0001731145-19-000004.txt : 20191104 0001731145-19-000004.hdr.sgml : 20191104 20191104165629 ACCESSION NUMBER: 0001731145-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mines Andrew CENTRAL INDEX KEY: 0001731145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 191190537 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 BUSINESS PHONE: 8477247500 MAIL ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 4 1 wf-form4_157290457374588.xml FORM 4 X0306 4 2019-10-31 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001731145 Mines Andrew 155 HARLEM AVE. GLENVIEW IL 60025 0 1 0 0 Executive Vice President Common Stock 2019-10-31 4 S 0 1115 167.56 D 0 D Common Stock 2019-10-31 4 M 0 1375 78.59 A 1375 D Common Stock 2019-10-31 4 S 0 1375 167.59 D 0 D Common Stock 2019-10-31 4 M 0 2430 98.26 A 2430 D Common Stock 2019-10-31 4 S 0 2430 167.62 D 0 D Common Stock 2019-10-31 4 M 0 2498 91.88 A 2498 D Common Stock 2019-10-31 4 S 0 2498 167.66 D 0 D Common Stock 2019-10-31 4 M 0 2888 128 A 2888 D Common Stock 2019-10-31 4 S 0 2888 167.81 D 0 D Common Stock 2019-10-31 4 M 0 2689 163.36 A 2689 D Common Stock 2019-10-31 4 S 0 2689 167.87 D 0 D Employee Stock Option 98.26 2019-10-31 4 M 0 2430 0 D 2016-02-13 2025-02-13 Common Stock 2430.0 0 D Employee Stock Option 128.0 2019-10-31 4 M 0 2888 0 D 2018-02-10 2027-02-10 Common Stock 2888.0 2889 D Employee Stock Option 78.59 2019-10-31 4 M 0 1375 0 D 2015-02-14 2024-02-14 Common Stock 1375.0 0 D Employee Stock Option 91.88 2019-10-31 4 M 0 2498 0 D 2017-02-12 2026-02-12 Common Stock 2498.0 1249 D Employee Stock Option 163.36 2019-10-31 4 M 0 2689 0 D 2019-02-15 2028-02-15 Common Stock 2689.0 8069 D Employee Stock Option 144.21 2020-02-15 2029-02-15 Common Stock 13824.0 13824 D Performance Share Units (granted 2/10/17) 0.0 Common Stock 632.0 632 D Performance Share Units (granted 2/15/18) 0.0 Common Stock 1294.0 1294 D Performance Share Units (granted 2/15/19) 0.0 Common Stock 1646.0 1646 D This transaction was executed at multiple prices ranging from $167.56 to $167.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed at multiple prices ranging from $167.60 to $167.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed at multiple prices ranging from $167.79 to $167.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed at multiple prices ranging from $167.86 to $167.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. Options vest in four (4) equal annual installments beginning one year from date of grant. Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date. Each PSU vests 100% three years from the date of grant if performance goals are met. Andrew Mines, by Janet O. Love, Deputy General Counsel & Assistant Secretary, Attorney-In-Fact on File 2019-11-04