0001127602-24-002848.txt : 20240131
0001127602-24-002848.hdr.sgml : 20240131
20240131201339
ACCESSION NUMBER: 0001127602-24-002848
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240129
FILED AS OF DATE: 20240131
DATE AS OF CHANGE: 20240131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Squeri Stephen J
CENTRAL INDEX KEY: 0001326109
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 24584630
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-01-29
0000004962
AMERICAN EXPRESS CO
AXP
0001326109
Squeri Stephen J
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
1
Chairman and CEO
0
Common Stock
2024-01-29
4
A
0
115740
201.43
A
249898
D
Common Stock
2024-01-29
4
F
0
58384
201.43
D
191514
D
Common Stock
38750
I
by 2020 GRAT
Common Stock
76035
I
by GRAT
Common Stock
127.84
I
401(k) Trust
Common Stock
0
I
trusts fbo children
Employee Stock Option (Right to Buy)
116.26
2024-01-29
4
A
0
90766
0
A
2024-01-29
2031-01-29
Common Stock
90766
90766
D
Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
Includes shares acquired pursuant to dividend reinvestment.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
Balance reflects shares transferred from a Grantor Annuity Retained Trust to the Grantor. These transfers are exempt from Section 16 pursuant to rule 16a-13.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.
/s/ Kristina V. Fink, attorney-in-fact
2024-01-31