.

      1,046,608  
37,600     

Hamakyorex Co., Ltd.

      1,303,790  
15,200     

Happinet Corp.

      210,488  
257,600     

Haseko Corp.

      3,418,283  
158,500     

Hazama Ando Corp.

      1,259,096  
44,000     

Heiwa Real Estate Co., Ltd.

      792,448  
154,000     

Hitachi Construction Machinery Co., Ltd.

      4,952,971  
76,000     

Hokuetsu Kishu Paper Co., Ltd.

      425,009  
76,900     

Horiba Ltd.

      5,307,991  
10,500     

Imasen Electric Industrial

      108,988  
24,200     

Inaba Denki Sangyo Co., Ltd.

      1,021,289  
87,900     

Isuzu Motors Ltd.

      1,189,526  
280,200     

ITOCHU Corp.

      4,975,341  
1,400     

Iwatsu Electric Co., Ltd.

      10,144  
381,800     

Iyo Bank Ltd.

      2,635,236  
16,800     

Jafco Co., Ltd.

      615,047  
3,900     

Japan Foundation Engineering Co., Ltd.

      13,882  
49,900     

Japan Petroleum Exploration Co., Ltd.

      1,182,160  
443,100     

Japan Post Bank Co., Ltd.

      5,317,239  
32,700     

Kaga Electronics Co., Ltd.

      730,644  
386,000     

Kajima Corp.

      3,011,698  
50,900     

Kaken Pharmaceutical Co., Ltd.

      2,640,768  
23,500     

Kanamoto Co., Ltd.

      732,756  
647,000     

KDDI Corp.

      18,010,438  
49,400     

Keihanshin Building Co., Ltd.

      411,491  
69,700     

Keihin Corp.

      1,439,057  
69,100     

Kinden Corp.

      1,110,850  
91,000     

Kuraray Co., Ltd.

      1,286,183  
1,900     

Kyodo Printing Co., Ltd.

      51,640  
31,200     

Kyokuto Kaihatsu Kogyo Co., Ltd.

      511,579  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

77,000     

Maeda Road Construction Co., Ltd.

    $     1,489,547  
105,100     

Mamezou Holdings Co., Ltd.

      964,278  
151,600     

Marubeni Corp.

      1,157,416  
79,800     

Mazda Motor Corp.

      995,772  
3,100     

Mitani Corp.

      144,477  
412,700     

Mitsubishi Chemical Holdings Corp.

      3,615,025  
87,800     

Mitsubishi Corp.

      2,454,277  
117,500     

Mitsubishi Gas Chemical Co., Inc.

      2,625,299  
216,300     

Mitsubishi UFJ Financial Group, Inc.

      1,327,404  
14,000     

Mitsuboshi Belting Ltd.

      173,232  
206,000     

Mitsui & Co., Ltd.

      3,452,567  
36,600     

Mitsui Chemicals, Inc.

      985,752  
43,200     

Mitsui Sugar Co., Ltd.

      1,311,308  
42,100     

Mixi, Inc.

      1,108,678  
3,900     

Murakami Corp.

      106,380  
41,800     

Musashi Seimitsu Industry Co., Ltd.

      1,422,950  
2,600     

Natoco Co., Ltd.

      27,191  
248,500     

NHK Spring Co., Ltd.

      2,485,567  
4,000     

Nichireki Co., Ltd.

      44,861  
10,868     

Nichirin Co., Ltd.

      236,236  
249,900     

Nikon Corp.

      4,218,556  
49,200     

Nippo Corp.

      926,578  
2,900     

Nippon Road Co., Ltd.

      156,035  
472,800     

Nippon Telegraph & Telephone Corp.

          21,868,675  
53,300     

Nishio Rent All Co., Ltd.

      1,690,718  
11,600     

Nittetsu Mining Co., Ltd.

      557,258  
57,900     

Nitto Denko Corp.

      4,200,997  
1,285,300     

Nomura Holdings, Inc.

      6,094,126  
80,300     

Nomura Real Estate Holdings, Inc.

      1,752,771  
9,400     

NS Tool Co., Ltd.

      247,601  
565,500     

NTT DOCOMO, Inc.

      14,558,753  
191,000     

Obayashi Corp.

      1,994,072  
3,500     

Okinawa Cellular Telephone Co.

      134,191  
61,900     

OKUMA Corp.

      3,495,264  
20,600     

Okura Industrial Co., Ltd.

      481,641  
2,800     

Pack Corp.

      89,098  
36,000     

Piolax, Inc.

      874,904  
92,200     

Press Kogyo Co., Ltd.

      582,674  
48,400     

San-In Godo Bank Ltd.

      454,762  
2,000     

Sanko Metal Industrial Co., Ltd.

      63,551  
29,200     

Sekisui Jushi Corp.

      526,312  
676,100     

Seven Bank Ltd.

      2,046,565  
19,100     

Shikoku Chemicals Corp.

      272,887  
37,000     

Shin-Etsu Chemical Co., Ltd.

      3,742,979  
70,600     

Shinnihon Corp.

      894,043  
132,200     

Shinsei Bank Ltd.

      2,082,158  
85,700     

Shionogi & Co., Ltd.

      4,677,724  
178,000     

Shizuoka Bank Ltd.

      1,645,168  
123,800     

Showa Corp.

      2,082,176  
81,600     

Sinko Industries Ltd.

      1,504,089  
43,000     

Sintokogio Ltd.

      398,005  
13,200     

SRA Holdings

      383,434  
121,700     

Stanley Electric Co., Ltd.

      4,280,170  
95,200     

Subaru Corp.

      2,782,259  
665,000     

Sumitomo Chemical Co., Ltd.

      3,829,554  
151,300     

Sumitomo Corp.

      2,491,417  
5,200     

Sumitomo Densetsu Co., Ltd.

      90,027  
102,500     

Sumitomo Heavy Industries Ltd.

      3,570,969  
40,900     

Sumitomo Mitsui Financial Group, Inc.

      1,623,228  
33,600     

Sumitomo Seika Chemicals Co., Ltd.

      1,678,758  
100,000     

Suzuki Motor Corp.

      5,881,792  
32,900     

Tachi-S Co., Ltd.

      552,409  
55,000     

Teijin Ltd.

      1,027,241  
258,200     

Toagosei Co., Ltd.

      3,025,469  
74,500     

Tocalo Co., Ltd.

      853,796  
29,300     

Tokyo Electron Ltd.

      5,136,287  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

148,400     

Tosoh Corp.

    $     2,423,843  
36,100     

Towa Bank Ltd.

      386,610  
38,200     

Toyo Ink SC Holdings Co., Ltd.

      1,046,015  
110,400     

Toyota Boshoku Corp.

      2,053,064  
44,400     

TPR Co., Ltd.

      1,127,878  
75,800     

TS Tech Co., Ltd.

      3,128,831  
261,000     

Tsubakimoto Chain Co.

      2,403,849  
62,000     

Ube Industries Ltd.

      1,668,907  
58,700     

Ulvac, Inc.

      2,314,381  
102,900     

Unipres Corp.

      2,091,788  
3,100     

Utoc Corp.

      14,558  
4,500     

V Technology Co., Ltd.

      797,987  
92,000     

Wakita & Co., Ltd.

      1,107,202  
114,500     

Yamaha Motor Co., Ltd.

      3,022,795  
129,000     

Yamanashi Chuo Bank Ltd.

      489,677  
22,900     

Yamazen Corp.

      234,252  
18,500     

Yuasa Trading Co., Ltd.

      603,017  
458,700     

Zeon Corp.

      5,196,832  
              340,434,384  
    

Luxembourg - 0.3%

   
74,061     

RTL Group S.A.

      5,520,933  
5,987     

Ternium S.A. ADR

      217,029  
          5,737,962  
    

Malaysia - 0.6%

   
48,400     

AFFIN Bank Bhd

      30,600  
674,400     

AMMB Holdings Bhd

      667,910  
885,300     

Astro Malaysia Holdings Bhd

      398,548  
61,400     

British American Tobacco Malaysia Bhd

      517,784  
1,577,600     

Genting Bhd

      3,398,640  
102,000     

Hengyuan Refining Co. Bhd

      170,878  
35,200     

Lingkaran Trans Kota Holdings Bhd

      37,581  
91,700     

Padini Holdings Bhd

      135,351  
2,155,100     

Petronas Chemicals Group Bhd

      4,739,691  
365,700     

Petronas Gas Bhd

      1,687,352  
525,200     

Uchi Technologies Bhd

      399,949  
513,900     

Westports Holdings Bhd

      468,939  
          12,653,223  
    

Mexico - 0.8%

   
388,000     

Banco Santander Mexico S.A. Institucion de Banca Multiple Grupo Financiero Santand ADR

      3,243,680  
1,303,700     

Gentera S.A.B. de C.V.

      1,407,382  
710,600     

Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

      4,320,161  
20,183     

Grupo Aeroportuario del Pacifico S.A.B. de C.V. ADR

      1,908,303  
1,558,400     

Grupo Financiero Inbursa S.A.B. de C.V.

      2,571,169  
914,100     

Grupo Mexico S.A.B. de C.V. Class B

      2,877,506  
80,100     

Megacable Holdings S.A.B. de C.V.

      384,346  
50     

Urbi Desarrollos Urbanos S.A.B. de C.V.*

      10  
          16,712,557  
    

Monaco - 0.1%

   
223,800     

Costamare, Inc.(4)

      1,553,172  
    

Netherlands - 1.3%

   
18,625     

Aegon N.V.

      122,777  
29,519     

Euronext N.V.(5)

      1,832,060  
24,894     

Koninklijke Vopak N.V.

      1,170,922  
218,784     

NN Group N.V.

      9,665,251  
241,385     

Royal Dutch Shell plc Class A

      8,269,847  
120,561     

Royal Dutch Shell plc Class B

      4,222,915  
          25,283,772  
    

New Zealand - 0.3%

   
55,177     

Freightways Ltd.

      299,123  
380,823     

SKY Network Television Ltd.

      704,578  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

1,415,041     

Trade Me Group Ltd.

    $     4,682,766  
          5,686,467  
    

Norway - 1.9%

   
304,101     

Austevoll Seafood ASA

      4,429,096  
279,842     

DNO ASA*

      592,756  
300,452     

Equinor ASA

      7,971,655  
385,342     

Leroy Seafood Group ASA

      3,030,487  
152,593     

Salmar ASA

      7,785,853  
100,425     

SpareBank 1 Nord Norge

      763,320  
454,956     

Telenor ASA

      8,899,853  
126,543     

TGS Nopec Geophysical Co. ASA

      4,824,621  
              38,297,641  
    

Panama - 0.0%

   
6,100     

Copa Holdings S.A. Class A

      593,774  
    

Philippines - 0.1%

   
8,501,700     

DMCI Holdings, Inc.

      1,890,456  
    

Poland - 0.5%

   
91,013     

Bank Polska Kasa Opieki S.A.

      2,786,755  
41,373     

Enea S.A.*

      108,489  
55,145     

Polski Koncern Naftowy ORLEN S.A.

      1,398,534  
2,292,387     

Polskie Gornictwo Naftowe i Gazownictwo S.A.*

      3,464,437  
150,767     

Powszechna Kasa Oszczednosci Bank Polski S.A.*

      1,720,504  
          9,478,719  
    

Portugal - 0.7%

   
80,224     

Altri SGPS S.A.

      819,643  
622,181     

Galp Energia SGPS S.A.

      12,778,437  
          13,598,080  
    

Russia - 1.1%

   
496,404     

Gazprom PJSC ADR

      2,226,173  
80,590     

Globaltrans Investment plc GDR

      926,785  
64,729     

LUKOIL PJSC ADR

      4,642,002  
320,900     

Mobile TeleSystems PJSC ADR

      2,814,293  
21,547     

Novatek PJSC GDR

      3,421,199  
193,509     

RusHydro PJSC ADR

      198,092  
59,346     

Severstal PJSC GDR

      968,394  
555,644     

Surgutneftegas OJSC ADR

      2,543,939  
49,026     

Tatneft PJSC ADR

      3,379,560  
          21,120,437  
    

Singapore - 1.9%

   
14,100     

Boustead Projects Ltd.

      9,373  
1,080,200     

CapitaLand Ltd.

      2,566,070  
19,400     

China Yuchai International Ltd.

      387,224  
707,000     

First Resources Ltd.(4)

      837,003  
2,342,000     

IGG, Inc.

      3,034,962  
100,800     

Jardine Cycle & Carriage Ltd.

      2,495,595  
532,300     

M1 Ltd.

      641,297  
10,205,800     

Singapore Telecommunications Ltd.

      24,011,327  
1,030,487     

UMS Holdings Ltd.

      620,770  
330,400     

UOL Group Ltd.

      1,744,527  
245,300     

Wing Tai Holdings Ltd.

      373,436  
386,400     

Yanlord Land Group Ltd.

      432,277  
          37,153,861  
    

South Africa - 1.8%

   
480,463     

Absa Group Ltd.

      6,259,341  
122,663     

AECI Ltd.

      986,055  
16,191     

Assore Ltd.

      338,145  
57,879     

Astral Foods Ltd.

      1,283,514  
276,373     

AVI Ltd.

      2,298,298  
160,453     

Exxaro Resources Ltd.

      1,581,022  
91,192     

Kumba Iron Ore Ltd.(4)

      2,017,561  
1,265,621     

MMI Holdings Ltd.

      1,633,047  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

190,390     

Reunert Ltd.

    $     1,182,628  
629,168     

RMB Holdings Ltd.

      3,932,592  
183,869     

Standard Bank Group Ltd.

      2,843,112  
123,105     

Tiger Brands Ltd.

      3,263,134  
303,896     

Truworths International Ltd.

      1,887,850  
496,799     

Vodacom Group Ltd.(4)

      5,291,518  
          34,797,817  
    

South Korea - 3.5%

   
42,316     

Coway Co., Ltd.

      3,548,242  
39,205     

Hana Financial Group, Inc.

      1,576,340  
26,667     

Hankook Tire Co., Ltd.

      1,058,451  
49,627     

Huchems Fine Chemical Corp.

      1,406,810  
157,100     

Kangwon Land, Inc.

      3,648,517  
45,532     

Kortek Corp.

      709,101  
35,817     

KT&G Corp.

      3,537,995  
150,677     

Mirae Asset Life Insurance Co., Ltd.

      729,908  
14,975     

PSK, Inc.

      314,510  
450,183     

Samsung Electronics Co., Ltd.

      18,687,199  
5,715     

Samsung Electronics Co., Ltd. GDR

      5,866,055  
92,370     

SFA Engineering Corp.

      3,036,484  
78,913     

SK Hynix, Inc.

      6,099,214  
67,269     

SK Telecom Co., Ltd.

      15,033,929  
31,385     

Soulbrain Co., Ltd.

      1,678,787  
16,532     

SundayToz Corp.*

      328,812  
40,488     

Toptec Co., Ltd.*

      921,185  
86,967     

YeaRimDang Publishing Co., Ltd.*

      765,331  
          68,946,870  
    

Spain - 2.0%

   
31,189     

Aena SME S.A.(5)

      5,663,128  
119,821     

Atresmedia Corp. de Medios de Comunicacion S.A.

      938,359  
100,643     

Bolsas y Mercados Espanoles SHMSF S.A.

      3,238,170  
7,844     

Corp. Financiera Alba S.A.

      450,949  
1,672,655     

Mapfre S.A.

      5,249,383  
452,815     

Mediaset Espana Comunicacion S.A.

      3,562,397  
548,731     

Red Electrica Corp. S.A.

      11,630,432  
366,964     

Repsol S.A.

      7,278,719  
92,242     

Zardoya Otis S.A.

      881,583  
          38,893,120  
    

Sweden - 1.6%

   
277,215     

Betsson AB

      2,474,411  
128,575     

Boliden AB

      3,827,393  
53,511     

Bure Equity AB

      632,727  
91,783     

Industrivarden AB Class C

      1,933,190  
107,708     

JM AB

      1,983,207  
133,452     

Mycronic AB(4)

      1,359,838  
88,701     

Nobia AB

      666,681  
901,958     

SKF AB Class B

      18,517,527  
111,733     

Tethys Oil AB

      1,385,166  
          32,780,140  
    

Switzerland - 6.4%

   
239,202     

ABB Ltd.

      5,491,014  
68,409     

Adecco Group AG

      4,205,593  
2,763     

dormakaba Holding AG

      1,770,398  
459,831     

Ferrexpo plc

      1,173,895  
64,908     

Flughafen Zurich AG

      13,581,690  
242,708     

Nestle S.A.

      19,779,087  
292,560     

Novartis AG

      24,552,135  
21,069     

Oriflame Holding AG

      700,745  
102,131     

Roche Holding AG

      25,088,103  
41,762     

Swiss Re AG

      3,828,876  
29,909     

Swisscom AG

      14,042,142  
771,545     

UBS Group AG*

      12,681,451  
              126,895,129  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

    

Taiwan - 4.0%

   
605,000     

Asia Cement Corp.

    $     808,081  
87,000     

Aurora Corp.

      252,122  
764,000     

Catcher Technology Co., Ltd.

      9,410,602  
492,907     

Chicony Electronics Co., Ltd.

      1,117,314  
561,000     

Chin-Poon Industrial Co., Ltd.

      698,550  
2,104,000     

China Development Financial Holding Corp.

      770,723  
885,000     

China Life Insurance Co., Ltd.

      937,465  
626,000     

China Motor Corp.

      541,204  
695,000     

Chipbond Technology Corp.

      1,498,335  
1,273,000     

Chunghwa Telecom Co., Ltd.

      4,411,614  
97,000     

Cleanaway Co., Ltd.

      587,753  
552,000     

Co-Tech Development Corp.

      698,107  
986,000     

Compeq Manufacturing Co., Ltd.

      1,037,081  
19,000     

ECOVE Environment Corp.

      107,716  
285,780     

Elite Advanced Laser Corp.

      874,335  
565,000     

Elite Material Co., Ltd.

      1,626,137  
175,000     

Globalwafers Co., Ltd.

      2,962,452  
1,667,000     

Grand Pacific Petrochemical

      1,560,711  
50,000     

Grape King Bio Ltd.

      384,442  
3,559,000     

Innolux Corp.

      1,340,416  
714,000     

ITEQ Corp.

      1,686,624  
301,000     

King’s Town Bank Co., Ltd.

      316,999  
182,000     

LCY Chemical Corp.

      306,648  
1,292,257     

Lite-On Technology Corp.

      1,698,330  
58,500     

Lumax International Corp. Ltd.

      116,600  
468,000     

Micro-Star International Co., Ltd.

      1,609,657  
291,000     

Phison Electronics Corp.

      2,418,456  
587,000     

Pou Chen Corp.

      645,720  
264,000     

Primax Electronics Ltd.

      497,362  
620,000     

Radiant Opto-Electronics Corp.

      1,311,133  
3,841     

Raydium Semiconductor Corp.

      6,771  
269,000     

Ruentex Development Co., Ltd.

      298,313  
707,000     

Ruentex Industries Ltd.*

      1,355,898  
767,000     

Sigurd Microelectronics Corp.

      923,099  
720,000     

Sino-American Silicon Products, Inc.*

      2,479,581  
32,000     

Sirtec International Co., Ltd.

      26,796  
371,000     

Syncmold Enterprise Corp.

      698,052  
1,190,200     

Taiwan Cement Corp.

      1,531,567  
812,000     

Taiwan Semiconductor Manufacturing Co., Ltd.

      6,492,514  
483,000     

Taiwan Semiconductor Manufacturing Co., Ltd. ADR

      19,904,430  
343,000     

Thinking Electronic Industrial Co., Ltd.

      964,306  
481,000     

Transcend Information, Inc.

      1,218,547  
451,000     

United Integrated Services Co., Ltd.

      861,028  
          78,993,591  
    

Thailand - 1.2%

   
89,800     

Advanced Info Service plc NVDR

      545,248  
213,300     

Bangkok Bank PCL NVDR

      1,322,707  
479,200     

Glow Energy plc NVDR

      1,348,179  
447,200     

Kasikornbank PCL NVDR

      2,919,649  
4,779,800     

Krung Thai Bank plc NVDR

      2,732,650  
1,251,600     

PTT Exploration & Production plc NVDR

      5,196,506  
2,157,900     

PTT plc NVDR

      3,325,064  
240,500     

Siam Cement plc NVDR

      3,240,280  
621,100     

Siam Commercial Bank plc NVDR

      2,615,598  
313,400     

Thai Oil PCL NVDR

      756,228  
6,023,300     

TMB Bank plc NVDR

      416,887  
              24,418,996  
    

Turkey - 0.8%

   
1,431,937     

Akbank T.A.S.

      2,108,388  
336,191     

Aygaz A.S.

      708,791  
2,516,097     

Emlak Konut Gayrimenkul Yatirim Ortakligi A.S. REIT

      901,769  
1,868,304     

Enka Insaat ve Sanayi A.S.

      1,853,478  
304,614     

Eregli Demir ve Celik Fabrikalari T.A.S.

      683,569  
344,134     

Soda Sanayii A.S.

      447,339  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

365,127     

TAV Havalimanlari Holding A.S.

    $ 2,155,667  
140,862     

Tekfen Holding A.S.

      557,898  
736,891     

Trakya Cam Sanayii A.S.

      659,189  
2,040,360     

Turkiye Garanti Bankasi A.S.

      2,943,821  
451,430     

Turkiye Halk Bankasi A.S.

      637,630  
1,397,406     

Turkiye Is Bankasi A.S. Class C

      1,445,264  
2,313,132     

Turkiye Sinai Kalkinma Bankasi A.S.

      404,655  
413,277     

Turkiye Vakiflar Bankasi TAO Class D

      346,350  
1,095,860     

Yapi ve Kredi Bankasi A.S.*

      472,376  
              16,326,184  
    

United Kingdom - 13.7%

   
508,205     

Acacia Mining plc*

      815,795  
175,955     

Anglo American plc

      3,982,887  
511,046     

Antofagasta plc

      6,711,614  
473,393     

Ashmore Group plc

      2,263,849  
187,290     

Babcock International Group plc

      1,755,595  
3,483,265     

Barclays plc

      8,860,742  
516,658     

Barratt Developments plc

      3,618,627  
84,585     

Berkeley Group Holdings plc

      4,140,129  
222,912     

British American Tobacco plc

      12,253,974  
115,336     

BTG plc*

      802,988  
179,798     

Cairn Energy plc*

      576,273  
646,160     

Centrica plc

      1,261,574  
288,297     

Close Brothers Group plc

      6,000,278  
1,035,193     

Debenhams plc(4)

      163,185  
89,016     

Dialog Semiconductor plc*

      1,545,046  
49,116     

EMIS Group plc

      587,941  
1,121,726     

GlaxoSmithKline plc

      23,298,522  
213,767     

Halfords Group plc

      916,065  
309,153     

Hansteen Holdings plc REIT

      446,356  
399,600     

HSBC Holdings plc

      3,821,673  
270,412     

IG Group Holdings plc

      3,264,228  
631,734     

IMI plc

      10,277,567  
431,041     

Imperial Brands plc

      16,507,879  
358,421     

Jupiter Fund Management plc

      2,059,407  
7,167,487     

Legal & General Group plc

      24,665,681  
4,708,458     

Lloyds Banking Group plc

      3,859,419  
312,240     

Meggitt plc

      2,334,871  
24,974     

Millennium & Copthorne Hotels plc

      170,454  
533,951     

Moneysupermarket.com Group plc

      2,201,329  
50,569     

Next plc

      3,937,013  
873,873     

Ophir Energy plc*

      496,652  
88,550     

Persimmon plc

      2,880,051  
679,216     

Prudential plc

      16,025,104  
165,662     

QinetiQ Group plc

      588,815  
140,712     

Rio Tinto Ltd.

      8,504,230  
284,941     

Rio Tinto plc

      15,643,506  
2,742,514     

Royal Bank of Scotland Group plc*

      9,171,412  
76,527     

Royal Mail plc

      470,836  
130,273     

Sage Group plc

      1,063,556  
301,371     

Smiths Group plc

      6,369,003  
288,231     

Soco International plc

      362,428  
311,310     

Spectris plc

      9,455,760  
37,383     

Staffline Group plc

      535,812  
767,804     

Standard Chartered plc

      6,923,547  
30,428     

Superdry plc

      496,754  
277,560     

Tate & Lyle plc

      2,270,163  
850,923     

Taylor Wimpey plc

      1,952,752  
407,099     

TI Fluid Systems plc(5)

      1,374,556  
220,373     

Unilever N.V.(4)

      12,713,529  
102,280     

Unilever plc

      5,842,740  
141,389     

Victrex plc

      5,858,223  
224,869     

William Hill plc

      877,723  
559,997     

WPP plc

      8,759,460  
              271,737,573  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

        United States - 0.2%     
     299,100        Alacer Gold Corp.*      $ 648,393  
     393,300        Argonaut Gold, Inc.*        665,150  
     107,300        Bausch Health Cos., Inc.*        2,331,838  
     195,300        Tahoe Resources, Inc.        876,774  
            

 

 

  
               4,522,155  
            

 

 

  
       

Total Common Stocks
(cost $1,894,254,246)

      $ 1,899,664,692  
            

 

 

  

Preferred Stocks - 0.8%

     
        Brazil - 0.4%     
     803,800        AES Tiete Energia S.A.        424,033  
     678,300        Banco Bradesco S.A.        5,517,411  
     136,000        Banco do Estado do Rio Grande do Sul S.A. Class B, 4.34%        569,973  
     346,000       

Cia de Saneamento do Parana

        765,140  
            

 

 

  
               7,276,557  
            

 

 

  
        Germany - 0.4%     
     568,954        Schaeffler AG        7,799,846  
     2,328        STO SE & Co. KGaA        299,447  
            

 

 

  
               8,099,293  
            

 

 

  
       

Total Preferred Stocks
(cost $17,079,827)

      $ 15,375,850  
            

 

 

  
       

Total Long-Term Investments
(cost $1,911,334,073)

      $ 1,915,040,542  
            

 

 

  

Short-Term Investments - 4.8%

     
        Other Investment Pools & Funds - 3.2%     
     63,285,051       

Morgan Stanley Institutional Liquidity, Funds Treasury Portfolio, Institutional Class, 1.82%(6)

        63,285,051  
            

 

 

  
        Securities Lending Collateral - 1.6%     
     1,596,463        Citibank NA DDCA, 1.91%, 08/01/2018(6)        1,596,463  
     16,412,939        Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(6)        16,412,939  
     6,574,494        Invesco Government & Agency Portfolio, 1.81%(6)        6,574,494  
     3,388,932       

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 1.82%(6)

        3,388,932  
     3,956,433        Western Asset Institutional Government Class A Fund, 1.76%(6)        3,956,433  
            

 

 

  
               31,929,261  
            

 

 

  
       

Total Short-Term Investments
(cost $95,214,312)

      $ 95,214,312  
            

 

 

  
       

Total Investments
(cost $2,006,548,385)

      101.5%     $ 2,010,254,854  
        Other Assets & Liabilities      (1.5)%       (28,950,057 ) 
          

 

 

    

 

 

  
        Total Net Assets      100.0%     $     1,981,304,797  
          

 

 

    

 

 

  

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Investment valued using significant unobservable inputs.

(2)

These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2018, the aggregate fair value of these securities was $393,959, which represented 0.0% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

(3)   This security has been identified as illiquid. Illiquid securities are often purchased in private placement transactions, are often not registered under the Securities Act of 1933, as amended, and may have contractual restrictions on resale. A security may also be considered illiquid if the security lacks a readily available market or if its valuation has not changed for a certain period of time. The identification of illiquid securities is unaudited. At July 31, 2018, the aggregate value of these securities was $12,164, which represented 0.0% of total net assets.
(4)   Represents entire or partial securities on loan. See Note 2 for securities lending information .
(5)   Securities issued within terms of a private placement memorandum and exempt from registration under Rule 144A under the Securities Act of 1933, as amended, and may be sold to qualified institutional buyers. Unless otherwise indicated, these holdings are determined to be liquid. At July 31, 2018, the aggregate value of these securities was $27,980,804, which represented 1.4% of total net assets.
(6)   Current yield as of period end.

 

Futures Contracts Outstanding at July 31, 2018  

Description

            Number
of
Contracts		      Expiration Date      Current
Notional
Amount		      Value and
Unrealized
Appreciation/
(Depreciation)		  

Long position contracts:

 

EAFE (mini MSCI) Index Future

         298        09/21/2018      $         29,864,070      $             425,068    
              

 

 

  
              
              

 

 

  

Total futures contracts

 

    $             425,068    
              

 

 

  

 

Foreign Currency Contracts Outstanding at July 31, 2018  
Amount and Description
of Currency to be
Purchased		    Amount and Description
of Currency to be
Sold		      Counterparty   Settlement
Date		        Appreciation        Depreciation  

 

  
      4,841,300      GBP      6,373,329        USD      JPM     08/02/18        $ —        $ (18,372 ) 
      7,039,900      GBP      9,376,401        USD      CBK     08/02/18          —          (135,439 ) 
    51,754,200      TRY      10,601,936        USD      JPM     08/02/18          —          (103,482 ) 
    15,663,193      USD      11,881,200        GBP      JPM     08/02/18          67,273          —  
      6,383,801      USD      4,841,300        GBP      JPM     09/12/18          17,767          —  
    10,697,682      USD      51,754,200        TRY      BOA     08/02/18          199,228          —  
    10,414,936      USD      51,754,200        TRY      JPM     09/12/18          106,911          —  

 

  
Total                          $         391,179        $         (257,293 ) 

 

  

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)
Counterparty Abbreviations:
BOA    Banc of America Securities LLC
CBK    Citibank NA
JPM    JP Morgan Chase & Co.
Currency Abbreviations:
GBP    British Pound
TRY    Turkish Lira
USD    United States Dollar
Index Abbreviations:
EAFE    Europe, Australasia and Far East
MSCI    Morgan Stanley Capital International
Other Abbreviations:
ADR    American Depositary Receipt
CMO    Collateralized Mortgage Obligation
DDCA    Dollars on Deposit in Custody Account
GDR    Global Depositary Receipt
NVDR    Non-Voting Depositary Receipt
OJSC    Open Joint Stock Company
PJSC    Private Joint Stock Company
REIT    Real Estate Investment Trust

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total      Level 1(1)      Level 2(1)          Level 3(1)      

Assets

            

Common Stocks

            

Australia

    $ 92,036,588       $ 170,478       $ 91,866,110       $ —   

Austria

      6,725,716         —         6,725,716         —   

Belgium

      11,587,418         —         11,587,418         —   

Brazil

      25,230,599         25,230,599         —         —   

Cambodia

      191,463         —         191,463         —   

Canada

      97,453,187         97,453,187         —         —   

Cayman Islands

      928,443         —         928,443         —   

Chile

      11,107,604         11,107,604         —         —   

China

      84,590,553         4,501,845         80,088,708         —   

Colombia

      3,068,732         3,068,732         —         —   

Czech Republic

      370,467         —         370,467         —   

Denmark

      12,308,820         2,550,325         9,758,495         —   

Egypt

      1,190,853         —         1,190,853         —   

Finland

      23,441,335         —         23,441,335         —   

France

      107,468,644         3,823,206         103,645,438         —   

Georgia

      1,028,873         —         1,028,873         —   

Germany

      46,583,998         —         46,583,998         —   

Greece

      1,047,906         —         1,047,906         —   

Hong Kong

      59,870,248         44,191         59,813,893         12,164   

Hungary

      9,769,996         —         9,769,996         —   

India

      9,996,296         9,996,296         —         —   

Indonesia

      12,840,506         —         12,840,506         —   

Ireland

      1,719,515         —         1,719,515         —   

Isle of Man

      3,766,928         —         3,766,928         —   

Israel

      24,978,864         7,687,285         17,291,579         —   

Italy

      21,855,060         1,869,806         19,985,254         —   

Japan

      340,434,384         —         340,434,384         —   

Luxembourg

      5,737,962         217,029         5,520,933         —   

Malaysia

      12,653,223         1,260,142         11,393,081         —   

Mexico

      16,712,557         16,712,557         —         —   

Monaco

      1,553,172         1,553,172         —         —   

Netherlands

      25,283,772         —         25,283,772         —   

New Zealand

      5,686,467         —         5,686,467         —   

Norway

      38,297,641         —         38,297,641         —   

Panama

      593,774         593,774         —         —   

Philippines

      1,890,456         —         1,890,456         —   

Poland

      9,478,719         —         9,478,719         —   

Portugal

      13,598,080         —         13,598,080         —   

Russia

      21,120,437         4,078,630         17,041,807         —   

Singapore

      37,153,861         396,597         36,757,264         —   

South Africa

      34,797,817         10,197,530         24,600,287         —   

South Korea

      68,946,870         7,086,237         61,860,633         —   

Spain

      38,893,120         —         38,893,120         —   

Sweden

      32,780,140         —         32,780,140         —   

Switzerland

      126,895,129         —         126,895,129         —   

Taiwan

      78,993,591         21,246,595         57,746,996         —   

Thailand

      24,418,996         —         24,418,996         —   

Turkey

      16,326,184         —         16,326,184         —   

United Kingdom

      271,737,573         8,105,082         263,632,491         —   

United States

      4,522,155         4,522,155         —         —   

Preferred Stocks

      15,375,850         7,576,004         7,799,846         —   

Short-Term Investments

      95,214,312         95,214,312         —         —   

Foreign Currency Contracts(2)

      391,179         —         391,179         —   

Futures Contracts(2)

      425,068         425,068         —         —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $     2,011,071,101       $     346,688,438       $     1,664,370,499       $     12,164   
  

 

 

     

 

 

     

 

 

     

 

 

  

Liabilities

            

Foreign Currency Contracts(2)

    $ (257,293)      $ —       $ (257,293)      $ —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $ (257,293)      $ —       $ (257,293)      $ —   
  

 

 

     

 

 

     

 

 

     

 

 

  

 

  Hartford Schroders International Multi-Cap Value Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

(1)

For the period ended July 31, 2018, investments valued at $45,501,032 were transferred from Level 1 to Level 2 due to the application of a fair valuation factor; investments valued at $11,470,690 were transferred from Level 2 to Level 1 due to the discontinuation of a fair valuation factor and there were no transfers in and out of Level 3.

 

(2)

Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.

Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the period ended July 31, 2018 is not presented.

Note: For purposes of reporting transfers between different hierarchy levels, both transfers in and out of each level, as applicable, are shown as if they occurred at the beginning of the period.

 

  Hartford Schroders International Stock Fund

 

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

 

Shares or Principal Amount    Market Value†  

Common Stocks - 97.1%

   
    

Australia - 3.6%

   
170,134     

BHP Billiton plc

    $ 3,915,415  
554,044     

Brambles Ltd.

      4,069,085  
          7,984,500  
    

Austria - 1.4%

   
74,218     

Erste Group Bank AG*

      3,205,575  
    

Brazil - 0.9%

   
332,900     

B3 S.A. - Brasil Bolsa Balcao

      2,110,061  
    

Canada - 1.8%

   
73,595     

Nutrien Ltd.

      3,996,992  
    

China - 7.5%

   
27,364     

Alibaba Group Holding Ltd. ADR*

      5,123,362  
700,200     

China Pacific Insurance Group Co., Ltd. Class H

      2,739,728  
75,189     

iQIYI, Inc. ADR*(1)

      2,407,552  
143,500     

Tencent Holdings Ltd.

      6,531,311  
          16,801,953  
    

France - 9.5%

   
32,073     

Essilor International Cie Generale d’Optique S.A.

      4,726,407  
57,746     

Schneider Electric SE

      4,635,030  
119,437     

Total S.A.

      7,790,314  
157,877     

Vivendi S.A.

      4,090,447  
          21,242,198  
    

Germany - 13.2%

   
17,320     

adidas AG

      3,829,338  
41,632     

BASF SE

      3,990,781  
41,429     

Bayer AG

      4,612,171  
47,712     

Bayerische Motoren Werke AG

      4,612,810  
17,960     

Continental AG

      4,138,988  
137,661     

Infineon Technologies AG

      3,645,643  
18,054     

Linde AG

      4,464,697  
          29,294,428  
    

Hong Kong - 5.7%

   
675,800     

AIA Group Ltd.

      5,915,651  
415,000     

China Mobile Ltd.

      3,748,867  
75,206     

Jardine Strategic Holdings Ltd.

      3,004,305  
          12,668,823  
    

India - 1.8%

   
125,667     

HDFC Bank Ltd.(2)(3)

      3,921,010  
    

Italy - 1.0%

   
694,466     

Intesa Sanpaolo S.p.A.

      2,128,285  
    

Japan - 10.1%

   
101,000     

Bridgestone Corp.

      3,984,085  
6,200     

Keyence Corp.

      3,279,603  
11,900     

Nintendo Co., Ltd.

      4,024,426  
133,800     

Recruit Holdings Co., Ltd.

      3,666,314  
238,400     

Sekisui Chemical Co., Ltd.

      4,267,036  
9,500     

SMC Corp.

      3,219,156  
              22,440,620  
    

Luxembourg - 1.3%

   
152,496     

Tenaris S.A.

      2,793,674  
    

Norway - 2.9%

   
190,162     

DNB ASA

      3,829,243  
448,839     

Norsk Hydro ASA

      2,560,193  
          6,389,436  
    

Singapore - 1.6%

   
422,300     

Oversea-Chinese Banking Corp. Ltd.

      3,597,645  

 

  Hartford Schroders International Stock Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

     South Korea - 2.1%   

111,884

     

Samsung Electronics Co., Ltd.

    $ 4,644,330  
       

 

 

  
     Spain - 1.8%   

537,642

     

Banco Bilbao Vizcaya Argentaria S.A.

      3,938,578  
       

 

 

  
     Sweden - 3.4%   

424,129

     

Skandinaviska Enskilda Banken AB Class A

      4,533,980  

152,682

      SKF AB Class B      3,134,617  
       

 

 

  
          7,668,597  
       

 

 

  
     Switzerland - 7.4%   

15,764

      Lonza Group AG*      4,852,431  

96,747

     

Nestle S.A.

      7,884,237  

231,189

      UBS Group AG*      3,799,924  
       

 

 

  
          16,536,592  
       

 

 

  
     Taiwan - 2.5%   

694,000

     

Taiwan Semiconductor Manufacturing Co., Ltd.

      5,549,021  
       

 

 

  
     Thailand - 0.9%   

313,200

     

Kasikornbank PCL NVDR

      2,044,799  
       

 

 

  
     United Kingdom - 12.1%   

66,975

      AstraZeneca plc      5,155,480  

547,973

      Aviva plc      3,591,260  

143,285

      Diageo plc      5,256,763  

63,809

      Reckitt Benckiser Group plc      5,688,608  

1,802,719

      Vodafone Group plc      4,403,971  

55,669

      Whitbread plc      2,859,724  
       

 

 

  
          26,955,806  
       

 

 

  
     United States - 4.6%   

1,823

      Booking Holdings, Inc.*      3,698,357  

48,016

      Philip Morris International, Inc.      4,143,781  

616,500

      Samsonite International S.A.*(4)      2,333,897  
       

 

 

  
          10,176,035  
       

 

 

  
    

Total Common Stocks
(cost $186,676,492)

    $     216,088,958  
       

 

 

  
    

Total Long-Term Investments
(cost $186,676,492)

    $ 216,088,958  
       

 

 

  

Short-Term Investments - 3.8%

 

     Other Investment Pools & Funds - 2.8%   

6,128,045

     

Morgan Stanley Institutional Liquidity, Funds Treasury Portfolio, Institutional Class, 1.82%(5)

      6,128,045  
       

 

 

  
     Securities Lending Collateral - 1.0%   

117,180

      Citibank NA DDCA, 1.91%, 08/01/2018(5)      117,180  

1,204,706

      Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(5)      1,204,706  

482,566

      Invesco Government & Agency Portfolio, 1.81%(5)      482,566  

248,747

     

Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 1.82%(5)

      248,747  

290,401

      Western Asset Institutional Government Class A Fund, 1.76%(5)      290,401  
       

 

 

  
          2,343,600  
       

 

 

  
    

Total Short-Term Investments
(cost $8,471,645)

    $ 8,471,645  
       

 

 

  

 

  Hartford Schroders International Stock Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

         

        Total Investments
        (cost $195,148,137)

      100.9%     $ 224,560,603  
                  Other Assets and Liabilities      (0.9)%       (2,014,026 ) 
            

 

 

    

 

 

  
                  Total Net Assets      100.0%     $     222,546,577  
            

 

 

    

 

 

  

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 for securities lending information .

(2)

This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2018, the aggregate fair value of this security was $3,921,010, which represented 1.8% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

(3)

This security has been identified as illiquid. Illiquid securities are often purchased in private placement transactions, are often not registered under the Securities Act of 1933, as amended, and may have contractual restrictions on resale. A security may also be considered illiquid if the security lacks a readily available market or if its valuation has not changed for a certain period of time. The identification of illiquid securities is unaudited. At July 31, 2018, the aggregate value of this security was $3,921,010, which represented 1.8% of total net assets.

(4)

Securities issued within terms of a private placement memorandum and exempt from registration under Rule 144A under the Securities Act of 1933, as amended, and may be sold to qualified institutional buyers. Unless otherwise indicated, this holding is determined to be liquid. At July 31, 2018, the aggregate value of this security was $2,333,897, which represented 1.0% of total net assets.

(5)

Current yield as of period end.

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)
Other Abbreviations:     
ADR    American Depositary Receipt
DDCA    Dollars on Deposit in Custody Account
NVDR    Non-Voting Depositary Receipt

 

  Hartford Schroders International Stock Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total      Level 1(1)      Level 2(1)          Level 3(1)      

Assets

 

Common Stocks

            

Australia

    $ 7,984,500       $ —       $ 7,984,500       $ —   

Austria

      3,205,575         —         3,205,575         —   

Brazil

      2,110,061         2,110,061         —         —   

Canada

      3,996,992         3,996,992         —         —   

China

      16,801,953         7,530,914         9,271,039         —   

France

      21,242,198         —         21,242,198         —   

Germany

      29,294,428         —         29,294,428         —   

Hong Kong

      12,668,823         —         12,668,823         —   

India

      3,921,010         —         —         3,921,010   

Italy

      2,128,285         —         2,128,285         —   

Japan

      22,440,620         —         22,440,620         —   

Luxembourg

      2,793,674         —         2,793,674         —   

Norway

      6,389,436         —         6,389,436         —   

Singapore

      3,597,645         —         3,597,645         —   

South Korea

      4,644,330         —         4,644,330         —   

Spain

      3,938,578         —         3,938,578         —   

Sweden

      7,668,597         —         7,668,597         —   

Switzerland

      16,536,592         —         16,536,592         —   

Taiwan

      5,549,021         —         5,549,021         —   

Thailand

      2,044,799         —         2,044,799         —   

United Kingdom

      26,955,806         —         26,955,806         —   

United States

      10,176,035         7,842,138         2,333,897         —   

Short-Term Investments

      8,471,645         8,471,645         —         —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $         224,560,603       $         29,951,750       $         190,687,843       $         3,921,010   
  

 

 

     

 

 

     

 

 

     

 

 

  

 

(1)

For the period ended July 31, 2018, investments valued at $3,955,028 were transferred from Level 1 to Level 2 due to the application of a fair valuation factor; there were no transferred from Level 2 to Level 1 and investment valued at $2,572,596 were transferred from Level 2 to Level 3 due to the unavailability of active market pricing.

Note: For purposes of reporting transfers between different hierarchy levels, both transfers in and out of each level, as applicable, are shown as if they occurred at the beginning of the period.

The following is a roll forward of the Fund’s investments that were valued using unobservable inputs (Level 3) for the period ended July 31, 2018:

 

         Common Stocks              Total      
  

 

 

  

Beginning balance

      $                   -      $ -   

Purchases

      1,264,246        1,264,246   

Sales

      (251,764)        (251,764)   

Accrued discounts/(premiums)

      -        -   

Total realized gain/(loss)

      24,759        24,759   

Net change in unrealized appreciation/depreciation

      311,173        311,173   

Transfers into Level 3

      2,572,596        2,572,596   

Transfers out of Level 3

      -        -   
  

 

 

  

Ending balance

      $    3,921,010      $     3,921,010   
  

 

 

  

The change in net unrealized appreciation/depreciation relating to the Level 3 investments held at July 31, 2018 was $311,173.

 

  Hartford Schroders Tax-Aware Bond Fund

 

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

 

Shares or Principal Amount

    Market Value†  

Corporate Bonds - 11.8%

 

     Agriculture - 0.1%

 

        $            182,000     

Reynolds American, Inc.
5.70%, 08/15/2035

    $   198,547  
       

 

 

  
    

Commercial Banks - 6.0%

 

2,728,000     

Bank of America Corp.
3 mo. USD LIBOR + 0.930%, 2.82%, 07/21/2023(1)

      2,637,543  
580,000     

Bank of America NA
6.00%, 10/15/2036

      692,699  
1,183,000     

Barclays plc
4.38%, 01/12/2026

      1,157,601  
    

Citigroup, Inc.

   
8,000     

6.88%, 06/01/2025

      9,098  
1,430,000     

8.13%, 07/15/2039

      2,068,438  
3,620,000     

Goldman Sachs Group, Inc.
3.20%, 02/23/2023

      3,537,280  
3,665,000     

Morgan Stanley
3 mo. USD LIBOR + 1.140%, 3.77%, 01/24/2029(1)

      3,536,920  
       

 

 

  
                  13,639,579  
       

 

 

  
    

Insurance - 1.3%

 

730,000     

Aflac, Inc.
6.45%, 08/15/2040

      898,661  
2,342,000     

Prudential Financial, Inc.
3 mo. USD LIBOR + 2.380%, 4.50%, 09/15/2047(1)

      2,154,640  
       

 

 

  
          3,053,301  
       

 

 

  
    

Oil & Gas - 2.4%

 

    

Marathon Petroleum Corp.

   
1,674,000     

3.63%, 09/15/2024

      1,647,839  
990,000     

4.75%, 09/15/2044

      969,271  
1,845,000     

Noble Energy, Inc.
3.90%, 11/15/2024

      1,823,240  
1,320,000     

Petroleos Mexicanos
5.63%, 01/23/2046

      1,085,700  
       

 

 

  
          5,526,050  
       

 

 

  
    

Pharmaceuticals - 0.7%

 

1,605,000     

CVS Health Corp.
4.30%, 03/25/2028

      1,600,227  
       

 

 

  
    

Pipelines - 1.3%

 

791,000     

Energy Transfer Partners L.P.
5.20%, 02/01/2022

      822,877  
900,000     

Enterprise Products Operating LLC
5.10%, 02/15/2045

      951,773  
997,000     

Kinder Morgan Energy Partners L.P.
5.80%, 03/15/2035

      1,062,454  
       

 

 

  
          2,837,104  
       

 

 

  
    

Total Corporate Bonds
(cost $25,396,732)

    $   26,854,808  
       

 

 

  

Municipal Bonds - 76.4%

 

    

Alabama - 0.3%

 

580,000     

Alabama Housing Finance Auth
1.35%, 01/01/2020(2)

      577,494  
       

 

 

  
    

Arizona - 1.0%

 

    

City of Phoenix Civic Improvement Corp.

   
350,000     

5.00%, 07/01/2026

      411,093  
350,000     

5.00%, 07/01/2027

      414,302  
460,000     

5.00%, 07/01/2028

      541,714  
    

Scottsdale, AZ, Municipal Property Corp.

   
100,000     

5.00%, 07/01/2030

      120,059  
600,000     

5.00%, 07/01/2034

      742,476  
       

 

 

  
          2,229,644  
       

 

 

  

 

  Hartford Schroders Tax-Aware Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

     California - 5.4%

 

        $            220,000     

California Educational Facs Auth
5.25%, 04/01/2040

    $   288,037  
    

California State Communities DA Rev

   
475,000     

1.25%, 08/01/2019(2)

      475,000  
700,000     

2.63%, 11/01/2033(2)

      704,676  
20,000     

East Side, CA, Union High School Dist GO
5.25%, 02/01/2024

      23,243  
2,000,000     

Escondido, CA, Union High School Dist GO
0.00%, 08/01/2041(3)

      784,560  
1,000,000     

Merced Union High School Dist GO, CA
0.00%, 08/01/2034(3)

      561,540  
4,675,000     

Moreno Valley, CA, USD GO
0.00%, 08/01/2025(3)

      3,837,848  
200,000     

North Orange County, CA, Community College Dist GO
0.00%, 08/01/2028(3)

      150,420  
300,000     

Rialto, CA, USD GO
0.00%, 08/01/2029(3)

      211,362  
2,580,000     

Sacramento, CA, Municipal Utility Dist
5.00%, 08/15/2041

      2,880,828  
1,595,000     

San Francisco, CA, Public Utilities Commission Water Rev
5.00%, 11/01/2041

      1,739,938  
100,000     

Southern California Metropolitan Water Dist
5.75%, 07/01/2021

      106,507  
525,000     

University of California
5.00%, 05/15/2038

      587,612  
       

 

 

  
                  12,351,571  
       

 

 

  
     Colorado - 0.2%

 

420,000     

Univ. of Colorado
5.00%, 06/01/2028

      509,368  
       

 

 

  
     Connecticut - 1.1%

 

2,420,000     

State of Connecticut, Special Tax Rev.
5.00%, 01/01/2021

      2,587,246  
       

 

 

  
     District of Columbia - 1.7%

 

1,910,000     

Dist. of Columbia Housing Finance Agcy.
2.00%, 09/01/2021(2)

      1,906,505  
230,000     

Dist. of Columbia Water & Sewer Auth
5.00%, 10/01/2044

      254,396  
    

Dist. of Columbia, GO

   
855,000     

5.00%, 06/01/2028(4)

      1,032,789  
600,000     

5.00%, 06/01/2032

      697,452  
       

 

 

  
          3,891,142  
       

 

 

  
     Florida - 3.0%

 

470,000     

Escambia County, FL, Housing Finance Auth
2.05%, 05/01/2021(2)

      471,523  
1,025,000     

Florida Housing Finance Corp.
4.00%, 07/01/2049(4)

      1,086,408  
1,840,000     

Miami-Dade County, FL, Transit System
5.00%, 07/01/2042

      1,994,725  
1,945,000     

Miami-Dade County, FL, Water & Sewer System Rev
5.00%, 10/01/2042

      2,119,992  
1,120,000     

Pinellas County Housing Finance Auth
1.85%, 01/01/2022(2)

      1,116,113  
       

 

 

  
          6,788,761  
       

 

 

  
     Georgia - 5.2%

 

2,740,000     

Burke County, GA, DA Rev
1.85%, 12/01/2049(2)

      2,737,425  
    

Georgia Municipal Association, Inc.

   
50,000     

5.00%, 12/01/2026

      58,363  
35,000     

5.00%, 12/01/2027

      41,189  
25,000     

5.00%, 12/01/2028

      29,264  
80,000     

5.00%, 12/01/2029

      93,146  
55,000     

5.00%, 12/01/2030

      63,795  

 

  Hartford Schroders Tax-Aware Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

        $             55,000

   

5.00%, 12/01/2032

    $ 63,457  

35,000

   

5.00%, 12/01/2033

      40,229  

55,000

   

5.00%, 12/01/2034

      63,024  
3,945,000   

Main Street, GA, Natural Gas, Inc.
4.00%, 08/01/2048(2)

      4,204,423  
420,000   

Metropolitan Atlanta, GA, Rapid Transit Auth
5.25%, 07/01/2029

      521,094  
3,930,000   

Northwest Georgia Consolidated Housing Auth
1.70%, 12/01/2020(2)

      3,912,433  
     

 

 

  
                11,827,842  
     

 

 

  
  

Illinois - 3.6%

 

   Champaign County Community Unit School Dist. No 4 Champaign

 

235,000

   

5.00%, 01/01/2027

      268,041  

475,000

   

5.00%, 01/01/2029

      537,382  
390,000   

Chicago, IL, Metropolitan Water Reclamation Dist GO
5.25%, 12/01/2032

      465,403  
1,060,000   

Chicago, IL, O’Hare International Airport
5.25%, 01/01/2032

      1,228,466  
1,145,000   

Chicago, IL, Transit Auth
5.00%, 06/01/2025

      1,292,980  
135,000   

City of Chicago, IL, GO
5.25%, 01/01/2020

      141,007  
   Metropolitan Pier & Exposition Auth, IL

 

80,000

   

0.00%, 06/15/2020(3)

      75,738  

330,000

   

5.00%, 06/15/2050

      342,085  
1,350,000   

Railsplitter, IL, Tobacco Settlement Auth
5.00%, 06/01/2022

      1,481,314  
2,110,000   

State of Illinois
5.00%, 11/01/2028

      2,266,562  
     

 

 

  
          8,098,978  
     

 

 

  
  

Iowa - 1.5%

 

2,840,000   

Iowa Finance Auth
5.00%, 08/01/2028

      3,413,964  
     

 

 

  
  

Kentucky - 1.1%

 

   Kentucky State Property & Building Commission

 

660,000

   

5.00%, 05/01/2024

      743,279  

1,175,000

   

5.00%, 08/01/2024

      1,327,186  

445,000

   

5.00%, 05/01/2025

      505,084  
     

 

 

  
        2,575,549  
     

 

 

  
  

Maryland - 0.7%

 

1,255,000   

Washington Suburban Sanitary Commission, GO
5.00%, 06/01/2027

      1,509,903  
     

 

 

  
  

Massachusetts - 3.8%

 

   Commonwealth of Massachusetts, GO

 

1,685,000

   

5.00%, 01/01/2035

      1,961,070  

250,000

   

5.25%, 09/01/2024

      294,105  
   Massachusetts Bay Transportation Auth

 

190,000

   

5.25%, 07/01/2030

      236,658  

45,000

   

5.25%, 07/01/2031

      56,543  
75,000   

Massachusetts Health & Educational Facs Auth
0.90%, 07/01/2027(2)

      75,000  
3,570,000   

Massachusetts Housing Finance Agcy.
1.90%, 02/01/2021(2)

      3,561,611  
2,170,000   

Massachusetts School Building Auth
5.00%, 10/15/2041

      2,339,369  
     

 

 

  
        8,524,356  
     

 

 

  
  

Michigan - 0.9%

 

   Michigan Finance Auth

 

385,000

   

5.00%, 12/01/2022

      431,654  

480,000

   

5.00%, 08/01/2023

      542,789  
   Southgate, MI, Community School Dist GO

 

255,000

   

5.00%, 05/01/2024

      290,680  

350,000

   

5.00%, 05/01/2025

      401,898  

 

  Hartford Schroders Tax-Aware Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

            $            320,000   

State of Michigan
5.00%, 03/15/2027

    $ 377,600  
     

 

 

  
        2,044,621  
     

 

 

  
  

Minnesota - 0.9%

 

   Housing & Redev. Auth of The City of State Paul Minnesota

 

1,355,000

   

1.25%, 08/01/2020(2)

              1,344,580  

275,000

   

2.15%, 03/01/2021(2)

      275,270  

365,000

   

2.20%, 09/01/2021(2)

      366,467  
     

 

 

  
        1,986,317  
     

 

 

  
  

Nevada - 0.7%

 

1,490,000   

Nevada Housing Division
1.20%, 02/01/2019(2)

      1,490,000  
     

 

 

  
  

New Jersey - 3.2%

 

1,430,000   

Garden State, NJ, Preservation Trust
5.75%, 11/01/2028

      1,686,470  
   New Jersey Economic Dev. Auth

 

70,000

   

5.00%, 03/01/2026

      75,327  

285,000

   

5.00%, 06/15/2027

      321,514  

565,000

   

5.00%, 06/15/2028

      633,235  
485,000   

New Jersey Housing & Mortgage Finance Agcy.
1.35%, 02/01/2020(2)

      484,137  
   New Jersey Transportation Trust Fund Auth

 

405,000

   

5.00%, 06/15/2024

      451,049  

100,000

   

5.25%, 12/15/2022

      110,658  

685,000

   

5.50%, 12/15/2022

      766,529  
   New Jersey Turnpike Auth

 

1,000,000

   

5.00%, 01/01/2023

      1,126,273  

605,000

   

5.00%, 01/01/2029

      715,013  
740,000   

Tobacco Settlement Financing Corp., NJ
5.00%, 06/01/2029

      853,583  
     

 

 

  
          7,223,788  
     

 

 

  
  

New Mexico - 0.3%

 

690,000   

County of Bernalillo, NM
1.40%, 03/01/2020(2)

      688,848  
     

 

 

  
  

New York - 4.0%

 

1,565,000   

New York City, NY, Transitional Finance Auth
5.00%, 02/01/2034

      1,729,747  
6,335,000   

New York State Dormitory Auth
5.00%, 02/15/2030

      7,402,321  
     

 

 

  
        9,132,068  
     

 

 

  
  

North Carolina - 5.3%

 

2,005,000   

Durham Housing Auth
1.80%, 01/01/2021(2)

      2,000,529  
7,480,000   

Fayetteville Metropolitan Housing Auth
1.95%, 01/01/2022(2)

      7,436,242  
   Wake County, NC, GO

 

875,000

   

5.00%, 03/01/2024

      1,010,441  

1,250,000

   

5.00%, 03/01/2027

      1,503,875  
     

 

 

  
        11,951,087  
     

 

 

  
  

Ohio - 5.4%

 

340,000   

Cincinnati, OH, City School Dist GO
5.25%, 12/01/2021

      376,700  
1,205,000   

City of Columbus OH, GO
5.00%, 04/01/2028

      1,444,855  
915,000   

Cuyahoga, OH, Metropolitan Housing Auth
2.20%, 06/01/2021(2)(4)

      917,773  
1,660,000   

Ohio Housing Finance Agcy.
1.25%, 09/01/2020(2)

      1,651,318  
   Ohio State University

 

5,000

   

5.00%, 12/01/2021

      5,505  

115,000

   

5.00%, 12/01/2030

      141,323  

125,000

   

5.00%, 12/01/2031

      154,103  

 

  Hartford Schroders Tax-Aware Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

    

Ohio Turnpike & Infrastructure Commission

 

        $            2,500,000     

0.00%, 02/15/2036(3)

    $   1,285,325  
2,355,000     

0.00%, 02/15/2037(3)

      1,150,959  
1,680,000     

0.00%, 02/15/2038(3)

      782,426  
1,395,000     

0.00%, 02/15/2041(3)

      570,150  
    

State of Ohio

 

965,000     

5.00%, 08/01/2027

      1,158,299  
2,110,000     

5.00%, 12/15/2027

      2,522,822  
       

 

 

  
          12,161,558  
       

 

 

  
    

Oregon - 0.2%

 

425,000     

State of Oregon Department of Transportation
5.00%, 11/15/2026

      508,627  
       

 

 

  
    

Pennsylvania - 5.7%

 

635,000     

Commonwealth Financing Auth
5.00%, 06/01/2032

      715,874  
1,295,000     

Geisinger, PA, Health System Auth
5.00%, 02/15/2032

      1,483,513  
1,400,000     

Pennsylvania Convention Center Auth
6.00%, 09/01/2019

      1,433,726  
5,960,000     

Pennsylvania Housing Finance Agcy.
1.65%, 11/01/2020(2)

      5,943,848  
    

Pennsylvania Turnpike Commission

 

240,000     

5.00%, 12/01/2026

      280,730  
705,000     

5.00%, 12/01/2027

      826,500  
445,000     

5.00%, 12/01/2028

      514,202  
1,250,000     

Pittsburgh Housing Auth, PA
1.40%, 10/01/2021(2)

      1,242,825  
    

Reading, PA, School Dist GO

 

85,000     

5.00%, 03/01/2021

      91,070  
50,000     

5.00%, 03/01/2023

      55,584  
70,000     

5.00%, 03/01/2024

      78,905  
70,000     

5.00%, 03/01/2025

      79,782  
55,000     

5.00%, 03/01/2026

      63,171  
50,000     

5.00%, 03/01/2027

      57,801  
       

 

 

  
                  12,867,531  
       

 

 

  
    

South Carolina - 3.8%

 

75,000     

Charleston, SC, Waterworks & Sewer System Rev
5.00%, 01/01/2041

      80,791  
6,375,000     

Patriots Energy Group Financing Agcy., SC
4.00%, 10/01/2048(2)(4)

      6,769,102  
1,345,000     

SCAGO, SC, Educational Facs Corp. Pickens School Dist
5.00%, 12/01/2025

      1,551,242  
95,000     

Tobacco Settlement Revenue Magm. Auth
6.38%, 05/15/2030

      125,538  
       

 

 

  
          8,526,673  
       

 

 

  
    

Tennessee - 2.6%

 

1,175,000     

Chattanooga Health Educational & Housing Fac. Board
1.75%, 12/01/2020(2)

      1,173,755  
2,010,000     

Knoxville’s Community Dev. Corp., TN
1.20%, 02/01/2020

      1,988,754  
630,000     

Memphis Health Educational & Housing Fac. Board
1.80%, 12/01/2020(2)

      630,655  
    

Metropolitan Gov’t Nashville & Davidson County Health & Educational Facs Bd

 

1,760,000     

1.75%, 12/01/2020(2)

      1,758,134  
345,000     

1.80%, 12/01/2020(2)

      344,907  
       

 

 

  
          5,896,205  
       

 

 

  
    

Texas - 10.1%

 

    

Aldine, TX, Independent School Dist.

 

1,715,000     

5.00%, 02/15/2026

      2,016,840  
815,000     

5.00%, 02/15/2027

      966,606  
2,375,000     

Arlington, TX, Higher Education Finance Corp.
5.00%, 12/01/2047

      2,662,660  

 

  Hartford Schroders Tax-Aware Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

        $            2,020,000     

Burleson, TX, Independent School Dist.
5.00%, 02/01/2047

    $   2,305,709  
210,000     

Dallas Area, TX, Rapid Transit
5.25%, 12/01/2030

      261,093  
100,000     

Fort Bend, TX, ISD GO
4.75%, 08/15/2034

      100,128  
370,000     

Frisco, TX, ISD GO
5.00%, 08/15/2041

      392,404  
    

Harris County Cultural Education Facs. Finance Corp.

 

430,000     

5.00%, 11/15/2027

      515,424  
450,000     

5.00%, 11/15/2028

      536,935  
430,000     

5.00%, 11/15/2029

      510,737  
45,000     

Harris County, TX, Flood Control Dist
5.00%, 10/01/2024

      48,049  
1,180,000     

Houston, TX, Independent School Dist.
5.00%, 02/15/2025

      1,374,641  
100,000     

North East, TX, ISD GO
5.25%, 02/01/2027

      120,595  
    

North Texas Tollway Auth Rev

 

525,000     

5.00%, 01/01/2024

      598,768  
160,000     

6.00%, 01/01/2028

      162,774  
5,000     

6.10%, 01/01/2028

      5,098  
675,000     

Texas Department of Housing & Community Affairs
2.23%, 05/01/2021(2)

      676,836  
680,000     

Texas State Affordable Housing Corp.
1.90%, 12/01/2020(2)

      679,551  
4,610,000     

Texas State Water Dev Board
5.00%, 10/15/2028

      5,526,975  
    

University of Texas

 

450,000     

5.00%, 08/15/2027

      541,291  
340,000     

5.00%, 08/15/2028

      408,367  
450,000     

5.00%, 08/15/2029

      537,273  
880,000     

5.00%, 05/15/2035

      1,018,688  
480,000     

5.25%, 07/01/2028

      590,525  
460,000     

Washington County, TX, Housing Corp.
1.50%, 01/01/2020(2)

      458,974  
       

 

 

  
                  23,016,941  
       

 

 

  
    

Utah - 0.8%

 

1,580,000     

State of Utah
5.00%, 07/01/2027

      1,907,866  
       

 

 

  
    

Virginia - 2.7%

 

820,000     

City of Alexandria VA, GO
5.00%, 07/01/2027

      990,888  
1,990,000     

County of Fairfax VA
5.00%, 10/01/2027

      2,407,820  
2,355,000     

Virginia Public Building Auth
5.00%, 08/01/2029

      2,799,577  
       

 

 

  
          6,198,285  
       

 

 

  
    

West Virginia - 0.5%

 

    

West Virginia Commissioner of Highways

 

360,000     

5.00%, 09/01/2026

      424,897  
560,000     

5.00%, 09/01/2027

      665,577  
       

 

 

  
          1,090,474  
       

 

 

  
    

Wisconsin - 0.7%

 

    

Wisconsin Health & Educational Facs Auth

 

825,000     

5.00%, 04/01/2032

      945,970  
650,000     

5.00%, 04/01/2033

      742,651  
       

 

 

  
          1,688,621  
       

 

 

  
    

Total Municipal Bonds
(cost $169,436,231)

    $   173,265,328  
       

 

 

  

 

  Hartford Schroders Tax-Aware Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

U.S. Government Securities - 11.0%

 

    

U.S. Treasury Securities - 11.0%

      
    

U.S. Treasury Notes - 11.0%

      
        $            1,064,000     

1.13%, 02/28/2019

       $   1,057,017  
2,197,000     

2.25%, 02/15/2021

         2,170,310  
21,804,000     

2.63%, 02/28/2023

                 21,609,808  
          

 

 

  
    

Total U.S. Government Securities
(cost $24,852,665)

       $   24,837,135  
          

 

 

  
    

Total Long-Term Investments
(cost $219,685,628)

       $   224,957,271  
          

 

 

  

Short-Term Investments - 3.9%

 

    

Other Investment Pools & Funds - 3.9%

      
8,967,304     

Morgan Stanley Institutional Liquidity, Funds Treasury Portfolio,
Institutional Class, 1.82%(5)

         8,967,304  
          

 

 

  
    

Total Short-Term Investments
(cost $8,967,304)

       $   8,967,304  
          

 

 

  
    

Total Investments
(cost $228,652,932)

      103.1%      $   233,924,575  
    

Other Assets & Liabilities

      (3.1)%        (7,124,529 ) 
       

 

 

     

 

 

  
    

Total Net Assets

      100.0%      $   226,800,046  
       

 

 

     

 

 

  

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for financial reporting purposes.

 

(1)

Variable rate securities; the rate reported is the coupon rate in effect at July 31, 2018.

(2)

Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end.

(3)

Security is a zero-coupon bond.

(4)

This security, or a portion of this security, was purchased on a when-issued, delayed-delivery or delayed-draw basis. The cost of these securities was $9,808,136 at July 31, 2018.

(5)

Current yield as of period end.

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)   

 

Other Abbreviations:

   

 

        

GNMA    Government National Mortgage Association   
LIBOR    London Interbank Offered Rate   
Municipal Abbreviations:   
DA    Development Authority   
GO    General Obligation   
ISD    Independent School District   
PA    Port Authority   
Rev    Revenue   
USD    Unified School District   
VA    Veterans Administration   

 

  Hartford Schroders Tax-Aware Bond Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total      Level 1(1)      Level 2(1)      Level 3(1)  

Assets

 

Corporate Bonds

    $ 26,854,808       $ —       $ 26,854,808       $ —   

Municipal Bonds

      173,265,328         —         173,265,328         —   

U.S. Government Securities

      24,837,135         —         24,837,135         —   

Short-Term Investments

      8,967,304         8,967,304         —         —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $         233,924,575       $         8,967,304       $         224,957,271       $                       —   
  

 

 

     

 

 

     

 

 

     

 

 

  

 

(1)

For the period ended July 31, 2018, there were no transfers between any levels.

 

  Hartford Schroders US Small Cap Opportunities Fund

 

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

 

 

Shares or Principal Amount    Market Value†  

Common Stocks - 90.2%

   
    

Automobiles & Components - 1.5%

   
3,564     

Cooper-Standard Holdings, Inc.*

    $ 480,427  
29,338     

Gentherm, Inc.*

      1,329,012  
22,673     

Standard Motor Products, Inc.

      1,105,082  
          2,914,521  
    

Banks - 11.7%

   
35,861     

CenterState Bank Corp.

      995,143  
39,506     

Chemical Financial Corp.

      2,243,941  
5,512     

First Citizens BancShares, Inc. Class A

      2,242,392  
97,657     

First Horizon National Corp.

      1,747,084  
37,629     

First Merchants Corp.

      1,776,089  
91,578     

First Midwest Bancorp, Inc.

      2,442,385  
43,865     

Heritage Financial Corp.

      1,537,468  
21,783     

Lakeland Financial Corp.

      1,056,257  
37,952     

OceanFirst Financial Corp.

      1,107,060  
21,210     

Union Bankshares Corp.

      859,217  
60,632     

United Community Banks, Inc.

      1,820,779  
23,478     

Univest Corp. of Pennsylvania

      640,949  
23,834     

Westamerica Bancorp(1)

      1,430,517  
38,756     

Western Alliance Bancorp.*

      2,198,240  
          22,097,521  
    

Capital Goods - 10.8%

   
16,515     

Dycom Industries, Inc.*

      1,472,477  
31,402     

EnPro Industries, Inc.

      2,398,799  
23,917     

ESCO Technologies, Inc.

      1,488,833  
15,316     

Fortune Brands Home & Security, Inc.

      888,328  
14,280     

Franklin Electric Co., Inc.

      706,146  
25,080     

Generac Holdings, Inc.*

      1,348,050  
33,967     

Hexcel Corp.

      2,344,063  
12,127     

IDEX Corp.

      1,862,465  
40,819     

MasTec, Inc.*

      1,900,124  
6,301     

Maxar Technologies Ltd.

      308,560  
63,445     

REV Group, Inc.(1)

      1,089,351  
16,182     

Simpson Manufacturing Co., Inc.

      1,180,639  
47,709     

Univar, Inc.*

      1,311,520  
14,558     

Valmont Industries, Inc.

      2,033,025  
                  20,332,380  
    

Commercial & Professional Services - 2.3%

   
50,534     

Advanced Disposal Services, Inc.*

      1,243,136  
22,886     

ASGN, Inc.*

      2,066,606  
23,142     

Covanta Holding Corp.

      416,556  
27,641     

Knoll, Inc.

      623,305  
          4,349,603  
    

Consumer Durables & Apparel - 4.8%

   
37,530     

Brunswick Corp.

      2,413,179  
11,386     

Cavco Industries, Inc.*

      2,418,956  
24,563     

Oxford Industries, Inc.

      2,262,744  
37,969     

Steven Madden Ltd.

      2,052,224  
          9,147,103  
    

Consumer Services - 6.1%

   
41,048     

Cheesecake Factory, Inc.

      2,299,919  
85,184     

Del Frisco’s Restaurant Group, Inc.*

      728,323  
63,124     

Extended Stay America, Inc.

      1,343,910  
2,477     

Graham Holdings Co. Class B

      1,384,643  
9,316     

Jack in the Box, Inc.

      784,780  
52,496     

PlayAGS, Inc.*

      1,498,761  
30,680     

Red Rock Resorts, Inc. Class A

      1,084,231  
41,233     

ServiceMaster Global Holdings, Inc.*

      2,349,869  
          11,474,436  

 

  Hartford Schroders US Small Cap Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

    

Diversified Financials - 1.5%

   
79,274     

Compass Diversified Holdings(1)

    $ 1,379,368  
74,564     

Golub Capital BDC, Inc.

      1,405,531  
                  2,784,899  
    

Energy - 3.3%

   
83,855     

ProPetro Holding Corp.*

      1,378,576  
25,136     

Ring Energy, Inc.*

      310,681  
99,349     

Solaris Oilfield Infrastructure, Inc. Class A*(1)

      1,558,786  
180,207     

SRC Energy, Inc.*

      2,039,943  
35,387     

World Fuel Services Corp.

      984,820  
          6,272,806  
    

Food & Staples Retailing - 0.9%

   
48,449     

Performance Food Group Co.*

      1,736,897  
    

Food, Beverage & Tobacco - 0.9%

   
48,662     

Darling Ingredients, Inc.*

      977,620  
28,976     

Hain Celestial Group, Inc.*

      824,077  
          1,801,697  
    

Health Care Equipment & Services - 3.6%

   
3,234     

Cooper Cos., Inc.

      842,457  
19,008     

DENTSPLY SIRONA, Inc.

      914,475  
38,419     

Invacare Corp.

      685,779  
51,446     

K2M Group Holdings, Inc.*

      1,047,955  
10,240     

Masimo Corp.*

      1,018,061  
24,314     

Patterson Cos., Inc.(1)

      596,179  
6,942     

Teladoc, Inc.*

      415,479  
11,506     

West Pharmaceutical Services, Inc.

      1,261,633  
          6,782,018  
    

Insurance - 3.7%

   
25,005     

AMERISAFE, Inc.

      1,570,314  
75,040     

Brown & Brown, Inc.

      2,195,670  
60,034     

National General Holdings Corp.

      1,655,738  
11,764     

Reinsurance Group of America, Inc.

      1,664,606  
          7,086,328  
    

Materials - 5.6%

   
46,912     

Ardagh Group S.A.

      744,494  
32,020     

Ashland Global Holdings, Inc.

      2,629,162  
145,004     

Graphic Packaging Holding Co.

      2,106,908  
63,970     

Pretium Resources, Inc.*(1)

      524,554  
22,369     

Sensient Technologies Corp.

      1,551,514  
23,636     

Steel Dynamics, Inc.

      1,113,019  
86,129     

Valvoline, Inc.

      1,945,654  
          10,615,305  
    

Media - 1.4%

   
52,934     

Cineplex, Inc.(1)

      1,189,016  
30,576     

Hemisphere Media Group, Inc.*

      366,912  
210,480     

MDC Partners, Inc. Class A*

      1,073,448  
          2,629,376  
    

Pharmaceuticals, Biotechnology & Life Sciences - 5.1%

   
11,155     

Akorn, Inc.*

      206,591  
12,627     

Bio-Techne Corp.

      2,028,401  
51,985     

Catalent, Inc.*

      2,167,775  
30,569     

Flexion Therapeutics, Inc.*(1)

      729,376  
24,433     

Intra-Cellular Therapies, Inc.*

      490,370  
25,173     

Pacira Pharmaceuticals, Inc.*

      1,011,955  
6,586     

Puma Biotechnology, Inc.*

      317,116  
17,557     

Repligen Corp.*

      848,530  
38,696     

Syneos Health, Inc.*

      1,906,745  
          9,706,859  
    

Real Estate - 5.8%

   
67,386     

Columbia Property Trust, Inc. REIT

      1,562,008  

 

  Hartford Schroders US Small Cap Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

26,788     

Douglas Emmett, Inc. REIT

    $ 1,040,446  
20,853     

Equity LifeStyle Properties, Inc. REIT

      1,897,414  
59,220     

Gramercy Property Trust REIT

      1,622,036  
2,335     

HFF, Inc. Class A

      105,098  
54,710     

Kennedy-Wilson Holdings, Inc.

      1,143,439  
10,287     

Mid-America Apartment Communities, Inc. REIT

      1,036,724  
67,207     

Terreno Realty Corp. REIT

      2,480,610  
          10,887,775  
    

Retailing - 2.5%

   
27,450     

Asbury Automotive Group, Inc.*

      1,929,735  
37,629     

Caleres, Inc.

      1,260,195  
87,711     

Hudson Ltd. Class A*

      1,482,316  
          4,672,246  
    

Semiconductors & Semiconductor Equipment - 3.5%

   
59,218     

Entegris, Inc.

      2,081,513  
43,232     

Integrated Device Technology, Inc.*

      1,488,478  
68,253     

ON Semiconductor Corp.*

      1,504,978  
38,576     

Versum Materials, Inc.

      1,487,105  
          6,562,074  
    

Software & Services - 9.2%

   
33,916     

Acxiom Corp.*

      1,374,955  
15,706     

Cadence Design Systems, Inc.*

      692,478  
30,137     

Carbonite, Inc.*

      1,033,699  
46,541     

CoreLogic, Inc.*

      2,266,547  
32,223     

CSG Systems International, Inc.

      1,310,509  
17,392     

EPAM Systems, Inc.*

      2,264,612  
12,733     

Fortinet, Inc.*

      801,033  
24,099     

Leidos Holdings, Inc.

      1,648,854  
9,481     

Match Group, Inc.*(1)

      342,454  
25,372     

Perficient, Inc.*

      667,791  
25,528     

PTC, Inc.*

      2,346,278  
32,981     

WNS Holdings Ltd. ADR*

      1,604,855  
28,146     

Yelp, Inc.*

      1,038,024  
                  17,392,089  
    

Technology Hardware & Equipment - 2.4%

   
11,533     

Arrow Electronics, Inc.*

      874,663  
90,411     

Ciena Corp.*

      2,296,439  
53,468     

Extreme Networks, Inc.*

      454,478  
15,328     

Novanta, Inc.*

      955,701  
          4,581,281  
    

Transportation - 1.6%

   
22,171     

Ryder System, Inc.

      1,735,989  
27,859     

Spirit Airlines, Inc.*

      1,210,195  
          2,946,184  
    

Utilities - 2.0%

   
25,510     

IDACORP, Inc.

      2,404,063  
18,724     

Vectren Corp.

      1,338,204  
          3,742,267  
    

Total Common Stocks
(cost $126,332,905)

    $     170,515,665  

Exchange-Traded Funds - 2.0%

   
    

Other Investment Pools & Funds - 2.0%

   
22,598     

iShares Russell 2000 ETF(1)

      3,748,330  
    

Total Exchange-Traded Funds
(cost $3,612,985)

    $ 3,748,330  

 

  Hartford Schroders US Small Cap Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

       

Total Long-Term Investments
(cost $129,945,890)

      $ 174,263,995  
            

 

 

  

Short-Term Investments - 12.8%

     
        Other Investment Pools & Funds - 7.3%     
     13,954,592       

Morgan Stanley Institutional Liquidity, Funds Treasury Portfolio, Institutional Class, 1.82%(2)

      $ 13,954,592  
            

 

 

  
        Securities Lending Collateral - 5.5%     
     518,388        Citibank NA DDCA, 1.91%, 08/01/2018(2)        518,388  
     5,329,452        Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(2)        5,329,452  
     2,134,807        Invesco Government & Agency Portfolio, 1.81%(2)        2,134,807  
     1,100,422       

Morgan Stanley Institutional Liquidity Funds, Government Portfolio,
Institutional Class, 1.82%(2)

        1,100,422  
     1,284,695        Western Asset Institutional Government Class A Fund, 1.76%(2)        1,284,695  
            

 

 

  
                       10,367,764  
            

 

 

  
       

Total Short-Term Investments
(cost $24,322,356)

      $ 24,322,356  
            

 

 

  
       

Total Investments
(cost $154,268,246)

      105.0%     $ 198,586,351  
        Other Assets and Liabilities      (5.0)%       (9,529,129 ) 
          

 

 

    

 

 

  
        Total Net Assets      100.0%     $ 189,057,222  
          

 

 

    

 

 

  

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 for securities lending information.

(2)

Current yield as of period end.

† For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)
Other Abbreviations:     
ADR    American Depositary Receipt
DDCA    Dollars on Deposit in Custody Account
ETF    Exchange-Traded Fund
REIT    Real Estate Investment Trust

 

  Hartford Schroders US Small Cap Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total      Level 1(1)              Level 2(1)                       Level 3(1)           

Assets

 

Common Stocks

            

Automobiles & Components

    $ 2,914,521      $ 2,914,521      $ —      $ —  

Banks

      22,097,521        22,097,521        —        —  

Capital Goods

      20,332,380        20,332,380        —        —  

Commercial & Professional Services

      4,349,603        4,349,603        —        —  

Consumer Durables & Apparel

      9,147,103        9,147,103        —        —  

Consumer Services

      11,474,436        11,474,436        —        —  

Diversified Financials

      2,784,899        2,784,899        —        —  

Energy

      6,272,806        6,272,806        —        —  

Food & Staples Retailing

      1,736,897        1,736,897        —        —  

Food, Beverage & Tobacco

      1,801,697        1,801,697        —        —  

Health Care Equipment & Services

      6,782,018        6,782,018        —        —  

Insurance

      7,086,328        7,086,328        —        —  

Materials

      10,615,305        10,615,305        —        —  

Media

      2,629,376        2,629,376        —        —  

Pharmaceuticals, Biotechnology & Life Sciences

      9,706,859        9,706,859        —        —  

Real Estate

      10,887,775        10,887,775        —        —  

Retailing

      4,672,246        4,672,246        —        —  

Semiconductors & Semiconductor Equipment

      6,562,074        6,562,074        —        —  

Software & Services

      17,392,089        17,392,089        —        —  

Technology Hardware & Equipment

      4,581,281        4,581,281        —        —  

Transportation

      2,946,184        2,946,184        —        —  

Utilities

      3,742,267        3,742,267        —        —  

Exchange-Traded Funds

      3,748,330        3,748,330        —        —  

Short-Term Investments

      24,322,356        24,322,356        —        —  
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $         198,586,351      $         198,586,351      $         —      $         —  
  

 

 

     

 

 

     

 

 

     

 

 

  

(1) For the period ended July 31, 2018, there were no transfers between any levels.

 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

 

  Schedule of Investments

  July 31, 2018 (Unaudited)

 

 

Shares or Principal Amount         Market Value†  
Common Stocks - 89.0%

 

    

Automobiles & Components - 0.8%

      
174,437     

BorgWarner, Inc.

       $   8,027,591   
          

 

 

  
    

Banks - 7.8%

      
254,256     

CenterState Bank Corp.

         7,055,604   
174,462     

Chemical Financial Corp.

         9,909,442   
193,332     

Commerce Bancshares, Inc.

         12,914,578   
84,970     

East West Bancorp., Inc.

         5,500,958   
534,008     

First Horizon National Corp.

         9,553,403   
26,409     

First Republic Bank

         2,610,794   
209,219     

United Community Banks, Inc.

         6,282,846   
92,444     

Webster Financial Corp.

         5,965,411   
50,359     

Westamerica Bancorp(1)

         3,022,547   
177,904     

Western Alliance Bancorp.*

         10,090,715   
164,912     

Zions Bancorporation

         8,525,950   
          

 

 

  
        81,432,248   
          

 

 

  
    

Capital Goods - 12.6%

      
156,807     

AGCO Corp.

         9,881,977   
74,675     

Allison Transmission Holdings, Inc.

         3,509,725   
95,951     

Carlisle Cos., Inc.

         11,786,621   
95,941     

Dycom Industries, Inc.*

         8,554,100   
317,169     

Fortune Brands Home & Security, Inc.

         18,395,802   
527,773     

GrafTech International Ltd.(1)

         11,188,788   
219,984     

Hexcel Corp.

         15,181,096   
54,492     

IDEX Corp.

         8,368,881   
48,852     

Lennox International, Inc.

         10,604,792   
142,895     

MasTec, Inc.*

         6,651,762   
34,093     

Maxar Technologies Ltd.

         1,669,534   
63,843     

Nordson Corp.

         8,561,985   
141,368     

Owens Corning

         8,795,917   
64,919     

Valmont Industries, Inc.

         9,065,938   
          

 

 

  
                132,216,918   
          

 

 

  
    

Commercial & Professional Services - 3.4%

      
256,542     

KAR Auction Services, Inc.

         15,251,422   
10,006     

Rollins, Inc.

         549,730   
138,175     

Stericycle, Inc.*

         9,652,905   
49,020     

Verisk Analytics, Inc.*

         5,422,592   
65,342     

Waste Connections, Inc.

         5,071,193   
          

 

 

  
        35,947,842   
          

 

 

  
    

Consumer Durables & Apparel - 1.8%

      
204,520     

Brunswick Corp.

         13,150,636   
37,912     

PVH Corp.

         5,820,250   
          

 

 

  
        18,970,886   
          

 

 

  
    

Consumer Services - 4.8%

      
575,604     

Aramark

         23,145,037   
368,667     

Extended Stay America, Inc.

         7,848,920   
9,458     

Graham Holdings Co. Class B

         5,287,022   
250,632     

ServiceMaster Global Holdings, Inc.*

         14,283,518   
          

 

 

  
        50,564,497   
          

 

 

  
    

Diversified Financials - 2.5%

      
45,076     

Affiliated Managers Group, Inc.

         7,212,611   
244,760     

Ares Capital Corp.

         4,124,206   
74,699     

Raymond James Financial, Inc.

         6,841,681   
394,254     

Santander Consumer USA Holdings, Inc.

         7,585,447   
          

 

 

  
        25,763,945   
          

 

 

  
    

Energy - 3.3%

      
233,499     

Centennial Resource Development, Inc. Class A*

         4,193,642   
50,110     

Core Laboratories N.V.(1)

         5,618,333   
635,799     

Gulfport Energy Corp.*

         7,318,047   
354,878     

Newfield Exploration Co.*

         10,192,096   

 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

242,877

      Parsley Energy, Inc. Class A*   $ 7,633,624  
      

 

 

  
         34,955,742  
      

 

 

  
     Food & Staples Retailing - 0.9%

 

250,239

      Performance Food Group Co.*     8,971,068  
      

 

 

  
     Food, Beverage & Tobacco - 0.5%

 

177,188

      Hain Celestial Group, Inc.*     5,039,227  
      

 

 

  
     Health Care Equipment & Services - 5.1%

 

37,451

      Cooper Cos., Inc.     9,755,986  

231,830

      DENTSPLY SIRONA, Inc.     11,153,341  

126,072

      Henry Schein, Inc.*     10,011,378  

169,960

      K2M Group Holdings, Inc.*     3,462,085  

41,151

      Masimo Corp.*     4,091,232  

44,813

      Universal Health Services, Inc. Class B     5,471,667  

89,880

      West Pharmaceutical Services, Inc.     9,855,342  
      

 

 

  
         53,801,031  
      

 

 

  
     Household & Personal Products - 0.6%

 

68,093

      Spectrum Brands Holdings, Inc.*(1)     5,949,285  
      

 

 

  
     Insurance - 5.1%

 

194,768

      Arthur J Gallagher & Co.     13,896,697  

315,928

      Brown & Brown, Inc.     9,244,053  

92,314

      Reinsurance Group of America, Inc.     13,062,431  

50,448

      RenaissanceRe Holdings Ltd.     6,651,569  

123,324

      Torchmark Corp.     10,861,145  
      

 

 

  
         53,715,895  
      

 

 

  
     Materials - 5.5%

 

166,471

      Ashland Global Holdings, Inc.     13,668,934  

237,695

      Crown Holdings, Inc.*     10,760,453  

721,469

      Graphic Packaging Holding Co.     10,482,945  

61,797

      Reliance Steel & Aluminum Co.     5,574,089  

84,244

      Sensient Technologies Corp.     5,843,164  

64,148

      Steel Dynamics, Inc.     3,020,729  

355,143

      Valvoline, Inc.     8,022,680  
      

 

 

  
         57,372,994  
      

 

 

  
     Media - 1.6%

 

3,315

      Cable One, Inc.     2,399,596  

87,320

      GCI Liberty, Inc. Class A*     4,200,965  

930,413

      TEGNA, Inc.     10,262,456  
      

 

 

  
         16,863,017  
      

 

 

  
     Pharmaceuticals, Biotechnology & Life Sciences - 2.9%

 

344,004

      Catalent, Inc.*     14,344,967  

121,031

      Intra-Cellular Therapies, Inc.*     2,429,092  

136,802

      Pacira Pharmaceuticals, Inc.*     5,499,441  

101,351

      PerkinElmer, Inc.     8,024,972  
      

 

 

  
         30,298,472  
      

 

 

  
     Real Estate - 6.6%

 

61,181

      Alexandria Real Estate Equities, Inc. REIT     7,796,907  

526,020

      Brixmor Property Group, Inc. REIT     9,305,294  

119,721

      Douglas Emmett, Inc. REIT     4,649,964  

155,380

      Equity LifeStyle Properties, Inc. REIT     14,138,026  

184,033

      Gramercy Property Trust REIT     5,040,664  

174,497

      Lamar Advertising Co. Class A, REIT     12,848,214  

81,071

      Mid-America Apartment Communities, Inc. REIT     8,170,335  

46,698

      SBA Communications Corp. REIT*     7,389,958  
      

 

 

  
                 69,339,362  
      

 

 

  
     Retailing - 3.3%

 

178,144

      Advance Auto Parts, Inc.     25,159,277  

171,208

      Nordstrom, Inc.     8,973,011  
      

 

 

  
         34,132,288  
      

 

 

  
     Semiconductors & Semiconductor Equipment - 2.1%

 

269,188

      Integrated Device Technology, Inc.*     9,268,143  

 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

    44,556     

Microchip Technology, Inc.

   $ 4,162,867  
    406,811     

ON Semiconductor Corp.*

     8,970,182  
      

 

 

  
                 22,401,192  
      

 

 

  
    

Software & Services - 8.9%

 

    128,204     

Cadence Design Systems, Inc.*

     5,652,514  
    217,197     

CoreLogic, Inc.*

     10,577,494  
    54,757     

Gartner, Inc.*

     7,415,741  
    93,685     

Genpact Ltd.

     2,846,150  
    225,057     

Leidos Holdings, Inc.

     15,398,400  
    105,235     

Match Group, Inc.*(1)

     3,801,088  
    109,902     

PTC, Inc.*

     10,101,093  
    492,365     

Sabre Corp.

     12,122,026  
    79,951     

Synopsys, Inc.*

     7,150,018  
    87,677     

Teradata Corp.*

     3,357,152  
    100,737     

VeriSign, Inc.*

     14,630,035  
      

 

 

  
         93,051,711  
      

 

 

  
    

Technology Hardware & Equipment - 3.1%

 

    169,034     

Arrow Electronics, Inc.*

     12,819,538  
    374,914     

Ciena Corp.*

     9,522,816  
    165,886     

Dolby Laboratories, Inc. Class A

     10,691,353  
      

 

 

  
         33,033,707  
      

 

 

  
    

Transportation - 2.8%

 

    118,693     

Alaska Air Group, Inc.

     7,457,481  
    82,121     

Kirby Corp.*

     6,852,997  
    90,216     

Ryder System, Inc.

     7,063,913  
    183,106     

Spirit Airlines, Inc.*

     7,954,125  
      

 

 

  
         29,328,516  
      

 

 

  
    

Utilities - 3.0%

 

    213,217     

Alliant Energy Corp.

     9,161,935  
    98,903     

Evergy, Inc.

     5,547,469  
    81,750     

IDACORP, Inc.

     7,704,120  
    334,290     

NiSource, Inc.

     8,751,712  
      

 

 

  
         31,165,236  
      

 

 

  
    

Total Common Stocks
(cost $809,431,961)

   $ 932,342,670  
      

 

 

  

Exchange-Traded Funds - 2.6%

 

    

Other Investment Pools & Funds - 2.6%

 

    101,033     

iShares Russell 2000 ETF(1)

     16,758,344  
    46,889     

iShares Russell Mid-Cap ETF

     10,150,531  
      

 

 

  
         26,908,875  
      

 

 

  
    

Total Exchange-Traded Funds
(cost $24,086,205)

   $ 26,908,875  
      

 

 

  
    

Total Long-Term Investments
(cost $833,518,166)

   $ 959,251,545  
      

 

 

  

Short-Term Investments - 11.5%

 

    

Other Investment Pools & Funds - 8.1%

 

    84,457,170     

Morgan Stanley Institutional Liquidity, Funds Treasury Portfolio,
Institutional Class, 1.82%(2)

     84,457,170  
      

 

 

  
    

Securities Lending Collateral - 3.4%

 

    1,771,782     

Citibank NA DDCA, 1.91%, 08/01/2018(2)

     1,771,782  
    18,215,365     

Goldman Sachs Financial Sq, Government Institutional Fund, 1.82%(2)

     18,215,365  
    7,296,488     

Invesco Government & Agency Portfolio, 1.81%(2)

     7,296,488  
    3,761,096     

Morgan Stanley Institutional Liquidity Funds, Government Portfolio,
Institutional Class, 1.82%(2)

     3,761,096  
    4,390,917     

Western Asset Institutional Government Class A Fund, 1.76%(2)

     4,390,917  
      

 

 

  
         35,435,648  
      

 

 

  
    

Total Short-Term Investments
(cost $119,892,818)

   $ 119,892,818  
      

 

 

  

 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

                         

Total Investments
(cost $953,410,984)

      103.1%     $         1,079,144,363  
    

Other Assets and Liabilities

      (3.1)%       (32,283,240 ) 
       

 

 

    

 

 

  
    

Total Net Assets

      100.0%     $ 1,046,861,123  
       

 

 

    

 

 

  

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

Other than the industry classifications “Other Investment Pools & Funds,” equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system shown in this report as these classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 for securities lending information .

(2)

Current yield as of period end.

 

†

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)
Other Abbreviations:
DDCA    Dollars on Deposit in Custody Account
ETF    Exchange-Traded Fund
REIT    Real Estate Investment Trust

 

  Hartford Schroders US Small/Mid Cap Opportunities Fund

 

 

  Schedule of Investments – (continued)

  July 31, 2018 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2018 in valuing the Fund’s investments.

 

     Total      Level 1(1)              Level 2(1)                       Level 3(1)           

Assets

 

Common Stocks

 

Automobiles & Components

    $ 8,027,591       $ 8,027,591       $ —       $ —   

Banks

      81,432,248         81,432,248         —         —   

Capital Goods

      132,216,918         132,216,918         —         —   

Commercial & Professional Services

      35,947,842         35,947,842         —         —   

Consumer Durables & Apparel

      18,970,886         18,970,886         —         —   

Consumer Services

      50,564,497         50,564,497         —         —   

Diversified Financials

      25,763,945         25,763,945         —         —   

Energy

      34,955,742         34,955,742         —         —   

Food & Staples Retailing

      8,971,068         8,971,068         —         —   

Food, Beverage & Tobacco

      5,039,227         5,039,227         —         —   

Health Care Equipment & Services

      53,801,031         53,801,031         —         —   

Household & Personal Products

      5,949,285         5,949,285         —         —   

Insurance

      53,715,895         53,715,895         —         —   

Materials

      57,372,994         57,372,994         —         —   

Media

      16,863,017         16,863,017         —         —   

Pharmaceuticals, Biotechnology & Life Sciences

      30,298,472         30,298,472         —         —   

Real Estate

      69,339,362         69,339,362         —         —   

Retailing

      34,132,288         34,132,288         —         —   

Semiconductors & Semiconductor Equipment

      22,401,192         22,401,192         —         —   

Software & Services

      93,051,711         93,051,711         —         —   

Technology Hardware & Equipment

      33,033,707         33,033,707         —         —   

Transportation

      29,328,516         29,328,516         —         —   

Utilities

      31,165,236         31,165,236         —         —   

Exchange-Traded Funds

      26,908,875         26,908,875         —         —   

Short-Term Investments

      119,892,818         119,892,818         —         —   
  

 

 

     

 

 

     

 

 

     

 

 

  

Total

    $ 1,079,144,363       $ 1,079,144,363       $                 —       $                 —   
  

 

 

     

 

 

     

 

 

     

 

 

  

(1) For the period ended July 31, 2018, there were no transfers between any levels.

The Hartford Mutual Funds II, Inc. (the “Company”)

Notes to the Schedule of Investments

 

1.

Investment Valuation and Fair Value Measurements:

For purposes of calculating the net asset value (“NAV”) of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of last reported trade prices or official close price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers, or independent pricing services. If market prices are not readily available or are deemed unreliable, a Fund will use the fair value of the security or other instrument as determined in good faith under policies and procedures established by and under the supervision of the Board of Directors of the Company (the “Board of Directors”). Market prices are considered not readily available where there is an absence of current or reliable market-based data (e.g., trade information or broker quotes), including where events occur after the close of the relevant market, but prior to the close of the New York Stock Exchange (“NYSE Close”), that materially affect the values of a Fund’s portfolio holdings or assets. In addition, market prices are considered not readily available when, due to extraordinary circumstances, the exchanges or markets on which the securities or other instruments trade do not open for trading for the entire day and no other market prices are available. In addition, prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase or redeem shares of the Fund. Fair value pricing is subjective in nature and the use of fair value pricing by a Fund may cause the NAV of its shares to differ significantly from the NAV that would have been calculated using market prices at the close of the exchange on which a portfolio holding is primarily traded. There can be no assurance that a Fund could obtain the fair value assigned to an investment if the Fund were to sell the investment at approximately the time at which the Fund determines its NAV.

Fixed income investments (other than short-term obligations and senior floating rate interest), non-exchange traded derivatives and centrally cleared swaps held by a Fund are normally valued on the basis of quotes obtained from brokers and dealers or independent pricing services in accordance with procedures established by the Board of Directors. Prices obtained from independent pricing services use information provided by market makers or estimates of market values obtained from yield data relating to investments or securities with similar characteristics. Senior floating rate interests generally trade in over-the-counter (“OTC”) markets and are priced through an independent pricing service utilizing independent market quotations from loan dealers or financial institutions. Generally, a Fund may use fair valuation in regard to fixed income positions when the Fund holds defaulted or distressed investments or investments in a company in which a reorganization is pending. Short-term investments maturing in 60 days or less are generally valued at amortized cost if their original term to maturity was 60 days or less, or by amortizing their value on the 61st day prior to maturity, if the original term exceeded 60 days.

Exchange traded options, futures and options on futures are valued at the settlement price or last trade price determined by the relevant exchange as of the NYSE Close. If a last trade price is not available, the value will be the mean of the bid and ask prices as of the NYSE Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the bid price as of the NYSE Close. In the case of OTC options and such instruments that do not trade on an exchange, values may be supplied by a pricing service using a formula or other objective method that may take into consideration the style, direction, expiration, strike price, notional value and volatility or other special adjustments.

Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the New York Stock Exchange (“NYSE”) is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund.

Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date.

Investments in open-end mutual funds are valued at the respective NAV of each open-end mutual fund on each day that the NYSE is open (the “Valuation Date”). Such open-end mutual funds may use fair value pricing as disclosed in their prospectuses.

Financial instruments for which prices are not available from an independent pricing service may be valued using market quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with procedures established by the Board of Directors.

U.S. Generally Accepted Accounting Principles (“U.S. GAAP”) defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are:

Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange-traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants.

Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are

traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract.

Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price.

The Board of Directors has approved procedures that govern the valuation of portfolio investments, including in circumstances where market quotes are not readily available. The Board of Directors has delegated the day-to-day responsibility for implementing these procedures to the Valuation Committee. The Valuation Committee will consider all relevant factors in determining an investment’s fair value, and may seek the advice of such Fund’s sub-adviser, as applicable, knowledgeable brokers, and legal counsel in making such determination. The Valuation Committee reports to the Audit Committee of the Board of Directors.

Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.

For additional information, refer to the Fair Valuation Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund’s Schedule of Investments.

For information regarding a Fund’s other significant accounting policies, please refer to the Fund’s most recent Semiannual or Annual Report.

2. Securities Lending:

A Fund may lend portfolio securities to certain borrowers in U.S. and non-U.S. markets in an amount not to exceed one-third (33 1/3%) of the value of its total assets. If a Fund security is on loan, under the lending agreement, the borrower is required to deposit cash or liquid securities as collateral at least equal to 100% of the market value of the loaned securities; cash collateral is invested for the benefit of the Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned. A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the risk that the principal value of the collateral invested may decline; (iv) the risk that the borrower may use the loaned securities to cover a short sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; and (vi) the risk that any efforts to restrict the securities for purposes of voting may not be effective. These events could also trigger adverse tax consequences for the Fund.

At July 31, 2018, the following Funds had securities on loan at value, cash collateral and non-cash collateral as follows:

 

Fund

   

Market Value of
Securities on Loan

   

Cash Collateral

  

Non - Cash

Collateral(1)

Growth Opportunities Fund

    $        38,358,063    $  39,584,486   $  —   

Quality Value Fund

    121,860    125,100   —   

Small Cap Growth Fund

    34,896,742    35,731,382   —   

Emerging Markets Equity Fund

    22,721,383    22,636,534   1,401,980(2)

Emerging Markets Multi-Sector Bond Fund

    3,055,284    3,119,373   —   

Global Strategic Bond Fund

    275,372    281,941   —   

International Multi-Cap Value Fund

    32,967,619    31,929,261   3,084,109(2)

International Stock Fund

    2,287,056    2,343,600   —   

US Small Cap Opportunities Fund

    10,094,915    10,367,764   —   

US Small/Mid Cap Opportunities Fund

    34,679,431    35,435,648   —   

 

(1)

These securities are held for the benefit of the Fund at the Fund’s custodian. The Fund cannot repledge or resell this collateral.

 

(2)

U.S. Government securities.

The following table reflects a breakdown of transactions accounted for as secured borrowings, the gross obligation by the type of collateral pledged, and the remaining contractual maturity of those transactions as of July 31, 2018.

Growth Opportunities Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days    Total  

Securities Lending Transactions(1)

 

Common Stocks

    $ 39,584,486      $  —    $  —    $  —    $   39,584,486  

Total Borrowings

    $ 39,584,486      $  —    $  —    $  —    $   39,584,486  

Gross amount of recognized liabilities for securities lending transactions

    $   39,584,486  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Quality Value Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days    Total  

Securities Lending Transactions(1)

 

Common Stocks

    $ 125,100      $  —    $  —    $  —    $   125,100  

Total Borrowings

    $ 125,100      $  —    $  —    $  —    $   125,100  

Gross amount of recognized liabilities for securities lending transactions

    $   125,100  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Small Cap Growth Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days      Total  

Securities Lending Transactions(1)

 

Common Stocks

    $ 4,923,307      $  —    $  —      $  —      $   4,923,307  

Exchange-Traded Funds

      30,808,075          —        —          —        30,808,075  

Total

    $ 35,731,382      $  —    $  —      $  —      $   35,731,382  

Total Borrowings

    $ 35,731,382      $  —    $  —      $  —      $   35,731,382  

Gross amount of recognized liabilities for securities lending transactions

             $   35,731,382  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Emerging Markets Equity Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days    Total  

Securities Lending Transactions(1)

 

Common Stocks

    $ 22,636,534      $  —    $  —    $  —    $   22,636,534  

Total Borrowings

    $ 22,636,534      $  —    $  —    $  —    $   22,636,534  

Gross amount of recognized liabilities for securities lending transactions

    $   22,636,534  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Emerging Markets Multi-Sector Bond Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days    Total  

Securities Lending Transactions(1)

 

Corporate Bonds

    $ 3,119,373      $  —    $  —    $  —    $   3,119,373  

Total Borrowings

    $ 3,119,373      $  —    $  —    $  —    $ 3,119,373  

Gross amount of recognized liabilities for securities lending transactions

    $ 3,119,373  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Global Strategic Bond Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days    Total  

Securities Lending Transactions(1)

 

Corporate Bonds

    $ 281,941      $  —    $  —    $  —    $   281,941  

Total Borrowings

    $ 281,941      $  —    $  —    $  —    $ 281,941  

Gross amount of recognized liabilities for securities lending transactions

    $ 281,941  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

International Multi-Cap Value Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days    Total  

Securities Lending Transactions(1)

 

Common Stocks

    $ 31,929,261      $  —    $  —    $  —    $   31,929,261  

Total Borrowings

    $ 31,929,261      $  —    $  —    $  —    $ 31,929,261  

Gross amount of recognized liabilities for securities lending transactions

    $ 31,929,261  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

International Stock Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days    Total  

Securities Lending Transactions(1)

 

Common Stocks

    $ 2,343,600      $  —    $  —    $  —    $   2,343,600  

Total Borrowings

    $ 2,343,600      $  —    $  —    $  —    $ 2,343,600  

Gross amount of recognized liabilities for securities lending transactions

    $ 2,343,600  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

US Small Cap Opportunities Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days      Total  

Securities Lending Transactions(1)

 

Common Stocks

    $ 2,423,864      $  —    $  —      $  —      $ 2,423,864  

Exchange-Traded Funds

      7,943,900          —        —          —        7,943,900  

Total

    $ 10,367,764      $  —    $  —      $  —      $   10,367,764  

Total Borrowings

    $ 10,367,764      $  —    $  —      $  —      $ 10,367,764  

Gross amount of recognized liabilities for securities lending transactions

             $ 10,367,764  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

US Small/Mid Cap Opportunities Fund

CERTAIN TRANSFERS ACCOUNTED FOR AS SECURED BORROWINGS

Remaining Contractual Maturity of the Agreements

 

      Overnight and
Continuous		      <30 days    Between
30 & 90 days		    >90 days      Total  

Securities Lending Transactions(1)

 

Common Stocks

    $ 12,153,074      $  —    $  —      $  —      $ 12,153,074  

Exchange-Traded Funds

      23,282,574          —        —          —        23,282,574  

Total

    $ 35,435,648      $  —    $  —      $  —      $   35,435,648  

Total Borrowings

    $ 35,435,648      $  —    $  —      $  —      $ 35,435,648  

Gross amount of recognized liabilities for securities lending transactions

             $ 35,435,648  

 

(1) 

Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand.

Item 2. Controls and Procedures.

(a) The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are generally effective to provide reasonable assurance, as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on their evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13a-15(b) or 240.15d-15(b)).

(b) There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.

Item 3. Exhibits.

 

  (a)

Separate certifications for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)) are attached herewith.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    THE HARTFORD MUTUAL FUNDS II, INC.
Date: October 1, 2018     By:  

/s/ James E. Davey

      James E. Davey
      President and Chief Executive Officer

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

Date: October 1, 2018     By:  

/s/ James E. Davey

      James E. Davey
      President and Chief Executive Officer
Date: October 1, 2018     By:  

/s/ Amy N. Furlong

      Amy N. Furlong
      Treasurer
      (Principal Financial Officer and Principal Accounting Officer)