0001209191-12-034046.txt : 20120615
0001209191-12-034046.hdr.sgml : 20120615
20120615151253
ACCESSION NUMBER: 0001209191-12-034046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120614
FILED AS OF DATE: 20120615
DATE AS OF CHANGE: 20120615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH DAVID BYRON JR
CENTRAL INDEX KEY: 0001478669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04797
FILM NUMBER: 12910007
MAIL ADDRESS:
STREET 1: 3600 WEST LAKE AVENUE
CITY: GLENVIEW
STATE: IL
ZIP: 60026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC
CENTRAL INDEX KEY: 0000049826
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 361258310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0213
BUSINESS ADDRESS:
STREET 1: 3600 WEST LAKE AVE
CITY: GLENVIEW
STATE: IL
ZIP: 60026-1215
BUSINESS PHONE: 8476574204
MAIL ADDRESS:
STREET 1: 3600 WEST LAKE AVENUE
CITY: GLENVIEW
STATE: IL
ZIP: 60026-1215
4
1
doc4.xml
FORM 4 SUBMISSION
X0305
4
2012-06-14
0
0000049826
ILLINOIS TOOL WORKS INC
ITW
0001478669
SMITH DAVID BYRON JR
ILLINOIS TOOL WORKS INC.
3600 WEST LAKE AVENUE
GLENVIEW
IL
60026
1
0
0
0
Common Stock
7714
D
Common Stock
102901
D
Common Stock
2012-06-14
4
S
0
66667
54.15
D
2650002
I
By partnership
Common Stock
6404842
I
Trusts
Common Stock
14986
I
Trusts
Phantom Stock Units
Common Stock
1069
1069
D
Shares owned directly by reporting person with his spouse.
This transaction was executed in multiple trades at prices ranging from $53.61 to $54.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
Shares are held by 2009 Smith Family LP of which the reporting person has a partial direct beneficial interest.
Shares held in various trusts of which reporting person has a partial direct beneficial interest.
Shares held in various trusts of which the reporting person has a pecuniary interest and his father is a co-trustee. The reporting person disclaims beneficial ownership of these shares.
Represents units of phantom stock under the Phantom Stock Plan for non-employee directors as of June 12, 2012. Each unit is equal in value to one share of common stock. The units are not transferable and have no voting rights. Additional units are credited in amounts equivalent to cash dividends paid on the common stock.
David Byron Smith, Jr. by Maria C. Green, Senior Vice President, General Counsel & Secretary, Attorney-In-Fact POA on File
2012-06-15