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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 30, 2019

 

AMERICAN EXPRESS COMPANY

(Exact name of registrant as specified in its charter)

 

New York   1-7657   13-4922250

(State or other jurisdiction

of incorporation or organization)

  (Commission File Number)   (IRS Employer Identification No.)

 

200 Vesey Street,

New York, New York

  10285
(Address of principal executive offices)   (Zip Code)

 

Registrant's telephone number, including area code: (212) 640-2000

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Shares (par value $0.20 per Share)   AXP   New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 8.01 Other Events

         

Exhibits are filed herewith in connection with the issuance by American Express Company (the “Company”), on July 30, 2019, of $1,500,000,000 aggregate principal amount of 2.500% Notes due July 30, 2024 pursuant to a Prospectus Supplement dated July 25, 2019 to the Prospectus dated March 12, 2018, filed as part of the Company’s Registration Statement on Form S-3 (No. 333-223581).

  

Item 9.01 Financial Statements and Exhibits

         

The following exhibits are incorporated by reference into the Registration Statement as exhibits thereto and are filed as part of this Current Report:

 

(d) Exhibits

 

  5 Opinion and Consent of David S. Carroll, Esq.

 

  23 Consent of Counsel (included in Exhibit 5)

 

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SIGNATURE


 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 


   

AMERICAN EXPRESS COMPANY

(REGISTRANT)

 

  By:  /s/ Tangela S. Richter
    Name: Tangela S. Richter
    Title: Corporate Secretary

 

 

Date:  July 30, 2019

 

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