0001127602-23-002849.txt : 20230201 0001127602-23-002849.hdr.sgml : 20230201 20230201111637 ACCESSION NUMBER: 0001127602-23-002849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230129 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pickett Denise CENTRAL INDEX KEY: 0001730101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 23575378 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-01-29 0000004962 AMERICAN EXPRESS CO AXP 0001730101 Pickett Denise 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Pres., GSG and TLS Common Stock 2023-01-29 4 A 0 18674 172.31 A 34575.139 D Common Stock 2023-01-29 4 F 0 10042 172.31 D 24533.139 D Common Stock 1417.5328 I by ESOP Employee Stock Option (Right to Buy) 131.68 2023-01-29 4 A 0 20518 0 A 2023-01-29 2030-01-29 Common Stock 20518 20518 D Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan. The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period. /s/ Kristina V. Fink, attorney-in-fact 2023-02-01