0001127602-23-027863.txt : 20231117 0001127602-23-027863.hdr.sgml : 20231117 20231117170033 ACCESSION NUMBER: 0001127602-23-027863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckminster Douglas E. CENTRAL INDEX KEY: 0001477675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 231419733 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-15 0000004962 AMERICAN EXPRESS CO AXP 0001477675 Buckminster Douglas E. 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Vice Chairman 0 Common Stock 29500 I By GRAT Common Stock 0 I 401(k) Trust Common Stock 2023-11-15 4 M 0 11344 86.64 A 129219.746 D Common Stock 2023-11-15 4 S 0 11344 158.87 D 88375.746 D Employee Stock Option (Right to Buy) 86.64 2023-11-15 4 M 0 11344 0 D 2017-01-28 2024-01-28 Common Stock 11344 0 D Balance reflects shares transferred from the reporting person to a Grantor Retained Annuity Trust on November 15, 2023. Includes shares acquired pursuant to dividend reinvestment. The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $158.67 to $158.895. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Balance reflects shares transferred from the reporting person to a Grantor Retained Annuity Trust on November 15, 2023. /s/ Kristina V. Fink, attorney-in-fact 2023-11-17