0001127602-22-002877.txt : 20220201 0001127602-22-002877.hdr.sgml : 20220201 20220201212404 ACCESSION NUMBER: 0001127602-22-002877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220129 FILED AS OF DATE: 20220201 DATE AS OF CHANGE: 20220201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAMPBELL JEFFREY C CENTRAL INDEX KEY: 0001196907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 22581342 MAIL ADDRESS: STREET 1: 4333 AMON CARTER BLVD CITY: FORT WORTH STATE: TX ZIP: 76155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-01-29 0000004962 AMERICAN EXPRESS CO AXP 0001196907 CAMPBELL JEFFREY C 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Vice Chairman and CFO Common Stock 2022-01-29 4 A 0 35657 177.06 A 121781.628 D Common Stock 2022-01-29 4 D 0 18888 177.06 D 102893.628 D Common Stock 2022-01-29 4 A 0 5942 177.06 A 108835.628 D Common Stock 2022-01-29 4 D 0 3286 177.06 D 105549.628 D Employee Stock Option (Right to Buy) 100.96 2022-01-29 4 A 0 38510 0 A 2022-01-29 2029-01-29 Common Stock 38510 38510 D Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period. /s/ Kristina V. Fink, attorney-in-fact 2022-02-01