0000049826-17-000081.txt : 20170301 0000049826-17-000081.hdr.sgml : 20170301 20170301165620 ACCESSION NUMBER: 0000049826-17-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 BUSINESS PHONE: 8477247500 MAIL ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zimmerman Michael R. CENTRAL INDEX KEY: 0001630650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 17655062 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 4 1 wf-form4_148840536606578.xml FORM 4 X0306 4 2017-02-27 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001630650 Zimmerman Michael R. ILLINOIS TOOL WORKS INC. 155 HARLEM AVENUE GLENVIEW IL 60025 0 1 0 0 Executive Vice President Common Stock 2017-02-27 4 M 0 5017 55.71 A 7643 D Common Stock 2017-02-27 4 S 0 5017 132 D 2626 D Employee Stock Option 78.59 2015-02-14 2024-02-14 Common Stock 6600.0 6600 D Employee Stock Option 55.71 2017-02-27 4 M 0 5017 0 D 2013-02-10 2022-02-10 Common Stock 5017.0 5000 D Employee Stock Option 63.25 2014-02-15 2023-02-14 Common Stock 9325.0 9325 D Employee Stock Option 98.26 2016-02-13 2025-02-13 Common Stock 13362.0 13362 D Performance Restricted Stock Unit (granted 2/13/15) 0.0 Common Stock 2798.0 2798 D Employee Stock Option 91.88 2017-02-12 2026-02-12 Common Stock 15817.0 15817 D Performance Restricted Stock Unit (granted 2/12/2016) 0.0 Common Stock 3446.0 3446 D Employee Stock Option 128.0 2018-02-10 2027-02-10 Common Stock 19567.0 19567 D Performance Share Units (granted 2/10/17) 0.0 Common Stock 2050.0 2050 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and approved by the issuer effective November 29, 2016. Options vest in four (4) equal installments beginning one year from date of grant. Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met. Michael R. Zimmerman, by Janet O. Love, Deputy General Counsel & Assistant Secretary, Attorney-In-Fact on File 2017-03-01