0001127602-24-002848.txt : 20240131 0001127602-24-002848.hdr.sgml : 20240131 20240131201339 ACCESSION NUMBER: 0001127602-24-002848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240129 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Squeri Stephen J CENTRAL INDEX KEY: 0001326109 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 24584630 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-01-29 0000004962 AMERICAN EXPRESS CO AXP 0001326109 Squeri Stephen J 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 1 Chairman and CEO 0 Common Stock 2024-01-29 4 A 0 115740 201.43 A 249898 D Common Stock 2024-01-29 4 F 0 58384 201.43 D 191514 D Common Stock 38750 I by 2020 GRAT Common Stock 76035 I by GRAT Common Stock 127.84 I 401(k) Trust Common Stock 0 I trusts fbo children Employee Stock Option (Right to Buy) 116.26 2024-01-29 4 A 0 90766 0 A 2024-01-29 2031-01-29 Common Stock 90766 90766 D Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. Includes shares acquired pursuant to dividend reinvestment. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Balance reflects shares transferred from a Grantor Annuity Retained Trust to the Grantor. These transfers are exempt from Section 16 pursuant to rule 16a-13. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant. /s/ Kristina V. Fink, attorney-in-fact 2024-01-31