0001127602-23-002849.txt : 20230201
0001127602-23-002849.hdr.sgml : 20230201
20230201111637
ACCESSION NUMBER: 0001127602-23-002849
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230129
FILED AS OF DATE: 20230201
DATE AS OF CHANGE: 20230201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pickett Denise
CENTRAL INDEX KEY: 0001730101
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 23575378
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-01-29
0000004962
AMERICAN EXPRESS CO
AXP
0001730101
Pickett Denise
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Pres., GSG and TLS
Common Stock
2023-01-29
4
A
0
18674
172.31
A
34575.139
D
Common Stock
2023-01-29
4
F
0
10042
172.31
D
24533.139
D
Common Stock
1417.5328
I
by ESOP
Employee Stock Option (Right to Buy)
131.68
2023-01-29
4
A
0
20518
0
A
2023-01-29
2030-01-29
Common Stock
20518
20518
D
Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period.
/s/ Kristina V. Fink, attorney-in-fact
2023-02-01